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. 2014 Sep;6(5):210–221. doi: 10.1177/1758834014535650

Table 2.

Novel anti-HER2 drugs and dual anti-HER2 blockade in the neoadjuvant setting.

Study
[ref.]
Phase n Neoadjuvant therapy pCR (%)
All HR+ HR–
Neo-ALTTO [Baselga et al. 2012] 3 455 Lapatinib + paclitaxel
Trastuzumab + paclitaxel
Lapatinib + trastuzumab + paclitaxel
(anti-HER2 therapy alone 6 weeks → concomitant with weekly paclitaxel × 12 weeks)
20
28
47
(ypT0/isypN0)
16
23
42
34
36
61
NSABP B-41 [Robidoux et al. 2013] 3 519 Trastuzumab + CHT
Lapatinib + CHT
Trastuzumab + lapatinib + CHT
[CHT: AC (4C) → weekly P (day 1, 8, 15, 28 × 4C)]
49
47
60
(ypT0/isypN0)
p = 0.056 (combination versus trastuzumab)
p = 0.78 (lapatinib versus trastuzumab)
45
42
55
58
55
70
CHER-LOB [Guarneri et al. 2012] 2 121 Trastuzumab + CHT
Lapatinib + CHT
Trastuzumab + lapatinib + CHT
[CHT: weekly P (12 weeks) → FEC75 (4C)]
25
26
47
(ypT0/isypN0)
25
23
36
27
36
56
US Oncology [Holmes, 2013] 2 100 Trastuzumab + CHT
Lapatinib + CHT
Trastuzumab + lapatinib + CHT
[CHT: FEC75 (4C) → weekly P (12 weeks)]
54
45
74
38
23
71
69
63
78
CALGB 40601 [Carey et al. 2013] 3 305 Trastuzumab + paclitaxel
Lapatinib + trastuzumab + paclitaxel
Lapatinib + paclitaxel (closed early)
(16 weeks of neoadjuvant treatment)
40
51
32
p = 0.11
(ypT0/is)
NeoSphere [Gianni et al. 2012] 2 417 Trastuzumab + docetaxel
Trastuzumab + pertuzumab + docetaxel
Trastuzumab + pertuzumab
Pertuzumab + docetaxel
(12 weeks of neoadjuvant treatment)
29
46
17
24

(ypT0/is)
20
26
6
17
37
63
27
30
TRYPHAENA [Schneeweiss et al. 2013] 2 225 FEC + trastuzumab + pertuzumab × 3
→D + trastuzumab + pertuzumab × 3
FEC × 3 → D + trastuzumab + pertuzumab × 3
D + carboplatin + trastuzumab + pertuzumab × 6
62
57
66
(ypT0/is)
46
48
50
79
65
84
TBCRC 006 [Rimawi et al. 2013] 2 64 Lapatinib + trastuzumab ± letrozol
(12 weeks of neoadjuvant treatment)
27
(ypT0/is)
21 36

A, adriamicine; C, cycle; D, docetaxel; FEC, 5 fluorouracil + epirubicin + cyclophosphamide; HER2, human epidermal growth factor receptor 2; P, paclitaxel; pCR, pathological complete response rate.