Abstract
Classic in vitro studies have described spike-timing-dependent plasticity (STDP) at a synapse: the connection from neuron A to neuron B is strengthened (or weakened) when A fires before (or after) B within an optimal time window. Accordingly, more recent in vivo works have demonstrated behavioral effects consistent with an STDP mechanism; however, many relied on single-unit recordings. The ability to modify cortical connections becomes useful in the context of injury, when connectivity and associated behavior are compromised. To avoid the need for long-term, stable isolation of single units, one could control timed activation of two cortical sites with paired electrical stimulation. We tested the hypothesis that STDP could be induced via prolonged paired stimulation as quantified by cortical evoked potentials (EPs) in the sensorimotor cortex of awake, behaving monkeys. Paired simulation between two interconnected sites produced robust effects in EPs consistent with STDP, but only at 2/15 tested pairs. The stimulation protocol often produced increases in global network excitability or depression of the conditioned pair. Together, these results suggest that paired stimulation in vivo is a viable method to induce STDP between cortical populations, but that factors beyond activation timing must be considered to produce conditioning effects.
SIGNIFICANCE STATEMENT Plasticity of neural connections is important for development, learning, memory, and recovery from injury. Cellular mechanisms underlying spike-timing-dependent plasticity have been studied extensively in vitro. Recent in vivo work has demonstrated results consistent with the previously defined cellular mechanisms; however, the output measure in these studies was typically an indirect assessment of plasticity at the neural level. Here, we show direct plasticity in recordings of neuronal populations in awake, behaving nonhuman primates induced by paired electrical stimulation. In contrast to in vitro studies, we found that plastic effects were only produced between specific cortical areas. These findings suggest that similar mechanisms drive plasticity in vitro and in vivo, but that cortical architecture may contribute significantly to site-dependent effects.
Keywords: connectivity, evoked potentials, free behavior
Introduction
Neuroplasticity underlies many brain functions from learning and memory to recovery from injury (Sanes and Donoghue, 2000; Stuchlik, 2014). Hebb postulated that the repeated association of presynaptic and postsynaptic spiking modifies neuronal connections and forms the basis of learning (Hebb, 1949). The tenet of Hebbian plasticity as a basic mechanism of neuroplasticity has motivated an extensive field of research (Brown et al., 1990; Bi and Poo, 2001; Caporale and Dan, 2008).
Seminal in vitro studies by Markram et al. (1997) and Bi and Poo (1998) elucidated the activity-dependent nature by which a synapse is modified. If postsynaptic neuron B consistently generates an action potential within a short time window after receiving input from presynaptic neuron A, then the connection from A→B is strengthened. If B fires an action potential consistently before the input from A, then the connection from A→B is weakened (Bi and Poo, 1998). Further studies have demonstrated the time course of this spike-timing-dependent plasticity (STDP) in many brain regions and organisms, including humans (Arai et al., 2011; Koch et al., 2013). However, intricacies of the precise temporal window and symmetry of the effect vary between type of synapse, brain areas, and species (Caporale and Dan, 2008; Feldman, 2012). Additional studies have shown that, although timing is important, other factors such as dendritic location (Froemke et al., 2005) and convergence of inputs (Sjöström et al., 2001), the relative timing of spike trains (Froemke and Dan, 2002), and background firing rate (Sjöström et al., 2001) all play a role on the effects of plasticity.
In vivo studies have demonstrated circuit and behavioral effects consistent with STDP using protocols such as pairing of sensory stimuli with electrical stimulation of central neurons or pairing of two different sensory stimuli (Feldman, 2012). Pairing of neural activity with electrical stimulation in primary motor cortex has also produced STDP-like changes in cortical connections in nonhuman primates (Jackson et al., 2006; Lucas and Fetz, 2013; Nishimura et al., 2013; Zanos, 2013) and rodents (Rebesco et al., 2010). In these studies, recorded spikes, muscle activity, or cortical field potentials were used to trigger stimulation repeatedly at a distant, but connected site. Varying the interval between the triggering event and stimulation produced an STDP time course remarkably similar to in vitro results.
These findings, coupled with recent advances in brain–computer interface technology, suggest that directed STDP could strengthen or reorganize spared connections preferentially and produce lasting, functional recovery after neural damage such as stroke or spinal cord injury (SCI). Functional motor recovery facilitated by STDP paradigms has been demonstrated in animal models of stroke (Guggenmos et al., 2013) and SCI (McPherson et al., 2015), as well as in stroke (Buetefisch et al., 2011) and SCI (Bunday and Perez, 2012) patients.
We sought to investigate the efficacy of open-loop, paired stimulation between sites in the sensorimotor cortex of awake, behaving monkeys to induce STDP. Although closed-loop stimulation has many advantages, one limitation is the need to record a strong and relevant trigger signal. This requirement is challenging for clinical applications that need to be effective over a patient's lifetime. Paired stimulation bypasses the need for recording a neural signal for activity-dependent stimulation. Rebesco and Miller (2011) showed that paired stimulation in awake, behaving rats can produce increased functional connectivity in cortex. We used paired stimulation at a fixed interval, which can be applied for any connected sites at any time, to control the timing of presynaptic and postsynaptic activity. In addition, previous findings have largely focused on changes in behavioral outputs in response to STDP protocols and the extent of cortical reorganization due to these protocols remains unclear. By recording LFPs from many sites in the hand area of sensorimotor cortex, we were able to measure direct changes in connectivity.
Materials and Methods
Implant
Dual electrodes.
Two male monkeys (Macaca nemestrina), Q and U, were implanted bilaterally with custom-made dual electrodes (Fig. 1a) arranged in two 3 × 5 grids over sensorimotor cortex (Fig. 1b). Dual electrodes were constructed using two 0.005-inch bare platinum-iridium (PtIr) wire rods cut to 3 mm (surface electrode) and 5 mm (intracortical electrode) and each soldered to 32 gauge, insulated lead wires (Fig. 1a). The connection between the PtIr rod and lead wire was further insulated with 10 μm parylene by the University of Washington Microfabrication Facility to insulate the solder joint and PtIr rod. The tips of each rod were then deinsulated by hand using a scalpel to an impedance of 22–160 kΩ (Monkey Q) and 4–60 kΩ (Monkey U). For each dual electrode, a 3 and a 5 mm PtIr rod were secured in a small piece of polytetrafluoroethylene (PTFE) tubing with silicon glue. The tips of the 3 and 5 mm rods were placed ∼0.5 and 2–2.5 mm from the edge of the PTFE tube (Fig. 1a). In this way, the 5 mm rod penetrated to layer 5 of motor cortex containing corticofugal pyramidal cell somas, whereas the 3 mm rod rested on the surface of the brain. After each dual array was constructed, the back ends of the lead wires were soldered to connectors, one per hemisphere.
