Abstract
Key points
The nucleus incertus is a key node of the brainstem circuitry involved in hippocampal theta rhythmicity.
Synchronisation exists between the nucleus incertus and hippocampal activities during theta periods.
By the Granger causality analysis, we demonstrated a directional information flow between theta rhythmical neurons in the nucleus incertus and the hippocampus in theta‐on states.
The electrical stimulation of the nucleus incertus is also able to evoke a phase reset of the hippocampal theta wave.
Our data suggest that the nucleus incertus is a key node of theta generation and the modulation network.
Abstract
In recent years, a body of evidence has shown that the nucleus incertus (NI), in the dorsal tegmental pons, is a key node of the brainstem circuitry involved in hippocampal theta rhythmicity. Ascending reticular brainstem system activation evokes hippocampal theta rhythm with coupled neuronal activity in the NI. In a recent paper, we showed three populations of neurons in the NI with differential firing during hippocampal theta activation. The objective of this work was to better evaluate the causal relationship between the activity of NI neurons and the hippocampus during theta activation in order to further understand the role of the NI in the theta network. A Granger causality analysis was run to determine whether hippocampal theta activity with sensory‐evoked theta depends on the neuronal activity of the NI, or vice versa. The analysis showed causal interdependence between the NI and the hippocampus during theta activity, whose directional flow depended on the different neuronal assemblies of the NI. Whereas type I and II NI neurons mainly acted as receptors of hippocampal information, type III neuronal activity was the predominant source of flow between the NI and the hippocampus in theta states. We further determined that the electrical activation of the NI was able to reset hippocampal waves with enhanced theta‐band power, depending on the septal area. Collectively, these data suggest that hippocampal theta oscillations after sensory activation show dependence on NI neuron activity, which could play a key role in establishing optimal conditions for memory encoding.
Keywords: granger causality, limbic system, phase reset
Key points
The nucleus incertus is a key node of the brainstem circuitry involved in hippocampal theta rhythmicity.
Synchronisation exists between the nucleus incertus and hippocampal activities during theta periods.
By the Granger causality analysis, we demonstrated a directional information flow between theta rhythmical neurons in the nucleus incertus and the hippocampus in theta‐on states.
The electrical stimulation of the nucleus incertus is also able to evoke a phase reset of the hippocampal theta wave.
Our data suggest that the nucleus incertus is a key node of theta generation and the modulation network.
Abbreviations
- CRH
corticotropin‐releasing hormone
- DTF
directed transfer function
- HPC
hippocampus
- LFP
local field potential
- MS/DBv
medial septum diagonal band of Broca
- NI
nucleus incertus
- RPO
reticular pontine oralis nucleus
- SDF
spike density function
Introduction
Synchronisation of oscillatory activity in distributed neuronal networks reflects the dynamic interactions that underlie information coding (Singer, 1999; Buzsáki, 2002; Foster & Wilson, 2006; O'Neill et al. 2008). In the hippocampus, the ‘active’ state is reflected by highly rhythmic oscillations of the local field potential at theta frequencies (4–10 Hz) (Buzsáki, 2002; Grastyán et al. 1959; Green & Arduni, 1954; Jouvet, 1969; Vanderwolf, 1969). These oscillations have been extensively described as being related to sensorimotor integration, spatial navigation and memory (Bland, 1986; O'Keefe & Recce, 1993; Huerta & Lisman, 1995; Bland & Oddie, 1998; Buzsáki, 2002, 2005).
Hippocampal theta rhythmicity is largely driven by subcortical distributed neuronal assemblies, which are involved in the generation, maintenance and modulation of the theta state (Faris & Sainsbury, 1990; Kirk & McNaughton, 1991; Alonso et al. 1996; Kirk et al. 1996; Kocsis & Vertes, 1996; Young & McNaughton, 2009). A complex network, which includes the septal area, posterior hypothalamus, mammillary area and mesopontine nodes, among others, exhibits oscillatory field activity coupled to hippocampal theta waves (Mitchell & Ranck 1980; Alonso & García‐Austt, 1987a , b ; Kirk & McNaughton 1991; Alonso et al. 1996; Kirk et al. 1996; Kocsis & Vertes 1996; Bassant & Poindessous‐Jazat 2001). However, as the mechanisms involved in the coordination of distributed theta activities remain unclear, it is worth studying their dynamics to gain a better understanding of extrahippocampal theta coding.
