Abstract
Objective
To understand radiotherapy-induced dental lesions characterized by enamel loss or delamination near the dentin-enamel junction (DEJ), this study evaluated enamel and dentin nano-mechanical properties and chemical composition before and after simulated oral cancer radiotherapy.
Design
Sections from seven non-carious third molars were exposed to 2 Gy fractions, 5 days/week for 7 weeks for a total of 70 Gy. Nanoindentation was used to evaluate Young’s modulus, while Raman microspectroscopy was used to measure protein/mineral ratios, carbonate/phosphate ratios, and phosphate peak width. All measures were completed prior to and following radiation at the same four buccal and lingual sites 500 and 30 microns from the DEJ in enamel and dentin (E-500, E-30, D-30 and D-500).
Results
The elastic modulus of enamel and dentin was significantly increased (P≤0.05) following radiation. Based on Raman spectroscopic analysis, there was a significant decrease in the protein to mineral ratio (2931/430 cm-1) following radiation at all sites tested except at D-500, while the carbonate to phosphate ratio (1070/960 cm-1) increased at E-30 and decreased at D-500. Finally, phosphate peak width as measured by FWHM at 960 cm-1 significantly decreased at both D-30 and D-500 following radiation.
Conclusions
Simulated radiotherapy produced an increase in the stiffness of enamel and dentin near the DEJ. Increased stiffness is speculated to be the result of the radiation-induced decrease in the protein content, with the percent reduction much greater in the enamel sites. Such changes in mechanical properties and chemical composition could potentially contribute to DEJ biomechanical failure leading to enamel delamination that occurs post-radiotherapy. However, other analyses are required for a better understanding of radiotherapy-induced effects on tooth structure to improve preventive and restorative treatments for oral cancer patients.
Keywords: Raman microspectroscopy, nanoindentation, radiotherapy, oral cancer, enamel, dentin-enamel junction, dentin
Introduction
Radiotherapy is routinely prescribed to treat patients diagnosed with oral cancer. However, multiple radiation-induced complications occur after radiotherapy treatment such as mucositis, taste loss, xerostomia, and severe dentition breakdown that can result in loss of masticatory function.1–5 Radiation-induced dentition breakdown begins to occur within the first year following radiotherapy and over time becomes more severe.1 Post-radiation lesions differ in location and pattern of development and progression as compared to caries in non-radiated patients. For example, instead of pits, fissures and inter-proximal sites, post-radiation dental lesions develop at cervical, cuspal, and incisal areas, sites exposed to occlusal loading and associated flexure and considered more resistant to dental decay. Additionally, post-radiation lesions develop with initial enamel loss that can potentially result in partial to total enamel delamination leaving the exposed dentin vulnerable to subsequent decay.6, 7
Various factors likely contribute to post-radiation dentition breakdown but it has previously been thought to be an indirect effect due to irradiation-induced changes in salivary gland tissue resulting in hyposalivation.1, 2, 5 However, we completed a clinical study and reported that the severity of dentition breakdown is also linked to the individual tooth dose with three tiers of tooth dose-response.8 Minimal tooth damage occurs below 30 Gy; there is a 2–3x increased risk of tooth breakdown between 30–60 Gy likely related to salivary gland impact; and a 10x increased risk of tooth damage when the tooth-level dose is >60 Gy indicating radiation-induced damage to the tooth in addition to salivary gland damage. These findings suggest a direct effect of radiation on tooth structure with increasing radiation dose to the tooth.