Implant surgery.
All surgeries were performed under isoflurane anesthesia and aseptic conditions. An incision was made along the midline of the scalp and muscle and connective tissue were resected to expose enough skull to place a 2.5-inch-diameter titanium casing. Four to eight screws were placed in the skull around the edge of the exposure. At least four of the skull screws were T-screws used as grounds for the electrode implant. Holes were drilled with a 1.1 mm bit in a 3 × 5 grid with 2–3 mm center-to-center spacing using stereotaxic coordinates (Fig. 1b). After all of the holes were drilled, one dual electrode was placed with forceps into each hole until resistance was felt between the longer rod and the dura. The dual electrode was then pushed through the dura and into the brain until a second resistance was felt between the shorter rod and the dura. We use the term “surface” instead of epidural or subdural to describe the location of the shorter rod because it was impossible to know whether the dura was punctured by the shorter rod. Once all of the dual electrodes for one hemisphere were implanted, a thin coat of dental acrylic (methyl methacrylate) was used to seal the holes and hold them in place. This process was repeated for the other hemisphere. The casing was then placed over the implant and secured to the skull screws with acrylic. The connectors for the dual electrodes were cemented to the skull within the casing. Animals received postoperative courses of analgesics and antibiotics.
Behavior
Monkey U performed a center-out target acquisition wrist task in a sound-attenuating recording booth. Monkey U's right hand was restrained in a manipulandum measuring torque about the wrist in the radial/ulnar (RU) and flexion/extension (FE) axes. The torque produced in the FE–RU plane was displayed as the x–y coordinates of a tracking cursor on a video monitor in front of the animal. A trial began when a center target appeared on the monitor, representing the “zero force” or neutral position of the cursor. Monkey U was required to hold the cursor in the center target for 2 s before a peripheral target at one of eight cardinal positions was presented. Monkey U then moved the cursor by exerting isometric force on the manipulandum to the intended target and held it there for 2 s before returning to a second center target. The center-out-center sequence was considered one trial. Applesauce reward was dispensed on a variable 1:2 ratio for every peripheral target presented and at the end of each trial. Monkey Q merely sat quietly in the recording booth.
Recordings
General acquisition.
Local field potentials (LFPs) were recorded using amplifiers from Guger Technologies in Monkey Q (4800 Hz sampling rate) and the Grapevine Neural Interface System from Ripple in Monkey U (30,000 Hz downsampled to 5000 Hz post hoc). Single-ended recordings from the intracortical and surface electrodes of one hemisphere, referenced to a skull screw, were made simultaneously on up to 26 channels (13 dual electrodes) in Monkey Q and up to 30 channels in Monkey U (15 dual electrodes). Post hoc recordings were rereferenced as a bipolar signal for each dual electrode (intracortical – surface) to acquire a more localized recording and high-pass filtered over 10 Hz. Wrist torques in the RU and FE axes were sampled for Monkey U by the Grapevine system at 1000 Hz.
Estimate of electrode location relative to the central sulcus.
The stereotaxic coordinates at which the electrodes were implanted were determined using an atlas to target the hand area of motor cortex. Because the atlas is only an approximate guide, coordinates were sometimes amended in surgery such that the middle of the grid was ≈18 mm lateral to bregma, which is the approximate location of hand motor area (Fetz and Cheney, 1980). To determine the location of each dual electrode more accurately relative to primary motor (M1) or somatosensory (S1) cortex, monopolar responses to stimulation of the contralateral median nerve were recorded with the monkey under ketamine sedation. The waveshape of the evoked potentials in stimulus-triggered averages (StTAs) of single-ended, surface recordings indicated the position of the recoding site relative to the central sulcus (McCarthy et al., 1991). Evoked potentials with a positive phase followed by a negative phase were generated in precentral cortex, whereas a negative phase followed by a positive phase occurred in postcentral cortex. Based on these recordings, a putative position of the central sulcus was drawn onto the grid (Fig. 1b).
Stimulation
Assessment of corticocortical connectivity.
To identify connectivity between recording sites, monkeys were seated in a primate chair in a recording booth while electrical stimulation was delivered to each dual electrode. Stimulation was biphasic, with the negative phase leading on the intracortical wire and the positive phase leading on the surface wire of the dual electrode. Stimuli were delivered in a series of increasing current intensities, termed stimulus ramps, ranging from 0 to 2.25 mA with 7–10 increments in the ramp and interstimulus intervals of 300–500 ms; each ramp was repeated continuously 100 times (Fig. 2b). Stimulus-evoked potentials (EPs) were measured at all ipsilateral sites in response to stimulation at one site during testing. A stimulus–response curve was produced for each site (Fig. 3c), building a map of connectivity across the grid. Single pulse stimulation of some sites elicited wrist and hand movement. For paired-stimulation conditioning experiments, ramp stimulation was performed in the booth for the two sites involved in conditioning (sites A and B) as well as a third control site (site C) not involved in conditioning. The order of test stimulation was randomized among the three sites. Testing stimulation was delivered at various time points relative to conditioning, as shown in Figure 2a. However, not all time points were recorded for each session to minimize the amount of time that an animal was handled because a complete session spanned several days.
Conditioning.
Three reciprocally connected sites were identified via EPs and selected for paired-stimulation conditioning. The “presynaptic” site was termed A, the “postsynaptic site” B, and the third site, C, was used as a control. For Monkey Q, conditioning stimulation was performed with the Neurochip2 (Zanos et al., 2011) in the home cage to assess the efficacy of STDP while the animal was freely behaving, similar to previous monkey and rodent studies (Jackson et al., 2006; Rebesco et al., 2010; Rebesco and Miller, 2011; Lucas and Fetz, 2013; Nishimura et al., 2013). Stimulation pulses were bipolar and biphasic as described during testing. Conditioning stimulation was delivered first to site A and then to site B with a fixed delay (Fig. 2c). For Monkey U, conditioning stimulation was performed in the recording booth, using rack-mounted equipment. Similar to Monkey Q, site A received stimulation first, followed by site B.