A large body of evidence has shown the functional relationship between the brainstem and hippocampal theta rhythm (Pignatelli et al. 2012, for a review). The pontine nucleus incertus (NI), which belongs to the ascending brainstem–diencephalo–septal systems, is closely interconnected to the key nodes of the theta network (Goto et al. 2001; Olucha‐Bordonau et al. 2003). NI neurons connect the reticular pontine oralis nucleus (RPO), usually identified as the main activator of oscillation, with the medial septum–diagonal band of the Broca complex (MS/DBv), considered to be the pacemaker of rhythm (Teruel‐Martí et al. 2008). Studies by our group have focused on analysing the interdependence of the NI and the hippocampus through theta waves. NI activation induces theta rhythmicity in the CA1 area of the hippocampus. Sustained hippocampal theta activity, elicited either by RPO stimulation or by sensory activation, leads to a differential activity of NI neurons. Moreover, NI inactivation or lesion blocks the RPO (Nuñez et al. 2006). During hippocampal theta periods, the NI local field potential presents a synchronised oscillatory theta pattern (Cervera‐Ferri et al. 2011) and, more specifically, a subpopulation of NI neurons shows theta firing coupled to hippocampal theta waves (Martínez‐Bellver et al. 2015). Studies by other groups have evidenced a proportion of NI neurons whose firing is coupled to the hippocampal theta after the local infusion of corticotropin‐releasing hormone (CRH) in the NI itself (Ma et al. 2013). By taking into account the connections of the NI (Goto et al. 2001; Olucha‐Bordonau et al. 2003), the immunoreactivity for CRH receptors (Potter et al. 1992, 1994; Chalmers et al. 1995) and the activation of NI neurons by stress (Bittencourt & Sawchenko, 2000; Banerjee et al. 2010), it has been proposed that NI neurons could be stress‐ and arousal‐responsive, and involved in the integration of emotional and cognitive processes.
In the first part of the present work, we sought to analyse the temporal and directional dynamics of the synchronisation between the NI and the hippocampus. We tested the hypothesis that the coherent activities between both areas would show a temporal and preferential causal relationship, with defined directionality during theta periods. In order to delineate the patterns of interaction between both oscillators during experimental theta activation, time–frequency and causality methods were applied. The Granger causality analysis is an efficient method for assessing the effective coupling direction of the signals sourced from a set of interconnected nodes (Granger, 1969; Ding et al. 2006; Seth, 2007). Here we applied Granger's notion to identify the net directionality of the bidirectional communication between the local field potential of the hippocampus and the single‐unit activity of the NI. The analyses focused on determining whether there was any causal – meaning directional – influence between them.
Our study also aimed to clarify some functional aspects of the role of the NI during brainstem‐induced theta activation. In this sense, one viable mechanism by which hippocampal theta rhythmicity may elicit mnemonic processing is by resetting the theta wave, in which ongoing theta becomes phase‐locked to incoming sensory stimuli (Adey, 1967; Givens, 1996; Brankack et al. 1996; Vinogradova et al. 1996).
Methods
In this study, three groups of results are included. The first group is a reanalysis of a subset of data which appeared in a previously published study that focused on the single‐unit characterisation of NI neurons coupled to hippocampal theta rhythmicity (Martínez‐Bellver et al. 2015). This group included 56 cases of well‐isolated single units in conjunction with simultaneously recorded local field potential (LFP) signals. Full details about the experimental set‐up can be obtained from the original study. Here we provide only the essentials.
A control group (n = 8) was added to study the dependency of the NI on the sensory activation of the hippocampal system. In a third experimental group (n = 16), we assessed the hypothesis of the NI as a driver of the phase resetting of hippocampal theta oscillations.