To better understand radiotherapy-induced dentition breakdown distinguished by biomechanical failure of the dentin-enamel junction (DEJ) leading to enamel delamination, our group is focused on characterizing the structure, properties, and composition of enamel and dentin associated with the DEJ as well as post-radiation changes to those tissues. We recently demonstrated a protein-based enamel matrix layer containing type VII and type IV collagen that bridges with the DEJ in adult teeth.9–11 This organic matrix layer is distributed along the enamel inner region, appears proportional in thickness to the anatomical enamel layer, and may play a role in stabilization of the DEJ. Next steps are to evaluate any radiation-induced changes that might occur within the enamel and dentin associated with the DEJ. While there have been previous evaluations of mechanical properties of enamel and dentin following in vitro radiation, the results are not consistent. Some studies reported changes in dentin and enamel of extracted tooth specimens radiated with doses greater than 60 Gy.12–15 Another recent study reported mechanical property changes in enamel at lower in vitro doses (10–30 Gy) but no significant change at higher doses (40–60 Gy), while dentin mechanical property changes occurred at doses ranging from 10–60 Gy. 16 Conversely, other studies stated there was no significant change in mechanical properties17 or chemical composition18 of enamel and dentin following radiation to sterilize extracted teeth. Nevertheless, there is great variability within the experimental methods of these various studies including differences in storage time and storage solution of the tooth specimens that could affect results19–21 as well differences as to how and where the tooth properties were measured, another factor that could affect results.22–24 Finally, another important source of variability is the differences between teeth between patients and even within the same patient.25–27
Although previous studies correlated chemical structure with mechanical properties of non-radiated teeth28–30, similar studies have not been done to evaluate the effects of radiotherapy on tooth structure. With the combined use of nanoindentation and Raman microspectroscopy, we proposed to measure nano-mechanical properties and chemical composition of teeth from similar positions on the same tooth before and after radiation simulating oral cancer radiotherapy.
Materials and Methods
Seven non-carious third molars previously extracted from individuals aged 18–20 years old were collected according to a protocol approved by the University of Missouri-Kansas City adult health science institutional review board. Excess soft tissue was removed and the teeth were stored at 4°C in phosphate buffered saline (PBS, pH 7.4) with 0.002% sodium azide as a microbial inhibitor. A slow-speed water-cooled diamond saw (Buehler Ltd, Lake Bluff, IL, USA), was used to remove the roots from the molars. The remaining crowns were then sectioned buccolingually to generate a 2-mm-thick cross-sectional slice centered on the mesiobuccal and mesiolingual cusps. After initial nanoindentation testing and Raman microspectroscopy, the sections were adhered in an upright position to a small glass cover slip (Thermo Scientific, Portsmouth, NH, USA) using sticky wax (Hygenic Corporation, Akron, OH, USA). Individual tooth sections were placed into a 20 ml scintillation vial (MidSci, St. Louis, MO, USA). Teeth sections were irradiated in a Varian 2100iX linear accelerator using an energy of 6 MV photons (Kansas City Cancer Centers, Kansas City, KS). To simulate oral cancer radiotherapy, teeth sections were exposed to 2 Gy fractions, five days a week for seven weeks for a total of 35 fractions equal to 70 Gy (frequent oral cancer dose). Additionally, to simulate reduced intraoral moisture conditions experienced by patients, enough PBS was placed in the vial to cover the slide but not submerge the tooth section. Following radiation, teeth sections remained in the vials with the same minimal amount of PBS and were stored at 4°C.
Nanoindentation
Nanoindentation analyses were completed before and following radiation. Prior to analyses, the sections were sequentially polished under water using 600- and 1200-grit SiC paper and a ChemoMet polishing cloth (Buehler Ltd). For both pre- and post-radiation analyses, tooth sections were evaluated at four buccal and lingual sites on a line located directly adjacent to the lowest portion of the occlusal fossa DEJ and parallel to the occlusal cusps. The sites were positioned 30 μm and 500 μm away from the DEJ in both enamel and dentin, E-500, E-30, D-30, D-500 (Fig. 1). At each site, five nanoindentations were done perpendicular to the line traversing the buccal and lingual sites with 5 μm between indents.
Data points were acquired using a nanoindenter (Triboscope, Hysitron Inc., Minneapolis, MN, USA) attached to a Nanoscope IIIa atomic force microscope (Digital Instruments Inc., Santa Barbara, CA, USA). A diamond-tipped indenter with an equilateral triangular base (Berkovich geometry) was calibrated before mechanical data collection. Loading and unloading rates of 250 μN/s, a holding segment time of 3 seconds, and a peak force of 2500 μN were utilized. In order to prevent specimen drying, mechanical data was collected with the tooth section covered in distilled water.
