Abstract
Approximately 25% of breast cancers overexpress and depend on the receptor tyrosine kinase ERBB2, one of 4 ERBB family members. Targeted therapies directed against ERBB2 have been developed and used clinically, but many patients continue to develop resistance to such therapies. Although much effort has been focused on elucidating the mechanisms of acquired resistance to ERBB2-targeted therapies, the involvement of ERBB4 remains elusive and controversial. We demonstrate that genetic ablation of ERBB4, but not ERBB1-3, led to apoptosis in lapatinib-resistant cells, suggesting that the efficacy of pan-ERBB inhibitors was, at least in part, mediated by the inhibition of ERBB4. Moreover, ERBB4 was upregulated at the protein level in ERBB2+ breast cancer cell lines selected for acquired lapatinib resistance in vitro and in MMTV-Neu mice following prolonged lapatinib treatment. Knockdown of ERBB4 caused a decrease in AKT phosphorylation in resistant cells but not in sensitive cells, suggesting that ERBB4 activated the PI3K/AKT pathway in lapatinib-resistant cells. Importantly, ERBB4 knockdown triggered apoptosis not only in lapatinib-resistant cells but also in trastuzumab-resistant cells. Our results suggest that although ERBB4 is dispensable for naïve ERBB2+ breast cancer cells, it may play a key role in the survival of ERBB2+ cancer cells after they develop resistance to ERBB2 inhibitors, lapatinib and trastuzumab.
Keywords: EGFR, HER2, HER3, HER4, Herceptin
Abbreviations
- EGFR
epidermal growth factor receptor
- ERK
extracellular regulated kinase
- FGFR
fibroblast growth factor receptor
- HER
human epidermal growth factor receptor
- MTS
3-(4,5-dimethylthiazol-2-yl)-5-(3-carboxymethoxyphenyl)-2-(4-sulfophenyl)-2H-tetrazolium
- PI3K
phosphatidylinositol-4,5-bisphosphate 3-kinase
- Q-VD-OPh
quinolyl-valyl-O-methylaspartyl-[2,6-difluoro-phenoxy]-methyl ketone
- RTK
receptor tyrosine kinase
Introduction
The ERBB family of receptor tyrosine kinases (RTKs) includes 4 members: EGFR (ERBB1/HER1), ERBB2 (HER2/Neu), ERBB3 (HER3), and ERBB4 (HER4).1 Upon ligand binding, these ERBB RTKs form homo- and hetero-dimers to activate downstream signaling cascades, including the ERK1/2 (extracellular regulated kinase) and PI3K (phosphatidylinositol-4,5-bisphosphate 3-kinase) pathways.2 ERBB3 lacks significant intrinsic kinase activity, but can activate downstream signaling pathways, especially the PI3K pathway, through heterodimerization with other ERBB members.3,4 In contrast, ERBB2 is a potent tyrosine kinase, but does not require a ligand for dimerization with ERBB members, including ERBB2 itself. Consequently, ERBB2 overexpression dysregulates ERBB RTK signaling, and is a known oncoprotein.
ERBB2 overexpression is observed in approximately 25% of human breast cancers and is associated with poorer overall survival and decreased time to relapse.5 The development of targeted therapies against ERBB2 represents a major achievement in the treatment of ERBB2+ breast cancers. Several ERBB2-targeted inhibitors, including the humanized monoclonal antibody trastuzumab and the small molecule kinase inhibitor lapatinib, have been approved by the Federal Drug Administration (FDA) and have gone on to demonstrate clinical success. Despite their initial effectiveness, acquired resistance to ERBB2-targeted inhibitors unavoidably develops and poses a significant clinical problem that dramatically affects patient outcomes.6,7,8 Several molecular mechanisms underlying acquired resistance to ERBB2 inhibitors have been described, including activation of c-Src tyrosine kinase,9 upregulation of ERBB3,10 activating mutations in the p110α subunit of PI3K (PIK3CA),11 and enhanced ERBB-ligand autocrine signaling.12 Recently, we have also shown that cells with acquired resistance to lapatinib are highly anti-apoptotic due to the alteration of apoptotic pathways.13
In the present study, we report that acquired resistance to ERBB2 inhibitors may be mediated, at least in part, by ERBB4. The role of ERBB4 in breast cancer remains elusive and controversial. A study using a transgenic mouse model clearly demonstrated that ERBB4 is dispensable for the growth of ERBB2+ breast cancer cells. 14 Nevertheless, ERBB4 can be an oncoprotein in other cancer types, such as melanoma and Ewing sarcoma.15,16 Our results indicate, for the first time, that ERBB4 may play a critical role in acquired resistance to ERBB2 inhibitors in breast cancer.
