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. 2016 May 10;6(5):e010933. doi: 10.1136/bmjopen-2015-010933

Table 2.

Study characteristics of intervention studies

Study
n=randomised
Recruitment/setting
Baseline characteristics of participants: CM vs usual care Intervention Control Main results
Intervention vs control
Hospital-initiated CM—RCTs
Rich et al,14 USA
n=98 randomised
Patients ≥70 years admitted to medical wards of Jewish Hospital at Washington University Medical Centre were screened for congestive HF.
Age: 80 (6.3), 77.3 (6.1) years p=0.04
Female (%): 60.3, 47.1%
Ethnicity: white 46, 57.1%
Disease status:
Mean NYHA status
2.7 (1.1), 3.0 (1.0)
Non-pharmacological comprehensive multidisciplinary treatment strategy NPCM (n=63)
Components of intervention at home:
Monitoring signs and symptoms
Medication review (nurse)
Education/self-management support
Assessment of home environment
Patient-directed access to study personnel
UC (n=35)
Components of intervention: visits by home nurse
Number of readmissions (%)
21 (CI 21.7% to 44.9%) (33.3%), 16 (29.2% to 62.2%) (45.7%)
Total hospital days: 272, 200
Mean number of days: 4.3 (SD1.1), 5.7 (SD2.0)
Rich et al,15 USA
n=285 randomised
As above for Rich et al14
Age: 80.1 (5.9), 78.4 (6.1) years p=0.02
Female (%): 68, 59%
Ethnicity: non-white race 52, 59%
Disease status:
Mean NYHA class
2.4 (1.0), 2.4 (1.1)
Nurse-directed multidisciplinary intervention (n=142)
As above for Rich et al14
UC (n=140)
As above for Rich et al14
Number of readmissions
24, 54 p=0.04
Total hospital days
556, 865
Mean number of days
3.9 (10), 6.2 (11.4)
p=0.04
Stewart et al,17 Australia
n=97 randomised
Patients were recruited while admitted to a large tertiary hospital
Age: 76 (11), 74 (10) years
Female (%): 55, 48%
Ethnicity: non-English speaking
20.4, 18.75%
Disease status: NYHA
II 49, 50%
III 47, 42%
III 4, 4%
Home-based intervention (n=49)
Components of intervention at home:
Monitoring signs and symptoms
Education (pharmacist)/self-management support
Medication review (pharmacist)
Referral to GP
Family involvement
Equipment
UC (n=48)
Components of intervention: DM
Number of readmissions
36, 63 (p=0.03)
Number of patients experiencing a readmission
24, 31 (p=0.12)
LOS in days
261, 452 (p=0.05)
Stewart et al,18 19 Australia
n=200 randomised
Patients admitted to a tertiary referral hospital
Age: 75.2 (7.1), 76.1 (9.3)
Female (%): 35, 41%
Ethnicity: primary language not English 32, 32
Disease status: NYHA
II 42, 48
III 46, 43
IV 12, 9
Multidisciplinary home base intervention (n=100)
Components of intervention at home:
Monitoring signs and symptoms
Referral to other health and social care
Appointment organisation
Assessment of home environment
Family involvement
Education/self-management support
Medication review (nurse/GP/cardiologist)
UC (n=100)
Components of intervention:
Contact with other health and social professionals
Appointment with GP or cardiac clinic or both
6 months
Number of readmissions
68, 188 (event rates give p=0.02)
Rate of readmissions
0.14 (0.1, 018), 0.34 (0.19, 0.49)
p=0·031
LOS in days
460, 1174
0.9 (0.6, 1.2), 2.9 (1.9, 3.9) p=0.004
18 months
Number of readmissions
64, 125, p=0.02
Mean number of hospital days
10.5 (14.4), 21.1 (24.1) days per patient, p=0.004
