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. 2016 Jan 29;66(643):e114–e127. doi: 10.3399/bjgp16X683509

Table 1.

Coding of extracts to Theoretical Domains Framework26 and clinical target

Domain Clinical target Clinician-related factors Patient-related factors Organisational-related factors
Environmental context and resources General Families not invited for lifestyle modification discussions.48 Patients’ socioeconomic situation, occupation, carer status, comorbidities, mobility problems, polypharmacy, and self-empowerment capacity acting as barriers to care.32,33,35,37,42,4751 Workload and time pressures; inadequate funding and staff numbers (clinical and administrative); role of structured management systems; access issues for patients, including to self-management education; mixed relationships and communication with specialist teams; limited services for specific patient-groups (for example, older people); role of insurance companies in driving disease-management activity; lack of public health support for prevention awareness; lack of agreed national management protocol; and continuing clinical education provision.32,34,35,37,40,42,4549,51,52,5355
Glycaemic control Nurses feeling isolated in role as single diabetes nurse in practice when considering converting to insulin.43 Accommodating insulin therapy with patients’ lifestyles; patients’ ability to care for themselves adversely affected by physical impairments; and patients’ limited financial resources affecting decisions about starting insulin.30,31,39 Lack of evidence base and clear guidelines; inadequate funding for equipment; workload; time pressures; staffing levels, language skills, and roles (for example, nurse educators); patient support; availability of interpreters; lack of same-physician continuity of care; access to and communication with specialist teams; the need for protocols; and advantages of primary care management.30,33,39,4244,5659
Cholesterol control Lack of structured approach to diabetes management.38
Blood pressure Patients’ financial situation and occupational constraints acting as a barrier to care.36 Workload and time pressures, preferences of paper-based systems, and inadequate financial compensation.36,60

Knowledge (extracts in Knowledge domain with * also coded to Skills domain) General Lack of knowledge in self and among colleagues about causes, evidence base, guidelines, services, required lifestyle changes, patient self-management education and cultural beliefs; clinician-education as facilitator of care; and nurses seen as more up to date.32,40,42,44*,46*,47*,48,50,53,61* Clinician–patient education gap with patients’ knowledge deficits leading to non-compliance coupled with concern about information overload and whether education effective.35,42,45,46*,48,49*,51
Glycaemic control Initiating insulin seen as a simple process by some; clinician confidence and uncertainty in how to initiate insulin; inaccurate beliefs about self-monitoring; and limited familiarity/uncertainty with guideline recommendations.32*,33,39*,41,42*,43*,47*,59* Limited knowledge of: self-testing; insulin use; erectile dysfunction on insulin; age when insulin required; and long-term effects of diabetes.26,33,39*,41,58
Cholesterol control Insufficient knowledge of guideline recommendations.38 Insufficient knowledge leading to discontinuation of medicine.38
Blood pressure Level of understanding affecting amount of information given about BP control.35,36

Social/professional role and identity General Need for greater team working and engagement with diabetes strategies; emphasis on nurses’ role and clarity about responsibilities; and professionalism as an internal drive.32,34,37,42,45,49,51,55,62 Taking responsibility for managing diabetes balanced with expediency of a paternalistic approach.4547 Problems of coordination between professionals’ and nurses’ existing multiple responsibilities.40,48
Glycaemic control Nurses as complementary to physicians’ role; concern as to where responsibility lay; diabetes care as part of an ongoing relationship with the patient; closer liaison with secondary care a solution.42,58,60 Sometimes reluctant but empowered by greater involvement in their diabetes care; finding insulin treatment socially embarrassing.41,44,58
Cholesterol control Lack of perceived responsibility; secondary care’s role.38
Blood pressure Role of other primary care professionals and patients in BP target decisions.35

Emotion General Frustration at patients’ compliance levels and prognosis uncertainty/timeframe, and using scare tactics with patients.32,37,40,42,4547,58,61 Depression, anxiety, and fear barriers to self-management, although emotional response can be an opportunity for behaviour change.32,37,47 Feeling overwhelmed by workload and guidelines, and frustrated when secondary care transfer patients with drugs that cannot be prescribed within primary care.32,47,48,62
Glycaemic control Feeling overwhelmed by the clinical picture; preventing burnout by partnership working; fear of inducing hypoglycaemia; frustration with: the complexity of regimens, poor control of those with different ethnic backgrounds, and limited evidence base for older people.33,39,42,57,59 Fear of needles, weight gain, and hypoglycaemia with insulin, and with the connotations of ‘drastic’ measures.30,33,39,41,42
Cholesterol control Frustration at patients’ non-compliance and fears about medication side effects.38
Blood pressure Perceived reward of controlling BP.36 Life stresses taking priority over diabetes control and causing anxiety when discussing BP monitoring or control.35,36,60