Results
Previously, we generated lapatinib-resistant ERBB2-positive breast cancer cell lines through chronic lapatinib exposure in previously responsive lines and investigated the molecular mechanisms of acquired resistance to lapatinib.13 Unlike resistance to other tyrosine kinase inhibitors, which is often associated with the emergence of a kinase variant that can no longer be successfully inhibited by that drug (e.g., imatinib-resistance mutations in BCR-ABL), activating mutations in ERBB2 are rarely found in breast cancer.17 In support of this notion, we have found that lapatinib completely inhibits autophosphorylation of ERBB2 in lapatinib-resistant cells,13 suggesting that acquired resistance is likely not attributable to ERBB2 insensitivity. Since lapatinib is a dual inhibitor of EGFR and ERBB2 (IC50 = 10.8 and 9.2 nM, respectively),18 it suggests that cells with acquired resistance to lapatinib do not depend on the 2 kinases. We hypothesized that lapatinib-resistant cells might utilize an alternative kinase pathway(s) through which cells maintain survival signaling even in the presence of the inhibition of EGFR and ERBB2 by lapatinib.
To test this idea and to identify such a kinase pathway, we treated lapatinib-sensitive and -resistant cells (BT474 and BT474-LR cells, respectively) with a panel of kinase inhibitors and examined the affects on proliferation using a colorimetric MTS assay. As previously reported, ERBB2+ BT474 cells were sensitive not only to lapatinib (1 μM) but also to gefitinib (1 μM) and erlotinib (1 μM), both of which can inhibit ERBB2 (ref. 19 and 20) (Fig. 1a). In contrast, BT474-LR cells showed marked resistance to this class of kinase inhibitors, indicating that upon acquiring resistance to lapatinib, the cells are also resistant to other ERBB2 inhibitors (Fig. 1a). Of note, the proliferation of BT474-LR cells, but not BT474 cells, was attenuated in the presence of the fibroblast growth factor receptor (FGFR) inhibitor LY2874455 (Fig. 1a). Although we did not quantitate expression levels of FGFR-2 in BT474 and BT474-LR cells, amplification of FGFR-2 has been implicated in the mechanism of acquired resistance to lapatinib in breast cancer cells.21 Interestingly, inhibitors of the ERK-activating kinase MEK had no effects on proliferation of both BT474 and BT474-LR (see PD184352, PD98659, PD325901 and U0126 in Fig. 1a).
Importantly, both BT474 and BT474-LR were sensitive to a group of inhibitors that target PI3K family members (see KU55933, NVP-BEZ235, PI-103, PIK-90, and ZSTK474 in Fig. 1a), strongly suggesting the importance of the PI3K/AKT pathway for survival in these cells as described by other studies.22,23 We tested whether overexpression of a constitutively active form of PIK3CA could confer lapatinib resistance to BT474 cells. We created BT474 cells stably expressing wild type or a constitutively active mutant (E545K or H1047) of PIK3CA (PIK3CA-WT, PIK3CA-E545K, and PIK3CA-H1047R, respectively). In cells expressing PIK3CA-E545K or PIK3CA-H1047R, but not PIK3CA-WT, AKT and ERK1/2 were markedly phosphorylated even in the presence of lapatinib (Fig. S1A). When colony-forming assays were performed, cells expressing PIK3CA-E545K or PIK3CA-H1047R formed significantly more and larger colonies in the presence of lapatinib (Figs. S1B and C). Taken together, these results strongly suggest that the PI3K/AKT pathway plays a crucial role in the survival of ERBB2+ breast cancer cells after exposure to an ERBB2 inhibitor.