The paired-stimulation protocol during conditioning was as follows: three pulses at 330 Hz were delivered to site A and to site B separated by a specified delay (Δt) as measured between the first pulse in each train. This sequence was repeated at 2 Hz for 1–3 h (Fig. 2c). Other stimulation protocols were also tested including 2 Hz single pulses, trains of 5 pulses at 1 kHz, trains of 10 pulses at 500 Hz, as well as longer duration conditioning sessions from 24 up to 72 h. We saw no consistent differences under these protocols and thus used three pulses at 330 Hz for the remainder of the study. A previous study also found that stimulus trains promote better plasticity in vivo than single pulses (Rebesco and Miller, 2011). The stimulus current selected for conditioning was one-third of the current in the middle of the dynamic range of the stimulus–response curve during testing (because condition stimulation was a three-pulse train instead of a single pulse during testing). The selected amplitudes were sufficient to activate neurons at site A and B without adverse effects such as disturbing the animal, causing cortical depression (due to prolonged stimulation with high currents; McCreery et al., 1986), or causing seizures. The current was further adjusted to be just at or below motor threshold if the one-third criterion evoked clear movements.
Analysis
EPs.
The peak–trough amplitude of EPs was measured and analyzed to document the strength of corticocortical connectivity. Trials were aligned on stimulus onset and grouped for a given current intensity. All trials were inspected by eye and those with movement artifacts were removed. From the remaining trials, StTAs were calculated from 50 ms before to 30 ms after the time of stimulation for each current intensity (Fig. 3a). To separate a physiological response from electrical artifact, a biphasic stimulation pulse was delivered directly into the Guger Technologies amplifiers to visualize the artifact. The artifact returned to baseline by 1 ms after stimulation, so any waveform within the first millisecond was ignored. The Grapevine system has built-in artifact suppression, which grounded the recording channels for 1 ms at the time of stimulation. Each stimulus-aligned trial was also examined by eye for evidence of a clean separation between the stimulus artifact and the physiological response. Trials in which there was possible contamination by the artifact were discarded. The amplitude of the average EP was quantified by subtracting the largest trough from the largest peak in a window 1.5 to 30 ms after stimulation for all current intensities (Fig. 3a, arrowheads). Latency of the EP features could vary slightly, so care was taken to ensure that the same peak and trough for a given EP were measured across time points. This metric was chosen as a simple, unbiased way to capture the complicated, often multiphasic, shape of the EP. Conditioning effects were measured as the percentage change in average EP amplitude from before to after conditioning, similar to other studies measuring changes in field potential recordings (Hess et al., 1996). For some conditioning experiments, testing was performed at regular intervals before and/or after the conditioning window to assess diurnal trends and wash-out of the effect. Preconditioning EP amplitudes were then quantified as the mean of all testing sessions before the start of conditioning. A subset of EPs were also quantified in Monkey U by the slope and amplitude of the first phase of the response because this was the response component most likely to be due to a monosynaptic connection between sites A and B. Only EPs from Monkey U were analyzed in this way because the artifact suppression feature of the Ripple amplifiers, and their ability to record up to 30 kHz, allowed consistent identification of the rising edge of the first phase of the response.
Statistics.
All EP amplitudes were quantified as a mean ± SEM and p-values were calculated with a two-sample z test, except where noted. ANOVAs were used to determine the significance of differences between group means, followed by post hoc Kolmogorov–Smirnov (K–S) or t tests.
Results from the z test indicated that many connections outside of the A→B pair changed strength after conditioning stimulation. To quantify this network-wide change and to determine whether the A→B connection showed greater effects, we created cumulative density curves for the A, B, and C sites. Cumulative distributions have been used in in vitro STDP studies to assess effects between different experimental conditions (Lu et al., 2007). A control distribution for the outputs of site A (Acont) was compiled from the percentage change after conditioning of the evoked responses at all sites except B and C. Similar distributions were calculated for sites B (Bcont) and C (Ccont). One-sample K–S tests were used to determine whether the mean EP changes in the control distributions were significantly different from zero. The p-values for these tests are shown in the diagonal elements of matrices (termed “significance matrices”) at the bottom of Figures 10 and 13.
The Acont, Bcont, and Ccont distributions were compared with the distributions of EP amplitude changes between two of the A, B, and C sites (e.g., distribution of the A→B effects). The K–S test was used to assess the significance of differences between a control and a site-pair-specific distribution. The p-values for these tests are shown in the off-diagonal elements of the significance matrices in Figures 10 and 13. For instance, in Figure 10, the upper right quadrant is the p-value of a K–S test between the A→B distribution and the Acont distribution. Two-sided significance of p < 0.05 for EP changes was based on the lower 2.5th and upper 97.5th percentile of control distributions.
Results
Paired-stimulation conditioning was delivered between pairs of sites in sensorimotor cortex of awake, behaving monkeys to induce STDP. Results were obtained from two M. nemestrina monkeys for 15 different pairs of functionally connected sites, two of which showed delay-dependent effects consistent with STDP as measured by the peak–trough amplitude of EPs.
