Abstract
Epidemiological models are key tools for designing and evaluating detection and control strategies against animal infectious diseases. In France, after decades of decrease of bovine tuberculosis (bTB) incidence, the disease keeps circulating. Increasing prevalence levels are observed in several areas, where the detection and control strategy could be adapted. The objective of this work was to design and calibrate a model of the within-herd transmission of bTB. The proposed model is a stochastic model operating in discrete-time. Three health states were distinguished: susceptible, latent and infected. Dairy and beef herd dynamics and bTB detection and control programs were explicitly represented. Approximate Bayesian computation was used to estimate three model parameters from field data: the transmission parameter when animals are inside (βinside) and outside (βoutside) buildings, and the duration of the latent phase. An independent dataset was used for model validation. The estimated median was 0.43 [0.16–0.84] month−1 for βinside and 0.08 [0.01–0.32] month−1 for βoutside. The median duration of the latent period was estimated 3.5 [2]–[8] months. The sensitivity analysis showed only minor influences of fixed parameter values on these posterior estimates. Validation based on an independent dataset showed that in more than 80% of herds, the observed proportion of animals with detected lesions was between the 2.5% and 97.5% percentiles of the simulated distribution. In the absence of control program and once bTB has become enzootic within a herd, the median effective reproductive ratio was estimated to be 2.2 in beef herds and 1.7 in dairy herds. These low estimates are consistent with field observations of a low prevalence level in French bTB-infected herds.
Introduction
Bovine tuberculosis (bTB) is a chronic animal disease most often caused by Mycobacterium bovis, that mainly affects the respiratory system [1]. The main route of transmission of the infection between cattle is the respiratory route [2]. In France, a control program for bTB became mandatory in 1965. Detection of infected herds was based on an annual screening of animals using skin tests, and on routine inspection of carcasses at slaughter for bTB-like lesions (with subsequent isolation of M. bovis at the laboratory). Since 1990, the control program was reinforced by the compulsory screening (using skin tests) of animals introduced in bTB-free herds, these animals always originating from other bTB-free herds. In 1999, herd prevalence fell below 0.1% and the slaughter of all cattle in infected herds (termed below “total slaughter”) was introduced in the control program. In 2001, France was declared officially free of bTB by the European Union. However, in recent years, an increase in bTB incidence has been observed in some departments. Similar trends have been observed in other European countries. In Great Britain and Ireland, the control programs became mandatory in 1950 and 1957, respectively. They were also based on an annual screening by skin test, the slaughter of positive animals and the inspection of carcasses at the slaughterhouse [3]. bTB incidence decreased in both countries, but the epidemiological situation began to deteriorate gradually from the 1980s, partly because of the existence of a wildlife reservoir in badger populations [4]. In France, such a wildlife reservoir has not been identified, although wild boars, red deer and badgers with M. bovis lesions have been found in several departments. Unlike France, Great Britain or Ireland, there are countries where “test and slaughter” control programs were successful in eradicating bTB: Sweden was considered bTB-free in 1958, after 40 years of this type of control program [5] (sporadic cases have been reported afterwards, the last one in 1978 [6]).
In France, data collected over 35 years, between 1965 and 2000, have shown parallel evolutions of herd management practices (with a disappearance of family farms and a professionalization of breeders) and of herd structures (with changes in herd types with a switch from dairy to beef and increasing herd sizes). Besides the effectiveness of control programs, the decrease of bTB incidence between 1965 and 2000 could be partly attributable to these changes in herd management practices and in herd structures [7].
Neither ante-mortem tests [8] nor post-mortem tests [6], [9] used in bTB control programs have perfect sensitivity and specificity. With the decrease of infection prevalence and because of the increase of herd sizes (multiplied on average by 3.5 between 1965 and 2000 in France [7]), ante-mortem false-positive reactions became a major problem for the surveillance and control program and its acceptability by breeders. This led to an increasing complexity of testing procedures over the past fifteen years, with combinations of several tests: single intradermal tuberculin test (SITT), single intradermal comparative cervical tuberculin test (SICCT) and gamma interferon test (γIFN). Additionally, total slaughter has been replaced in some areas by the slaughter of reactive animals only. All these adaptations allowed reducing the number of animals slaughtered due to false-positive tests, the counterpart being the burdensomeness of control programs due to prolonged restriction of cattle movements.
The failure of the eradication of bTB in France and other European countries seems therefore the result of a complex interaction between the evolution of herd management practices and herd structures, the evolution of control programs, and the implication of wildlife as a reservoir for infection in cattle.
Mathematical modelling is used for the study of complex phenomena such as the dynamics of infectious agents [10]. Diseases with a long incubation period, such as bTB, are difficult to study experimentally or in the field because of prolonged waiting times for obtaining results and the high costs of conducting experimental studies [2]. Mathematical simulation models offer the possibility to test a range of control programs in a short time and to identify the most effective one [2].
A number of mathematical models have been developed to represent the spread of bTB and assess the effectiveness of control measures, especially for wildlife (badgers, opossums and white-tailed deer) [11]. Several models have been built to simulate the dynamics of bTB within cattle herds, to quantify the importance of within-farm bTB transmission by estimating the within-herd transmission coefficient of infection [2], [12]–[14] or to evaluate detection and control strategies against bTB [2], [13], [15], [16].
Each of these models incorporates three processes that shape the within-herd bTB infection dynamics: (i) the natural history of the disease, (ii) husbandry practices and (iii) the surveillance and control program [15]. Because points (ii) and (iii) are specific to a particular context (geographical area and time period), the models mentioned above are difficult to extrapolate to other countries.
The aim of this study was to design, calibrate and validate a model of spread of M. bovis within a cattle herd. Parameter definition was designed to allow simulating various herd management practices as well as control programs of arbitrary complexity.