Using the Oliver-Pharr method31, initial parts of the unloading curve obtained from generated force-displacement curves were analyzed to provide elastic modulus (E) values for each nanoindentation. The values of Young’s modulus of enamel and dentin were obtained via the Hysitron software based on the following equation:
Young’s modulus:
Where vm and Em are Possion’s ratio and the elastic modulus of the material, respectively. In addition, vi and Ei are Possion’s ratio and elastic modulus, respectively, for the indenter.
Raman microspectroscopy
A LabRam HR 800 Raman spectrometer (Horiba Jobin Yvon, Edison, NJ, USA) operating at an excitation power of 20 mW with monochromatic radiation emitted by a He-Ne laser (632.8 nm) was used. During Raman data collection, the following parameters were used: 600 groove/mm grating, 400-μm confocal hole, and 150-μm slit width. Spectra were Raman-shift-frequency-calibrated using known lines of silicon.
Using the same approach as with nanoindentation, five Raman spectra were collected at each of the four buccal and lingual sites. Micro-Raman spectra were collected using a 100X-immersion objective (Olympus, 1.00w) focused on the tooth sections. Spectra were collected in the region of 50 to 4000 cm−1 at 5-μm intervals using a 60-s integration time for dentin and a 30-s integration time for enamel. A high-resolution monitor enabled visual identification of the position at which the Raman spectra were obtained.
Spectral data analysis
Labspec 5 software (Horiba Jobin Yvon) was used to analyze the acquired Raman data. After spectral smoothing, the spectra were adjusted by manual multiple point baseline correction. The peak 2931 cm−1 is assigned to the C-H stretching/deformation of organic matrix, the peak 430 cm−1 is assigned to ν2 vibration of the phosphate group in hydroxyapatite. The ν2 vibration peak of phosphate at 430 cm−1 was selected as the internal standard for the normalization adjustment for the protein to mineral ratios.
The peak at 1070 cm−1 is assigned to ν1 vibration of the carbonate group (B type of carbonate) in hydroxyapatite; the peak at 960 cm−1 is assigned to ν1 vibration of the phosphate group in hydroxyapatite. The ν1 vibration peak of phosphate at 960 cm−1 was selected as the internal standard for the normalization adjustment of the mineral ratios.
Based on the Raman spectral data, the ratio of protein at 2931 cm−1 to phosphate at 430 cm−1 was calculated by integrating the area under the peaks to analyze differences in protein composition in both enamel and dentin. Likewise, the ratio of carbonate at 1070 cm−1 to phosphate at 960 cm−1 was obtained by integrating the area under the peaks to analyze differences in mineral composition in both enamel and dentin. In addition, the width of the phosphate peak at 960 cm−1, as measured by full-width at half-maximum (FWHM), was calculated at each spectrum to reflect the degree of crystallinity within enamel and dentin.32–34
Statistical analyses
Overall mean and standard deviation (SD) for Young’s modulus, 2931/430 cm−1 ratio, 1070/960 cm−1 ratio, and FWHM for 960 cm−1 were calculated based on ten evaluations per site (5 measures at each buccal and lingual site, E-500, E-30, D-30, D-500) for each tooth section (n=7). Because all evaluations were made before and after irradiation at the same sites, the data was compared using a repeated measures analysis of variance (RMANOVA) with the probability level for statistical significance set at α = 0.05. With any significant outcomes, observed power and effect size (based on partial eta squared values), which accounts for the percent of dependent variable change associated with the independent variable (radiation), were also reported. Effect size can be used as a standardized index that is independent of sample size to quantify the effect of radiation on the dependent variables.35, 36 Effect sizes, as previously described36, range from small (0.1–0.3), medium (>0.3–0.5), large (>0.5).
Results
Nanoindentation
The mean Young’s modulus values and SD at the four measurement sites, E-500, E-30, D-30, D-500 are shown in Fig. 2. The RMANOVA indicated that at each measurement site modulus values were significantly higher (P≤0.05) after radiation treatment in vitro with an observed power of 1.0. Additionally, the respective concomitant effect size at all measurement sites was greater than 0.50 indicating that 50% of the modulus increase is associated with radiation.
