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. Author manuscript; available in PMC: 2017 Jun 1.
Published in final edited form as: AIDS Care. 2016 Feb 17;28(6):778–794. doi: 10.1080/09540121.2016.1139041

Table 1.

Key characteristics of studies included in review of barriers and promoters to delivery of prevention of vertical transmission of HIV (PVT) services in sub-Saharan Africa (n=47)

No. Author(s), Year Year conducted Country Settinga Study methodologiesb Participantsc Objective Theoretical framework
Studies conducted prior to 2007 (n=20)
1 Buskens and Jaffe, 2008 2003 Namibia, South Africa, Swaziland Urban and rural: 11 health centers and hospitals a FGDs, IDIs, participant observation 5 PVT physicians or coordinators, 10 nurses, 7 counsellors, 167 mothers, 11 pregnant women, 32 relatives To explore the perceptions and experiences of mothers and providers on infant feeding counseling in the context of PVT None
2 Chopra and Rollins, 2008 2003 Botswana, Kenya, Malawi, Uganda Urban and rural: 29 health centers FGDs, participant observation, surveys 334 HWs, 640 patients in counselling observations, men and women (in 34 FGDs) To assess provider knowledge and quality of infant feeding counseling of PVT programs None
3 Creek et al., 2007 2003 Botswana Urban and rural: 12 clinics, 1 maternity hospitala Surveys 66 midwives, 16 counsellors, 504 pregnant/postpartum women To characterize the factors influencing women to accept or refuse an HIV test; to describe what constitutes adequate PVT knowledge for HWs None
4 de Paoli et al., 2002 2000–2001 Tanzania Urban: 1 private hospital IDIs 2 doctors, 16 nurses, 5 counsellors To evaluate the quality and perceived influence of infant feeding counseling on HIV-infected pregnant women None
5 Delva, 2006 2003 South Africa Urban: 1 public hospital SSIs 3 program coordinators, 3 doctors, 1 pharmacist, 7 midwives To explore the challenges and potential solutions for use of single-dose Neverapine for PVT None
6 Doherty et al., 2005 2002 South Africa Urban and rural: 18 PVT sitesa Records review, SSIs HWs (unspecified) To evaluate the uptake and performance of South Africa’s national pilot PVT program None
7 Fadnes et al., 2010 2003–2005 Uganda Rural: public hospitals, health centers, and NGO projectsa FGDs, IDIs, surveys 18 clinical officers, nurses and midwives, HIV-exposed women (in 7 FGDs), community members (in 8 FGDs), 727 HIV-uninfected and 235 HIV-infected mothers To assess delivery of infant feeding counselling; to evaluate the experiences of providers and mothers delivering and receiving this counseling None
8 Horwood et al., 2010(B) 2006 South Africa Urban and rural: public health centersa FGDs Nurses, mothers and family members To characterize attitudes and experiences of nurses and mothers during HIV testing in the integrated management of childhood illness None
9 Ledikwe et al., 2013 2002–2010 Botswana Urban, peri-urban, and rural: public health centersa Counselling observations, client exit interviews, FGDs, IDIs 17 policymakers, 23 district coordinators, 39 HWs (physicians, nurses, midwives, social workers), 400+ lay counsellors, 47 patients To evaluate the effectiveness and contributions of lay HIV counsellors None
10 Leshabari et al., 2007 2003–2004 Tanzania Urban: 2 public hospitals and 2 public health centers FGDs, IDIs 25 nurses To explore experiences and concerns of nurses providing infant feeding counselling in the context of PVT None
11 Levy, 2009 2004–2005 Malawi Rural: 1 public clinic FGDs, longitudinal IDIs, participant observation 21 health personnel (PVT policymakers, aid organizations, medical staff, nurses), 55 HIV-infected women To characterize women’s expectations and experiences of HIV treatment and care None
12 Malema et al., 2010 2006 South Africa Urban: 15 public health centers SSIs 15 lay counsellors To characterize the experience of lay counselors who provide HIV counseling and testing None
13 Mazia et al., 2009 2006–2007 Swaziland Urban and rural: 3 public and private hospitals and 4 public MCH units Postnatal care training intervention; HW interviews, patient exit interviews, patient observations, health center assessment 134 HWs (mostly nurses) trained. 700 patients (HIV-infected and -uninfected) To evaluate the feasibility of integration of postnatal care with PVT care following intervention (training) None
14 Medley et al, 2010 2005 Uganda Urban and rural: 10 public and private clinicsa SSIs 3 center managers, 27 counsellors To characterize the challenges of provider-initiated testing and counselling None
15 Nuwagaba-Biribonwoha et al., 2007 2003 Uganda Rural: 5 public and private hospitals IDIs 5 PVT coordinators, 5 doctors, 5 counsellors To characterize the experiences of key HWs in early implemention of PVT services None
16 Perez et al., 2008 2006 Zimbabwe Rural: community-based FGDs, surveys 72 TBAs (FGDs), 627 women (surveys) To evaluate the acceptability and feasibility of TBAs’ inclusion in MCH through participation in PVT None
17 Piwoz et al., 2006 2002 Malawi Urban and rural: health centersa SSIs 5 clinical officers and medical assistant, 14 nurses and midwives To characterize health workers’ attitudes and infant feeding counselling messages in the context of PVT None
18 Shah et al., 2005 2000 South Africa Rural: 1 public hospital and 14 public health centers SSIs, surveys 14 doctors, 41 nurses, 16 CHWs To assess HW breastfeeding and PVT knowledge None
19 Simba et al., 2008 2005 Tanzania Urban and rural: 60 predominantly public health centersa Participant observation, records review 435 service providers To assess the impact of integrating and scaling up PVT into routine MCH services on staff workload None
20 Wanyu et al., 2007 2002–2005 Cameroon Rural: community-based TBA PVT training intervention; SSIs 30 TBAs To evaluate the effectiveness of TBAs in delivery of PVT care None