In addition to the PI3K inhibitors, pan-ERBB inhibitors also significantly suppressed growth of both BT474 and BT474-LR cells (Fig. 1a). Pan-ERBB inhibitors are a group of small molecules that broadly antagonize the kinase activity of all ERBB dimers. We tested 5 pan-ERBB inhibitors: afatinib, canertinib, dacomitinib, neratinib and varlitinib (Fig. 1a). Among these inhibitors, afatinib, canertinib, dacomitinib, and neratinib “irreversibly” bind to ERBB1-4, as opposed to lapatinib which is a “reversible” inhibitor of EGFR and ERBB2. In contrast, varlitinib is a “reversible” pan-ERBB inhibitor. Both “reversible” and “irreversible” pan-ERBB inhibitors suppressed cellular proliferation (Fig. 1a) and triggered apoptosis in lapatinib-resistant cells (Fig. 1b). Therefore, it is unlikely that the ERBB2-binding potency fully accounts for the efficacy of the pan-ERBB inhibitors. These results suggest that lapatinib-resistant cells are not dependent on EGFR and ERBB2 but still dependent on a kinase(s) that can be inhibited by the pan-ERBB inhibitors.
Since no inhibitors specific for ERBB3 and ERBB4 individually are currently available, we performed siRNA knockdown of each of the ERBB kinases (Fig. 2a). We found that siRNA knockdown of ERBB2 or ERBB3 caused apoptosis in BT474 cells, but not in BT474-LR cells (Fig. 2b). To our surprise, ERBB4 knockdown caused apoptosis in BT474-LR cells, but not in BT474 cells (Figs. 2c and 2d). It should be noted that continued lapatinib treatment was not necessary for this effect. Therefore, these results indicate that lapatinib-resistant cells rely on ERBB4 for their survival. These results also suggest that the efficacy of the pan-ERBB inhibitors in killing lapatinib-resistant cells may be mediated by their ability to inhibit ERBB4 efficiently – lapatinib does not inhibit ERBB4 (IC50 = 367 nM) as well as pan-ERBB inhibitors (IC50 = 20–80 nM).18,24,25
We next asked whether ERBB4 also played a role in acquired resistance to the ERBB2-targeted monoclonal antibody trastuzumab. When BT474 cells that have acquired resistance to trastuzumab (BT474-TR) were treated with ERBB4-specific siRNA, they died by apoptosis (Fig. 2d). Trastuzumab was not required for this effect, indicating that cell death occurs independently of trastuzumab and/or ERBB2 activity. We also performed siRNA knockdown of ERBB4 in another ERBB2-positive breast cancer cell line, SKBR3, with acquired resistance to lapatinib (SKBR3-LR), trastuzumab (SKBR3-TR), or both (SKBR3-LTR). ERBB4 knockdown resulted in apoptotic cell death in SKBR3-LR, SKBR3-TR, and SKBR3-LTR cells but not in parental SKBR3 cells (Figs. 2e and f). These results suggest that ERBB4 dependency may result from sustained loss of ERBB2 signaling in ERBB2-amplified breast cancer cells.
Western blot analysis showed that ERBB4 protein levels are modestly upregulated in lapatinib-resistant cells, compared to sensitive cells (Fig. 3a). To investigate ERBB4 protein expression in vivo, we utilized the MMTV-Neu mouse model. MMTV-Neu transgenic mice spontaneously develop mammary tumors driven by activated neu (rat homolog of ERBB2).26 When tumor volumes surpassed 200 mm3, we treated MMTV-Neu mice with lapatinib daily until tumors reached 1000 mm3 (3-8 weeks). The dosage (200 mg/kg) was set in accordance with our previous studies for other inhibitors, including erlotinib,27,28 and tissue concentrations of lapatinib were corroborated by high-pressure liquid chromatography-mass spectrometry analysis (Supplementary Table 1). We harvested the tumors and analyzed ERBB4 expression by immunohistochemistry. Tumors from 57% of control mice (8/14) showed ErbB4 expression on the plasma membrane (Fig. 3b). Strikingly, 13 out of 13 lapatinib-treated mice developed tumors with membranous ErbB4 expression (Fig. 3b) (p = 0.01599 by Fisher's exact test). Nuclear ErbB4 staining was found in both lapatinib-treated and -untreated tumors (Fig. 3b). Although nuclear translocation of a cleaved ErbB4 fragment has been documented,29 there was no significant correlation between nuclear ErbB4 and lapatinib treatment in our mouse model.
