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. 2017 Jan 6;12(1):e0169368. doi: 10.1371/journal.pone.0169368

Table 2. Characteristics of studies included in the systematic review of PPV23 efficacy/effectiveness.

Publication Study type Country Study population Number of vaccinated/unvaccinated Period of follow-up observation Sponsor Risk of bias Inclusion for endpoints IPD/PP
Alfageme 2006 [18] RCT Spain COPD patients; median age vaccine group 69, unvaccinated group 68, range 61–73 years 298/298 2.7 years Spanish Pneumology Society, Andalusian Health Service Low Y/Y
Maruyama 2010 [19] RCT Japan Nursing home residents; mean age vaccine group 84.7, placebo group 84.8, range 55–105 years 502/504 2.3 years Japanese Ministry of Education, Culture, Sports, Science, and Technology Low Y/Y
Örtqvist 1998 [20] RCT Sweden Former CAP patients; mean age vaccine group 69.4, placebo group 69.1, range 50–85 years 339/352 2.4 years Pasteur-Mérieux MSD, Swedish Heart-Lung Foundation, Karolinska Institute Low a Y/Na
Honkanen 1999 [21] (RCT) b Finland Resident population aged ≥65 years; mean age vaccine group 73.3, unvaccinated group 73.7 years 13,980/12,945 1.4 years Academy of Finland, Pasteur-Mérieux Uncleara Y/Na
Hechter 2012 [25] Cohort USA Participants of the longitudinal California Men's Health Study, aged ≥60 years 7,718/9,232 at study begin Variable Kaiser Permanente Southern California High Y/Nc
Jackson 2003 [24] Cohort USA Resident population, aged ≥65 years 42,977/84,203 (PY) Variable (81% 5–8 years) CDC (USA) Low Y/Nc
Ochoa-Gondar 2014 [22] Cohort Spain Resident population, aged ≥60 years 29,065/46,968 (PY) up to 5 years Spanish Health Ministry Low Y/Y
Tsai 2015 [26] Cohort Taiwan Resident population, aged ≥75 years 229,181/229,181 1 year Taiwan CDC High Y/Nc
Vila-Corcoles 2006 [23] Cohort Spain Resident population, aged ≥65 years 17,401/16,504 (PY) Variable (87% 2–5 years) Spanish Health Ministry Low Y/Y
Cases/Controls
Dominguez 2005 [27] Case-control Spain VT IPD cases ≥65 y + matched controls 131/393 2–3 years Directorate of Public Health, Catalonia Low Y/Nd
Leventer-Roberts, 2015 [29] Case-control Israel IPD cases ≥65 y + matched controls 212/848 up to 5 years Pfizer Low Y/Nd
Vila-Corcoles 2009 [28] Case-control Spain IPD and PP cases ≥50 y (74% ≥65 y) + matched controls
  • IPD: 94/188

  • PP: 304/608

up to 7.5 years Spanish Health Ministry Low Y/Y
Andrews 2012 [30] Case-case England & Wales IPD cases ≥65 y 444/369 e up to 5 years Health Protection Agency Low Y/Nd
Gutiérrez 2014 [33] Case-case Spain IPD cases ≥60 y 588/211 e up to 5 years No information Low Y/Nd
Rudnick 2013 [32] Case-case Canada IPD cases ≥65 y 1138/240 e up to 5 years Canadian Institutes for Health Research, CDC USA, Ontario Thoracic Society, Abbott Laboratories, Bayer Healthcare, GlaxoSmithKline, Pfizer Low Y/Nd
Wright 2013 [31] Case-case England IPD cases ≥65 y 374/73 e up to 9 years Health Protection Agency, Sanofi Pasteur MSD Low Y/Nd
Wiemken 2014 [35] Case-case USA, Europe CAP cases ≥65 y 279/2409 f No information No funding High N/Y

CAP = community-acquired pneumonia, IPD = invasive pneumococcal disease, PP = pneumococcal pneumonia, PY = person years follow-up,

VT IPD = vaccine type invasive pneumococcal disease, Y = yes, N = no

a Endpoint PP excluded because the majority or all of the reported PP cases were diagnosed using insufficiently specific serologic tests for pneumolysin antibodies

b Pseudo randomization according to birth year (even/uneven)

c Endpoint PP not reported

d Only IPD cases were included in the study.

e IPD cases caused by vaccine serotypes / IPD cases caused by non-vaccine serotypes

f CAP cases caused by pneumococci / CAP cases of other or unknown etiology