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. 2016 Jan 20;11(1):e0147323. doi: 10.1371/journal.pone.0147323

A HuGE Review and Meta-Analyses of Genetic Associations in New Onset Diabetes after Kidney Transplantation

Katherine Angela Benson 1,*, Alexander Peter Maxwell 1,2, Amy Jayne McKnight 1
Editor: Stanislaw Stepkowski3
PMCID: PMC4720424  PMID: 26789123

Abstract

Purpose

New onset diabetes after transplantation (NODAT) is a serious complication following solid organ transplantation. There is a genetic contribution to NODAT and we have conducted comprehensive meta-analysis of available genetic data in kidney transplant populations.

Methods

Relevant articles investigating the association between genetic markers and NODAT were identified by searching PubMed, Web of Science and Google Scholar. SNPs described in a minimum of three studies were included for analysis using a random effects model. The association between identified variants and NODAT was calculated at the per-study level to generate overall significance values and effect sizes.

Results

Searching the literature returned 4,147 citations. Within the 36 eligible articles identified, 18 genetic variants from 12 genes were considered for analysis. Of these, three were significantly associated with NODAT by meta-analysis at the 5% level of significance; CDKAL1 rs10946398 p = 0.006 OR = 1.43, 95% CI = 1.11–1.85 (n = 696 individuals), KCNQ1 rs2237892 p = 0.007 OR = 1.43, 95% CI = 1.10–1.86 (n = 1,270 individuals), and TCF7L2 rs7903146 p = 0.01 OR = 1.41, 95% CI = 1.07–1.85 (n = 2,967 individuals).

Conclusion

Evaluating cumulative evidence for SNPs associated with NODAT in kidney transplant recipients has revealed three SNPs associated with NODAT. An adequately powered, dense genome-wide association study will provide more information using a carefully defined NODAT phenotype.

Introduction

New onset diabetes after transplantation (NODAT), also known as post transplantation diabetes mellitus (PTDM), is a serious complication of solid organ transplantation [1]. It affects 2–50%[13] of organ transplant recipients and is associated with greater healthcare costs and an increased risk of graft failure, cardiovascular complications and death [4]. The wide variation in reported prevalence of NODAT in part reflects the varying clinical definitions of this disorder. In different clinical studies the NODAT phenotype has been defined by various criteria including elevated fasting blood glucose; abnormal oral glucose tolerance tests; elevated glycated haemoglobin (HbA1c) or absolute requirement for hypoglycaemic therapies following solid organ transplantation [5,6]. A number of modifiable and non-modifiable risk factors have been identified which may predict NODAT. Modifiable risk factors include obesity and choice of anti-rejection immunosuppression medication [7]. Patients receiving tacrolimus-based immunosuppressive regimens are at greater risk of developing NODAT compared to those prescribed ciclosporin-based immunosuppressive treatment [8]. However, choosing an immunosuppressive regimen to specifically avoid NODAT may have a damaging effect on the graft itself [1]. Non-modifiable risk factors include family history of diabetes mellitus, polycystic kidney disease, hepatitis C infection, female gender and older recipient age [9,10]. There is an established genetic component to NODAT, however the identification of genetic risk factors has proved challenging. It is well documented that ethnicity is an important risk factor; people of African American, Hispanic, or South Asian background are at a significantly increased risk of developing the disease [5]. Low plasma adiponectin concentration, a factor which is under significant genetic control [11], has also been demonstrated to be predictive for NODAT [12]. Genome-wide association studies (GWAS) are revealing SNPs associated with diabetes, which are replicated across multiple populations [13,14], but such robust multi-centre GWAS have not yet been published for NODAT. However, multiple publications have reported genetic associations with NODAT in the literature, often with inconsistent results [1]; this report describes an inclusive review and meta-analysis of existing data.

Materials and Methods

Selection Criteria

Review of the literature was performed to identify all published genetic variants associated with NODAT in a kidney transplant population. Studies carried out in NODAT populations following other forms of organ transplant (such as liver transplant) were not included. PubMed, Web of Science and Google Scholar were searched from their inception until May 2015 with no language restrictions, using the following keywords: ‘New Onset Diabetes’, ‘Diabetes Mellitus’, ‘Gene’, ‘Genetic’, ‘Genotype’, ‘Transplantation’, ‘Transplant’, ‘Polymorphism’, ‘Mutation’, ‘NODAT’ and ‘PTDM’ (Post-Transplantation Diabetes Mellitus). Bibliographies for all identified articles and reviews were examined to identify further publications not found in the original search.