Selection of conditioning pairs from EPs
We used EPs to identify and quantify the strength of connections between cortical sites. Changes in EP amplitude due to paired-stimulation conditioning were interpreted as a change of connection strength. Stimulus ramps (see Materials and Methods) were delivered at each site individually while responses at all other sites on the electrode grid were recorded. StTAs of EPs revealed high connectivity across the grid, as indicated by short-latency, multiphase potentials. Figure 3a shows an example EP at site R11 in response to stimulation at site R7 at 1.1 mA. The first phase usually began within 2 ms, followed by broad, longer-latency phases that usually returned to baseline by ∼50 ms after stimulation. After distinguishing the physiological response from the stimulation artifact (see Materials and Methods), a peak–trough measure quantified the amplitude of EPs between 1.5–30 ms after stimulation (EP amp = largest peak − largest trough; Fig. 3a, arrowheads). The stimulus ramps used a range of current amplitudes to describe the stimulus–response relationship (Fig. 3b,c). We chose a current range and step resolution that identified a threshold, linear range, and saturation point for a wide range of connected sites (see Materials and Methods). As can be seen in Figure 3b, stimulation at a single site elicited responses at many other sites, though not all. EP latency, shape, number of phases, and amplitude varied greatly from site to site, likely due to multiple factors, both technical (e.g., the relative positioning of the electrodes) and physiological (e.g., underlying monosynaptic and polysynaptic connectivity between sites). The polarity of EPs varied from site to site as well (Fig. 3b), likely due to the location of the electrodes with respect to the current dipoles both in cortical depth and across the central sulcus (Buzsáki et al., 2012). The median latency to the first EP phase for all responses in both monkeys was 2.7 ms, although this varied over a large range (1.6–12.7 ms, n = 187 EPs; Fig. 4a). The number of phases in a given EP ranged from one to eight with a median of three (Fig. 4b). Because EPs were highly variable from site to site, coupled with the conflation of technical and physiological mechanisms underlying EP shape, we hesitate to infer too much about the precise connectivity between sites solely based on EP characteristics (e.g., which EP phases correspond to monosynaptic vs polysynaptic connections). Because both could be affected by the conditioning paradigm, we used the peak–trough amplitude to quantify the strength of connections between sites and how this changed with paired stimulation. Furthermore, conditioning effects on the slope and amplitude of the first response phase, which may be more susceptible to STDP effects (Diesmann et al., 1999), were highly correlated with the effects on the peak–trough amplitude (Fig. 4c,d, peak–trough vs slope p = 0.66, peak–trough vs first phase p = 0.38, paired t test).
To assess the specificity of changes in connectivity due to the paired stimulation, we compared the effects of conditioning on the A→B connection with those from A→C and C→B. Changes in EP amplitudes from A→C reveal nonspecific, presynaptic effects at site A, whereas changes in the C→B connection reveal nonspecific, postsynaptic effects at the B site. It is important to note that, although we selected a C site that was recurrently connected to both A and B, many other sites on the grid showed EPs from A and/or B (Fig. 3b) and could also be used to detect changes in global excitability due to the stimulation.
Paired stimulation increases EP amplitude
A representative paired-stimulation conditioning session (Table 1, session 20140917) with a 20 ms delay between stimuli is shown in Figure 5. Three hours of conditioning stimulation (3-pulse trains at 330 Hz every 500 ms, 330 μA) were delivered at sites R7 (A site) and R11 (B site) (Fig. 3a) while Monkey Q was in the home cage. Athough stimulus ramps were used to probe the connectivity between sites (Fig. 3), a majority of the analysis focused on responses to 1.1 mA (outlined by the black box in Fig. 5b), which was close to the cumulative current used during conditioning (i.e., 3 pulses of 330 μA) and was in the middle of the stimulus range.
Table 1.
Experiment | Session | A site | B site | C site | Pulses | Current (uA) | Frequency (Hz) | Delay (ms) | Duration (h) | A→B (% change) | B→A (% change) | A→C (% change) | C→B (% change) |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1 | 20140917 | R7 | R11 | R10 | 3 @330 Hz | 330 | 2 | 20 | 3 | 87.41* | 3.13 | 3.91 | 1.70 |
20141006 | 10 | −42.13* | −62.80* | 2.43 | −1.13 | ||||||||
20141027 | 30 | 70.79* | 13.78 | 14.30 | 9.59 | ||||||||
20150119 | 20 | 34.70* | −53.50* | −25.0 | −8.08 | ||||||||
20150316 | 200 | −20.96 | 2.21 | −0.21 | 6.88 | ||||||||
20150330 | 50 | −45.07* | −1.42 | 15.24 | 23.53* | ||||||||
20150403 | 20 | 250.65* | 7.50 | 8.45 | No EP | ||||||||
20150403† | 20 | −3.45 | −10.66 | 9.37 | No EP | ||||||||
20150406 | 100 | −10.39 | −1.45 | 22.6 | 23.0 | ||||||||
20150422 | 30 | −17.77 | 6.94 | 31.43* | 15.35* | ||||||||
20150427 | 10 | 52.96* | −10.30 | 19.74 | 31.48* | ||||||||
20150720 | — | — | — | −7.92 | 29.42* | 9.10 | −0.032 | ||||||
2 | 20150216 | L7 | L11 | L10 | 3 @300 Hz | 330 | 2 | 20 | 3 | 34.18* | −34.70* | −44.49* | −24.76* |
20150608 | 20 | −1.93 | 52.24* | −16.66 | 0.35 | ||||||||
20150804 | 20 | −19.18 | 28.47* | −25.7 | 6.70 | ||||||||
3 | 20150128 | R11 | R7 | R10 | 3 @300 Hz | 330 | 2 | 20 | 3 | −14.14 | 19.97 | 6.68 | −21.34 |
4 | 20150126 | L3 | L4 | L8 | 3 @300 Hz | 330 | 2 | 20 | 3 | −17.82 | −13.14 | 3.71 | −20.49 |
5 | 20150615 | L4 | L3 | L2 | 3 @300 Hz | 330 | 2 | 20 | 3 | 5.22 | −29.65* | −10.61 | −9.02 |
6 | 20150706 | L8 | L4 | L6 | 3 @300 Hz | 330 | 2 | 20 | 3 | −17.51 | 8.86 | 12.77 | −6.03 |
Experiments are grouped by sites and sessions and are listed chronologically. Percentage change in EP amplitude was measured immediately after paired stimulation ended. In session 20150403, two conditioning blocks were performed with a 3 h gap in between. The first entry is the result of the first conditioning block and 20150403† is the second conditioning block (see Results).
*p < 0.05 based on control distributions from Figure 13.
In addition to testing connection strengths immediately before and after conditioning, we tested at additional times relative to the 3 h conditioning window (Fig. 5b–d). Although EP amplitudes within a given testing period showed little variance (e.g., 0.34 CV; Fig. 3a), there was more variability over the course of 3 h before conditioning, consistent with previous observations (Richardson and Fetz, 2012). To account for this variability, we used the mean of all preconditioning EPs as a baseline (Fig. 5c,d). Immediately after conditioning, the EP amplitude from A→B increased 87.4% (from 219.3 ± 83.6 μV to 411.0 ± 9.0 μV, mean ± SD, n = 295; p < 0.001). This increase in connection strength from A→B was maintained 3 h later (410.0 ± 9.0 μV, +86.9%, p < 0.001). Twenty-four hours after conditioning ceased, the amplitude fell back within the SD of the preconditioning baseline, but still remained significantly elevated (297.0 ± 10.0 μV, p < 0.001) and, by 48 h after conditioning, had fully returned to baseline (224.0 ± 7.0 μV, p = 0.56; Fig. 5d.). Changes in the slope of the stimulus–response curve, another measure of connection strength (Hess et al., 1996), follow those of the EP amplitude at the chosen current (Fig. 6, p = 0.54, paired t test, n = 41 sessions), suggesting that these results are consistent over the range of stimulus currents tested.
