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. Author manuscript; available in PMC: 2015 Jul 1.
Published in final edited form as: Hastings Cent Rep. 2014 Jun 11;44(4):22–32. doi: 10.1002/hast.328

Table 1.

Potential Advantages and Disadvantages of Models of Consent to Return of Incidental Findings

Model Name Potential Advantages Potential Disadvantages
1. Traditional Consent
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    Resembles traditional process, familiar to the research community

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    Participant receives all IF information prior to deciding whether to participate

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    Participant maintains choice about types of IFs to receive, or about opting out

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    Adds time and information to lengthy and complex process

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    Participant preferences may change after initial consent

2. Staged Consent
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    Reduces time spent discussing IFs during initial consent; more detailed information provided later if IFs occur

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    Participant makes decisions on IFs closer to the time of receipt, can consider current circumstances

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    More detailed and specific information for participant

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    Participant maintains choice about types of IFs to receive, or about opting out altogether

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    Following-up and recontacting participants for consent could be costly and burdensome

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    Participant’s decision to enroll in study made without full information about potential return of IFs

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    Depending on procedure, recontacting participant may reveal unwanted information about an IF, with negative impact on participant

3. Mandatory Return
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    Simplifies consent at enrollment: participant receives information only on selected IFs, does not have to choose which findings to receive

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    Researchers’ obligations to return IFs clearly defined and limited to a pre-determined list

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    Degree of choice maintained about whether to participate in the study

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    Participant choice restricted—cannot choose which findings to receive, and cannot refuse to accept designated findings

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    Lack of participant choice may be disincentive to enroll in genomic research

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    Efforts to follow-up and recontact participants could be costly and burdensome for researchers

4. Outsourcing
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    Researchers don’t have to spend time explaining implications of IFs - would be outsourced to entities that specialize in interpretation/ communication of genomic information
    • -
      Costs associated with return of results avoided, including recontacting participants, hiring additional staff to communicate results, etc.
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    Participant spared immediate task of deciding which secondary findings to receive; can pursue this question later with entity of their choice

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    Researchers’ obligations simplified to the return of each participant’s raw data

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    Though participant receives all genomic data, may not become aware of medically significant data

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    Services for genomic interpretation and counseling not widely available at present—could be mitigated if demand increases

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    May exacerbate health disparities, since further interpretive services may be costly and hence limited to wealthy participants