Ethical approval
The present work complies with the ethical principles under which The Journal of Physiology operates. All the experimental procedures were reviewed by the Research Ethics and Animal Welfare Committee of the University of Valencia (UV) in accordance with European Communities Council Directive (2010/63/EU) on the protection of animals used for scientific purposes. Adult female Sprague–Dawley rats (250–300 g) were used in the present study. Animals were supplied by Janvier (Le Genest St Isle, France) and maintained until the day before the experiment in the animal facilities at the Faculty of Medicine (UV). Experiments were designed to minimise the number of animals used and their suffering. Animals were housed under controlled temperature conditions (23 ± 3°C) in a regular light–dark cycle, with food and water provided ad libitum.
Surgery methods
Rats were urethane‐anaesthetised (1.5 g kg–1 i.p.), with supplemental doses of anaesthetic when the amplitude of the slow waves (< 2.5 Hz) in the hippocampal field potential decreased during non‐stimulated periods. Lidocaine 2%/epinephrin (s.c.) was added as a local anaesthetic to block the nerves of the scalp and pressure points: zygomatic (0.05 ml) and ophthalmic (0.1 ml) nerves and C2 fibres (0.2 ml). Surgery started only when plantar and tail pinch reflexes disappeared. Animals were then secured to a stereotaxic frame and maintained at 37–38°C with a heating pad. Following a midline sagittal incision, trephine holes were drilled above the dorsal hippocampus in the CA1 area (AP: –3.5 mm, L: 2.5 mm and DV: 2.5 mm) and the NI (AP: –9.7 mm, L: 0.0 mm and DV: 6.4 mm), referenced from bregma, and according to the atlas of Paxinos & Watson (2004). Due to interindividual variability and the small size of the NI, proportional corrections were made with reference measures (9 mm from bregma to interaural), as previously described (Teruel‐Martí et al. 2008), in order to enhance precision. For the inactivation experiments of the septal region, an additional trephine hole was drilled above the medial septum (AP: 0.7 mm, L: 0.0 mm and DV: 6.2–7.5 mm).
Electrophysiological methods
Recording protocols
The methods used to acquire electrophysiological recordings have been previously described in detail (Martínez‐Bellver et al. 2015). Briefly, the hippocampal LFP was recorded with a steel Teflon‐coated monopolar macroelectrode (120 μm diameter; World Precision Instruments, Aston, Stevenage, UK), placed at the CA1 region of the hippocampus and referenced against an indifferent electrode placed in the cerebellar epidural space. The final position was determined by maximising the amplitude of the LFP in response to a mild tail pinch application.
Raw field activity was recorded with a first differential AC pre‐amplifier (Grass p55; ×10, Grass Technologies, West Warwick, RI, USA) complemented with a second amplification (Cibertec amplifier, ×100; model: AMPLI4G21, Cibertec, Madrid, Spain) and filtered online (0.3–30 Hz). Data were collected on a personal computer via a Cambridge Electronic Design (Cambridge, UK) 1401 interface using the Spike2 software (Cambridge Electronic Design; sampling rate, 1000 Hz).
Single unit activity was recorded in the NI concurrently with the hippocampal LFP. Borosilicate glass microelectrodes, filled with 3 m saline, were used with in vitro impedances of > 5.0 MΩ. The capillary was placed on the NI coordinates and was lowered using a one‐axis motorised stereotaxic micromanipulator (Narishige, Japan). Single‐cell activity was amplified (DAM 80; World Precision Instruments, Sarasota, FL, USA) and monitored on a digital oscilloscope with an audio monitor as a complement. Only the single‐unit signals that showed a stable waveform and a high signal‐to‐noise ratio (4:1 or more) were selected. Single‐unit recordings were sampled at 20 kHz and bandpass‐filtered at 250–5000 Hz.
Stimulation procedures and functional inhibition
Sensory stimulation and NI blockade. After a hippocampal spontaneous activity period (30 s), tail pinch was applied (30 s) by means of a clamp with regulated closure to warrant a similar stimulation level across experiments. For the purpose of verifying whether the NI is a key node in sensory processing, in some cases (n = 8) we performed a temporary inhibition of the NI by pharmacological blockade following tail pinch. Inhibition was carried out in the NI area by injecting 1 μl of the GABAA agonist muscimol (75 ng, 0.5 μl), delivered at 0.5 μl min–1 with a Hamilton syringe.