Inclusion Criteria

Studies were included when there was a minimum of three studies investigating the association of a specific variant with NODAT. Studies were deemed eligible if they fulfilled the following criteria: (a) published in a peer reviewed journal article or conference abstract using original data; (b) were conducted in a kidney transplant population in a case-control manner for NODAT; (c) included patients diagnosed with NODAT; (d) included controls who had undergone kidney transplantation but did not develop NODAT during follow-up. Authors were contacted if further essential information was required or if there was a query regarding eligibility. If sufficient information could not be obtained, the study was excluded, as were studies that duplicated data.

Statistical Analysis

Data was manually extracted from the studies. Information was gathered on study size, numbers of cases versus controls, ethnicity, genotyping methods, recorded odds ratios and p values. If ethnicity was not explicitly stated, this was inferred from the geographical location of the recruitment site and/or contact with authors. Deviation from Hardy-Weinberg Equilibrium was measured using genotype counts with a threshold of p <0.0001. Funnel plots of standard error of the log-odds-ratio against the log-odds-ratio were produced to estimate publication bias. Power calculations were conducted using StatCalc version 6.

Heterogeneity was calculated using a Cochrane Q test for heterogeneity with the I2 statistic used to describe percentage variation across studies. Meta-analysis was performed using a random effects model for variants replicated in three or more eligible studies, with significance value set at p <0.05.

All meta-analyses were performed using Review Manager software version 5.3.5 (RevMan 5.3) (http://tech.cochrane.org/revman)[15].

Funnel plots of standard error of the log-odds-ratio against the log-odds-ratio were produced to estimate publication bias. These were assessed by visual inspection. Funnel plots are capable of detecting publication bias which would be undetected by more formal statistical tests. Statistical tests such as Egger’s test were not conducted in this review due to the small number of studies in the meta-analyses, which were not sufficient to distinguish chance from asymmetry.

Results

Included Studies

The preliminary literature search yielded 4,147 citations, 40 of which were relevant studies investigating NODAT and 36 of which had all the required information to allow the extraction of variant information (Fig 1). Data was extracted from these articles for all investigated SNPs.

Fig 1. Flowchart describing the process of selection of eligible articles and variants for inclusion in the meta-analysis.

Fig 1

Of the 36 studies deemed eligible for inclusion, 16 studies were carried out in Asian populations, 16 in Caucasian populations and 4 in populations of mixed ethnicity. Table 1 outlines the characteristics of each of the eligible studies.

Table 1. Summary of eligible studies describing the ethnicity, genotyping method and total numbers of cases (NODAT patients) and controls (non-NODAT kidney transplant recipients).