Studies conducted in 2007 and later
21 Agadjanian and Hayford, 2009 2008 Mozambique Urban and rural: 6 public health centers Participant observation, SSIs 2 CHW coordinators, 16 nurses, 4 CHWs To characterize how integration of PVT services in MCH units shapes provider-client interactions and reproductive choices of HIV-infected women None
22 Asefa and Mitike, 2014 2010 Ethiopia Urban: 1 public hospital, 3 public health centers, 2 private hospitals, 2 private health centers Surveys 31 nurses, midwives, public health officers, and physicians, 423 women seeking ANC To characterize maternal satisfaction with PVT services and implementation challenges faced by providers None
23 Chinkonde et al., 2010 2009 Malawi 1 peri-urban and 1 rural public PVT clinic SSIs, participant observation 5 policymakers, 2 doctors, 8 nurses, 1 lay counsellor To assess policymakers’ and HWs’ experiences with adapting and implementing global breastfeeding guidelines to national recommendations None
24 Doherty et al., 2009 2007 South Africa Rural: 18 public health centers Quality improvement intervention; observation, surveys, workshops 15 center managers, 35 lay counsellors To evaluate a participatory intervention seeking to improve quality of care in integrated PVT programs Expanded health systems approach
25 Falnes et al., 2010 2007–2008 Tanzania Urban and rural: 5 public clinics Counselling observations, FGDs, IDIs, surveys 5 nurse counsellors (IDIs), mothers (in 4 FGDs, 8 IDIs, 311 surveys) To characterize experiences of mothers and nurse counsellors during PVT None
26 Geelhoed et al., 2013 2009–2010 Mozambique Rural: 6 public health centers Integration of PVT services itervention; service delivery statistics, SSIs 70 MCH providers To assess the viability of integrated PVT care and follow-up of HIV-exposed infants None
27 Hamela et al., 2014 2008 Malawi Urban: 4 public PVT sites TBA training intervention, log review, FGDs 21 TBAs To evaluate the benefits of incorporating TBAs into HC-based PVT services None
28 Horwood et al., 2010(A) 2007–2008 South Africa Peri-urban and rural: 1 public health center and 1 public hospital Surveys 25 nurses, 27 lay counsellors, 882 mothers To evaluate implementation and integration of PVT with MCH. To describe the responsibilities of nurses and counsellors None
29 Israel-Ballard et al., 2014 2008 Kenya 12 public clinicsa Counselling observations, exit interviews, SSIs 80 mothers, 11 nurses/nutritionists To evaluate how infant feeding counselors manage challenges encountered in delivery of care None
30 Kim et al., 2013 2010 Zambia Urban and rural: 8 military clinics Observations, surveys 4 medical assistant, 10 clinical officers, 1 pharmacist, 14 nurses, 11 midwives To evaluate provider performance for PVT and ART care and perception of work environment None
31 Kwapong et al., 2014 2011 Ghana Urban: 5 clinicsa FGDs, IDIs, surveys 12 nurses and midwives (IDIs), 40 pregnant women (5 FGDs), 300 pregnant women (surveys) To characterize heath center factors’ influence on on HIV testing and counseling during ANC to inform implementation None
32 Labhardt et al., 2009 2007–2008 Cameroon Rural: 62 public and private clinics and 8 public hospitals Supply and equipment intervention; inventory, surveys 102 nurses To evaluate effectiveness of intervention on equipment availability and staff PVT knowledge None
33 Lippmann et al., 2012 2007 Malawi Urban: community based FGDs 17 TBAs (registered) To assess the willingness and feasibility of TBAs to provide NVP to infants and mothers None
34 Mnyani and McIntyre, 2013 2009 South Africa Peri-urban: 10 public clinics Surveys 44 nurses, 30 lay counsellors, 6 other HWs, 201 HIV-infected women To assess quality of PVT care via the knowledge and experiences of HIV-infected women and HWs None
35 Peltzer et al., 2010 2008 South Africa Urban and rural: 44 public health centers including 5 hospitals IDIs, register and records review, SSIs 31 program coordinators, 11 health center managers, 8 HWs To assess challenges and proposed solutions to implemention of PVT care; to assess of clinic registers and health records None
36 Rispel et al., 2009 2007 South Africa Urban and rural: 3 hospitals and 20 clinicsa IDIs, surveys 20 PVT managers, 9 nurses, 18 lay counsellors, 4 maternity staff, 54 TBAs, 47 TMPs, 296 clinic users, 8 community organizations To assess missed PVT opportunities to inform evaluation of program implementation Developed framework (based on Alma Ata Declaration, formative work)