Electrical stimulation. Electrical stimulation of the NI (n = 16) was applied by means of bipolar electrodes (two twisted 120 μm‐diameter bluntly cut stainless steel wires). Prior to each experiment, the optimal depth of the stimulation electrode was determined by sequentially applying short trains at a given intensity and measuring the evoked theta increase in the hippocampal LFP. When the spontaneous hippocampal activity returned to basal values, the definitive stimulation was applied (0.1 Hz electrical pulses at 100–500 μA, 0.2 ms).
The involvement of the septal area in the NI activation effect was assessed by the transient inhibition of the medial septum (5 of the 16 animals). The blockade was made by injecting 0.7–1 μl of 5% procaine with a Hamilton syringe (0.1 μl min–1), delivered along the dorsoventral coordinates of the septal area.
Terminal procedures
At the end of the experimental procedures, animals were killed under terminal anaesthesia. Animals were deeply anaesthetised with sodium pentobarbital (100 mg kg–1 20%; Dolethal Vetoquinol, Madrid, Spain) and perfused with 0.1% heparinised saline (0.9%, pH 7) and 4% paraformaldehyde (Sigma‐Aldrich, St Louis, MO, USA) for histological verification of electrode tracks.
Histological verification
Final electrode positions were verified histologically by identifying the track lesion. Coronal sections (40 μm) were obtained by freezing microtomy. The placement of electrodes was verified by the Giemsa method, as shown in Fig. 1.
Data analysis
Digitised spike trains were imported into the offline spike‐sorting module of the Spike2 software. Spike‐sorting methods were applied by a principal component analysis and a supervised k‐means clustering algorithm. Isolated spike units with interspike intervals < 2 ms, compatible with the refractory period, were removed from the analysis.
Raw signals were then imported to the Matlab development environment (The MathWorks, Natick, MA, USA) for offline analyses, which were performed using built‐in self‐developed routines. The theta band was defined within the 3–8 Hz range by taking into account the downward shift of the theta frequency range under urethane anaesthesia (Leung, 1985).
In order to correlate both neuronal and LFP signals in the same domain, single‐unit events were binarised (i.e. converted into a 0–1 series with 1 at the localisation of spikes, and 0 elsewhere) and converted into a spike density function (SDF; Fig. 2 C). Briefly, using a continuous and symmetric function (kernel), the firing frequency can be achieved as a smooth and continuous function in the time domain by convoluting the kernel at each spike occurrence time. We used a Blackman–Harris kernel of 1000–5000 sampled points as an appropriate width (Szucs, 1998). Both the hippocampal LFP and the spike density of the NI signal were then down‐sampled at 200 Hz and the Z‐score was normalised.
Wavelet analysis
Signals were processed in the time–frequency domain by the continuous wavelet transform, as described by Torrence & Compo (1998). Wavelets were extensively applied to analyse the neural signals. Briefly, each time series was convoluted with the complex Morlet wavelet, defined as:
where central frequency was , whose value is chosen to optimise the time–frequency resolution. This transform is well suited to describe phasic or transient events by multiscale decomposition in the time and frequency domains. The wavelet transform output at each time, , leads to the power () and phase () (being Re the real part and Im the imaginary part) of the signal on each scale s (frequency). Power values were normalised to scale, , to avoid scale‐dependent biased values (Liu et al. 2007). The time‐averaged wavelet spectrum over a certain period was calculated as:
a measure of the power spectra derived from the time–frequency wavelet spectrogram.
Mutual information
Shared information that derives from the mutual information (MI) concept reflects the degree of interdependence between two time series. MI is able to identify non‐linear relations among neural signals, which are underestimated by linear methods (Freiwald et al. 1999). A subset of the wavelet power matrices was extracted for frequencies between 3 and 8 Hz for the NI and hippocampal signals. From the wavelet power distribution, we applied the Shannon entropy concept, defined from the Information Theory (Shannon, 1948) as:
where represents the relative frequency of the ith bin (). The Shannon entropy of the joint distribution is given by:
Then MI was calculated as:
where X and Y are the power distributions of both signals.
