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. Author manuscript; available in PMC: 2015 Oct 28.
Published in final edited form as: J Am Med Dir Assoc. 2013 Nov 13;15(1):47–53. doi: 10.1016/j.jamda.2013.09.011

Table 3.

Assisted living facility healthcare staffing, infection control, and training requirements specified in state regulations, by time period in which the legislation took effect, United States, 2012

Characteristics 1998–2012 1998–2007 2008–2012 p-value
n=50 % n=16 % n=34 %
Staff Requirements

Licensed health care professional oversees medical care 30 (60%) 10 (63%) 20 (59%) 0.80
Licensed health care professional is on-site 24 hours a day 5 (10%) 3 (19%) 2 (6%) 0.31
Licensed health care professional oversees infection control 3 (6%) 0 (0%) 3 (9%) 0.54
All staff are required to receive infection control training: *
 On hiring 7 (14%) 2 (13%) 5 (15%) 1.00
 Within a specified time period from hiring 12 (24%) 4 (25%) 8 (24%) 1.00
 Annually 7 (14%) 1 (6%) 6 (18%) 0.41
 Other infection control training requirements 3 (6%) 2 (13%) 1 (3%) 0.24
 Any of the above infection control training requirements mentioned 27 (54%) 9 (56%) 18 (53%) 0.83
Sub-contracting home health agencies or aides is permitted if: *
 Patient arranges hiring of aides independently 21 (42%) 6 (38%) 15 (44%) 0.66
 ALF coordinates hiring of aides for individual residents 25 (50%) 10 (63%) 15 (44%) 0.23
 ALF sub-contracts with agency for all residents 4 (8%) 1 (6%) 3 (9%) 1.00
 Other specified criteria 4 (8%) 0 (0%) 4 (12%) 0.29
 Any of the above sub-contracting options permitted 44 (88%) 14 (88%) 30 (88%) 1.00

Infection Control and Prevention

Facility inspection includes infection control assessment 8 (16%) 4 (25%) 4 (12%) 0.25
Specific requirement to report cases of communicable disease 25 (50%) 4 (25%) 21 (62%) 0.02
Specific infection control measures referenced in the regulation:
 Personal protective equipment 11 (22%) 3 (19%) 8 (24%) 1.00
 Hand hygiene 18 (36%) 6 (38%) 12 (35%) 0.88
 Safe injection practices 5 (10%) 0 (0%) 5 (15%) 0.16
 Other infection control practice** 5 (10%) 1 (6%) 4 (12%) 1.00
 Any of the above infection control measures referenced 23 (46%) 7 (44%) 16 (47%) 0.83
Infection control guidelines/standards referenced: *
 Centers for Disease Control and Prevention 13 (26%) 1 (6%) 12 (35%) 0.04
 Occupational Safety and Health Administration *** 5 (10%) 1 (6%) 4 (12%) 1.00
 General infection prevention standard(s) †† 8 (16%) 1 (6%) 7 (21%) 0.41
 Any of the above 22 (44%) 3 (19%) 19 (56%) 0.02
Specific reference to Standard or Universal Precautions:
 Standard Precautions 9 (18%) 0 (0%) 9 (26%) 0.04
 Universal Precautions 16 (32%) 6 (38%) 10 (29%) 0.57
 Either of the above 24 (48%) 6 (38%) 18 (53%) 0.31
Specific requirement for written infection control plan 18 (36%) 5 (31%) 13 (38%) 0.63
*

States could select more than one

**

Including but not limited to aseptic techniques, compliance with rules regarding special waste, immunization

***

Bloodborne Pathogens Standard, 29 CFR 1910.1030

††

Regulation includes general infection control language using terminology pertaining to “standard of care,” “scientifically accepted,” or “professional standards”