Paper Ethnicity Genotyping Method NODAT Cases Controls Incidence NODAT Definition
Babel 2004 [16] Caucasian PCR-SSP 57 221 21% Based on laboratory tests including FBG ≥126mg/dL
Cattaneo 2009 [17] Caucasian dHPLC & Direct Sequencing 24 123 16% PGC ≥200mg/dL with symptoms or FBG ≥126mg/dL
Chakkera 2012 [18] Mixed Sequenom iPLEX 22 69 24% Anti-diabetic medication requirement after one month post-transplant
Chang 2011 [19] Asian PCR-RFLP 81 295 22% FBG ≥126mg/dL or PGC ≥200mg/dL with symptoms or two hour PGC ≥200mg/dl during OGTT
Chen 2012 [20] Asian TaqMan & RT-PCR 162 157 51% Two or more FBG >126mg/dL or anti-diabetic medication requirement beyond 30 days post-transplant
Dutkiewicz 2010 [21] Caucasian PCR-RFLP 21 138 13% HbA1c continuously >6.5%, FBG ≥126mg/dL, or anti-diabetic medication requirement beyond three months post-transplant
Elens 2013 [22] Caucasian RT-PCR 9 76 11% Use of anti-diabetic medication at any time during the follow up period
Ergun 2011 [23] Caucasian PCR-RFLP 9 73 11% Symptoms of diabetes with PGC ≥200mg/dL, or two or more consecutive FBG >126mg/dL or two hour PGC ≥200mg/dL during OGTT
Fougeray 2011 [24] Mixed TaqMan 14 255 5% FBG >126mg/dL or non-fasting glycaemia >11mmol/L measured at baseline or at days 14, 30, 60, 90
Ghisdal 2009 [25] Caucasian RT-PCR 118 958 11% FBG ≥126mg/dL on two or more occasions or de novo anti-diabetic medication requirement
Jeong 2010 [26] Asian Direct Sequencing (ABI-PRISM) 56 255 18% FPG >126g/dL, HbA1c >6.5 or insulin and oral hypoglycaemic agents required for over 3 months
Kang 2008 [27] Asian TaqMan 174 450 28% Three months post-transplant began anti-diabetic medication and continued thereafter
Kang 2008a [28] Asian TaqMan 119 392 23% One year post-transplant began anti-diabetic medication after continued thereafter
Kang 2009 [29] Asian RT-PCR 145 444 25% One year post-transplant began anti-diabetic medication after continued thereafter
Kang 2012 [30] Asian TaqMan 154 421 27% One year post-transplant began anti-diabetic medication after continued thereafter
Kao 2010 [31] Asian PCR-RFLP 73 241 23% Patients with HbA1c >6.5mg/dL on sequential blood samples
Khan 2015 [32] Asian PCR-RFLP 42 98 30% Administered anti-diabetic medication for more than three months post-transplant
Kim 2012 [33] Asian Direct Sequencing (ABI-PRISM) 53 253 17% FBG concentration over 125mg/dL, HbA1c more than 6.5% or anti-diabetic medication required for over 3 months
Kurzawski 2010 [34] Caucasian PCR method 56 158 26% HbA1c >6.5mg/dL, FBG >126mg/dL or those requiring anti-diabetic medication for greater than three months at one year post-transplant
Kurzawski 2011 [35] Caucasian RT-PCR 66 168 28% HbA1c >6.5mg/dL, FBG >126mg/dl or those requiring anti-diabetic medication for greater than three months
Kurzawski 2012 [36] Caucasian RT-PCR 67 168 29% HbA1c >6.5mg/dl, FBG >126mg/dL or those requiring anti-diabetic medication for greater than three months
Kurzawski 2014 [37] Caucasian RT-PCR 48 176 21% FPG >126mg/dL or those requiring anti-diabetic medication for greater than three months
Lee 2013 [38] Asian Direct Sequencing (ABI-PRISM) 49 253 16% Three months post-transplant FBG ≥126mg/dL or symptoms of diabetes with PGC ≥200mg/dL at any time of day or two hour PGC ≥200mg/dL during OGTT or anti-diabetic medication required for more than three months
McCaughan 2014 [1] Caucasian Illumina 660K Array & Sequenom iPLEX 26 230 10% New requirement for anti-diabetic medication after transplant
Nicoletto 2013 [39] Caucasian Sequenom iPLEX RT-PCR 83 187 31% Second recorded FBG of 126mg/dL or more
Özdemir 2011 [40] Caucasian PCR Method 23 27 46% Symptoms of diabetes with PGC ≥200mg/dL, or record of two or more consecutive FBG >126mg/dL or two hour PGC ≥200mg/dL during OGTT and anti-diabetic medication requirement
Szuszkiewicz 2011 [41] Mixed PCR-RFLP 36 79 31% Anti-diabetic medication requirement, FBG ≥126mg/dL and two hour PGC ≥200mg/dL when available from patient history
Tavira 2011 [42] Caucasian PCR-RFLP 115 205 36% FBG>126g/dL after three consecutive measurements
Tavira 2012 [43] Caucasian PCR-RFLP 115 205 36% FBG>126g/dL after three consecutive measurements
Tsai 2011 [44] Asian PCR-RFLP 85 198 30% FBG ≥126mg/dL or symptoms of diabetes and PGC ≥200mg/dL at any time of day or two hour PGC ≥200mg/dL during OGTT
Vattam 2013 [45] Asian PCR-RFLP 42 98 30% PGC ≥200mg/dL with diabetes symptoms or FBG ≥126mg/dL or two hour PGC ≥200mg/dL during OGTT
Wang 2011 [46] Mixed Direct Sequencing 51 72 41% FBG ≥126mg/dL three months post-transplant
Weng 2012 [47] Asian PCR-RFLP 27 251 10% PGC ≥200mg/dL with diabetes symptoms or FBG ≥126mg/dL or two hour PGC ≥200mg/dL during OGTT
Yang 2011 [48] Caucasian RT-PCR 133 170 44% Two or more occasions of FPG level >126mg/dL one month or more after transplant
Yao 2013 [49] Asian PCR-RFLP 16 89 15% PGC ≥200mg/dL with diabetes symptoms or FBG ≥126mg/dL or two hour PGC ≥200mg/dL during OGTT
Yu 2011 [50] Asian PCR-RFLP 97 301 24% FBG ≥126mg/dL on at least two occasions or to require anti-diabetic medication