Materials and Methods
Ethical statement
bTB is a notifiable disease for which there are control and surveillance campaigns in France. Official methods for diagnosis of this disease are culture, PCR and histopathology. Therefore, all the datasets included in this study are issued from animals analyzed within an official context. No purpose killing of animals was performed for this study. All datasets were in complete agreement with national and European regulations. No ethical approval was necessary.
Data
Four datasets denoted A, B, C and D were used, which had been collected at different periods (between 1980 and 2010) in 3 French departments (Nord, Dordogne, and Côte d'Or). At that time and in these departments, four specific control programs were applied, also denoted A, B, C and D (Table 1).
Table 1. Description of the four datasets.
Id | Data type | Number of herds (animals) | Period(geographic origin) | Control program | |
Dairy | Beef | ||||
A | Aggregated | 5 (134) | 1981–1983 (Nord) | Annual screening by SITT, slaughter of all cattle if>40% of SITT-positive animals, otherwise slaughter of SITT-positive only | |
B | Individual | 1 (60) | 12 (625) | 2004–2006 (Dordogne) | Biennial screening by SITT confirmed by SICCT, slaughter of SICCT-positive animals, slaughter of all cattle in case of lesions and M. bovis isolation |
Aggregated | 9 (684) | 16 (1,011) | |||
C | Individual | 3 (142) | 11 (596) | 2007–2010 (Dordogne) | Annual screening by SITT with second control by γIFN1 and confirmation by SICCT, slaughter of SICCT-positive, slaughter of all cattle in case of lesions and M. bovis isolation |
Aggregated | 7 (530) | 22 (1,344) | |||
D | Aggregated | 29 (6,317) | 2005–2009 (Côte d’Or) | Biennial screening by SICCT, slaughter of SICCT-positive animals, slaughter of all cattle in case of lesions and M. bovis isolation |
To improve the specificity of the control program C, the γIFN assay used in this control program is a combination of two tests: the PPD γIFN and the ESAT-6 γIFN. The modified γIFN test can be positive (both tests are positive), negative (both tests are negative) or divergent (the results of the two tests are discordant).
The total number of herds in the four datasets was 115. All were submitted to a total slaughter. Out of all these 115 farms, detailed data for each animal (individual data) were available for 27 herds, namely the year of birth, the screening tests used, the date and results of these tests, the date of slaughter and the result of carcass inspection at the slaughterhouse (presence or absence of lesions). For the 88 remaining farms, we obtained a single data point aggregated at the herd level: the within-herd proportion of animals with detected lesions at total slaughter (Table 1). Dataset A was obtained from a case study conducted by Carnon [17]. The median percentage of animals with lesions per herd was 34.6% (min: 20.8%, max: 86.4%). Dataset B and C were obtained from the official veterinary services of Dordogne department. In dataset B, the median percentage of animals with lesions per herd was 6.4% (min: 0.1%, max 52%). In dataset C, it was 3.1% (min: 0.6%, max 43%). Data set D was obtained from the Alfort National Veterinary School. The median percentage of animals with lesions per herd was 1% (min: 0.3%, max: 5%).
Model
The within-herd spread of bTB was modelled using a compartmental stochastic model operating in discrete time (Figure 1). The time step was one month. Hereafter, t represents the current time step and m the current month. Each cattle was represented by its age in years i∈A = {0,…,A_max} and its health state j∈H = {S,E,I}, with: S (susceptible): the animal is not infected, E (latent): the animal is infected but does not have lesions and does not excrete bacteria, and I (infectious): the animal is infected, has lesions and excretes bacteria. Animals were assumed to be grouped into batches according to their age class. To each age class i (i∈A) was assigned a batch denoted L(i) (with L(i)⊂A). A given batch thus contained animals of one or several age classes. In practice, these batches are often placed by farmers on distant pastures and sometimes in separate buildings, animals from distinct batches having little contact with each other.
The control program was represented by a succession of steps numbered from 1 to Dmax. During each of these steps, biological tests were performed on the entire or part of the herd; the results of these tests determined the following step. For example, in the control program B which was applied between 2004 and 2006 in the department of Dordogne (Figure 2), the first step is the yearly screening of all animals by SITT. If one animal is positive, the second step of control program is performed two months later: positive animals of step 1 are tested by SICCT, as well as a group of randomly selected negative animals. If one animal is positive in step 2, step 3 is performed 3 months later: positive animals of step 2 are slaughtered and, when lesions are observed, bacterial cultures are performed. If one animal is positive to the bacterial culture, the total slaughter (step 4) is performed 1 month later. The status of each animal with respect to the step of the control program was represented by an integer k∈D = {0,…,D_max}, with: k = 0 if the animal has never been tested or always had negative test results, and k>0 if the animal had positive results to tests performed in step k of the control program, and negative tests thereafter.
The state of a herd at time step t was represented by a triplet〈Xt,yt,zt〉, where yt is the number of the current step of the control program (1≤ yt ≤Dmax), zt is the date on which the biological tests associated with this step must be performed (zt≥t), and Xt is a state variable structured on age class, health status and step of the control program, which represents the state of the animals at time step t: Xt (i,j,k) represents the number of animals in age class i (i∈A), health state j (j∈H), which have the status k (k∈D) with respect to the control program.
The dynamic of infection in the herd resulted from the implementation of three sequential processes (Figure 1): the demographic process (ageing and renewal of animals), the infectious process (transmission of infection and evolution of infected animals) and the process of detection and control. A full description of the model is given in Appendix S1.
The size of the herd was assumed constant over time and the herd was assumed closed. Slaughtered animals (routine slaughter or implementation of the control program) being replaced by susceptible young animals (0–1 years old) born in the same herd. The culling rate k∈D was assumed to vary according to the month and to the age class.