Raman Microspectroscopy
Representative Raman spectra for E-30 and D-30, before and after radiation are presented in Fig. 3, with no noticeable differences observed following in vitro radiation. The mean and SD of the ratios, 2931/430 cm−1, 1070/960 cm−1, and the FWHM at 960 cm−1 at the same measurement sites used for nanoindentation are presented in Figs. 4, 5, and 6, respectively. Based on the RMANOVA, the protein to mineral ratio (2931/430 cm−1) showed a significant (P≤0.05) decrease at E-500, E-30, and D-30 after radiation with an observed power of at least 0.96 and an effect size of 0.32, 0.35, and 0.17, respectively. The carbonate to phosphate ratio (1070/960 cm−1) showed a significant (P≤0.05) increase at E-30 with an observed power of 0.99 and an effect size of 0.26 and a significant decrease at D-500 with an observed power of 0.99 and an effect size of 0.28. Phosphate peak width as measured by FWHM at 960 cm−1 showed a significant (P≤0.05) decrease at both D-30 and D-500 with an observed power of 1.0 and an effect size of 0.30 and 0.40, respectively.
Discussion
Because there is no methodology to allow testing teeth prior to and after in vivo radiotherapy, an important aspect of this study was developing an in vitro model that controlled as many variables as possible while simulating oral cancer radiotherapy. Based on the results using that model, there was a significant increase in elastic modulus after simulated oral cancer radiotherapy at the evaluated sites in enamel and dentin near the DEJ. Using a repeated measures study design, measurements were made before and after irradiation at the same buccal and lingual sites. Because there were no differences in the radiation effect between the halves, the buccal and lingual values were combined for each site, which also increased the sample size. The current results are dissimilar to previous reports of a decrease in elastic modulus and hardness14, 15 or no significant change in mechanical properties following in vitro radiation.17 Varying experimental methods including differences in storage solution, how and where tooth properties were measured and variances between and within patients may have contributed to the contradictory observed results.
For example, earlier studies reported a dramatic decrease of approximately 80% in both modulus and hardness even with low energy X-ray irradiation (125 keV) after a dose of 2 Gy.14, 15 These studies utilized a storage medium of 0.09% sodium chloride (NaCl), which is reported to significantly decrease modulus and hardness values in enamel just after 1 day, and after 30 days storage in NaCl there was a 47% reduction in both hardness and modulus in dentin.19, 21 Storage solution may be in part why these studies demonstrated a dramatic decrease in both modulus and hardness. In contrast, another study using gamma radiation for tooth sterilization reported no change in modulus or hardness17 when tooth specimens were stored in Hank’s balanced salt solution, which does not significantly alter the hardness or elastic modulus of enamel or dentin.20, 21
Measurement sites within teeth were also not well controlled in previous studies. An earlier study utilized a 2 mm2 region of interest in both enamel and dentin, but no measureable distance from a defined landmark was described.15 A later study from the same group used a similar sized region of interest; however, the protocol specified only that the enamel measurement was located in the cuspal zone and the dentin region was measured near the DEJ.14 Similarly, another study provided no precise measurement site, merely that buccal and lingual sides in both enamel and intertubular dentin were measured.17 Nevertheless, no quantifiable distance from the DEJ or from the outer edge of the enamel was detailed in any of these studies. It has previously been shown that modulus and hardness values of enamel and dentin are dependent on location within the tooth, with values increasing with distance from the DEJ.22, 23, 30, 37 Due to the gradient like nature of enamel and dentin it is imperative that experimental measurements be a calculable distance from a defined landmark within the tooth. Variability can also be dependent on tooth type26; thus, it is important to test paired specimens and/or regions from the same tooth section to control variability. Moreover, patient age has been shown to affect the elastic modulus and hardness of enamel22, and there is a change of the chemical composition and microstructure of dentin with increasing age.25 Therefore, it is vital to account for age and include similar aged teeth when conducting comparative studies measuring mechanical properties.