PCR-SSP, Polymerase chain reaction, single specific primer; dHPLC, Denaturing high performance liquid chromatography; RFLP, PCR Restriction Fragment Length Polymorphism; RT-PCR, Real Time PCR; FBG, Fasting Blood Glucose; PGC, Plasma Glucose Concentration; OGTT, Oral Glucose Tolerance Test; HbA1c, Haemoglobin A1c

The literature review revealed 18 genetic variants considered for association with NODAT that were reported in a minimum of three studies across 12 genes (Table 2 and Fig 2).

Table 2. Variants replicated in a minimum of three publications with associated odds ratios, 95% confidence intervals and p values following meta-analysis.

Gene Variant Odds Ratio 95% CI p Value Minor Allele Minor Allele Frequency (Control Group)
CDKAL1 rs10946398 1.43 1.11–1.85 0.006 C 42.65%
KCNQ1 rs2237892 1.43 1.10–1.86 0.007 T 43.39%
TCF7L2 rs7903146 1.41 1.07–1.85 0.01 T 18.41%
KCNJ11 rs5219 1.28 0.921.76 0.14 T 35.50%
PPARG rs4253728 1.55 0.783.11 0.21 A 23.71%
TNFA rs1800629 0.81 0.561.17 0.25 A 14.07%
HHEX rs1111875 1.14 0.891.44 0.30 C 49.92%
HHEX rs5015480 1.24 0.771.97 0.38 C 33.70%
IGF2BP2 rs1470579 1.15 0.841.59 0.39 C 33.26%
KCNJ11 rs5215 1.09 0.881.34 0.42 C 36.07%
CDKN2A/B rs10811661 1.1 0.791.54 0.57 C 25.87%
IGF2BP2 rs4402960 0.96 0.801.14 0.61 T 31.85%
SLC30A8 rs13266634 0.87 0.481.55 0.63 T 35.99%
PPARG rs1801282 1.05 0.801.37 0.73 G 10.71%
TCF7L2 rs12255372 1.06 0.771.47 0.73 T 24.11%
ADIPOQ rs1501299 1.06 0.711.56 0.79 T 8.33%
CDKAL1 rs7754840 1.04 0.791.37 0.80 C 31.50%
FTO rs8050136 1.01 0.821.24 0.95 A 32.28%

Variants highlighted in bold are those which reached significance at the 5% level.

Fig 2. Genetic variants explored for association with NODAT in at least three publications.

Fig 2

Of these analysed variants, three were significantly associated with NODAT based on meta-analysis; CDKAL1 rs10946398 p = 0.006 OR = 1.43, 95% CI = 1.11–1.85 (n = 696 individuals), KCNQ1 rs2237892 p = 0.007 OR = 1.43, 95% CI = 1.10–1.86 (n = 1,270 individuals), and TCF7L2 rs7903146 p = 0.01 OR = 1.41, 95% CI = 1.07–1.85 (n = 2,967 individuals) (Fig 3).

Fig 3. Forest Plots illustrating odds ratios and 95% confidence intervals for the three variants significantly associated with NODAT in random effects meta-analysis; black diamonds represent overall odds ratios for each of the variants. A CDKAL1 rs10946398 B KCNQ1 rs2237892 C TCF7L2 rs7903146.