We made the simplifying assumption that transmission can occur only between animals of the same batch. However, because of the ageing of animals, the composition of the batch changes every year. Animal transfers between batches then allowed the between-batch infection spread. The within-herd transmission of bTB was modelled by a frequency-dependent function. Because M. bovis transmission intensity was assumed to vary according to whether the animals are housed inside a stable (where the intensity of within-batch transmission is assumed to be high) or allowed to graze (where the intensity of within-batch transmission is assumed to be low), the transmission parameter (βm) was assumed to vary according to the month. The transition from the latent (E) to the infectious (I) state was based on the transition rate α, where 1/α is the duration of the latency period in months.
A step of the control program represented the implementation of one or more biological tests, some of which potentially requiring the slaughter of the animal (for detecting lesions). Tests implemented in the context of a control program could be performed on the entire or part of the herd; the sample of tested animals depending on the results of previous steps of the control program. A step k of the control program was then represented by the quadruplet〈Sek,Spk,Mk,Qk〉, where:
Sek and Spk are the joint sensitivity and specificity of tests (assumed independent of age and identical for animals in health states E and I)
mk equals 1 if the tests require the slaughter of the animal and 0 otherwise
Qk is a parameter structured according to age class and to the status of animals with respect to the step of the control program, which defines the sampling plan for testing animals: Qk (i,k) is the probability that an animal is tested if it has age i and status k for the control program. This parameter verifies: ∑((i,k)∈A×D)Qk (i,k) = 1.
The step k = 1 of the control program corresponded to a screening in a bTB-free herd. The steps k>1 corresponded to detection and control measures conducted in a herd known or suspected to be infected.
At each time step, it was further assumed that slaughterhouse surveillance allowed the detection of lesions in culled animals. This slaughterhouse surveillance combined the visual inspection of carcasses with the isolation of M. bovis from lesions (Figures 2 and 3).
Parameterisation
Fixed parameters
Consistent estimates of the sensitivity and specificity of diagnostic tests are found in the literature, and herd management practices were assumed homogeneous in a given region. The values of the corresponding parameters were thus fixed according to literature or based on expert opinion.
Three batches were distinguished in beef herds: young heifers (1–2 years), heifers of reproductive age (2–3 years), and cows (after the first calving at 4 years) with calves and heifers fed by their mothers (<1year). In dairy herds, animals were also separated into three batches: young heifers (<1 year), heifers of reproductive age (1–2 years), and cows (after the first calving, at 3 years).
For both types of herds, the stabling period was between November and March. Renewal and routine cull of animals was assumed to occur between January and March, animals being culled from the age of 3 years in dairy herds and from the age of 4 years in beef herds. The maximum age of the cattle (Amax) was set to 15 years. Other fixed parameters (culling rate, sensitivity and specificity of screening and diagnostic tests) are given in Table 2.
Table 2. Definitions and values of fixed parameters in the model.
Parameters | Description | Value | Range1 | Reference |
µm (i) | Culling rate | (Prof. Coureau, Alfort National Veterinary School, pers. Comm.) | ||
Dairy herd, 2000’s | 0.35 | 0.25; 0.45 | ||
Beef herd, 2000’s | 0.25 | 0.15; 0.35 | ||
All herds, 1980’s | 0.25 | |||
Se.SITT | Sensitivity of single intradermal tuberculin test | 0.635; 1 | [8] | |
1980’s | 0.72 | |||
2000’s | 0.839 | |||
Sp.SITT | Specificity of single intradermal tuberculin test | 0.755; 0.99 | [8] | |
1980’s | 0.988 | |||
2000’s | 0.968 | |||
Se.SICCT | Sensitivity of single intra dermal comparativecervical tuberculin test | 0.80 | 0.52; 1 | [8] |
Sp.SICCT | Specificity of single intra dermal comparativecervical tuberculin test | 0.995 | 0.788; 1 | [8] |
Se.PPD γIFN | Sensitivity of gamma interferon test (PPD) | 0.876 | 0.73; 1 | [8] |
Sp.PPD γIFN | Specificity of gamma interferon test (PPD) | 0.966 | 0.850; 0.996 | [8] |
Se.ESAT-6 γIFN | Sensitivity of gamma interferon test (ESAT-6) | 0.763 | 0.690; 0.836 | [51] |
Sp.ESAT-6 γIFN | Specificity of gamma interferon test (ESAT-6) | 0.992 | 0.976; 1 | [51] |
qSICCT | Proportion of animals non-reactors to SITT testedsix weeks later by SICCT | 0.10 | 0.05; 0.15 | (French Ministry of agriculture, Food and Forestry) |
Se.bac | Sensitivity of bacterial culture | 0.78 | 0.729; 0.828 | [52] |
Se.les | Sensitivity of visual inspection of carcass | 0.50 | 0.255; 0.755 | [6] |
Values used in the sensitivity analysis.
Month-specific transmission parameters allowed representing the difference between the stabling and grazing period, with βm = βinside during the stabling period (between November and March) and βm = βoutside for the remainder of the year. Because of the close contact between dairy cows that occurs twice per day in the milking parlour, βinside was used throughout the year in dairy herds for the cows’ batch.
Initial conditions assumed the presence of a single infected animal in the state E. To represent the introduction of infection through contact during grazing, this animal was randomly selected among animals that had access to pasture (all batches for beef herds and the first two batches in dairy herds). Simulations were stopped when there were no more infected animals (thanks to routine cull and/or to the control program), the current step of the control program being 1 (i.e. screening in a bTB-free herd).