Since PI3K inhibitors significantly attenuated proliferation of BT474-LR cells (Fig. 1b), we sought to determine whether apoptosis in BT474-LR cells induced by ERBB4 knockdown is also mediated by inactivation of the PI3K/AKT pathway. Western blots showed that ERBB4 knockdown significantly diminished AKT phosphorylation at Thr308 in lapatinib-resistant cells, but not in sensitive cells (Fig. 4). Interestingly, ERBB4 knockdown did not affect the phosphorylation status of ERK1/2 (Thr202 and Tyr204) (Fig. 4). These results suggest that the PI3K/AKT pathway plays a key role in the survival of breast cancer cells that have acquired resistance to ERBB2 inhibitors and that these resistant cells re-wire the survival signaling pathway by utilizing ERBB4, instead of ERBB2, to activate the PI3K/AKT pathway. Taken together, we postulate that ERBB4 becomes a critical player upon continuous inhibition of ERBB2. ERBB2+ cancer cells may shift their dependency from ERBB2 to ERBB4 when they acquire resistance to ERBB2 inhibitors.
Lastly, we tested whether ERBB4 overexpression is sufficient to promote resistance to ERBB2 inhibitors. We transiently overexpressed 2 constitutively active forms of ERBB4 (E563K and E872K) in BT474 cells and treated the cells with lapatinib. It has been shown that these ERBB4 mutants exhibit enhanced ligand-independent kinase activity, promote cellular transformation, and enhance proliferation in melanoma cells.15 Unexpectedly, lapatinib treatment caused apoptosis in ERBB4-overexpressing cells as efficiently as control cells (Fig. S2), indicating that ERBB4 is critical but not sufficient to render ERBB2+ cells resistant to ERBB2 inhibitors.
Discussion
Acquired resistance to ERBB2 inhibitors is a significant clinical problem that dramatically affects outcomes of patients with ERBB2+ breast cancer. Studies from our laboratory and others suggest that acquired resistance to ERBB2 inhibitors is not due to ERBB2 insensitivity, but rather due to activation of various alternative survival pathways.9-13 In the present study, we provide evidence to support that ERBB4 may play a key role in the survival of breast cancer cells that acquired resistance to ERBB2 inhibitors.
ERBB4 plays an important role in normal mammalian gland development and differentiation.33 However, a role for ERBB4 in cancer has been controversial.14-16,34 Our results show that genetic ablation of ERBB4, but not ERBB1-3, leads to apoptosis in ERBB2+ breast cancer cells that are resistant to ERBB2 inhibitors. Since ERBB4 is not required for the development of ERBB2-driven breast cancer,14 we hypothesize that ERBB2+ cancer cells may shift their dependency from ERBB2 to ERBB4 when they acquire resistance to ERBB2 inhibitors. Therefore, only upon continuous inhibition of ERBB2, ERBB4 becomes a key player in acquiring and maintaining resistance to ERBB2 kinase inhibitors in ERBB2+ cancer cells.
We detected the minimal up-regulation of ERBB4 protein expression in lapatinib-resistant cells and the membrane localization of ERBB4 in lapatinib-treated mouse mammary tumors. However, overexpression of the constitutively active forms of ERBB4 alone did not confer lapatinib resistance in naïve BT474 cells. It is suggested that resistant cells may have acquired an additional mechanism(s) that supports ERBB4 activation and the ERBB4 dependency; such a mechanism may include growth factor-mediated autocrine signaling to ERBB4, a novel post-translational modification of ERBB4, or an unidentified binding partner of ERBB4. These possibilities are not mutually exclusive and need to be fully elucidated.
Recently, pan-ERBB inhibitors were proved to overcome resistance to ERBB2 kinase inhibitors.12,30,31 Several pan-ERBB inhibitors are being tested in clinical trials for patients with advanced ERBB2-positive breast cancer, including those who have progressed following prior ERBB2-targeted therapy. However, the detailed molecular mechanism of how pan-ERBB inhibitors block proliferation of cancer cells remains elusive except that many, but not all, of pan-ERBB inhibitors irreversibly bind to ERBB kinases. Elucidating the molecular mechanism of acquired ERBB2 inhibitor resistance and how pan-ERBB inhibitors reverse this resistance will significantly contribute to the development of novel and more effective treatment regimens for ERBB2+ cancer, with potential for reduced toxicity. Our results suggest that the efficacy of pan-ERBB inhibitors in killing ERBB2 inhibitor resistant cells is mediated, at least in part, by blocking ERBB4 activity. Thus, our findings provide a rationale for fully elucidating the role of ERBB4 in developing and maintaining resistance to ERBB2 inhibitors in breast cancer.