37 Rujumba et al., 2012 2010 Uganda Rural and peri-urban: 10 public and private hospitals and health centers IDIs, observation, SSIs 2 doctors, 3 clinical officers, 15 nurses, 4 counsellors To characterize HW experineces in implementation in order to identify necessary steps to strengthen PVT service delivery None
38 Sarker et al., 2009 2007 Burkina Faso Rural: 4 public health centers Counselling observations, IDIs 1 health officer, 1 PVT coordinator, 1 midwife, 6 counsellors, 16 pregnant women To evaluate implementation of opt-in HIV testing services in the context of scaling-up PVT programming None
39 Shayo et al., 2013 2011 Tanzania Urban and rural: public and faith baseda FGDs, IDIs 22 HWs delivering PVT services, 11 district and regional managers, 10 health center PVT in-charges To assess the priority setting process in planning the PVT program at district level None
40 Sprague et al., 2011 2008–2009 South Africa 1 urban public hospital, 3 peri-urban public health centers Health records review, IDIs 38 HWs (public health specialists, doctors, nurses, lay counsellors), 83 HIV-infected women, 32 caregivers of HIV-infected children To characterize the barriers for patients and providers in the continuum of PVT care None
41 Stinson and Myer, 2012 2007–2008 South Africa Urban: 4 public primary health centers, 2 public hospitals SSIs 3 service managers, 9 doctors, 1 nurse, 1 counsellor, 28 HIV-infected pregnant and postpartum women To characterize barriers to initiating life-long ART during pregnancy and challenges to postpartum retention in HIV care None
42 Turan et al., 2012 2009–2011 Kenya Rural: 4 hospitals, 8 health centersa Prospective cluster randomized controlled trial for service integration (HW training) 1,172 HIV-infected pregnant women To evaluate the effects of integrating HIV treatment into ANC clinics None
43 Uwimana et al., 2012(A) 2008 South Africa Rural: public and private, 4 hospitals, 7 clinics, 5 NGOs FGDs, IDIs 29 managers, 36 counsellors To characterize managers’ and CHWs’ perceptions of barriers related to collaboratively implementing TB/HIV/PVT services None
44 Uwimana et al., 2012(B) 2008–2009 South Africa Rural: public and private, 42 hospitals, 5 clinics, 33 NGOs FGDs, household surveys, IDIs, NGO and health center audits Health managers, 36 counsellors, 3,867 households To characterize NGO and CHW engagement in and barriers to collaborative implementation of integrated TB/HIV/PVT services None
45 Vernooij and Hardon, 2013 2008 Uganda Rural: 1 public clinic SSIs, observations 2 PVT managers, 2 clinical officers, 2 midwives, 2 counsellors, 2 lab techs, 2 CHWs To elucidate different HW cadres’ perceptions and experiences in obtaining informed consent and conducting opt-out HIV testing in the context of PVT Foucalt’s theory of governmentality
46 Watson-Jones et al., 2012 2008–2009 Tanzania Urban: 3 public health centers, 2 public hospitals Intervention for referrals; ANC observations, prospective cohort of HIV-infected women, surveys 30 HWs, 9 observations, 403 HIV-infected women To evaluate the drop-out of care of HIV-infected women from the cascade of PVT services; to identify and characterize potential barriers to PVT service effectiveness None
47 Yeap et al., 2010 2008 South Africa Urban and rural: 6 private heath centers IDIs 7 doctors, 5 nurses, 9 counsellors, 3 care center staff, 21 caregivers To describe the barriers and facilitators to uptake of HIV care among children None

Notes:

a

Unclear breakdown of urban/rural and/or public/private facility numbers

b

Cross sectional unless otherwise noted

c

Some specialized health workers were grouped into general cadres to streamline categorization; e.g. “doctors” included specialists (e.g. pediatricians and obstetricians) and “nurses” included professional and auxiliary nurses

Technical abbreviations: ART - anti-retroviral therapy; CHW - community health worker; HW - health worker; MCH - maternal and child health; NGO - non-governmental organization; NVP - nevirapine; PVT prevention of vertical transmission; TB - tuberculosis; TBA - traditional birth attendant; TMP - traditional medical practitioner Method abbreviations: FGD - focus group discussion; IDI - in-depth interview; SSI - semi-structured interview