As already indicated, this study included an in vitro model simulating oral cancer radiotherapy that accounted for as many variables as possible. It has been previously reported that there is a reduction in salivary function within the first week of radiotherapy that persists throughout treatment.38–40 Even after just one fraction of the radiation treatment course, reduction in salivary flow was noted.41 Therefore, in order to mimic reduced intraoral moisture conditions experienced by patients, rather than submerging tooth specimens in PBS, a humid environment was created by including a small amount of storage medium. While drying can affect mechanical properties of tooth specimens31, it is important to note that the specimens in this study remained moist throughout storage and testing. Besides moisture level, PBS was used as the storage solution, which as already mentioned does not significantly affect mechanical properties.19, 21 Although oral cancer patients are not typically 18–20 year olds, third molars from patients in that age range were used in order to control other potential confounding variables such as patient age and tooth type. While simulated radiotherapy was completed at room temperature, following radiotherapy, teeth were stored at 4°C to inhibit microbial contamination and stabilize specimens prior to analyses to optimize the evaluation of radiation-induced effects only. Although the use of tooth sections does not directly simulate radiation of teeth in patients, this approach allowed us to measure properties before and after radiation at the same quantifiable sites 30 μm and 500 μm away from the DEJ in both dentin and enamel. We chose these dentin and enamel sites, since they symmetrically span the DEJ where post-radiotherapy enamel delamination initiates.
A previous study reported that there was no change in the calcium/phosphorous ratios or crystallinity of enamel following in vitro radiation at therapeutic levels.42 Other studies have also speculated that therapeutic radiation exposure does not have a direct effect on the inorganic composition of teeth and suggest that changes within the organic matrix lead to enamel alterations that occur post-radiotherapy.16, 43 However, our study was the first to evaluate chemical composition and mechanical properties in order to potentially explain the mechanism responsible for enamel delamination that can occur following radiotherapy. Phosphate as measured by FWHM of the peak at 960 cm−1 and carbonate/phosphate (1070/960 cm−1) ratio have been used to explain hydroxyapatite crystallinity associated with carbonate content and correlated to modulus properties of enamel.30, 32, 33 For instance, a decrease in phosphate peak width and the carbonate/phosphate ratio have been noted to correlate with an approximate 20% increase in modulus from inner to outer enamel.30 While there was a 25–30% increase in modulus in both enamel and dentin following radiation treatment, the associated phosphate and carbonate chemical composition changes that might be expected with increased modulus were not detected in radiated enamel. In accordance with previous studies16, 42, 43 suggesting no radiation-induced change in the inorganic composition of enamel, no significant difference was observed for the carbonate/phosphate ratio at the E-500 measurement site or for phosphate peak width at either enamel site following irradiation. However, E-30 demonstrated a significant increase in the carbonate/phosphate ratio following irradiation. Future studies are needed to determine the cause of the observed increase in the carbonate/phosphate ratio in enamel near the DEJ following simulated radiotherapy in vitro. In contrast, both dentin sites showed a decreasing trend in phosphate peak width and carbonate/phosphate ratio after radiation, but this observed trend was minimal and likely inconsequential.