Parameter estimation
As estimates available in the literature are divergent or uncertain, and because many aspects of bTB pathogenesis are yet to be elucidated, three parameters were estimated from field data: α (transition rate between the health states E and I), βinside (transmission parameter when animals are inside the stable) and βoutside (transmission parameter when animals are grazing). Individual-level data from datasets B and C were used, corresponding to 27 herds and 1423 animals (Table 1). Control programs B (Figure 2) and C (Figure 3) were modelled according to memos of the French Ministry of Agriculture, Food and Forestry.
The ABC (Approximate Bayesian Computation) method was used to estimate the parameters (α, βinside and βoutside). This method aims at estimating the posterior distributions of the parameters where the calculation of the likelihood is difficult or burdensome [18].
The generic form of the ABC method’s “rejection algorithm” is [18]:
1- Sample parameter values θ* from the prior distribution π(θ).
2- Simulate a dataset χ* using parameter values θ*.
3- Calculate the summary statistics for the observed data S(χo) and simulated data S(χ*).
4- Compare the simulated data, S(χ*), and the observed data, S(χo), using the distance function, d, and the tolerance ε; if d (S(χo), S(χ*)) ≤ ε, the value of θ* is accepted. When ε = 0, the posterior distribution is exactly π(θ/S (χo)), whereas when ε→+∞, the posterior distribution is equal to the prior distribution [19].
Other algorithms have been proposed for the ABC method (e.g. Markov Chain Monte Carlo or Sequential Monte Carlo). We used the rejection algorithm followed by a step of local linear regression as proposed by Beaumont et al. [19]. This step aims at reducing the variance of the posterior estimation in order to try to correct errors that are due to a non-zero value of the tolerance ε. A total of 100,000 simulations were performed for parameter estimation.
Prior distributions were uniform distributions U[0.027–0.50]month−1 for α and U [0–2]month−1 for βinside and βoutside. For α, these values correspond to a period of latency between 2 and 36 months. The lower bound (2 months) is the rounded value of the lower bound (87 days) of the estimation obtained by Neill et al. in an experimental study [20], while the upper bound (36 months) is a rounded value of the upper bound (34 months) of the estimated duration of latency in Perez et al. [2]. For βinside and βoutside, the upper bound of the prior distribution was chosen arbitrarily after having verified by simulation that, using this value, the median simulated percentage of animals with lesions at total slaughter (22% and 17% for dairy and beef farms, respectively) was significantly higher than the observed value in dataset B (6.4%).
The choice of summary statistics is a crucial step in the ABC method. This choice involves a compromise between information loss and size of the statistic [21]. Using a poorly chosen set of summary statistics can often lead to an overestimation of credible intervals due to the loss of information [22]. One way to capture most of the information present in the data would be to use many statistics, but the accuracy and stability of the ABC method decrease rapidly with an increasing number of summary statistics [22], [23]. In order to choose the best combination of summary statistics, eight combinations (Table 3) were tested on simulated data obtained using arbitrarily fixed parameter values. The tested summary statistics combined two types of variables, the time between the last negative control and the detection of infection and the percentage of animals with detected lesions, taking into account or not the batch, the type of herd and the year. The procedure used to select the best summary statistics among the eight tested combinations is described in Appendix S2. Briefly, parameter values were set to arbitrarily chosen values and used to generate 100 simulated datasets. In a first step, one of these datasets was chosen and considered a pseudo-observation. Each set of summary statistics was then successively used to estimate the posterior distribution of the parameters, and we kept for further analysis the set of summary statistics for which the arbitrarily chosen parameter values were inside the corresponding 95% credibility interval. In a second step, the preceding procedure was successively applied to the 100 simulated datasets and we selected the set of summary statistics that maximized the proportion of cases for which the arbitrarily chosen parameter values were inside the 95% credibility interval of the posterior distribution of parameters.
Table 3. Selection of the set of summary statistics based on simulated datasets generated using arbitrarily fixed parameter values: α = 0.083 months, βinside = 0.5, and βinside = 0.1.
Id | Summary statistics | Dimension | Median [95% credible interval] | p1 | ||
α | βinside | βoutside | ||||
A | Average percentage of animals with detected lesions2 | 1 | 0.72 [0.60–0.78] | 0.79 [0.44–1.27] | 0.61 [0,03–1,92] | – |
B | Average percentage of animals with detected lesions in each batch | 3 | 0.42 [0.00–2.43] | 0.33 [0.28–0.70] | 0.29 [0.00–3.9] | 73% |
C | Percentage of animals with detected lesions in each batch (n = 3)of each herd (n = 27) | 81 | 0.13 [0.06–0.67] | 0.35 [0.02–1.97] | 0.44 [0.01–2.21] | 49% |
D | Same as C+percentage of herds submitted to total slaughter | 82 | 0.97 [0.48–2.04] | 0.05 [0.01–0.15] | 0.03 [0.00–0.12] | – |
E | Same as C+time between the last negative test and the detectionof infection for each herd | 108 | 0.29 [0.07–0.69] | 0.35 [0.00–0.77] | 0.07 [0.00–0.84] | 32% |
F | Same as E+percentage of herds submitted to total slaughter | 109 | 0.33 [0.12–0.65] | 0.29 [0.08–0.57] | 0.08 [0.00–0.79] | – |
G | Average percentage of animals with detected lesion for each batch,period3 and herd type4; average time between the last negativetest and the detection of infection for each period and herd type | 16 | 0.26 [0.07–0.74] | 0.27 [0.04–0.75] | 0.07 [0.00–0.52] | 71% |
H | Same as G+percentage of herds submitted to total slaughterfor each period and herd type | 20 | 0.073 [0.05–0.54] | 0.48 [0.03–0.76] | 0.12 [0.00–0.59] | 88% |
Proportion of cases for which each of the three arbitrarily fixed parameter values were inside the 95% credible interval of the posterior distributions (100 repetitions).
