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. Author manuscript; available in PMC: 2016 Oct 20.
Published in final edited form as: J Am Coll Cardiol. 2015 Oct 20;66(16):1816–1827. doi: 10.1016/j.jacc.2015.08.858

Table 4. Common Pitfalls Responsible for Unsuccessful NIH K Award Applications.

General

  • Unresponsive to the specifics of the program announcement (e.g., no demonstrable PI contact with patients/research participants in a K23 application)

  • Sloppy construction with frequent errors in spelling/syntax

  • For revised applications, being unresponsive to the prior critique—meaning not addressing the major concerns of each reviewer


Candidate

  • Inadequate scholarly productivity for stage in career development

  • Unexplained lapses in career development

  • Sloppy construction of the NIH Biosketch with admixing of peer-reviewed manuscripts, abstracts, review articles—interpreted as lack of mentor engagement

  • Inclusion of articles in preparation or under review in the biosketch

  • Reference letters that are less than uniformly laudatory and/or template duplicates

  • Failure of the candidate to educate the referee as to the goals/objectives of the specific K award


Career Development Plan/Career Goals and Objectives

  • Career development activities not aligned with the candidate’s background and/or long-term career goals

  • No discussion of timing/approach to the crucial K-R transition, namely no plans for generation and submission of an R01 in the ~3rd to 4th year of the K award

  • Lack of details regarding training in survival skills (e.g., grant writing, manuscript generation, leadership skills, etc.) necessary for a durable academic investigative career

  • Lack of an advisory committee—highly desirable (although not required) in applications with multiple mentors/collaborators/consultants and in those applications that engage multiple sites

  • Lack of specificity of the metrics by which the candidate will be able to gauge his progress along the career development path

  • Failure to align career development activities with known strengths of the institution, such as participation in the educational offerings of the institution’s CTSA program


Research Plan

  • Lack of an organizing hypothesis and/or inclusion of descriptive specific aims

  • Unclear overall focus and/or overly ambitious

  • Interdependent (rather than interrelated) specific aims

  • Incomplete discussion of analytic approach/expectations

  • Inadequacies in consideration of potential pitfalls/confounders and incomplete discussion of potential strategies to minimize these, should they be encountered


Mentor(s), Co-Mentor(s), Consultant(s), Collaborator(s)

  • Mentor team not aligned with the candidate’s career goals/objectives, namely inadequate rationale for the inclusion of each mentor

  • Inadequate details for the frequency, duration, and content of the mentoring contact of the candidate with each of the mentors, particularly the primary mentor

  • Inclusion of a primary mentor at a different institution than the candidate

  • Lack of mentoring track record for some/all of the mentors

  • Primary mentor without active major peer-reviewed grant support

  • Lack of specificity of the metrics by which the mentor will be able to gauge the candidate’s progress along the career development path


Environment and Institutional Commitment to the Candidate

  • Boilerplate description of the institution’s capabilities/resources, rather than a review of unique strengths relevant to the specific candidate (e.g., technologies, patient populations, specialized centers, unique databases, tissue sample repositories, etc.) and their career goals

  • Lack of specificity of the institutional commitment to the candidate including what is being provided (rank, space, start-up funds) and what is being limited/protected (e.g., percent effort, administrative/clinical/teaching responsibilities)

  • Absence of a clear discussion of how the candidate’s research will be supported financially given that the research budget of typical K award applications is generally not sufficient to fund the proposed research

  • Statements to the effect that institutional support is contingent upon the receipt of the K award

CTSA = Clinical and Translational Science Award; NIH = National Institutes of Health; PI = principal investigator.