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. Author manuscript; available in PMC: 2016 Oct 20.
Published in final edited form as: Nat Med. 2016 Apr;22(4):345–361. doi: 10.1038/nm.4071

Table 3.

Evidence for distinct neurobiological mechanisms in ASD

Brain region and mechanism Supporting evidence Caveats and limitations Treatment potential
Neocortex
Brain overgrowth
  • Multiple studies with large cohorts measuring brain size (MRI) and head circumference

  • Mutations in genes controlling neurogenesis and growth (Fig. 2)

  • Small effect size (2 mm)

  • Potential bias in measurements

  • Incomplete understanding of biological mechanism. Evidence for both white and gray matter origin

  • Limited. Targeting key pathways potentially risks broad developmental problems

  • Rapamycin treatment reversed macrocephaly in a mouse model184

Altered cortical cytoarchitecture (neuron size, number, positioning and/or orientation)
  • Cumulative evidence from >12 neuropathological studies

  • Mutations in genes controlling neurogenesis, growth and neuronal migration (Fig. 2)

  • Modeling in mice consistent with observed phenotypes (Table 1)

  • Small cohorts. No systematic assessment of the same brain regions and phenotypes

  • Multiple phenotypes; none unique to ASD

  • Limited. Targeting key pathways potentially risks broad developmental problems

Neuronal morphogenesis
  • White matter reduction in neuropathological studies. Narrow minicolumns and altered connectivity in cortical circuits

  • Mutations in genes controlling axon growth or guidance and dendrite arborization (Fig. 2)

  • Small cohorts. Limited number of studies

  • Limited. Targeting key pathways will probably lead to broad developmental problems

  • Rapamycin successfully used in rescue experiments in mice184,240

Synaptogenesis
  • Increased layer-specific dendritic spine density in frontal (L2), parietal (L2) and temporal lobes (L2, L5)144,145

  • Mutations in genes converge in pathways regulating synaptogenesis (Fig. 2)

  • Increased spines and upregulated spine dynamics in some mouse models192,193,283

  • Only two studies with small cohorts144,145

  • Unclear mechanism: both increase and decrease in synapse density reported in mouse models (Table 1)

  • Promising. Phenotypic reversal possible in postnatal periods

  • IGF1 successfully used in rescue experiments in hiPSC100,102

  • PI3K antagonists rescue FXS-associated increased spine density in mice271

Synaptic dysfunction E/I imbalance
  • Decreased GABA receptor density and altered GAD1 and GAD2 levels. Functional imaging studies identify local hyperconnectivity and decreased long-range connections

  • Mutations in genes converge in pathways regulating synaptic function (Fig. 2)

  • Mouse models support disruption in E/I balance leads to ASD phenotypes (Table 1). Increasing E/I in prefrontal cortex using optogenetics leads to social deficits157

  • Poorly documented in neuropathological studies. Small cohorts

  • Unclear mechanism: both increase and decrease in excitatory synaptic function reported with and without concomitant inhibitory compensation. Multiple molecular mechanisms leading to synaptic dysfunction, including altered translation, Ca2+ signaling and activity-dependent transcription (Fig. 2)

  • Promising. Phenotypic reversal possible in postnatal periods

  • IGF1 rescues phenotypes in mouse models and hiPSC100,102,177

  • Positive allosteric modulators for GABAA receptor239, mGluR5 antagonists and agonists230,232,233, NMDAR partial agonist170,232, and blockers of NKCC1 cation-chloride cotransporter251 restored behavioral deficits in mice

Cerebellum
Purkinje cell (PC) loss and dysfunction
  • Reported decrease in PC size and number. Motor coordination problems in ASD

  • PC-specific ablation of ASD risk gene Tsc1 in mice recapitulates core ASD phenotypes and PC degeneration183

  • Developmental cerebellar injury increases ASD risk206

  • Small cohorts. Limited number of studies. Gliosis observed in most

  • Global gene expression profiles between cerebellums of control subjects and those with ASD very similar89

  • Limited knowledge of the role of the cerebellum in ASD behavioral domains

  • Promising. Postnatal cerebellar development increases therapeutic potential

  • Rapamycin successfully used in rescue experiments in mice183

Widespread
Neuron-glia signaling
  • Reported increased microglia infiltration and astrogliosis in multiple brain regions (neuropathology and PET imaging)

  • Post-mortem transcriptome identifies increased microglial and immune signature89,223

  • Role of microglia and astrocytes in regulating synapse formation, function and pruning. Disrupted neuron-microglia signaling in mice leads to social deficits225

  • Small cohorts. Limited number of studies

  • Lack of genetic evidence suggests a reactive role

  • Limited characterization in ASD mouse models

  • Untested, but promising

  • Microglia- and astrocyte-specific rescue experiments in Rett mouse models rescues disease phenotypes284,285

Neuropathological and neuroimaging findings discussed here were recently reviewed10. See the section titled ‘Neurobiological models and mechanisms of ASD’ for additional references and detailed information on the genetic evidence and the function of specific genes involved in each biological process. hiPSC, human induced pluripotent stem cells; MRI, magnetic resonance imaging; PET, positron emission tomography; FXS, fragile X syndrome; IGF1, insulin-like growth factor 1; PC, Purkinje cell.