For herds submitted to a total slaughter.
Before 2007 (control program B) and after 2007 (control program C).
Dairy of beef.
The tolerance threshold ε was determined by choosing the proportion of retained simulations pε. A leave-one-out procedure was applied to a set of 100 datasets simulated using parameters (α, βinside, βoutside) sampled from the prior distributions, to evaluate the robustness of the estimates to the tolerance rate. Each of the 100 simulated datasets was successively considered a pseudo-observation and parameter values were estimated using the above procedure. A prediction error coefficient was calculated for each estimated parameter, for values of pε ranging from 0.1% to 5% [24]. The smallest value of pε for which the prediction error coefficient was stable for the three parameters (α, βinside, βoutside) was thus selected.
We used the “abc” package of software R [25]. The function cv4abc was used to select the value for the proportion of retained simulations pε.
A sensitivity analysis was performed to evaluate the effect of changing the fixed parameter values (Table 2) on the estimated values of the transition rate (α) and of the transmission parameters (βinside and βoutside). Two different values were selected for each fixed parameter (Table 2) according to literature (SITT, SICCT, γIFN and bacterial culture) or using fixed deviations (±10% or ±5%). Only first-order effects were analyzed and, for each scenario, α, βinside and βoutside were estimated by the ABC method, as described above. This operation was repeated 24 times (12 fixed parameters and 2 points per parameter) resulting in 24 posterior distributions for α, βinside and βoutside. These were analysed using three generalised linear model (GLMs) (one per estimated parameter). The explanatory variables were the fixed parameters values (their deviation from their default values).
The GLMs were used to predict the effect of an increase of 5% of each fixed parameter on the average values of α, βinside and βoutside. To identify the most influential fixed parameters, we compared the coefficient of variation of the posterior distributions (obtained using the default values of fixed parameters) with the relative error induced by a 5% change of fixed parameters, as predicted by the GLMs.
Validation
An internal validation was first performed using a leave-one-out cross-validation procedure. One hundred triples of parameter values (α, βinside and βoutside) were randomly chosen among the 100,000 used for parameter estimation. Each was successively used to generate a dataset considered a pseudo-observation, and posterior distributions were estimated using the above procedure (without using the pseudo-observation). The reliability of the estimation procedure was quantified by the proportion of cases for which the triple (α, βinside and βoutside) used to generate the dataset was within the 95% credible interval.
An external validation was performed to test the ability of the model to reproduce the observational data of bTB in France between 1980 and 2010, using the data that were not used for parameter estimation: dataset A, aggregated data from datasets B and C, and dataset D (Table 1). Each herd of these datasets was successively used to parameterize the model (herd size and type, control program - Figures 2, 3, S1 and S2), and the posterior distributions of parameters (α, βinside and βoutside) were sampled to perform 1000 simulations. Those ending by a total slaughter were kept to compute the distribution of the proportion of animals with detected lesions. For each herd of the above datasets, the observed proportion was compared with the simulated distribution thus obtained. Furthermore, for dataset A, the predicted proportion of simulations ending by a total slaughter was compared with the percentage observed in the corresponding department in the 1980s: 5%.
Model exploitation
The basic reproduction ratio (R0) is used to measure the transmission potential of a disease. It is the number of secondary infections produced by an infectious animal in a fully susceptible population that is totally susceptible. This indictor is of great importance in infectious disease modelling as, when R0<1, the disease tends to vanish, whereas when R0>1, the disease tends to spread and a large epidemic may occur [26]. However, in real situations, the population is rarely entirely susceptible, mainly because of the spread of infection (and the corresponding decrease in the number of susceptible individuals). We computed the effective reproductive ratio R(t): the average number of cases secondary to an infectious case in a population consisting of susceptible and infected individuals. Two average herds, respectively representative of a French dairy herd (81 cattle) and a French beef herd (70 cattle) in the 2000s, were considered. Disease dynamics was simulated in these herds without a control program, and the distribution of the effective reproductive ratio R(t) was calculated each month after the introduction of M. bovis, during 360 months (twice the maximal age of cows in the model: 15 years). Details of R(t) calculation are given in Appendix S3.
Results
Parameter estimation
The procedure used to choose the set of summary statistics first led to select B, C, E, G and H, for which, when using one simulated dataset as a pseudo-observation, the arbitrarily chosen parameter values were all inside the 95% credible interval of posterior distributions of parameters (Table 3). Their dimensions varied between 3 for B and 109 for F (Table 3). Among these five sets of summary statistics, H maximized the proportion of cases (88%) where the arbitrarily fixed parameters (α, βinside and βoutside) were all within the credible interval of 95% of posterior distributions when using the 100 simulated datasets as pseudo-observations (Table 3). This set of summary statistics was thus chosen: a combination of statistics describing the percentage of animals with detected lesions per batch and the percentage of herds with total slaughter per herd type (dairy/beef) and per period (periods where control program B and C were applied). The evolution of the values of the prediction error coefficient according to the proportion of retained simulations led to select pε = 2%.