Blue et al,20 UK
n=165 randomised
Patients admitted as an emergency to the acute medical ward of the hospital
Age: (SD) 74.4 (8.6), 75.6 (7.9) years
Female (%): 36, 49%
Ethnicity: not reported
Disease status: NYHA
II 19 (23), 16 (20)
III 28 (34), 33 (42)
IV 36 (43), 30 (38)
Comorbidity or multimorbidity:
Angina 40 (49), 38 (45)
Past MI 41 (51), 46 (55)
Diabetes 15 (19), 15 (18)
Chronic lung disease 18 (22), 23 (27)
Hypertension 42 (52), 36 (43)
AF 42 (52), 29 (35)
Valve disease 12 (15), 15 (18)
Specialist nurse intervention (n=82)
Components of intervention at home:
Monitoring signs and symptoms
Education/self-management support
Referral to other health and social care
Appointment organisation
Medication review (nurse, cardiologist )
UC (n=75)
Components of intervention: GP care
Number(%) of readmissions
12 (14), 26 (32)
HR 0.38 (0.19, 0.76) p=0.0044
LOS in days
3.43 (12.2), 7.46 (16.6)
CI 0.6 (0.41 to 0.88), p=0.0051
Riegel et al,21 USA
n=281 physicians randomised
Patients admitted at 2 Southern California hospitals
Age: 72.52 (13.05), 74.63 (12)
Female (%): 46.2, 53.9
Ethnicity: (primary language)
English 91 (70), 168 (73.7)
Spanish 35 (26.9), 58 (25.4)
Disease status: NYHA
II 2.3, 3.6
III 35.9, 38.4
IV 61.7, 58.0
Telephonic CM (n=130)
Components of intervention at home:
Monitoring signs and symptoms
Self-management support
Referral to other HPs (including GP) and social care
Family involvement
UC (n=228)
Components of intervention: not known
Readmission rates
3 months 14.6, 22.8 p=0.06
(calculation 19 people vs 52 experiencing 1 or more admission)
6 months 17.7, 27.6 p=0.06
(calculation 23 people vs 63 people experiencing 1 or more admision)
LOS in days
3 months 0.85 (2.3), 1.6 (3.9) p=0.56
6 months 1.1 (3.1), 2.1 (4.6) p=0.05
Laramee et al,22 USA
n=287 randomised
Patients admitted to hospital for CHF were screened.
Age: 70.6 (11.4), 70.8 (12.2) years
Female (%): 42, 50%
Ethnicity: not reported
Disease status (SD):
NYHA
I 10 (7), 35 (26)
II 76 (55), 47 (36)
III 50 (36), 46 (35)
IV 3 (2), 4 (3)
Note p<0.001
CM (n=131 data available )
Components of intervention at home:
Monitoring signs and symptoms
Education/self-management support
Family involvement
Equipment
Patient-directed access to CM
UC (n=125 data available)
Components of intervention: not known
Number of readmissions
3 months period
18 (14) vs21 (17) NS
LOS in days
in hospital for those patients with ≥1 readmission
6.9 (6.5), 9.5 (9.8) NS
DeBusk et al,23 USA
n=462 randomised
Patients who were admitted with a provisional diagnosis of HF from Kaiser Permanente medical centres in California
Age: <60 years 15, 14%, 6–70 years 22, 24%, 70–80 years 40, 37%, >80 years 21, 26%
Female (%): 52, 45%
Ethnicity: American Indian 0, 1%
Asian 4, 8%
Black 2, 2%
White 5, 6%
Hispanic 3, 3%
Disease status: NHYA
I–II 50, 50%
III–IV 50, 50%
CM (n=228)
Components of intervention at home:
Monitoring signs and symptoms
Education/self-management support
CM meetings/feedback to other health providers
UC (n=234)
Components of interventions: not known
Total number of readmissions
in 1 year
76, 86 no stats available
Naylor et al,24 25 USA
n=239 patients randomised
Patients aged 65 years+ admitted to 6 study hospitals from home with a diagnosis of HF were screened for participation.