Causality analysis
Granger causality (Granger, 1969) is the most widely established means to identify causal relations between two times series. Given two time series, X and Y, to assess whether X causally influences Y, Y is first modelled as a univariate autoregressive series with the error correction term ξ:
where p is the order of the model and the coefficients of regression. Then, Y is remodelled using the X series as causal side information, where ξR is the new residual value:
Provided that the signals show covariance stationarity, Granger causality is defined as a logarithmic scaled ratio between the variances of the residuals:
Thus and represent the causal values for each directional flow.
In our work, the causality analysis in the time and frequency domains was performed by means of the functions implemented in the GCCA (Seth, 2010) and HERMES (Niso et al. 2013) libraries. First of all, with the Z‐scored signals, covariance stationarity was verified by the augmented Dickey–Fuller test (ADF) and the Kwiatkowski, Phillips, Schmidt and Shin test (KPSS). The model order was estimated a priori by the Akaike information criterion. The significant interactions of the time domain causality were assessed according to the null hypothesis that coefficients were zero, as established by the F test with Bonferroni correction.
In the frequency domain, the directed transfer function (DTF; Kamiński & Blinowska, 1991) is related to Granger causality. The main difference lies in the fact that the DTF transforms the autoregressive model into the spectral domain (Kamiński et al. 2001). In order to estimate the significance of the causal peaks in the frequency domain, surrogate signals were generated from the original data. The phases of each signal in the frequency domain were randomised. Finally, the modified signal was transformed back into the time domain. Phase randomisation destroyed the structure in the input signal. For each epoch, 200 surrogate data were constructed and the spectral causal distribution was compared with the original signal.
Theta resetting analysis
Raw LFP data from 500 ms pre‐stimulus to 750 ms post‐stimulus were averaged over 200 trials and time‐locked to the onset of the stimulus in order to compute the average evoked potential. The resultant amplitude and latency of the averaged waveform were analysed and subjected to a wavelet analysis to quantify the resetting phenomena. The dominant frequency at the theta band was determined through the wavelet spectrogram, and then trials were filtered at this frequency ±2 Hz (Butterworth bandstop filter). The average evoked potential was recomputed as the representative wave of electrical stimulation.
Phase resetting was considered when the phases of the signal showed a uniform distribution over trials. From the comparisons, the instantaneous phase was extracted from the wavelet coefficients. Rayleigh's test for phase uniformity at a given time was used to test whether the signals presented a uniform distribution (null hypothesis) or a significant phase alignment (P < 0.05). The time course of the P‐values was then represented. The time when the P‐value showed significant phase locking (P < 0.05), if the theta wave was maintained for at least one full cycle, was taken as the beginning of the phase reset.
Statistical methods
Statistical comparisons were made by parametric or non‐parametric tests, wherever appropriate, after checking the assumptions of normality (Shapiro–Wilks test; P < 0.05 to reject) and homoscedasticity (Levene's test; P < 0.05 to reject). For the paired comparisons, Student's t test as a parametric test, and Wilcoxon's matched‐pairs signed‐ranks test as a non‐parametric test were performed. The Kruskal–Wallis or Friedman's test was used as a non‐parametric test for the comparisons made between unpaired or paired samples, respectively. The threshold for significance between the comparisons was accepted at the 95% (P < 0.05) or 99% level (P < 0.01, as a double significant value). All the results were expressed as the mean ± standard error of the mean (SEM). These calculations were made using the R statistical package (http://www.r‐project.org/).
Results
The correct aim of the electrode at the hippocampal CA1 layer was checked in all the animals (Fig. 1 A). The Giemsa staining showed that in the electrical stimulation experiment, the stimulation electrode was placed inside the boundaries of the NI in 11 of the 16 animals (Fig. 1 C, bottom), of which five were used for the septal inactivation procedure (Fig. 1 B). The animals with a misplaced stimulation electrode (5 of 11; Fig. 1 C, middle), were used as an electrical stimulation control group. Finally, for the NI inactivation experiment, muscimol injections inside the boundaries of the NI were correctly achived in 5 of the 8 rats (Fig. 1 C, top).
