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. Author manuscript; available in PMC: 2016 Jun 9.
Published in final edited form as: Hepatology. 2015 Mar 19;61(4):1392–1405. doi: 10.1002/hep.27678

Table 4.

Populations to study in clinical trials of NASH

Population Comment

For advanced (stage 3–4) disease (mainly anti-fibrotic therapies)
Biopsy-based populations
  • -

    NASH

  • -

    Bridging fibrosis or cirrhosis

Biopsy-based populations:
  • Biopsy remains gold standard despite several limitations

Non-biopsy based populations:
  • -

    Steatosis (by MR spectroscopy or diffusion-weighted MR)

  • -

    Elevated ALT (> 40 IU/L) or CK 18> (270 u/l)

  • -

    Advanced fibrosis/cirrhosis by FDA-approved non-invasive method (e.g., elastography)

  • -

    Absence of alternate cause of liver disease

Non-biopsy based populations:
  • These represent alternate approaches to identification of NASH with advanced fibrosis.

  • It is recommended that sponsors discuss with FDA during pre-IND process about these entry criteria

Populations may be enriched for risk of clinical outcomes by inclusion of subjects with:
  • -

    MELD > 10

  • -

    HVPG > 10 mm Hg

  • -

    High NAFLD fibrosis score or FIB4

Additional considerations:
  • -

    fibrosis-related SNPs

  • -

    type 2 diabetes

Enrichment of populations:
  • Most useful when a liver-related clinical outcome or meeting minimal listing criteria for transplant (MELD of 15 or higher) is the primary endpoint

  • Fibrosis-related SNPs may explain variability in treatment response and could be used as an ancillary entry criteria

  • Type 2 diabetes affects clinical outcomes and should be accounted for by stratification or randomization


For early (stage 0–2) stage disease (anti-NASH therapies)
  • -

    Nonalcoholic steatohepatitis (biopsy-proven definite or borderline steatohepatitis)

  • -

    Grade 2 or greater inflammation

  • -

    Presence of ballooning with Mallory bodies

  • -

    Stage 1–2 fibrosis

  • -

    Persistently elevated ALT over last 6 months

  • -

    Metabolic syndrome

  • This population has up to 20% probability of developing advanced fibrosis/cirrhosis within 4 years.

  • Should be feasible to demonstrate reversal of steatohepatitis without fibrosis progression to bridging or cirrhosis within 1–2 years.