Because potentiation of the A→B connection was maintained for at least 3 h in the absence of continued paired stimulation, we ran a second conditioning block to determine whether the A→B connection could be potentiated further. We tested this during one session (Table 1, session 20150403†) in which a 3 h block of paired stimulation was followed by 3 h of no stimulation and then an additional 3 h of paired stimulation. During the first conditioning block, the A→B EP increased from 123.1 ± 25.0 μV to 431.6 ± 56.2 μV (+250.7%, p < 0.05). After 3 h of no stimulation the A→B amplitude fell to 261.6 ± 44.6 μV, which was still significantly larger than the preconditioning amplitude (+112.5%, p < 0.05). However, after a second 3 h block of paired stimulation, the A→B EP amplitude did not increase further and was maintained at 256.6 ± 36.0 μV (−3.45% compared with the previous testing period, p > 0.05).
Although paired stimulation was delivered between specific A→B sites, the widespread connections across the electrode grid allowed us to see effects throughout the network. A summary of the postconditioning responses at all sites to stimulation at A, B, or C during the session illustrated in Figure 5 is shown in Figure 7 (white tiles indicate no EP recorded). Many connections showed small increases or decreases in response to paired stimulation, but an ANOVA revealed a significant difference between the mean A→B, A→C (+3.9%), and C→B (+1.7%) responses immediately after conditioning (p < 0.001). Post hoc analyses demonstrated that the change in EP amplitude from A→B was significantly larger than that between A→C (p < 0.001, 2-sample t test) and C→B (p < 0.001). Two other sites showed a significant amplitude increase in EPs elicited from site A immediately after conditioning (R6: +17.6%, p < 0.001; and R12: +11.7%, p < 0.001; Fig. 7). Stimulation protocols producing changes in cortical connectivity that are unrelated to the stimulus pairing have been reported previously (Rebesco and Miller, 2011). These effects could result from global changes in cortical excitability due to the repetitive stimulation, which will be discussed in further detail below. The bottom three panels of Figure 7 show network-wide changes at testing periods +3, +24, and +48 h after conditioning.
A second example conditioning session in Monkey U (Table 2, session 20150603) is shown in Figure 8. Because Monkey U was engaged in a behavioral task, testing and conditioning periods were obtained in the booth during one session. Conditioning stimulation was delivered for 1 h at a delay of 20 ms between site L3 (A site) and L7 (B site), with site L2 serving as the control (C site) (Fig. 8a). Figure 8b shows the average EP for 400 μA stimuli before and after conditioning, with the peak and trough denoted by the black diamonds and the corresponding stimulus–response relationship shown in in Figure 8c. The insets show similar results obtained using the rising slope of the first component of the evoked potential as the measured variable, as has been used in in vitro paired-stimulation plasticity experiments (Froemke and Dan, 2002). Both metrics show a similar effect of conditioning (Fig. 4c, black filled circle). Again, we saw a large increase in EP amplitude from A→B (+43.3%, p < 0.001) and variable increases and decreases among other connections. An ANOVA comparing mean responses among A→B, A→C (−16%), and C→B (−2.1%) was significant (p < 0.001) and post hoc t tests showed significant differences between the A→B and A→C and the A→B and C→B effects (both p < 0.001). As in the previous example, conditioning led to significant changes of EP amplitude at several other sites across the electrode grid (Fig. 8d). In summary, these two conditioning sessions exhibited a significant increase in EP amplitude between the targeted site pair that was accompanied by weaker, nonspecific effects at both the presynaptic and postsynaptic sites.
Table 2.
Experiment | Session | A site | B site | C site | Pulses | Current (uA) | Frequency (Hz) | Delay (ms) | Duration (h) | A→B (% change) | B→A (% change) | A→C (% change) | C→B (% change) |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1 | 20150528 | L3 | L7 | L2 | 3 @330 Hz | 80 | 2 | 20 | 1 | 51.37* | 8.41 | −12.41 | −0.97 |
20150529 | B only stim | 17.65 | 157.22* | 2.54 | −3.18 | ||||||||
20150603 | 20 | 43.27* | 7.14 | −16.05 | −2.09 | ||||||||
20150604 | — | — | — | 19.96 | 0.54 | 0.29 | 2.74 | ||||||
20150608 | 10 | 27.15* | 5.41 | −0.47 | 0.68 | ||||||||
20150609 | 30 | 23.53 | 4.07 | 4.80 | 1.17 | ||||||||
21050611 | 100 | 6.20 | 1.50 | 4.52 | −1.59 | ||||||||
20150612 | 200 | 7.46 | −3.82 | 0.88 | 0.72 | ||||||||
20150806 | 20 | 28.64* | 5.19 | 12.24 | 6.04 | ||||||||
20150807 | 20 | 6.70 | −1.14 | 8.30 | 0.96 | ||||||||
20150928 | 20 | 18.52 | 2.92 | 36.19* | 4.27 | ||||||||
20151001 | 1 | 200 | 6 | 11.70 | 5.28 | 13.85 | −1.14 | ||||||
20160108 | 3 @300 Hz | 80 | 50 | 11.11 | 17.25 | 29.10* | 2.88 | ||||||
2 | 20150707 | L13 | L12 | L9 | 3 @330 Hz | 100 | 2 | 20 | 1 | 5.23 | −1.07 | 0.23 | 4.33 |
20150708 | 200 | 20 | −3.46 | −0.45 | −3.32 | −3.75 | |||||||
3 | 20150922 | L4 | L8 | L12 | 3 @330 Hz | 80 | 2 | 20 | 1 | 5.04 | 3.30 | −9.17 | −3.38 |
20150924 | 20 | 6.46 | 8.97 | 11.07 | 2.40 | ||||||||
4 | 20150521 | L7 | L3 | L2 | 3 @330 Hz | 80 | 2 | 20 | 1 | 5.57 | 53.75* | −11.60 | 6.28 |
5 | 20150522 | L8 | L6 | L12 | 3 @330 Hz | 100 | 2 | 20 | 1 | 3.20 | 3.40 | 3.76 | −5.91 |
6 | 20150527 | L10 | L15 | L14 | 3 @330 Hz | 120 | 2 | 20 | 1 | 17.16 | −7.31 | 27.45* | −40.74* |
7 | 20150702 | L8 | L9 | L3 | 3 @330 Hz | 120 | 2 | 20 | 1 | 7.29 | 4.14 | 6.64 | 1.11 |
8 | 20150709 | L6 | L2 | L7 | 3 @330 Hz | 140 | 2 | 20 | 1 | −4.10 | 2.90 | 4.70 | 3.46 |
9 | 20150710 | L12 | L8 | L13 | 3 @330 Hz | 140 | 2 | 20 | 1 | 1.16 | 4.82 | −1.78 | 2.64 |
Experiments are grouped by sites and sessions and are listed chronologically. Percentage change in EP amplitude was measured immediately after paired stimulation ended.