Tail pinch activation was used to characterise the single‐unit activity of the NI at sustained hippocampal theta rhythmicity (Fig. 2). Under urethane conditions, the hippocampus showed spontaneous theta rhythmicity (3–8 Hz) alternating with irregular delta waves, whose proportion depended on both the depth of anaesthesia and environmental stimuli. Sensory activation by tail pinch (stimulus epoch, 30 s) evoked sustained theta oscillations in the hippocampal CA1 region (Fig. 2 A and B). Fifty‐six neurons that belonged to the tegmental NI, and correlated with theta activity, were isolated for this study. The exclusion criteria were: no hippocampal response to stimuli, no changes in the firing rate of the NI single units or the histological verification of misplaced electrodes.
NI neurons showed theta activity that correlates with hippocampal rhythmicity
As previously mentioned, the hippocampal LFP cycled mostly between delta waves (< 2.5 Hz), with short epochs of spontaneous theta (Fig. 2 B). After tail pinch, the LFP shifted predominantly to the theta range (3–8 Hz). Although the tail pinch effect was observed, this oscillatory profile was mostly maintained over time. The wave content was controlled to give at least 25% of theta activity in the time domain after sensory stimulation.
NI neurons (n = 56) were classified following the criteria used in Martínez‐Bellver et al. (2015). Given the conversion from single‐unit events into the SDF, we characterised the oscillatory pattern of the SDF in the 15 s window after tail pinch. In the time–frequency domain, we determined the frequencies of the power peaks with significant values by means of the time‐averaged wavelet spectrum (Fig. 2 D). These measures were then compared with the firing rates described in Martínez‐Bellver et al. (2015). Neuron types I, II and III were identified on the basis of their response to sensory stimulation. Type I neurons (n = 24; Fig. 2 E, left) showed peaks of frequency within the 10–20 Hz range (14.47 ± 0.60 Hz), which were clearly comparable to the previously described firing rate (one‐sample t test; theoretical mean: 14.10 spikes s–1; t = 1.102; P = 0.28). Type II neurons (n = 6; Fig. 2 E, middle), with a minor isolated population given their low proportion, obtained the highest frequency values during the sensory evoked epochs (21.61 ± 0.88 Hz; one‐sample t test; theoretical mean: 20.48 spikes s–1; t = 1.28; P = 0.27). The population of type III neurons (n = 26; Fig. 2 E, right) displayed wavelet activities in the theta‐range frequencies (3.85 ± 0.17 Hz), which were slightly lower than the firing rate (one‐sample t test; theoretical mean: 5.3 spikes s–1; t = 8.6; P < 0.01).
Overall, these data ensured the criteria to categorise NI neurons were met according to our previous work, with oscillatory profiles that matched the original classification.
Hippocampal theta evoked by tail pinch depends on NI activity
One question we firstly considered was the dependency of the NI on sensory‐induced theta field activity. We assessed the effect of the inactivation of the NI on hippocampal theta rhythmicity with tail pinch (n = 5). According to the well‐established effect of tail pinch in rodents, the hippocampus increases the relative power of the theta band compared with a spontaneous basal period (Fig. 3 A).
Our results indicated that the tail pinch‐evoked theta somehow depended on NI activity since its neurochemical inactivation prevented the sensory effect (Friedman's test, χ2 = 7.6; P < 0.05; Fig. 3 A, left). The multiple comparisons (Dunn's correction) among all three conditions gave significant differences between basal spontaneous theta power (0.10 ± 0.01) and the tail pinch‐evoked theta (0.30 ± 0.02; P < 0.05). Conversely following NI inactivation by muscimol microinfusion, the hippocampal theta power was similar to that during the basal period (0.11 ± 0.007). The theta propensity measure, defined as the time in theta frequencies normalised to the full epoch with the theta relative power above the third quartile, obtained similar outcomes (Friedman's test, χ2 = 7.6; P < 0.05; Dunn's correction for multiple comparisons; Fig. 3 A, right). The hippocampal theta propensity during the basal period (0.17 ± 0.02) was clearly lower than after tail pinch activation (0.68 ± 0.04; P < 0.05). Once again with NI inactivation, values were similar to the basal levels (0.16 ± 0.02; P > 0.05).
