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. Author manuscript; available in PMC: 2017 Jun 1.
Published in final edited form as: Am J Geriatr Psychiatry. 2015 Nov 17;24(6):433–443. doi: 10.1016/j.jagp.2015.10.012

Table 1.

Inclusion and Exclusion Criteria and Rationale for These Decisions

Inclusion Criteria Rationale
≥ age 60 Prevention strategies (i.e., engagement
and interventions) for older adults are
different than for younger adults
Meets accepted clinical criteria for knee OA
based on the American College of
Rheumatology 1986 clinical criteria
guidelines.28
We debated requiring radiographic evidence of knee
osteoarthritis, but given that the clinical criteria (knee pain
and 3 of the following: > 50 years old, < 30 minutes
morning stiffness, crepitus on active motion, bony
tenderness, bony enlargement, no palpable warmth of
synovium) are what generate distress in patients (not
abnormal radiographs), this approach to diagnosis seemed
most relevant.
Western Ontario and McMaster University
Arthritis Index (WOMAC) pain subscale score
in the range of 7–15.
A lower score of 7 includes participants with clinically
relevant symptoms of knee OA. For example, a score of 7
could be a patient with either moderate to severe
symptoms on one or two items, or someone who may be
minimally to moderately impaired on each item. Higher
scores suggest either moderate difficulty with all items or
severe impairment on several items. Participants with
scores > 15 may have symptoms so severe that CBT or
EXERCISE may not provide substantial benefit.
PHQ-9 greater than 0, with at least one of the
cardinal symptoms of depression (low mood or
anhedonia) endorsed.
Indicated prevention trials include individuals who are
experiencing early or subthreshold symptoms of the
condition of interest. We acknowledge that the majority of
older adults with knee OA do not develop MDD or anxiety
disorders. However, those with subthreshold depression,
along with the knee OA, may be at increased risk of
conversion to a syndromal depression or anxiety disorder.
Requiring endorsement of depressed mood or anhedonia
suggests that these participants may have a diathesis to a
mood or anxiety disorder.
Modified Mini Mental State (3MS) Examination
≥>/= 80.30
Scores < 80 on the 3MS are highly suggestive of dementia.
Scores ≥ 80 include participants with both normal cognition
and mild cognitive impairment. To increase
generalizability, we wanted to include participants with and
without mild cognitive impairment. A prevention trial for
individuals with dementia may require a different approach.
Has or is willing to establish care with a
personal physician prior to any experimental
procedures.
Because participants may be randomized to EXERCISE,
which includes aerobic conditioning as part of a home
exercise program, for participant safety (in particular
cardiac safety), we required permission of their primary
care physician for participation.
Exclusion Criteria
Episode of MDD within the past year. As this is a study of indicated depression prevention, we
did not want to enroll participants currently experiencing a
partially treated episode of MDD. The lack of MDD within
the past year was established by SCID.
Currently taking an antidepressant Current use of antidepressant pharmacotherapy could
prevent new onset MDD and anxiety disorders above any
effect from CBT or EXERCISE.
Currently taking an anti-anxiety medicine > 4
times/week for the past 4 weeks.
Sustained use of anti-anxiety medicine could prevent new
onset anxiety disorders.
Lifetime history of bipolar disorder or
schizophrenia, or substance use disorder
within the past 12 months.
These individuals require treatments beyond the scope of a
depression prevention project.
Receiving knee-related workers compensation
or involved in knee pain-related litigation.
Individuals involved with these kinds of litigation may
experience secondary gain that could interfere with
improvement.