*p < 0.05 based on control distributions from Figure 13.
STDP and global changes result from paired stimulation
STDP is characterized by a specific relationship between the change in synaptic strength and the delay between presynaptic and postsynaptic firing. Short delays, such as the 20 ms interstimulus interval highlighted in the above examples, are optimal for inducing potentiation in the A→B direction, whereas longer delays, typically >50 ms, lie outside of the potentiation window (Bi and Poo, 1998). We tested a range of delays (6, 10, 20, 30, 50, 100, and 200 ms; Tables 1, 2) for the R7→R11 (Monkey Q) and L3→L7 (Monkey U) site pairs to determine whether the paired-stimulation conditioning effects were consistent with an STDP rule. Figure 9 shows that, at delays <50 ms, the A→B connection is potentiated preferentially in accordance with a pre-before-post rule (Bi and Poo, 2001). The reverse B→A connection serves as a proxy for post-before-pre conditioning, for which the STDP rule predicts synaptic depression (Bi and Poo, 1998). Although most B→A responses showed little change with conditioning, two cases in Monkey Q (Fig. 9, circles, lower left quadrant) showed the expected decrease.
To confirm that the STDP effects were robust, we repeated conditioning sessions with the optimal 20 ms interstimulus delay for these two site pairs. Conditioning produced significant increases in EP amplitude from A→B in many, although not all, sessions (Fig. 9, Tables 1, 2). On average, the change in A→B EP amplitude for 20 ms delays at these two site pairs was significantly different from zero (median change = +39%; p < 0.01, one-sample sign test; the small number of data points were not normally distributed). A Kruskal–Wallis test showed a significant difference (p = 0.002) between the A→B, A→C (median = +6.1%), and C→B (+1.0%) distributions for all 20-ms-delay sessions. Post hoc analyses indicated a significant difference between the A→B and C→B distributions (p = 0.007, Mann–Whitney test) and between the A→B and A→C distributions (p < 0.001).
The effect of interstimulus interval on changes in the strength of the A→B connection strongly suggests a role for Hebbian STDP. However, as in the example conditioning sessions described above (Figs. 7, 8d), we observed EP changes outside of the target A→B connection that were not predicted by STDP. This result led us to question whether the A→B effects could be accounted for by global changes in excitability. To separate global from targeted, paired-stimulation effects on EP amplitude, we created a distribution of postconditioning effects for all outputs from site A (except B and C) and site B (except A and C) for the two site pairs (Q:R7→R11, U:L3→L7) across all delays (n = 23 sessions; Fig. 10a,c). These two distributions were termed Acont and Bcont (see Materials and Methods) and are shown as histograms (Fig. 10a,c) and cumulative densities (Fig. 10b,d) in Figure 10. The Acont distribution showed a significant increase in EP amplitude compared with zero (+4.0 ± 1.0%, p < 0.001, 1-sample t test, upper left quadrant of significance matrix at the bottom right of Fig. 10), highlighting the nonspecific effects of repetitive stimulation.
Comparison of the cumulative density curve of the Acont distribution to that compiled from just the A→B effects (Fig. 10b) shows a significant separation (p < 0.001, K–S test, upper right quadrant of significance matrix; Fig. 10). Therefore, the increase in connectivity strength from A to B due to the targeted conditioning surpasses that of the global effects on the network. Furthermore, increases in A→B EPs at short delays (10–30 ms) drive this difference because A→B effects at long delays (50–200 ms) were not significantly different from Acont (n = 6 sessions, p = 0.175, K–S test). Conversely, conditioning effects on the B→A EPs were not different from those in the Bcont distribution (Fig. 10d; p = 0.27, K–S test, lower left quadrant of significance matrix; Fig. 10) regardless of paired-stimulation delay (50–200 ms delays: n = 6 sessions, p = 0.26, K–S test).
Paired stimulation produces inconsistent STDP effects at most site pairs
The results from the two site pairs discussed above demonstrated that STDP-like effects could be induced between cortical neurons after paired stimulation. We sought to extend these results to multiple sites and tested 13 other pairs in the hand area of primary motor and somatosensory cortex across both monkeys (Fig. 11) using a 20 ms interstimulus delay. These sites encompassed both M1 and S1. However, we did not see any significant difference in effects on EP amplitude when considering connections within a particular region (M1→M1, S1→S1) or those that crossed the central sulcus (M1→S1, S1→M1) (one-way ANOVA, p = 0.18). The changes in the A→B, B→A, and A→C connections at 20 ms delay for all site pairs tested are shown in Figure 12 and Tables 1 and 2 summarize all conditioning experiment parameters. The two site pairs discussed above (Q:R7→R11 and U:L3→L7, leftmost in Fig. 12) highlight a pattern that is consistent with an STDP time course: an increased A→B connection and minimal changes in B→A and A→C. Across all 13 site pairs tested, only one other pair (monkey Q:L7→L11) showed this pattern, but it was unrepeatable in two other sessions (Fig. 12).
