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. 2015 Sep 3;10(9):e0136065. doi: 10.1371/journal.pone.0136065

Table 1. Characteristics of included studies.

Study Study Center Sample Size Age Diagnosis Method Diagnosis Method Result Result NOS
Asthma COPD COPD only ACOS
Shirtcliffe et all (2010) [10] New Zealand 749 25–75 1. Reversibility test (+ve if ≥ 12%/200ml change in FEV1), Or 2. Peak Expiratory Flow (PEF) variability (+ve if ≥ 20% change in FEV1), Or 3. Physician Diagnosed Asthma +Current symptoms, Or 4. Physician Diagnosed Asthma + inhaler use in the preceding 12 months Post bronchodilator spirometry (FEV1/FVC <0·70) 51 65 7
Menezes et al (2013) [11] Brazil, Chile, Mexico, Uruguay, Venezuela (PLATINO) 5,044 ≥40 1. Wheezing in the last 12 months + post-BD increase in FEV1 or FVC of 200 ml and 12%, Or 2. Self-reported prior diagnosis of asthma. 1. Post bronchodilator spirometry (FEV1/FVC <0·70), OR 2. Lower limit of normality (defined as the lower 5th percentile for predicted post-BD FEV1/FEV and FEV1/FVC). 594 89 6
Marsh et al (2008)[12] New Zealand 469 65.4 (6.3) 1. FEV1 bronchodilator reversibility ≥15%, Or 2. Had peak flow variability ≥20%, Or 3. Had a physician’s diagnosis of asthma and (current symptoms and/or inhaler use). Post bronchodilator spirometry (FEV1/FVC <0·70) 43 53 5
Kauppi et al (2011) [13] Finland 1,546 56(12) Based on the British Guidelines on Asthma Management with one or more of the following findings: a post bronchodilator increase in FEV1 of ≥12%, a bronchodilator response of ≥15% or diurnal variation of ≥20% in PEF recording, moderate to severe bronchial hyper-reactivity, or a decrease in FEV1 of ≥15% in the exercise test. Post bronchodilator spirometry (FEV1/FVC < 0.70 OR FEV1/FVC < 88% of predicted reference value) 237 225 7
Hardin et al (2011)[14] USA 915 45–80 Self Reported Physician Diagnosis of Asthma prior to the age of 40 Post bronchodilator spirometry (FEV1/FVC < 0.7 and FEV1 < 80% predicted) 796 119 5
Alonso et al (2013) [15] Spain 331 > = 40 Physician Diagnosed Asthma before age 40 Post bronchodilator spirometry (FEV1/FVC <0·70) 291 40 5
Johannessen et al (2005) [16] Norway 908 41 (15) Self Reported Physician Diagnosis of Asthma Post bronchodilator spirometry (FEV1/FVC <0·70) 30 10 6
Danielsson et al (2010) [17] Sweden 548 ≥40 Physician Diagnosed Asthma Post bronchodilator spirometry (FEV1/FVC <0·70) 70 16 7
Methvin et al (2008) [18] USA 508 ≥40 Self Reported Physician Diagnosis of Asthma Post bronchodilator spirometry (FEV1/FVC <0·70) 72 28 5
Miravitlles et al (2013) [19] Spain 3,885 40–80 Self Reported Physician Diagnosis of Asthma Post bronchodilator spirometry (FEV1/FVC <0·70) 318 67 5
Zhou et al (2009)[20] China (CESCOPD) 20,245 ≥40 Physician Diagnosed Asthma Post bronchodilator spirometry (FEV1/FVC <0·70) 1477 191 5
Kotaniem et al (2005) [21] Finland 683 21–70 Based on the following criteria: (self-reported asthma or had a positive skin-prick test) and (had reported attacks of respiratory obstruction or wheezing). Post bronchodilator spirometry (FEV1/FVC <0·70) 52 12 6
Fabrri et al (2002) [22] Italy 46 ≥ 30 Physician Diagnosed Asthma Post bronchodilator spirometry (FEV1/FVC <0·70) 27 19 6
Rhee et al (2013)[23] Korea 185,147 > 40 1. ICD-10 codes for asthma (J45.x- J46), 2. Use of more than one drug for asthma at least twice per year (LAMA, LABA, ICS, ICS+LABA, SAMA, SABA, theophylline, LTRA, systemic corticosteroids, or systemic beta agonist). 1. Age greater than 40 years, 2) ICD-10 codes for COPD or emphysema (J42.x–J44.x, except J430), 3. Use of more than one drug for COPD at least twice per year (LAMA, LABA, ICS, LABA+ICS, SAMA, SABA, or Theophylline). 84143 101004 6
Blanchette et al (2008)[24] USA 8,086 ≥ 40 1. Age greater than 40 years, and 2. Have at least 1 medical claim with an ICD-9-CM code for COPD and at least 1 medical claim for asthma (493.0x, 493.1x, 493.8x, 493.9x) during the identification period and 3. Either (at least 1 additional claim with an ICD-9-CM code for COPD and asthma (493.2x) OR at least 1 additional medical claim for COPD and at least 1 additional claim for asthma within the observation period). 1.age greater than 40 years, AND 2. ICD-9 codes for COPD (491.xx for chronic bronchitis, 492.xx for emphysema, or 496.xx for chronic airway obstruction not classified elsewhere), AND 3. Have at least 1 additional medical claim with an ICD-9-CM code for COPD during the 24-month observation period. 6243 1843 6
De marco et al (2010) [25] Italy 8360 20–84 The GEIRD Screening Questionnaire(Physician Diagnosed) The GEIRD Screening Questionnaire (Physician Diagnosed) 431 175 5
Shaya et al (2008)[26] USA 9131 ≥ 40 1. Age 40 to 64 years, AND 2. At least 1 claim with ICD-9 code for Asthma (493.xx) in the primary, secondary, or tertiary diagnosis field. 1. Age 40 to 64 years, AND 2. At least 1 claim with ICD-9 codes for COPD (491.xx, 492.xx, 496.xx). 3455 2604 6

Abbreviations and definitions: COPD = chronic obstructive pulmonary disease; FEV1 = forced expiratory volume in 1 second; FVC = forced vital capacity, ICD: International Classification of Diseases.