Materials and Methods
Cell culture
Cell lines used in this study were described previously.13,32 Cell viability was assessed after 48-hour treatment using CellTiter 96 Aqueous One Solution Cell Proliferation Assay (Promega). DMSO and the apoptosis-inducing pan-kinase inhibitor staurosporine were used as negative and positive controls, respectively. The absorbance at 490 nm (OD 490 nm) was normalized against DMSO.
BT474 cells stably expressing bovine PIK3CA-WT, PIK3CA-E545K, and PIK3CA-H1047R have been described previously.35 For Matrigel colony assays, cells (1 × 103) in single cell suspension were resuspended in ice-cold Matrigel then delivered to wells of 96-well dishes in a volume of 100 μl Matrigel and cultured for 24 h, at which time cells were treated with lapatinib or BKM120 (1 μM each) delivered in 100 μl at 2X concentration, allowing the inhibitor to equilibrate to 1 μM. Inhibitor was delivered in 1X concentration in 100 μl every 4 days through day 14, when images were captured using the ProgRes MF digital camera (Jenoptiks) mounted on the Motic AE31 microscope.
Transient siRNA transfections were performed with Lipofectamine RNAiMAX (Life Technologies) according to the manufacturer's instructions. EGFR-specific siRNA (siRNA ID# s563), ERBB2-specific siRNA (siRNA ID# s613), ERBB3-specific siRNA (siRNA ID# s4778), and control siRNA (Catalog # 4390843) were designed and synthesized by Ambion (Silencer Select). Control and ERBB4-specific 27mer siRNAs were purchased from OriGene (catalog # SR301445; sequencing information can be made available upon request).
Antibodies and reagents
Anti-EGFR, ERBB2, ERBB3 AKT, pAKT, ERK1/2, and pERK1/2 antibodies were purchased from Cell Signaling Technology. Anti-actin antibody (Fig. S1) was purchased from Sigma. Anti-ERBB2 (Fig. S1a), ERBB4, and actin antibodies were purchased from Santa Cruz Biotechnology. The rabbit monoclonal anti-HER4/ErbB4 antibody (clone E200; Novus Biologicals) was used for immunohistochemistry. Anti-ErbB4 antibody (Ab5721) was raised against mouse ErbB4 (amino acids 1036 through 1239). GST-ErbB41036-1239 was used to immunize rabbits (Covance). Antiserum was affinity-purified against the immunogen.
Kinase inhibitors used in Fig. 1 were purchased from LC Laboratories (Woburn), except LY2874455 (Active Biochemicals, Hong Kong), dacomitinib, KU55933 (Selleckchem, Houston), and varlitinib (KreBay Biochem, Monmouth Junction). The pan-caspase inhibitor Q-VD-OPh was purchased from MP Biomedicals (Santa Ana). Annexin V (Alexa Fluor® 647 conjugate) was purchased from Life Technologies (Carlsbad).
Mice
MMTV-Neu mice were obtained from the Jackson Laboratory (FVB-Tg(MMTV-Erbb2)NK1Mul/J; Stock number 005038). All animal studies were performed in accordance with protocols approved by the Institutional Animal Care and Use Committee (IACUC) at Dartmouth College.
Disclosure of Potential Conflicts of Interest
No potential conflicts of interest were disclosed.
Acknowledgments
We would like to thank Drs. Scott Gerber, Yolanda Sanchez, Alan Eastman, and Todd Miller for valuable discussions concerning this work.
Funding
This study was supported by NIH grants: R00CA140948 (to MK), P30CA23108 (to the Norris Cotton Cancer Center), P50CA58183 (to RS), and R01CA143126 (to RSC). This work was also supported by Susan G. Komen for the Cure grant KG100677 (to RSC).
Supplemental Material
Supplemental data for this article can be accessed on the publisher's website.
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