Fig 3

Power calculations (S1 Table) suggest this study is adequately powered to identify a risk variant; for example, considering 2360 cases and 607 controls there was >80% power to identify a risk variant with odds ratio 1.5 and minor allele frequency of 5%.

Discussion

Main Findings

Thorough investigation of genetic variants reportedly associated with NODAT in kidney transplant patients has revealed significant associations by combined analysis. Three SNPs were significantly associated with NODAT–TCF7L2 rs7903146, CDKAL1 rs10946398 and KCNQ1 rs2237892 at the significance level p<0.05.

Many of the studies used in this investigation focused on genes previously associated with type 2 diabetes (T2D)[29,36]. NODAT and T2D have a number of important similarities. Both are characterised by insulin resistance and insulin hypo-secretion and share similar risk factors including increased age, family history of diabetes and non-white ethnicity [17].

TCF7L2 (transcription factor 7-like-2) has been previously linked to T2D, and has been cited as one of the most important signals associated with T2D [51]. The T allele was identified as a diabetes risk factor in the pre-GWAS era and was later replicated across a number of groups with different ethnic ancestry [52,53]. It is not yet completely understood how TCF7L2 influences risk of T2D but a number of theories have been put forward. It may affect blood glucose homeostasis by altering levels of glucagon-like peptide 1 in the gut, or it may decrease insulin secretion via the pancreatic beta, adipose or liver cells [54]. rs7903146 is located in an intron; a non-protein coding region of the gene [55]. There is no obvious mechanism by which a mutation at this locus could affect NODAT or T2D development, however the variant rs7903146 may either be in linkage disequilibrium with a causal allele or may itself influence gene expression through regulatory mechanisms.

CDKAL1 (cyclin dependent kinase 5 regulatory subunit associated protein 1 like 1) has been associated with impaired insulin secretion and the development of T2D in both European and Han Chinese populations by GWAS [56] and the variant rs10946398 has been found to be significantly associated with T2D by meta-analysis [57]. CDKAL1 encodes a methylthiotransferase which is thought to regulate the CDK5 protein which stimulates production of insulin as well as other processes in the pancreatic beta cells [58]. In this manner, by impairing insulin production via over-expression of CDK5, CDKAL1 may increase risk of T2D [57] and NODAT. The rs10946398 variant is found in exon 5 of the CDKAL1 gene. An alternative splicing product of CDKAL1 (CDKAL1v1) is increased in individuals homozygous for the minor C allele at this locus. It has therefore been suggested that this particular variant influences splicing of the gene [59].

KCNQ1 is also an established T2D risk factor and has been associated with gestational diabetes [6062]. Variants of KCNQ1 cause a variety of disorders including hereditary long QT syndrome (Romano-Ward syndrome)[63]. It is expressed in the pancreatic islet cells as well as the heart and encodes a protein which combines with KCNE proteins to form voltage charged potassium channels found in the membranes. The KCNQ1 proteins form the structure of the channel while the KCNE proteins regulate the activity of the channel [64]. Pancreatic beta cell survival rate is thought to be affected by these potassium channels. It is thought that dysfunction of these potassium channels could alter cell membrane potential and contribute to development of T2D or NODAT. A specific KCNQ1 blocker 293B has been shown to increase insulin production [65]. The variant rs2237892 C risk allele has been shown to be associated with fasting plasma glucose concentration, suggesting that C homozygous individuals have impaired baseline insulin secretion. The gene is also under the control of tissue specific imprinting [66].

These genetic variants are all established T2D risk factors and several variants have been implicated in potential mechanisms contributing to diabetes. Therefore, it is not surprising that these variants are linked to NODAT, another form of diabetes, since the mechanisms controlling insulin production and maintenance of stable glucose levels will both be similar in T2D and NODAT. The meta-analyses conducted on the other variants identified in the literature did not reach statistical significance. This may have been for several reasons, including the small number of studies, small numbers of study participants, or varying phenotypic definitions. Of note, our meta-analysis incorporates data from both candidate gene and genome-wide association studies.