To examine the significance of the paired stimulation effects compared with the global effects for all site pairs, we again calculated cumulative distributions. Figure 13a summarizes the results for sessions with a 20 ms delay for all 15 site pairs as the Acont distribution compared with the cumulative density of A→B and A→C effects. Similar distributions are shown for the B and C sites (Fig. 13b,c). There was a small, but significant, shift in the mean of Acont (+2.5 ± 0.9%, 1-sample t test, p = 0.01, n = 251, Fig. 13a, inset) and Bcont (+2.7 ± 1.0%, p = 0.01, n = 237, Fig. 13b, inset) away from zero after conditioning at a 20 ms delay, demonstrating the global changes in connections from stimulated sites. The mean of the Ccont distribution was not significantly different from zero (−0.23 ± 0.28%, p = 0.68, Fig. 13c, inset), suggesting that the connections from unstimulated sites were not globally affected by conditioning. The p-values for these tests are shown in the diagonal elements of the significance matrix shown at the bottom of Figure 13.
The A→B distribution showed significant separation from the Acont distribution (p = 0.03, K–S test, upper middle element of the significance matrix; Fig. 13a), particularly at large percentage increases (the upper right tail of the A→B curve), again indicating an effect of targeted conditioning beyond the global effects on the network. Only three of the 15 site pairs tested (Monkey U: L3→L7; Monkey Q: R7→R11 and L7→L11; Fig. 12), including the two pairs described in Figures 7 and 8, drive this separation and lie outside of the 95th percentile of the Acont distribution. In contrast, there were no significant differences in the distributions for the B→A connection (p = 0.08, middle left element of the significance matrix) and the B→C connection (p = 0.31) compared with Bcont (Fig. 13b) or for the C→A connection (p = 0.63) and the C→B connection (p = 0.36) compared with the Ccont distribution (Fig. 13c). The A→C distribution was marginally significantly different from Acont (p = 0.05).
An example site pair that did not exhibit a significant conditioning effect (Table 2, session 20150708) is shown in Figure 14. The A→B EP amplitude was 722.6 ± 6.6 μV before conditioning and 697.6 ± 6.0 μV after conditioning (−3.5%, p > 0.05, Fig. 14b–d). Again, we measured the slope of the rising phase of the EP to confirm that the absence of an effect was not due to the peak–trough measure. As can be seen in the insets of Figure 14, b and c, the changes in slope before and after conditioning closely follow those of the peak–trough amplitude (Fig. 4c, gray filled circle). This was seen consistently across many experiments. There was no significant difference between the percentage change seen in A→B after conditioning using the peak–trough amplitude compared with the slope of the first rising phase (p = 0.66, paired t test; Fig. 4c) or the absolute amplitude of the first phase (p = 0.38, paired t test; Fig. 4d).
Discussion
This study aimed to induce synaptic plasticity in sensorimotor cortex in awake, behaving nonhuman primates using a paired-stimulation protocol. Sites in precentral and/or postcentral cortex were deemed functionally connected if stimulation of one site evoked an LFP response at the other site. Prolonged paired stimulation of some connected sites at a fixed delay resulted in STDP, as evidenced by increased EP amplitude when conditioning with short delays but not long ones (Fig. 9). Plasticity effects in the targeted A→B connection surpassed global increases in connectivity throughout the network (Fig. 13). Surprisingly, this effect was only produced in two of 15 site pairs (13%). Effects in the other 13 site pairs predominantly showed global increases in connectivity (50% of pairs) or depression of the targeted site pair (44% of pairs), likely resulting from changes in excitability or generalized plasticity (Pascual-Leone et al., 1998). These results are consistent with other studies, both in vitro (Bi and Poo, 1998) and in vivo (Jackson et al., 2006), showing that the expected effects of STDP were variable and occurred only in a subset of cases. The effects that we observed raise questions about the mechanisms underlying STDP between cortical populations induced with paired electrical stimulation in vivo.
STDP between cortical populations may be induced via paired stimulation
Typical in vitro STDP studies document connectivity changes using a direct measure of EPSPs (Markram et al., 1997; Bi and Poo, 1998; Sjöström et al., 2001; Froemke and Dan, 2002). Evidence of STDP has also been obtained with indirect measures such as evoked movements (Jackson et al., 2006; Lucas and Fetz, 2013), postspike electromyographic responses (Nishimura et al., 2013), motor evoked potentials (Wolters et al., 2003), network modeling (Rebesco et al., 2010; Rebesco and Miller, 2011), and others (Feldman, 2012). This study is one of the first to show long-lasting STDP in evoked LFPs mediated by cortical connections. The corticocortical EPs typically showed multiple phases, probably mediated by monosynaptic and polysynaptic connections between the sites. In two of the site pairs, STDP effects were robust, repeatable, and displayed a classic STDP time course (Fig. 9). The changes were evident in multiple EP phases (Fig. 5c), suggesting that many pathways between the two sites were similarly enhanced by paired stimulation. These results indicate that paired stimulation can induce targeted plasticity under the appropriate circumstances. Surprisingly, a majority of sites did not show STDP, which could be explained by several factors, as discussed below.
STDP is a multifaceted phenomenon
Paired stimulation of a source population at A and a target population at B could be considered comparable to the pre→post pairing in in vitro studies (Bi and Poo, 1998; Feldman, 2000; Froemke and Dan, 2002). In principle, paired electrical stimulation in vivo will similarly induce activity at the presynaptic and postsynaptic sites in an appropriately timed manner to induce plasticity. However, as has been demonstrated in vitro, timing is only one of many factors governing plasticity at a given synapse (Feldman, 2012). We found that pairs of single pulses were insufficient, but trains of three pulses produced results consistent with observations in rodents (Rebesco and Miller, 2011). Sjöström et al. (2001) demonstrated the influences of background firing rate and cooperativity of multiple inputs on STDP effects in V1 with fixed pre→post delays. Spatiotemporal integration is critical for sufficient depolarization in the postsynaptic neuron such that a well-timed back-propagating action potential will promote STDP (Lisman and Spruston, 2005).
The intrinsic connectivity of cortical networks, comprising the number, strength, and location of connections, is another key factor governing synaptic plasticity (Sjöström et al., 2001; Froemke et al., 2005). Recordings of EPs from large populations provide only a gross measure of network connectivity that cannot resolve the specific synapses that might be conditioned. Of the many possible connections between cells at sites A and B, Figure 15 illustrates key pathways that could help to explain our mixed results. Long-range pyramidal cell collaterals identified in neuroanatomical studies (DeFelipe et al., 1986) likely provide the major excitatory pathway giving rise to EPs; these would be modified by conditioning and are probably the site of plastic effects observed in other in vivo STDP studies (Jackson et al., 2006; Rebesco et al., 2010; Rebesco and Miller, 2011). Because LFPs incorporate many nearby current sources (Buzsáki et al., 2012), the EPs cannot differentiate those pathways that may be more amenable to STDP. Because spatial integration is one of the factors contributing to STDP (Sjöström et al., 2001), pathways having high convergence would be more likely to show plasticity (Fig. 15, green pathway).