As already mentioned, previous studies speculate that radiotherapy alters the organic matrix of enamel.16, 43 In the current study, the protein/mineral ratio decreased following simulated radiotherapy at all enamel and dentin sites with those differences being significant at E-500, E-30, and D-30, which supports the assumption of organic compositional changes following radiation treatment. A radiation-dependent decrease in the protein content as implied from the protein/mineral ratio data could explain the corresponding increase in modulus. Likewise, an earlier study reported an increase in elastic modulus as a result of lower organic content in enamel.44 Mechanistically, we speculate that reductions in the protein/mineral ratio could be due in part to collagen structural alterations in both enamel and dentin. It is well known that dentin is composed primarily of type I collagen.45 In addition, we have recently shown that both type IV and type VII collagen, as well as matrix metalloproteinase-20 (MMP-20), are present within the inner enamel organic matrix layer located adjacent to the dentinal surface.10, 11, 46 Importantly, we have shown recently that type IV collagen immunoreactivity within the enamel organic matrix was dramatically reduced following high dose in vivo radiotherapy.11 Accordingly, we speculate that an in vitro radiotherapy-induced reduction in dentinal type I collagen and/or type IV and type VII collagen in enamel could be due to direct radiolysis or indirectly, due to radiation activation of an MMP-catalyzed degradation, since radiation has been shown to activate existing MMPs in other tissues.47–49 Whether direct or indirect, the radiation-induced decrease in the protein/mineral ratio could lead to the concomitant modulus increase. However, it is noteworthy that the relative percent reduction of the protein/mineral ratio was much larger at sites within the enamel organic matrix (44–77%) as compared to dentin sites (4–6%). Assuming enamel organic matrix components play a role in linking enamel to dentin, any radiation-induced change in that collagenous structure could potentially impact the stability of the DEJ leading to enamel delamination which occurs following radiotherapy. While we did not evaluate collagen degradation post-radiotherapy, an earlier study50 using an in vitro radiation dose of 60 Gy reported increased amounts of collagen fragments in the skin, bone, and periosteum of porcine jaws due to direct radiogenic destruction. Another in vitro study16 reported that with increasing irradiation dose (30 versus 60 Gy) there were increasing post-radiation morphological changes in the interprismatic structure of enamel coinciding with the enamel organic matrix. In dentin, the same study reported fragmentation of collagen fibers accompanied by the presence of fissures and the obliteration of tubules. Future studies are necessary to determine the cause of the reduced protein/mineral ratio following simulated radiotherapy in vitro in this study. Other techniques like X-ray diffraction, nuclear magnetic resonance spectroscopy, collagen cross-linking analyses, and protein-specific biochemical analyses such as Western blotting and in situ zymography may be needed to discern specific chemical or biological changes that could be mechanistically linked to the decreased protein/mineral ratio and associated increased modulus following radiation.
In addition to our in vitro simulated radiotherapy analyses, preliminary analyses of in vivo radiated teeth from patients who have undergone radiotherapy to treat oral cancer have been initiated. Thus far, our preliminary in vivo data suggests similar mechanical property results to our in vitro study, higher modulus values in enamel and dentin near the DEJ following radiotherapy. Such changes in mechanical properties may be linked to pathologic enamel loss that occurs post-radiotherapy. However, further studies are needed to verify these results and then model how the altered properties would affect the stress distribution of the enamel-dentin interface using finite element method.
Finally, while it is important to understand the underlying mechanism linked to dentition breakdown following radiotherapy, it has also been demonstrated that in vitro radiation contributes to a decrease in bond strength of resin-based composite to both enamel and dentin, negatively impacting successful restoration of radiation-damaged teeth.51 Thus, it is vital to develop protocols to minimize or counteract radiotherapy-induced damage to dental hard tissues, such as the simulated mouthwash protocols using sodium fluoride or chlorhexidine that were reported to prevent in vitro radiation-induced property changes of enamel and dentin.52
Research focused on oral cancer radiotherapy-induced dentition breakdown
Enamel & dentin properties and composition before/after simulated radiotherapy
Increased stiffness and decreased protein of enamel and dentin near the DEJ may contribute to DEJ failure post-radiotherapy
Acknowledgments
This work was supported by NIH/NIDCR R01 grant DE021462. The authors also want to acknowledge the assistance of Steven Howard, (Kansas City Cancer Centers; Kansas City, KS) for his assistance with simulated radiotherapy treatment of tooth specimens.
Abbreviations
- DEJ
dentin-enamel junction
- Gy
gray
- E-500
enamel 500 microns from the DEJ
- E-30
enamel 30 microns from the DEJ
- D-30
dentin 30 microns from the DEJ
- D-500
dentin 500 microns from the DEJ
- FWHM
full-width at half-maximum
- PBS
phosphate buffered saline
- ANOVA
analysis of variance
- v
Poisson’s ratio
- E
elastic modulus
Footnotes
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