A number of variants which were associated with NODAT in previous studies were not found to be associated with NODAT following meta-analysis. Notable variants which did not reach significance after meta-analysis include KCNJ11 rs5219 and ADIPOQ rs1501299. KCNJ11 rs5219 is an established T2D risk factor in a gene encoding a voltage gated potassium channel. ADIPOQ rs1501299 has been previously associated with NODAT as well as breast cancer, prostate cancer and T2D complications such as heart disease. Adiponectin encoded by ADIPOQ is involved in lipid metabolism and insulin sensitivity and making this an attractive candidate for association with NODAT. Neither of these particular variants reached the p<0.05 significance threshold following meta-analysis which could mean they are not associated with NODAT or that the association is only present in certain populations.

Limitations of the Review

This study does have a number of limitations. The definition of NODAT differs from centre to centre as highlighted by the varying prevalence of NODAT reported in Table 1 which ranges from 5–51%. A potential explanation for this large variation in reported prevalence is the differences in how NODAT is diagnosed i.e. heterogeneity of the clinical phenotype. Some authors employed diagnostic criteria for diabetes as defined by the World Health Organisation and American Diabetic Association, although the final interpretation of these standards did vary in published studies of NODAT. Others authors used pragmatic clinical criteria for NODAT diagnosis defining the affected patients as requiring the de novo prolonged use of insulin and/or oral hypoglycaemic medication following transplant. A more rigorously defined NODAT phenotype may facilitate more reproducible results between studies. There were a small number of studies available for many of the variants; larger, carefully phenotyped studies would provide better power to identify alleles robustly associated with NODAT. There was a varying degree of heterogeneity noted between studies, some of which was likely due to different ethnicities considered. In addition, the variations in prescribed immunosuppressive regimens, and their differential effects on NODAT incidence, were not accounted for in many of the studies. It is of note that the Belfast derived data was from the single transplant centre for Northern Ireland. TCF7L2 rs7903146 variant was only nominally associated with NODAT (p = 0.01), but this association was replicated with the same direction of effect across five independent collections. Possible interactions among the genetic variants identified have not been investigated and this is a further limitation of the study.

Conclusions

This is a thorough overview of all reported genetic factors influencing the development of NODAT in the current literature. Analysis revealed a significant association between NODAT and three established T2D risk factor variants. Functional studies will be required to further investigate these variants and associated pathways to gain a complete perspective on their effects. In order to obtain more consistency between studies and identify risk alleles with smaller effect sizes, larger participant numbers through multi-centre collaboration and harmonised phenotypic definition of NODAT is required. An adequately powered, dense genome-wide association study will provide more information using a carefully defined NODAT phenotype.

Hypothesis free approaches such as the GWAS carried out by McCaughan and colleagues for NODAT are advantageous to identify new biological targets and therapeutic pathways and should also be carried out in other populations and ethnicities to better understand the genetic architecture underlying this disease [1].

Supporting Information

S1 Table. Power Calculations for Genetic Variants.

This table describes the power which this study had to identify significant genetic variants. The power was based on 607 cases, 2360 controls and dependent on the Minor Allele Frequency, significance sought, and effect size (reported for each variant in Table 2).

(XLSX)

S2 Table. PRISMA Checklist.

Describes how this manuscript conforms to the PRISMA 2009 guidelines.

(DOCX)

Acknowledgments

KAB is supported by a Queen’s University Belfast, School of Medicine, Dentistry and Biomedical Science International PhD Fellowship as well as receiving support from the Northern Ireland Kidney Research Fund. The NIKRF had no role in the study design.

Data Availability

All relevant data are within the paper and its Supporting Information files.

Funding Statement

KAB is supported by a Queen's University Belfast, School of Medicine Dentistry and Biomedical Sciences (http://www.qub.ac.uk/schools/mdbs/) international studentship and the Northern Ireland Kidney Research Fund, a local charity (http://www.kidneyresearchni.com/). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

S1 Table. Power Calculations for Genetic Variants.

This table describes the power which this study had to identify significant genetic variants. The power was based on 607 cases, 2360 controls and dependent on the Minor Allele Frequency, significance sought, and effect size (reported for each variant in Table 2).

(XLSX)

S2 Table. PRISMA Checklist.

Describes how this manuscript conforms to the PRISMA 2009 guidelines.

(DOCX)

Data Availability Statement

All relevant data are within the paper and its Supporting Information files.


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