Age: 76.4 (6.9), 75.6 (6.5)
Female (%): 60, 56%
Ethnicity: African-American 34, 38%, white 66, 62%
Disease status:
Functional status (Moinpur C 1992)
Personal 17.1 (5.8), 16.9 (5.8)
Social 8.4 (2.6), 8.6 (2.6)
Total 25.5 (8), 25.4 (7.8)
Transitional care intervention with APNs (n=118)
Components of intervention at home:
Monitoring signs and symptoms
Education/self-management support
Family involvement
CM meetings/feedback to other health providers
Patient-directed access to CM
UC (n=121)
Components of intervention:
Care from standard home care services
Patient-directed access to home care services
Number of readmissions
40 vears 72 NS
$175 840, $498 110
Total hospital days (all cause)
588, 970
Per patient, mean±SD 5.0±7.3 8.0±2.3 NS
Per hospitalised patient, mean±SD
11.1±7.2 14.5±13.4 NS
Riegel et al,26 San Diego, USA
n=135 randomised
Self-identified Hispanics were identified at 2 community hospitals close to US-Mexico border.
Age: 71.6910.8), 72.7 (11.2)
Female (%): 58, 49.2%
Ethnicity: Hispanic patients
Speak/read only Spanish
60.9, 65.1%
Disease Status: NYHA
II 17.4, 20%
III 44.9, 47.7%
IV 37.7, 32.3%
Telephonic CM (n=69)
Components of intervention at home:
Monitoring signs and symptoms self-management support
Referral to other HPs (including GP) and social care
Family involvement
Usual care (n=65)
Components of intervention: DM information
Readmission rates
(%) (number of people) all NS
1 months 8.7, 13.8%
(Calculation 6.003, 8.97)
3-month 21.7, 26.2%
(Calculation 14.49, 17.03)
6 months 31.9, 33.8%
(Calculation 22.011, 21.97)
LOS in days
(mean) all NS
1 months 0.59 (2.3), 1.41 (5.5)
3 months 2.19 (5.4), 2.4 (6.2)
6 months 3.65 (7.8), 3.4 (7.1)
Thompson et al,27 UK
Randomisation was at GP practice level
Patients recruited from 2 North of England general hospitals following an admission
Age: 73 (14), 72 (12)
Female (%):38, 27%
Ethnicity: no details
Disease status:
NYHA III and IV
76, 73%
Clinic and home-based intervention (n=58)
Components of intervention at home:
Monitoring signs and symptoms
Education/self-management support
Family involvement
In outpatient clinic
Monitoring signs and symptoms
Education/self-management support
Family involvement
Referral to other health and social care
UC (n=48)
Components of intervention at home: unknown
Number of patients experiencing one or more readmissions
13, 21
Total number of readmissions
15, 45
Total number of hospital days
108, 459
p<0.01 for all at 6 months
Jaarsma et al,28 29 The Netherlands
n=1049 randomised
All patients had been admitted to hospital with symptoms of HF.
Age: 71 (11), 70 (12), 72 (11)
Female (%):34, 39, 40%
Ethnicity: no detail
Disease status: NYHA
II 51, 48, 54%
III 47, 48, 42%
IV3, 4, 4%
BNS (n=340)
Components of intervention:
Outpatients
Education/self-management support
Patient directed access to HF nurse
INS (n=344)
Components of intervention at home:
Patient-directed access to HF nurse
Referral to other health and social care
Education/self-management support
Equipment
UC group (n=339)
Components of intervention: DM
Number of readmissions
121,134,120 NS
LOS in days
(medians)
8.0 (4, 14), 9.5 (5, 17), 12 (5, 19.5)
p<0.01 between BNS group and control but NS between INS group and control
Brotons et al,31 Spain
n=283 randomised
Patients were recruited by well-trained nurses at 2 university hospitals.
Age: 76.6 (7.5), 76 (8.9) years.
Female (%): 54.2, 56.1%
Ethnicity: not reported
Disease status: NHYA
I 42.4, 55.4%
II 52.1, 37.4%
III 4.9, 5.8%
IV 0.7, 1.4%
Home-based intervention (n=144)
Components of intervention at home:
Monitoring signs and symptoms
Education/self-management support
Medication review (nurse, physician, cardiologist)
Referral to physician or cardiologist as necessary
UC (n=139)
Components of intervention: not known
Number of readmissions
52, 62 NS
Mean number of readmissions 1.01, 1.3 NS
Stewart et al,32 WHICH trial, Australia
n=280 randomised
Patients admitted to participating hospitals were screened for study eligibility.
