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. 2016 Jun 14;23(12):3964–3971. doi: 10.1245/s10434-016-5291-3

Table 2.

Frequencies of Clavien–Dindo grades and postoperative complications in patients of the current study

nCRT and surgery (n = 161) Surgery alone (n = 161) p value
Any complication 136 (85 %) 125 (78 %) 0.13
Grade I complication 70 (43 %) 79 (49 %) 0.37
Grade II complication 90 (56 %) 85 (53 %) 0.65
Grade IIIa complication 58 (36 %) 52 (32 %) 0.56
Grade IIIb complication 25 (13 %) 28 (15 %) 0.76
Grade IVa complication 28 (15 %) 33 (20 %) 0.57
Grade IVb complication 3 (2 %) 6 (3 %) 0.50
Grade V complication 5 (3 %) 6 (3 %) 1.00
Subgroup 1: Anastomotic leakagea 37 (23 %) 49 (30 %) 0.16
Subgroup 2: Pulmonary complicationsb 81 (50 %) 82 (50 %) 1.00
Subgroup 3: Cardiac complicationsc 34 (21 %) 23 (14 %) 0.57
Subgroup 4: Thromboembolic events 6 (3 %) 4 (2 %) 1.00
Subgroup 5: Chyle leakaged 16 (10 %) 11 (7 %) 0.41
Subgroup 6: Wound infections 18 (11 %) 21 (13 %) 0.60
Anastomotic leakage 37 (23 %) 49 (30 %) 0.16
Leakage requiring surgical intervention 8 (4 %) 6 (3 %) 0.59
Pneumonia 49 (30 %) 40 (21 %) 0.32
Atelectasis 17 (11 %) 22 (14 %) 0.49
Empyema 14 (9 %) 25 (16 %) 0.09
Pneumothorax 10 (6 %) 14 (9 %) 0.52
Respiratory insufficiency 29 (15 %) 33 (20 %) 0.67
Reintubation 33 (20 %) 33 (20 %) 1.00
Thromboembolism 6 (3 %) 4 (2 %) 0.75
Cardiac arrhythmia 30 (20 %) 22 (12 %) 0.29
Myocardial infaction 0 (0 %) 1 (1 %) 1.00
Cardiac decompensation 4 (2 %) 0 (0 %) 0.13
Mediastinitis 6 (3 %) 11 (7 %) 0.32
Chylothorax 16 (10 %) 11 (7 %) 0.41
Vocal cord palsy 19 (12 %) 12 (7 %) 0.66
Wound infection neck 9 (6 %) 6 (3 %) 0.60
Wound infection thorax 0 (0 %) 9 (6 %) 0.007
Wound infection abdomen 9 (6 %) 6 (3 %) 0.60
Renal failure 4 (2 %) 1 (1 %) 0.37
Sepsis 7 (4 %) 10 (6 %) 0.62
Multi-organ failure 0 (0 %) 4 (2 %) 0.13
Readmittance ICU 30 (19 %) 27 (17 %) 0.66

Adverse events were graded according to the National Cancer Institute’s Common Terminology Criteria for Adverse Events, version 4.0

nCRTS neoadjuvant chemoradiotherapy

aAnastomotic leakage was defined as: drainage of saliva or gastrointestinal content from the surgical join between the oesophagus and gastric tube. The luminal contents may emerge externally or internally, or may be collected near the anastomosis with or without systemic complications

bPulmonary complications were pneumonia (isolation of pathogen from sputum culture and a new or progressive infiltrate on chest radiograph), serious atelectasis (lobar collapse on chest radiograph), pneumothorax (collection of air between the visceral and parietal pleural surfaces, requiring drainage), pleural effusion (collection of fluid between the visceral and parietal pleural surfaces, requiring drainage), pulmonary embolus (embolus detected on spiral CT or a ventilation–perfusion mismatch on a lung scintigram), and acute respiratory failure (partial pressure of arterial oxygen <60 mm Hg while breathing ambient air)

cCardiac complications were arrhythmia (any change in rhythm on the electrocardiogram, requiring treatment), myocardial infarction (two or three of the following: previous myocardial infarction, electrocardiographic changes suggesting myocardial infarction, or enzyme changes suggesting myocardial infarction), cardiac decompensation and left ventricular failure (marked pulmonary edema on a chest radiograph)

dChylothorax was recorded when elevated levels of triglycerides in intrathoracic fluid [>1 mmol l−1 (89 mg per deciliter)] were found. Mediastinitis was scored when reported by the local investigator