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. 2016 Aug;7(4):644–664. doi: 10.21037/jgo.2016.05.06

Table 3. Results of PBT for hepatobiliary cancer.

Reference & date Number of patients Tumor type & characteristics Child-Pugh class PBT dose, fractionation, technique Chemotherapy Median follow-up (months) Survival outcomes Toxicity
Chiba et al., 2005 (28) 162 (192 lesions) Primary HCC, 80/162 (49%) single nodule; 82/162 (51%) multiple.
Stage I (66/162, 41%);
stage II (70/162, 43%);
stage IIIA (25/162, 15%);
stage IIIB (1/162, 1%), size <3 cm (51/162, 27%); 3–5 cm (108/162, 56%); >5 cm (33/162, 17%)
A (82/154, 51%);
B (62/154, 38%);
C (10/154, 4%)
Median 72 CGE in 16 fractions, AP or PA & right lateral beam unless close to gut For recurrence only 32 5 y LC 87%; 5 y OS 24%, 5 y OS stage I 45%, stage II 11%, stage IIIA 27% Grade 2+ nonhematologic acute toxicities: transaminitis (18/185, 10%), hyperbilirubinemia (3/185, 2%). Grade 2+ late toxicities: infection biloma (2/185, 1%), GI bleeding (2/185, 1%), CBD stenosis (1/185, 1%)
Hashimoto et al., 2006 (29) 27 (68 lesions) Recurrent HCC, Previously treated using PBT with (22/27, 81%) or without (5/27, 19%) TACE A (21/27, 78%); B (6/27, 22%) Median initial PBT dose 72 CGE in 16 fractions, Median re-RT dose 66 CGE in 16 fractions, AP and right lateral fields Previous TACE in 22/27 (81%) patients 62 After re-RT, 5 y LC 86% and 5 y OS 26% Acute toxicities: grade 4 hyperbilirubinemia (1/27, 4%), grade 4 hepatic coma (1/27, 4%). Late toxicities: grade 4 rib fracture (1/27, 4%), grade 3 infectious biloma (1/27, 4%), grade 3 obstructive cholangitis (1/27, 4%)
Hata et al., 2007 (30) 3 (4 lesions) Hypofractionation for HCC with uncontrollable ascites, median tumor size 3.0 cm B (2/3, 67%);
C (1/3, 33%)
24 CGE in 1 fraction, 4–5 fields unique to each patient None 13 CR in 2/3 (67%) patients; PR in 1/3 (33%) patients; 2/3 (67%) alive at
30 months
No acute toxicities. Late toxicity: grade 2 rib fracture (1/3, 33%)
Nakayama et al., 2009 (31) 318 HCC, stage I (150/318, 47%); stage II (107/318, 34%); stage III (61/318, 19%) A (234/318, 74%);
B (77/318, 24%);
C (7/318, 2%)
77 CGE in 35 fractions if within 2 cm of gut (66/318, 21%);
72.6 CGE in 22 fractions if within 2 cm of porta hepatis (85/318, 27%); 66 CGE in 10 fractions if >2 cm (104/318, 33%), remainder varied
36/318 (11%) treated with pre-PBT TACE/TAE, 144/318 (45%) with pre-PBT PEI/RFA 19 5 y LC 83%; 1 y OS 90%; 3 y OS 65%; 5 y OS 45%, predictors of OS: T-stage, performance status, Child-Pugh class; not pre-PBT treatment Grade 2 nonhematologic toxicities: skin (28/318, 9%), rib fracture (3/318, 1%), GI ulcers (3/318, 1%). Grade 3 nonhematologic toxicities: skin (4/418, 1%), colonic hemorrhage (1/318, 0%)
Ohtsubo et al., 2009 (32) 1 LR of HCC after surgery after PEI & microwave coagulation, Treated with HAI and PBT 70 CGE in 35 fractions Previous HAI with 5-FU, cisplatin, isovorin;
followed by epirubicin & mitomycin C;
Just prior to PBT HAI with irinotecan & docetaxel
14 Died of liver failure and DM 14 months after PBT No grade 3+ nonhematologic toxicities
Kawashima et al., 2011 (33) 60 HCC, 45/60 (75%) single nodule; remainder multiple/diffuse. Median
45 mm
A (47/60, 78%); B (13/60, 22%) Median 76 CGE in 20 fractions, AP & right lateral fields 26/43 (40%) with prior TACE 43 3 y LC 90%; 5 y LC 86%; 3 y DFS 18%; 5 y DFS 4%; 3 y OS 56%, 5 y OS 25% Grade 2+ GI toxicities: hemorrhagic duodenitis (1/60, 2%), grade 3 hemorrhagic colonic ulcer (1/60, 2%), grade 2 esophagitis (1/60, 2%)
Komatsu et al., 2011 (34) 343 (386 lesions, n=278 PBT, n=108 CIT) HCC, 333/386 (86%) single nodule; remainder multiple/diffuse. <5 cm (277/386, 72%); 5–10 cm (87/386, 22%); >10 cm (22/386, 6%) A (262/386, 76%); B (75/386, 22%); C (6/386, 2%) Most common PBT regimens: 60 CGE in 10 fractions (89/242, 37%), 76 CGE in 20 fractions (70/242, 29%), 66 CGE in 10 fractions (53/242, 22%) 31 3 y LC 91%; 5 y LC 91%; 5 y LC 90% PBT; 93% CIT (P= NS). 3 y OS 59%, 5 y OS 38%; 5 y OS 38% PBT; 36% CIT (P= NS) Grade 3 late toxicities: dermatitis (4/242, 2%), transaminitis (1/242, 1%), upper GI ulcer (1/242, 1%) biloma (1/242, 1%). Grade 4 late toxicity: dermatitis (1/242, 1%)