Home vs clinic
Age: 70 (15), 73 (13) years
Female (%):27, 28%
Ethnicity: no details
Disease status: NYHA II or III
83, 88%
Months since CHF diagnosis
34.6 (55.3), 44.8 (71.0)
Home-based intervention (n=143)
Components of intervention at home:
Monitoring signs and symptoms
Family involvement
CM meetings/feedback to other health providers
Referral to other health or social care
Assessment of home environment
Medication review (nurse, pharmacist, physician, cardiologist)
Clinic-based intervention (n=137)
Components of intervention:
In clinic
DM
Assessment of home environment
Family involvement?
Referral to other health or social care
CM meetings/feedback to other health providers
Rates of readmissions/100 days/patient
0.52±0.76, 0.53±1.02 NS
Mean days of hospitalisation
4.96±8.57, 3.62±6.36 NS
At 12–18 months
Hospital-Initiated CM—NRCTs
Riegel et al,35 USA
n=240 were randomised
Patients were recruited from 5 hospitals following a hospitalisation for HF.
Age: 74.44 years. (10.65), 70.77 (11.77)
Female (%): 55, 55%
Ethnicity: no details
Disease status: NYHA
I 19.2, 24.2%
II 26.7, 18.3%
III 43.3, 44.2%
IV 10.8, 13.3%
Multidisciplinary DM (n=120)
Components of intervention at home:
Monitoring signs and symptoms
Support group
Referral to specialist RN visits
UC (n=120)
Components of intervention at home: DM
Readmission rates
3 months
0.22 (0.52), 0.13 (0.45) (NS)
6 months
0.32 (0.58), 0.23 (0.53) (NS)
LOS in days
3 months
0.89 (3.34), 0.48 (1.64) (NS)
6 months
1.31 (3.77), 1.08 (3.46) (NS)
Russell et al,36 USA
n=447
Patients were referred from a single large not-for-profit general medical and surgical hospital.
Age: 79.4 (10.7), 79.9 (10.7)
Female (%): 55.6, 57.6 (numbers)
Ethnicity:
White non-Hispanic 56.9, 58.4
African-American 17.0, 16.5
Hispanic 14.8, 14.
Asian/other 11.2, 10.7
Disease status: patients with a primary or secondary diagnosis of CHF
Transitional care service (n=223)
Components of intervention at home:
Self-management support
Referral to other health and social care
Assessment of home environment
CM meetings/feedback to other health providers
Advance care planning
Physical therapy
Usual home care services (n=224)
Components of intervention at home:
Nurse visits
Physical therapy (44.6)
Home health aide service (27.7)
Readmissions
Unadjusted OR 30 days
0.58 (0.38, 0.88) p<0.01
Adjusted OR 30 days
0.57 (0.38, 0.87) p<0.01
Stauffer et al,37 USA
n=140
Patients were screened for eligibility within 48 h of hospital admission
Age: 78.9 (8.3), 81.4 (8.3)
Female (%): 58.1, 54.8%
Ethnicity: Hispanic ethnicity
7.1, 3.6%
Disease status:
APR-DRG severity of illness
1 5.4, 1.2%
2 44.6, 31%
3 37.5, 57.1%
4 12.5, 10.7%
Nurse-led transitional care intervention (n=56)
Components of intervention at home:
Monitoring signs and symptoms
Education/self-management support
Family involvement
Referral (assessing availability of social care)
Patient-directed access to study personnel
Control group (n=84)
Components of interventions: unknown
Readmission rate at 30 days
12.6 (7.4, 17.8) difference −12.6, per cent change −48%; 16.4 (14, 18.7) difference −1.6% change 11%
Community-initiated CM—RCTs
Peters-Klimm et al,39 Germany
n=199 at randomisation
Recruitment was via general practice by mail.