Beliefs about consequences General Pros/cons of tailored medication intensification; the centrality of the clinician– patient relationship, including patient education.37,40,42,46,47,50,56,61 Cultural beliefs affecting treatment decisions; non-compliance due to complexity or pain; yet motivated by significant changes in management; and opportunistic diabetes care seen as a dismissal of patients’ primary complaint.32,40,47,48,50,52
Glycaemic control Concerns around: older patients’ response to medication; urine testing; and starting insulin, although some advantages recognised; physicians’ beliefs about consequences of diabetes shaped by medical school exposure.33,4143,39,58,61 Lack of appreciation of effects of poor control; belief that diet and exercise changes would suffice; compliance issues with medication intensification; belief that insulin could cause complications; and faith in traditional remedies.30,33,39,58,61
Cholesterol control Concerns about side effects of medication.38 Reluctance to start medication due to side effects.38
Blood pressure ‘Vigorous’ guidelines encourage more aggressive management.36 Resistance to taking additional medication if out-of-clinic BP readings lower than in clinic.60

Skills (extracts in Knowledge domain with * also coded to Skills domain) General Importance of interpersonal skills facilitating holistic care, good communication, and behaviour change skills, although can be a mismatch between training and real-life practice.32,34,37,40,45,46,52,54
Glycaemic control Ability to maintain skills in insulin conversion.43 Patients’ ability to self-care influencing clinicians’ decisions whether to initiate insulin.31
Blood pressure Those with poor technical skills could struggle with telemedicine.60

Social influences General The ‘superior’ specialist having a different message for the patient.45 Influence of family and cultural beliefs, and specific problems with hard-to-reach or isolated groups.32,37,42,45,47,48,51 Increased attention to diabetes in health care and the media but a lack of public health campaigns to highlight the seriousness of the condition.40,51
Glycaemic control Perceived pressure to take on the responsibility for converting patients to insulin; nurses struggling to achieve external legitimacy in insulin initiation.43,59 Community and spiritual/religious beliefs affecting views about insulin.30,44

Beliefs about capabilities General Variation in abilities to adopt proactive strategies to change patients’ behaviour, circumstances or diabetic control, and low levels of trust in non-physician colleagues’ abilities.32,37,40,45,48,53 Reliance on medication rather than lifestyle modification.45
Glycaemic control Relative inexperience and lack of confidence prescribing insulin; nurses better at guideline adherence.30,33,39,43 Concern that those with impairments or older people could find complicated regimens difficult.33,42

Reinforcement General Collegial support to improve treatment in difficult patients and not wanting to ‘nag’ patients.45,46 Physical disability and lack of immediate response to treatment affecting engagement; patient compliance affected only by major adverse events.32,40,42
Glycaemic control Reinforcement of clinical judgements by specialist colleagues and patients’ assessments; referring to specialists about whom there had been positive feedback.33,57 Symptom improvement and emphasising the value of treatment to reinforce practice.33,44 Incentive payments for insulin initiation.59
Blood pressure Using raised BP readings to reinforce lifestyle advice.35

Intentions General Compliance, avoidance of complications, and professional conscience as motivators.34,49,50 Non-compliance with diet or treatment despite awareness of consequences.42,47
Glycaemic control Non-compliance with dietary practices except before clinic visits.48
Cholesterol control Medication ‘intentional non-compliance’.38
Blood pressure Non-compliance related to personal attitude to diabetes.36

Behavioural regulation General Visual prompts; self-management education; reluctance to ‘nag’; and getting used to developments in care.32,42,45,51 Challenge of being disciplined to achieve good diabetic control.42
Glycaemic control Insulin dose changes following self-monitoring and selective timing of adherence to diet.41,48
Blood pressure Immediate feedback to patients with telemedicine systems.60

Optimism General Feeling positive about preventing complications by early intervention.46 Lack of a positive approach to self-care and minimising the condition, particularly if asymptomatic.37,45,47
Cholesterol control Near-target lipid achievement believed to be adequate for some patients.38

Memory, attention, and decision processes General Using memory rather than guidelines to determine care needs but problems remembering and danger of overloading patients with information.45,52 Delayed decisions by patients to start insulin due to perceived conflicting information from peers, the media, and healthcare professionals; being unable to sustain lifestyle changes once a lifestyle programme has ended.30,51
Glycaemic control Collusion with patients to avoid starting insulin.42

Goals General The need to prioritise care processes and individualise goals for the patient.46,52 Patients’ lack of ambition, interest, and engagement.62
Glycaemic control Converting patient to insulin allowing nurses to ‘see[ing] the job through’.43

BP = blood pressure. Note: clinical targets extracts coded to: general diabetes care; glycaemic control; cholesterol control; BP control; foot exam; smoking; weight management; urine albumin–creatinine ratio/equivalent.