The median of the posterior distribution of α was 0.28 (95% credible interval [CI]: [0.13–0.56]), which corresponds to a median latency period for bTB of 3.5 months (95% CI: [2]–[8] months) (Figure 4). The median value of bTB transmission coefficients were 0.43 month−1 (95% CI [0.16–0.84] month−1) inside the stable (βinside) and 0.08 month−1 (95% CI [0.01–0.32] month−1) outside the stable (βoutside) (Figure 4). The median of the ratio βinside/βoutside was 5 (95% CI [0.8–100]). It was>1 in 95.6% of cases (Figure 4). Negative values of Spearman’s rank correlation coefficient were observed between α and βinside (−0.47, p<0.0001), between α and βoutside (−0.31, p<0.0001), and between βinside and βoutside (−0.35, p<0.0001). These negative correlations were expected, as the summary statistics (such as the proportion of animals showing lesions) may remain approximately the same if a higher value of α (i.e. a shorter latency period) is compensated by smaller values of βinside and βoutside, or if a higher value of βinside is compensated by a lower value of βoutside. The results of the sensitivity analysis of parameter estimates to variations of fixed parameter values are summarised in a tornado chart (Figure 5). A 5% increase in the values of the fixed parameters had limited effects on the estimation of α and βoutside (Figure 5). For βinside, the relative difference of the average posterior estimate greater than the coefficient of variation computed from the posterior distribution of for a single parameter: the specificity of the ESAT-6 γIFN test. A 5% increase of the specificity of the ESAT-6 γIFN test led to a 48.5% decrease of the average posterior estimate of βinside.
Predicted bTB dynamics
Figure 6 and Table 4 represents the predicted bTB dynamics in two herds representing dairy farms (average size in 2000∶81 animals) and beef herds (average size in 2000∶70 animals) in France, with and without a control program (control program B, Table 1 and Figure 2). When the control program was simulated, after its introduction in a susceptible herd, bTB was predicted to disappear in 22% of cases in beef herds and in 17% of cases in dairy farms, thanks to routine cull: the median time from disease introduction and disease extinction was less than 10 months, in both types of herds, with or without a control program (Table 4). In most cases, M. bovis did not disappear from the simulated herds and the disease was predicted to be detected through passive surveillance (at slaughterhouse) (13% for beef herds and 21% for dairy farms) or through active surveillance (screening using skin tests) (65% for beef herds and 62% for dairy farms). In both cases, the median time period between the introduction of infection and total slaughter was less than 3 years in the two types of herds (Table 4). In the absence of a control program (Figure 6a and 6b), the median proportion of infected animals was predicted to increase until reaching a plateau at 61 months in beef herds and 40 months in dairy herds (Figure 6a and 6b). The corresponding level of infection prevalence was predicted to be higher in beef herds (Figure 6a) than in dairy herds (Figure 6b): once reached the enzootic infection level the median prevalence of infected animals was 93% in beef farms and 53% in dairy herds. As expected, when a control program was used, the maximum percentage of infected animals was predicted to be lower in both types of herds (Figure 6c and 7d).
Table 4. Predicted median and percentiles [2.5%–97.5%] of the distribution of outbreak duration (in months) in standard French beef herds (70 animals) and dairy herds (81 animals) without or with control programs (1,000 simulations per scenario).
Beef herds | Dairy herds | ||
Time to natural extinction of infection | Without a simulated control program | 7 [3]–[30] | 8 [4]–[32] |
With a simulated control program | |||
No detection of infection | 6 [3]–[11] | 7 [4]–[16] | |
Infection suspected but not confirmed1 | 8 [3]–[25] | 8 [3]–[23] | |
Time to total slaughter of the herd after infection detectionby routine skin testing | 24 [9]–[50] | 23 [9]–[48] | |
Time to total slaughter of the herd after infection detectionby slaughterhouse surveillance | 24 [8]–[50] | 30 [9]–[47] |
No isolation of M. bovis, total slaughter is thus not applied.
Validation
Internal validation showed that, for 83 of the 100 randomly selected simulations, the fixed values of the three parameters α, βinside and βoutside, were inside the 95% credible interval of the posterior distributions.
Using dataset A, external validation showed that, in four of five herds (farms 1, 2, 3 and 4), the observed percentage of cattle with lesions was between the 2.5% and 97.5% percentiles of the simulated proportion of animals with lesions at total slaughter (Figure 7). In the fifth herd, the observed percentage of animals with lesions was very high (86.6%) and was above the 97.5% percentile of the simulated distribution (Figure 7). The proportion of simulations ending with a total slaughter varied between 3% and 7%, depending on the herd. These values are close to the proportion of 5% reported by the French Ministry of Agriculture, Food and Forestry for that department at that time.
The observed percentage of animals with lesions was located between the 2.5% and 97.5% percentiles of the simulated proportion of animals with lesions in 92% (23 herds out of 25) and 83% (24 herds out of 29) of herds of datasets B and C, respectively. This percentage was 100% (29 herds out of 29) for dataset D.
Effective reproductive ratio
Figures 8a and 8b show the evolution of R(t) values over time. In both types of herds, the shape of the curve was similar, with an increase in the values of R(t) that reached a plateau 72 months after disease introduction in dairy herds and at 96 months after disease introduction in beef herds. After 30 simulated years, which corresponds to a situation of enzootic circulation of M. bovis within the herd, the value of R(t) was slightly higher for beef herds than for dairy herds. The median value and the percentiles [2.5%–97.5%] of the predicted distribution of R(t) were 2.2 [1.8–2.8] for beef herds and 1.7 [1.5–2.2] for dairy herds (Figure 8a and Figure 8b). It was higher than 1 for each of the 1,000 simulations and higher than 2 for 11% of simulations in dairy herds and 79% in beef herds (Figure 8c and Figure 8d).