Baseline characteristics of participants: CM, UC
Age: 70.4 years (10.0), 68.9 (9.7)
Female (%):29, 26%
Ethnicity: no details
Disease status: NYHA
I 1 (1.0), 5 (5)
II 63 (64.9), 67 (67)
III 33 (34), 27 (27)
IV 0, 1 (1.0)
Mean years with CHD
6.2 (4.6) (n=79), 6.8 (6.3) (n=74)
CM (n=97)
Components of intervention at home:
Monitoring signs and symptoms
Education/self-management support
Medication review (CM/GP)
Referral to GP
UC (n=100)
Components of control intervention:
DM
Education
Number of admissions
(baseline 36 vs 35)
18 vs 9 at 12 months (NS)
Number of patients experiencing one or more CHF admissions
11 vs 7 at 12 months (NS)
Wade et al,42 USA
n=2200 were randomised
Aetna Medicare Advantage members with medical and pharmacy benefits were identified through analysis of claims.
Age: 75.8, 77.7 years.
Female (%): no detail
Ethnicity: black/African-American
24, 20.4%
Disease status (SD): no detail
CM (n=152)
Components of intervention at home:
Referral to other health and social care
Equipment
THCM (n=164)
Components of intervention:
DM
Education
Referral to other health and social care
No data available for primary outcome but described as NS
The participant population overall had 42% fewer inpatient days during the intervention period compared with the previous year. No data
Hancock et al,43 UK
n=28 randomised
Residents from 33 of 35 long-term residential and nursing homes
Age: 85.1 (6.7), 81.8 (7.1) years
Female (%):56%, 58%
Ethnicity:100% white British
Disease status:
I:II:III:IV
10:1:4:1, 5:4:1:1
CM (n=16)
Components of interventions at home:
Monitoring signs and symptoms
Education
CM meetings/feedback to other health providers
Medication review (CM/GP/cardiologist )
Routine GP-led care (n=12)
Components of intervention: DM
Number of admissions
at 6 and 12 months
0, 0 at 6 months
0, 0 at 12 months
Community-initiated CM—NRCTs
Bonarek-Hessamfar et al,44 France
n=362
Compared patients included prospectively from 1 January 2004 to 31 December 2005 from GP list
Age: median 78, 80 years.
Female (%): no details
Ethnicity: no details
Disease status: NHYA
Median of III, IV
Coordinated care via multidisciplinary network (n=129)
Components of intervention at home:
Monitoring signs and symptoms
Education (diet)
Physical therapy
CM meetings/feedback to other health provider
UC ( n=233)
Components of intervention: not known
Number of patients experiencing at least one admission
26, 58
Total number of admissions
35, 96
Median LOS
9.2, 11.7 days
In the 2-year period
Lowery et al,45 USA
n=1043
Intervention implemented in 4 Midwest VA medical centres from the same region and one affiliated outpatient clinic and 2 VA medical centres served as control.
Age: 65.4 (0.51), 67.4 (0.45) years.
Female (%):1, 1%
Ethnicity:
White 71.2, 79.9%
Black 24, 16.1%
Other 4.8, 4.0%
Disease status: no details
Nurse-practitioner-led DM model (n=457)
Components of intervention at home:
Location was lead tertiary centre, other medical centres (some primary care) or one affiliated outpatient clinic.
Monitoring signs and symptoms
Education/self-management support
Referral to other health and social care
Family involvement
UC (n=510)
Components of intervention: not known
Mean number of readmissions
1 year
0.7 (0.32), 0.23 (0.65) p<0.001
(417, 428)
2-year
0.15 (0.58), 0.13 (0.42) NS
(384, 382)
Mean number of days in hospital
1 year
0.37 (2.25), 0.97 (3.15) p=0.0014
2-year
0.86 (3.98), 0.66 (2.74) NS

AF, atrial fibrillation; APN, advanced practice nurse; APR-DRG, all-patient refined-diagnosis related group; BNS, basic nurse support; CHD, coronary heart disease; CHF, chronic heart failure; CM, case management or case manager; COPD, chronic obstructive pulmonary disease; DM, disease management; GP, general practitioner; HOCM/RCM, hypertrophic obstructive/restrictive cardiomyopathy; HP, health professional; INS, intensive nurse support; LOS, length of hospital stay; LV, left ventricular; MI, myocardial infarction; NPCM, non-pharmacological comprehensive multi-disciplinary treatment strategy; NRCT, non-randomised controlled trial; NS, not statistically significant; NYHA, New York Heart Association; PAD, peripheral arterial disease; SNF, skilled nursing facility; THCM, telehealth with CM; UC, usual care.