NI neurons and hippocampal theta rhythm showed causal relations
Previous work by our group has evidenced correlated theta activity between NI neurons and hippocampal theta oscillations (Nuñez et al. 2006; Martínez‐Bellver et al. 2015). However, the directionality of this coupling is unclear. Thus in part, the aim of the present report is to provide information about the causal interactions between NI neurons and hippocampal theta rhythmicity. The Information Theory aims to describe the local dynamics in space and time of the information transfer. In these terms, MI quantifies the information shared by two random variables within a probabilistic framework. As detailed in Methods, we examined the degree of interdependence between NI neuronal activity and tail pinch‐evoked hippocampal theta. For the statistical analysis, we performed both lots of MI to confirm the interrelation and causality analyses in order to assess directionality.
Mutual information
On the one hand, MI was calculated from the power distributions of the NI and hippocampal signals extracted from the wavelet spectra. From the trials, we extracted four time segments of 10 s (one pre‐stimulus segment and three consecutive post‐stimulus segments). Following stimulation, MI values increased significantly (Friedman's test; χ2 = 23.30, P < 0.01; Fig. 3 B) and progressively recovered similar values to the basal ones. During the pre‐stimulus epoch, MI was 0.11 ± 0.0071 bits and increased significantly in the first (0.17 ± 0.0097 bits; Dunn's test, P < 0.001) and the second (0.15 ± 0.0123 bits; Dunn's test, P < 0.01) post‐stimulus interval, respectively. During the last post‐stimulus epoch analysed, MI had returned to the basal values (0.13 ± 0.0091 bits; Dunn's test, P > 0.9). This approach conferred consistency to the existence of an interrelation between both neural populations.
Granger causality
We next quantified the Granger causal relationship between spike activity and the hippocampal signal in the frequency domain. The causality analysis was conducted on a time series that reflected activity within the two source‐localised brain areas: the hippocampal LFP and the SDF obtained from single‐unit NI activity. Samples exhibited non‐stationary features. Therefore, the time series were divided into short overlapping (50%) segments (5 s). We chose this segment length to strike a balance between stationarity and model fit. Whereas shorter time series were more likely to be stationary, longer samples allowed better parameter estimations for the linear autoregressive models. As a first approach, the spectral DTF distribution allowed the isolation of precise differences in the causal relation between both signals. With this analysis, the causal flow at a given frequency is represented by salient peaks in one direction, with clearly non‐significant lower values in the opposite direction; i.e. a net directionality between signals, in contraposition to a non‐directional flat scenario.
Significant causal interactions were detected between NI spike activity and the concurrent signals recorded from the hippocampus (Fig. 4). All three neuronal types presented activities with a predominant asymmetric relation with hippocampal waves, but differences were detected between neuronal subtypes. Type III neurons were the population that revealed more consistent causal activity in the unit‐to‐LFP direction on the theta band. Figure 4 A illustrates representative trials with the causal distribution for each direction for a type III neuron. Most basal non‐theta epochs did not show a net flow between signals, with under‐threshold DTF values in both directions (Fig. 4 A, first figure). Segments with predominant theta rhythmicity were detected both during spontaneous periods (Fig. 4 A, second figure) and following tail pinch (Fig. 4 A, third figure). In both cases, the DTF values showed over‐threshold peaks on the theta band (permutation test, P < 0.01), in which NI→hippocampus (HPC) directionality was significant (DTF ∼0.8; P < 0.01), unlike the reverse one (DTF < 0.2; P > 0.05). Furthermore, evoked epochs also showed causal beta peaks in the HPC→NI directionality (Fig. 4 A, fourth graph).
These profiles were conserved in the average spectral distribution of all the epochs with significant causal peaks (Fig. 4 B). The group data for type III neurons revealed that the theta range (3.74 ± 0.25 Hz) was the significant causal frequency in the NI→HPC interaction (Fig. 4 B, right). Even so, this group also presented isolated significant DTF peaks in non‐theta episodes, but within the 10–20 Hz band range, unpreserved in the average representation (Fig. 5 A). Hence, this demonstrates a bidirectional flow between both areas with a different oscillatory pattern per direction.