Discussion
In this work, we have built a stochastic discrete-time model to simulate bTB dynamics and control in cattle herds. The model accounts for interactions among the three processes that influence the within-herd evolution of bTB: (i) the natural history of the disease (infectious process), (ii) husbandry practices (demographic process) and (iii) control programs (detection and control process). The model has been designed to allow simulating control programs of arbitrary degree of complexity. Parameterization allows representing various herd types and farming practices (in particular the differences between dairy herd and beef herd management). Epidemiological parameters of the within-herd transmission of bTB (duration of the latent state, transmission parameters) were estimated using a first set and the model was validated using a second set of field data collected between 1980 and 2010. Herd management practices and bTB control programs have evolved during this period and the model could be successfully adapted by changing parameter values, suggesting a good level of genericity and an ability to simulate various herd management systems and bTB detection and control programs of arbitrary complexity. The simulated effective reproductive ratio R(t) may allow assessing the effectiveness (i.e. whether R(t)<1) of different bTB control strategies or the effect of changes in herd management practices on the bTB within-herd dynamic.
Internal validation showed a good reliability of the estimation procedure of model parameters by the ABC method. External validation showed that the model was able to reproduce field data regarding bTB collected between 1980 and 2010 in several French departments. This suggests that the transmission coefficients (βinside and βoutside) and the duration of the latent period (1/α) have remained roughly constant between the 1980s and today, despite changes in parameters related to herd management practices such as the culling rate, the age at culling and the herd size.
Health states used in the proposed model (susceptible, latent and infectious) are consistent with the pathology of infection. However, published models often divide the latent state into two sub-states (latent, non-skin test-responsive and latent, skin test-responsive [13]–[15]) and use shorter time steps (day or week). Latent non-skin test-responsive animals spend an average of four weeks in this state before developing a positive skin test reaction [13], [14], [27]. Conlan et al. [28] estimated the median period of the latent non-skin test-responsive state at 28 days. As we used a monthly time step, it was thus not necessary to represent this health state. Infectious state I was defined by the presence of detectable lesions at slaughter. The type (open or stabilised) and the location of the lesions were not taken into account. This may induce an underestimation of within-herd transmission: an animal with so-called “open tuberculosis lesions” may infect the rest of the herd in a short period of time. However, much is unclear about open tuberculosis lesions, including the probability of developing this type of lesion, its duration and its infectivity [15]. Therefore we did not incorporate the type of lesion in our model. This choice is in line with other epidemiological models of bTB [13]–[15].
Most of the models previously developed in the literature that simulated the within-herd spread of bTB used a single transmission parameter. In our model, we used two transmission parameters to distinguish transmission inside buildings and in pastures. Both transmission coefficients are related to herd practices, allowing to use the model for representing various farming systems by changing the grazing periods and the composition of batches. The within-herd transmission of bTB is considered higher in dairy herds than in beef herds [12]. This is attributed to a combination of several factors that contribute to the spread of infections in dairy herds such as the high contact rate, especially in the milking parlour [13], the high animal density and stress factors related to intense animal management [12], [29]–[32]. The estimated value of βinside was greater than that of βoutside in 96% of cases, suggesting that the definition of two transmission coefficients allowed capturing the difference between dairy herds and beef herds in terms of within-herd transmission of bTB. Indeed, although the 95% credible intervals of the two within-herd transmission coefficients of bTB (βinside and βoutside) overlapped, the median within-herd transmission coefficient inside the stable was 5 time as high as in the pasture: 0.43 month−1 [0,16–0.84] and 0.08 month−1 [0.01–0.32] for βinside and βoutside, respectively. These estimated medians were consistent with the estimates of within-herd transmission of bTB in Spain proposed by Alvarez et al. [12], with higher transmission coefficients in dairy herds (median 0.39 month−1) than in beef herds (0.19 month−1). The estimated values of the transmission coefficients are also in the same range as values obtained by other studies: 0.22 month−1 in the study of Barlow et al. [13] and 0.18 months−1 in the study of Perez et al. in Argentina [2].
The only transmission route taken into account in our work is the direct transmission between animals of the same batch. Indirect transmission, the potential role of wildlife, contacts with cattle from other herds at pastures and contacts between cattle of different batches are not taken into account. In particular, between-batch disease transmission was not taken into account because we assumed that the probability of contact between animals of different batches was low: different batches of the same herd are often placed by the breeder on different and distant pastures and even sometimes in separate buildings. It should be noted that the transmission between batches does nevertheless occur in the model: as bTB is a chronic, slowly evolving disease, between-batch transmission occurs when animals are moved from one batch to another. However, the closed herd assumption would likely underestimate the persistence of M. bovis infection in herds, if wildlife or introduced animals can reintroduce infection [33].
The median duration of the estimated latency period (state E) was 3.5 months [2]–[8] months. This range of values is consistent with the chronic nature of bTB. However, our estimate of the latency duration was lower than the mean estimated duration of 24 months (95% confidence interval: 15–34 months) that was obtained by a simulation model of the within-herd transmission of bTB in Argentina [2]. This difference may be explained by differences among animals in the two countries, as the incubation period depends on the susceptibility of the host [34].
Model predictions for 2000 showed that the infected herds (dairy or beef) were in 15 to 20% of cases detected by slaughterhouse surveillance. This result was expected because the frequency of intradermal skin test applied in control program B was biennial. The percentage of spontaneous extinction of the disease (thanks to routine cull) was almost identical between dairy and beef herds.
When no control program was applied, simulated within-herd prevalence reached>50% in both types of farms. This simulated prevalence is high compared to the values observed in some parts of Africa and Asia (between 6% and 15%), where no control program is applied [35], [36]. In Africa and in Asia, most cattle are zebu (B. indicus) [37]. Ameni et al. [38] report that, under identical field husbandry conditions, a higher susceptibility to bTB was observed in Holstein cows than in zebus: (odds ratio: 2.32). In France dairy cattle are kept most of the time indoors, while beef cattle have stabling periods of approximately five months each year. Oppositely, in Africa and in Asia, cattle are most of the time kept outdoors, where contacts between animals are less intense than indoors, hence the lower observed within-herd prevalence in these regions.