There are also multiple forms of STDP that occur in a regional and synapse-specific fashion (Feldman, 2012). In traditional Hebbian STDP, positive delays (pre before post) produce LTP, whereas negative delays (post before pre) promote LTD. Conversely, in anti-Hebbian STDP, LTD is produced at positive delays and moderate LTP at negative delays. Anti-Hebbian STDP occurs at a variety of synapses, particularly those of layer 2/3 neuron axons on the distal dendrites of layer 5 neurons, likely due to attenuation of the back-propagating action potential (Sjöström and Häusser, 2006). Because our paired stimulation probably invoked STDP at both proximal and distal dendrites, the resulting mixture of Hebbian and anti-Hebbian effects could have prevented net LTP from occurring at site B (Fig. 15, purple pathway). Connections between excitatory and inhibitory neurons (Fig. 15, red pathway) show a variety of STDP time courses (Caporale and Dan, 2008), further obscuring the net effects produced among a heterogeneous population. It should also be noted that fields from antidromically activated cells at B would presumably not be changed by the conditioning protocol and thus would dilute the measure of any actual A→B conditioning.
Traditional Hebbian STDP also predicts depression in the B→A connections because this involves a negative delay. To the extent that the B→A connections from distal layer 2/3 at B to layer 5 cells at A exhibit anti-Hebbian STDP this would be consistent with the lack of B→A depression that we observed (Fig. 15, blue pathway). In addition, STDP effects incorporating multiple spike times do not add linearly (Froemke and Dan, 2002) and therefore, whereas B→A connections may have experienced a negative delay between the initial paired-stimulation pulses, continued activation via recurrence may have interfered with the simplest Hebbian mechanism.
Timing of presynaptic and postsynaptic activation is one of the few parameters that we could control experimentally, along with rate of stimulation. For two of our site pairs, a sufficient combination of these factors aligned such that the rate and timing of paired stimulation promoted STDP. We tested other protocols varying the rate, number of pulses, or duration of stimulation to optimize the parameter space (see Materials and Methods), but these did not produce conditioning effects for the other 13 site pairs. However, it seems likely that the synaptic connections mediating the EPs between these other pairs would be modifiable and that other, untested stimulation protocols would have activated the appropriate circuit elements for inducing STDP at these sites.
Artificial effects of electrical stimulation
Electrical stimulation is an excellent way to activate neurons rapidly, yet it is inherently artificial and nonspecific because it can activate axons and recruit neurons transynaptically (Gustafsson and Jankowska, 1976; Histed et al., 2009) in nonphysiological spatiotemporal patterns. Many studies using electrical stimulation to induce STDP record a neural signal from the presynaptic and postsynaptic site (Markram et al., 1997; Bi and Poo, 1998) or trigger postsynaptic stimulation from a neural event (Jackson et al., 2006; Rebesco et al., 2010; Nishimura et al., 2013; Zanos, 2013) to ensure proper timing of action potentials and postsynaptic depolarization. We hypothesized that paired stimulation would be sufficient to induce well-timed spiking both presynaptically and postsynaptically with fixed delays appropriate to promote plasticity. This hypothesis is substantiated by in vivo evidence that paired stimulation can change the inferred connectivity of neural networks (Rebesco and Miller, 2011). Furthermore, studies in humans using transcranial magnetic stimulation to pair stimulation of the median nerve with associated cortical areas demonstrate classic Hebbian STDP (Wolters et al., 2003). Therefore paired-stimulation protocols should be able to promote targeted plasticity, as we observed for a subset of site pairs. However, it is possible that the artificial pattern of neural activation with electrical stimulation was not permissive for STDP at the other sites.
Conditioning with spike-triggered stimulation (Jackson et al., 2006) produced a larger proportion of positive plasticity effects than paired electrical stimulation, which could be due to several significant experimental differences. Stimulating at site A rather than using recorded trigger spikes would have activated a larger population of more diverse cell types synchronously and consequently recruited a broader range of plasticity mechanisms, such as Hebbian and anti-Hebbian effects. The net result of this broader recruitment may have been less facilitation of excitatory connections, producing fewer cases of significant changes in EPs in the present study. Second, the triggering spikes in the Jackson et al. (2006) study occurred in association with normal behavior, whereas we delivered paired stimulation in a preprogrammed manner independently of the modulation of local activity with movements or sleep spindles. Third, documenting the conditioning effects with peripheral responses to trains of cortical microstimuli rather than with cortical potentials evoked by single test stimuli would have involved different circuit mechanisms and potential loci of plasticity. These issues could be investigated in future experiments by direct comparison of results with spike- and stimulus-triggered conditioning.
The complexity of different STDP mechanisms for different cell pairs (Sjöström et al., 2001; Feldman, 2012) could be addressed with more specific stimulation techniques. For example, optogenetic stimulation can be used to activate only local excitatory pyramidal neurons, rather than the diverse, more widely distributed, excitatory and inhibitory population recruited by electrical stimuli (Yazdan-Shahmorad et al., 2016). In a paired-stimulation protocol, optogenetic stimulation could begin to elucidate how different circuit elements contribute to STDP in cortical networks.
In conclusion, our results indicate that conditioning in monkey sensorimotor cortex with paired electrical stimulation produced results consistent with STDP, but in a surprisingly small proportion of sites. The neural mechanisms explaining these results remain to be further elucidated. Future experiments could compare the results of conditioning with electrical stimulation and results with optogenetic or spike-triggered stimulation at the same cortical sites.
Footnotes
This work was supported by the National Institutes of Health (Grant RR 00166; Grant NS12542 to E.E.F.; Grant NS088597 to S.I.P.; and Grant 5 T32 GM07108-40 to S.C.S) and the National Science Foundation (Grant EEC-1028725). We thank L. Shupe for programming assistance and R. Schaefer and R. Robinson for assistance with animals.
The authors declare no competing financial interests.
References
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