Bush et al., 2011 (35) 76 HCC, 65/76 (86%) single nodule; remainder multiple/diffuse. <5 cm (39/76, 51%); 5–10 cm (33/76, 43%); >10 cm (4/76, 5%) A (22/76, 29%); B (36/76, 47%); C (18/76, 24%) 63 CGE in 15 fractions, PA and left lateral fields None 15/76 (20%) patients with LR; 23/76 (36%) patients with other intrahepatic failure; 13/76 (17%) patients with extrahepatic failure. Median PFS 36 months; 3 y OS 70% in those with transplant (18/76, 24%); 3 y OS 10% without No grade 3+ acute or late toxicity
Abei et al., 2013 (36) 9 Recurrent HCC treated with BCG extract vaccine, 7/9 (78%) single nodule; remainder multiple/diffuse.
<5 cm (4/9, 44%); ≥5 cm (5/9, 56%)
A (8/9, 89%); B (1/9, 11%) Median 72.6 CGE in 22 fractions 7/9 (78%) received TACE, chemotherapy, or sorafenib for recurrence 12+ LR in 8/9 (89%) patients; 6/9 (67%) died No grade 3+ acute or late toxicity
Lee et al., 2014 (37) 27 HCC with portal vein tumor thrombosis. ≤7 cm (14/27, 52%);
>7 cm (13/27, 48%)
A (18/27, 67%); B (9/27, 33%) Median 55 CGE in 21 fractions Previous TACE and/or sorafenib in 20/27 (74%); concurrent sorafenib in 6/27 (22%); post-PBT TACE or sorafenib in 11/27 (41%) 13 27/27 (100%) with intrahepatic recurrence, 14/27 (52%) with DM; 1 y LPFS 71%, 1 y RFS 11%, 1 y OS 56%; 2 y LPFS 62%, 2 y RFS 4%, 2 y OS 33% No grade 3+ acute or late toxicity
Ohkawa et al., 2010 (38) 14 Intrahepatic cholangiocarcinoma. Stage II (1/14, 7%); stage IIIA (4/14, 29%); stage IIIC (5/14, 36%); stage IV (4/14, 29%) Median 72.6 CGE in 26 fractions 7/14 (50%); 5/14 (36%) with S1 12 1 y OS 50%; 1 y PFS 36%, LP in 6/14 (43%); LR in 2/14 (14%); Out-of-field recurrence in 7/14 (50%); DM in 4/14 (28%) Grade 3 nonhematologic toxicities: elevated transaminases (1/14, 7%)
Makita et al., 2014 (39) 28 Cholangiocarcinoma. Intrahepatic (6/28, 21%); hilar (6/28, 21%);
distal extrahepatic (3/28, 11%);
gallbladder (3/28, 11%);
local/nodal recurrence (10/28, 36%)
Median 68.2 CGE/31 fractions 10/28 (36%) prior, 3/28 (11%) concurrent, 15/28 (54%) adjuvant, gemcitabine and/or S1 12 1 y LC 68%, 1 y PFS 30%, 1 y OS 49%. Increased LC with BED >70 Gy (P=0.002) Grade 3 acute toxicity: cholangitis (1/28, 4%). Grade 3 late toxicities: cholangitis (2/28, 7%), duodenal hemorrhage (2/28, 7%), CBD stenosis (1/28, 4%), duodenal stenosis (1/28, 4%), duodenal ulcer (1/28, 4%)
Hong et al., 2015 (40) 83 HCC (n=44); intrahepatic cholangiocarcinoma (n=37);
mixed (n=2). Median size 5 cm in HCC, 6 cm cholangiocarcinoma
A (66/83, 80%); B (15/83, 16%) Median 58 CGE/15 fractions Any chemotherapy (including TACE) in 27/83 (33%) 19.5 HCC, 2 y LC 95%; 1 y PFS 56%;
2 y PFS 40%; 1 y OS 77%;
2 y OS 63%. Cholangiocarcinoma: 2 y LC 94%; 1 y PFS 41%;
2 y PFS 26%; 1 y OS 70%; 2 y OS 47%
Grade 3 toxicities: thrombocytopenia (1/83, 1.2%), liver disease (1/83, 1.2%), gastric ulcer (1/83, 1.2%), hyperbilirubinemia (1/83, 1.2%)
Bush et al., 2016 (41) 69 HCC, phase III PBT vs. TACE;
31/69 (45%) single nodule;
remainder multiple/diffuse. Largest tumor 3.2 cm in both groups
70.2 CGE/15 fractions 36 patients randomized to TACE, 33 patients to PBT 28 2 y LC PBT 88% vs. TACE 45% (P=0.06);
a2 y PFS PBT 48% vs. TACE 31% (P=0.06);
2 y OS 59%, no differences between groups
Toxicities not specified. Hospitalizations 30 days post-treatment: TACE 62 vs. PBT 2 (P<0.001). Total hospitalization days: TACE 166 vs. PBT 24 (P<0.001)

PBT, proton beam radiotherapy; CGE, cobalt gray equivalent; 5-FU, 5-fluorouracil; GI, gastrointestinal; PA, posteroanterior; MS, median survival; OS, overall survival; LP, local progression; DM, distant metastasis; FFLP, freedom from local progression; PFS, progression-free survival; DGE, delayed gastric emptying.