The low predicted values of the effective reproductive ratio R(t) over time are consistent with field observations of a low bTB prevalence in French infected herds in the 2000s, and support the results of transmission trials indicating that cattle do not readily infect other cattle [39], [40]. According to our estimation, when no control program is applied and once bTB has become enzootic within the herd, the median number of animals infected by an infectious animal is 2.2 in beef herds and 1.7 in dairy herds. This difference is due to a lower age at culling for dairy cows than for beef cows.
Several models have been proposed in the literature to simulate the dynamic of within-herd transmission of bTB: stochastic Reed-Frost model in discrete time [2], [12], Reed-Frost model in continuous time [14], stochastic individual based model [15], compartmental stochastic model in continuous time [28] and compartmental stochastic model in discrete time [13], [33], [41]. We used a compartmental stochastic model operating in discrete time. Bovine TB health states are best represented using discrete health states (S-E-I), we thus chose to use a compartmental model. The scarcity and the discrete nature of the main simulated event which is the infection of animals (in a national survey in France between 2005 and 2007 in infected herds, the median of animals with lesion was 2), led us to use a stochastic approach rather than a deterministic approach. ABC methods are computationally cumbersome. Discrete time simulation was chosen as it appeared less computationally demanding than continuous time simulation. The duration of the time step (one month) was chosen because in literature the estimated duration of the latent state (in models with a single latent state [2] or with two states of latency [28]) was greater than one month. In addition, for the modeled screening, control and demographic processes, a one month time step also appeared satisfactory (frequency of tuberculin test, stabling period).
While this type of model is relatively easy to simulate, it is analytically difficult to manage when the number of states is high. In this case, numerical resolution by simulation is the only way to estimate the parameters [42]. The likelihood is difficult to calculate in our model, because the infection process is only partially observed (only a fraction of infectious animals is detected at the slaughterhouse, depending on the sensitivity of the visual inspection of carcasses). We thus chose to use the ABC method for the estimation of model parameters because this method does not require the calculation of the likelihood [43]. The choice of summary statistics and of the tolerance threshold are two sources of error in the ABC method [44]. To reduce errors linked to the choice of summary statistics, a preliminary step was performed in which several summary statistics were tested and compared using simulated data. Other methods have been proposed in the literature such as the algorithm developed by Barnes et al. [45] to choose a set of summary statistics from all possible summary statistics. This algorithm uses the mutual information as a selection tool [45]. Choosing a non-zero value for tolerance, ε, can bias the posterior estimation of the parameters [44]. To reduce errors due to non-zero values of ε, the local linear regression algorithm of the ABC method was used in our work for estimating the model parameters [19]. ABC-SMC (Sequential Monte Carlo) algorithm allows using specific methods to select the tolerance threshold [46], [47]. But, according to Filippi et al. [48], more work needs to be done on the choice of tolerance threshold in the ABC-SMC algorithm. Besides, the use of the local linear regression algorithm is however not without problems, as the relationship between summary statistics and parameters is highly non-linear in most cases, which may bias the estimation of parameters [19].
The sensitivity analysis of a model is of great interest [42] because it helps to determine the most influential parameters. The sensitivity analysis performed here was used to independently assess the effect of fixed parameters values on the posterior parameter estimates. For practical reasons (of computation time required to perform this sensitivity analysis), the sensitivity analysis did not assess the effect of interactions among fixed parameters. Nevertheless, according to the literature, this method is the first step in exploring global associations (between the estimated and non-estimated parameters in the model), excluding interactions [49]. The results of the sensitivity analysis showed that fixed parameters have only limited effects on the posterior parameter estimates, except for the effect of the specificity of ESAT-6 γIFN test on βinside. The specificity of ESAT-6 γIFN test is used in control program C (Figure 3), which includes a 2-steps confirmation of positive SITT using γIFN test (steps 2 and 3 in Figure 3). When the specificity of ESAT-6 γIFN is increased to 100% (see Table 2), the overall specificity of the 3rd step of control program C also reaches 100% (see Figure 3). Because the overall sensitivity of both γIFN-based confirmation steps is low, the time required to detect bTB increases, which induces a decrease of βinside estimate.
We assumed that the sensitivity and the specificity of the screening tests were independent of cattle age. Proaño-Perez et al. [50] reported a negative correlation between the age of cattle and the response to avian tuberculin. This result suggests that young animals are more likely to show false positive reactions to SITT than adult animals. The impact on our results is however likely to be limited, as the sensitivity analysis showed that the specificity of screening test had a little effect on the estimated values of the epidemiological model parameters (α, βinside and βoutside).
In conclusion, the model proposed here has been designed to be generic enough to allow simulating various herd management systems and bTB detection and control programs. Its parameters have been estimated using field data and it has been validated using an independent dataset. In the future, this model will be used to analyse the impacts of changes of control programs and of herd management practices on the dynamics of bTB in France, between the beginning of the control program (in 1965) and obtaining the bTB-free status (in 2000). Besides, it will be used to assess the effectiveness of bTB control programs, in order to identify alternative strategies to the total slaughter protocol currently applied in infected herds.
Supporting Information
Acknowledgments
The authors would like to thank the staff of the Departmental Director of Social Cohesion and Protection of Populations (DDCSPP) of Dordogne and the Departmental Director of Protection of Populations (DDPP) of Côte d’Or, for providing data. We would also like to thank Pr. Coureau from the Alfort National Veterinary School for giving us information on herd management practices in France.
Data Availability
The authors confirm that all data underlying the findings are fully available without restriction. All relevant data are within the paper and its Supporting Information files.
Funding Statement
This work was supported by the French Ministry of Agriculture. The funder had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
The authors confirm that all data underlying the findings are fully available without restriction. All relevant data are within the paper and its Supporting Information files.