Type I (Fig. 4 B, left) and II (Fig. 4 B, middle) neurons mostly showed high over‐threshold DTF values with the LFP‐to‐unit directionality within the 10–20 Hz range. These neuronal typologies had significant causal peaks at 12.43 ± 0.72 and 13.16 ± 1.61 Hz for HPC→NI directionality, respectively. The opposite flow also had lower but significant peaks within different ranges of frequencies: type I, 18.72 ± 0.48 Hz (t = 4.42, P < 0.01); and type II, 21.29 ± 0.88 Hz (t = 7.47, P < 0.001). However, no peaks within the theta range were found in the spike‐to‐LFP direction for any of these neuronal subtypes under evoked conditions.
Hence, we reveal here that a different directionality governs the flow of information between the NI and the hippocampus in the theta activity context. The causal interaction HPC→NI was generally manifested within the 10–20 Hz band range, without significant differences in the frequency range between the three neuronal subtypes (Kruskal–Wallis, H = 0.42, P = 0.81). The NI→HPC flow was present with different firing profiles depending on neuronal type (Kruskal–Wallis, H = 49.70, P < 0.001) and with consistent spike‐to‐LFP directionality only for type III neurons.
Exploiting the temporal pattern of the causal peaks detected for both causal directions complemented this first description. We used the normalised difference of the two causality quantities as a measure of the causal relationship between the two directional variants. Figure 5 A illustrates the causal flows in the time‐frequency domain for a representative trial of type III neurons. On this causal map, with a colour code, we clearly observed the presence of warm regions, which indicated epochs with the NI→HPC directionality. As represented, these regions were limited to the theta range of frequencies. While some theta bouts were detected under spontaneous conditions, their presence clearly increased after tail pinch. Despite its weaker presence, the HPC→NI flow (cold regions) was also visualised, but on a different frequency band (10–20 Hz) and mainly during the pre‐stimulus period.
In statistical terms, the three neuronal types distinctly exhibited different propensities for both causal directions (Fig. 5 B). The times detected with a significant causal flow provided the temporal distribution of each direction. Type I and II neurons maintained a net causal flow from the hippocampus. Type I neurons (Fig. 5 B, left) displayed mostly higher propensity in the HPC→NI direction under both conditions (basal: Wilcoxon's test, W = –120, P < 0.001; evoked, Wilcoxon's test, W = –217, P < 0.001), with a major temporal ratio in the same direction with tail pinch stimulation (Wilcoxon's test, W = 260, P < 0.001). In contrast, the presence of NI→HPC maintained lower values for both conditions (Wilcoxon's test, W = 35, P = 0.09). The type II neuron case (Fig. 5 B, middle) was similar, despite the small number of cases that led to non‐significant statistics, which could be considered only a tendency with a higher temporal ratio in the HPC→NI directionality (basal period: Wilcoxon's test, W = –10, P = 0.12; evoked period: Wilcoxon's test, W = –15, P = 0.06). Similarly, a slight change was observed between the basal and evoked periods in the reverse direction (Wilcoxon's test, W = 10, P = 0.06), which was once again taken as a tendency.
Conversely, type III neurons presented a distinguished NI→HPC propensity according to the hippocampal state (Fig. 5 B, right). Whereas the temporal ratio for both directionalities gave comparable values during the basal epochs (Wilcoxon's test, W = –215, P = 0.092), weighty differences were recognised in the active state (Wilcoxon's test, W = 654, P < 0.001), along with a remarkable propensity to the NI→HPC flow. This dissimilarity was not observed when comparing the temporal ratios of the basal and evoked epochs for the HPC→NI direction (Wilcoxon's test, W = 214, P = 0.08).
In summary, it was possible to recognise both directionalities in the functional interaction of the NI and the hippocampus. Different patterns were distinguished across the neuronal populations of the NI: while type I and II neurons were predominantly receivers of descending hippocampal waves, type III neurons seemed to play an active role in hippocampal theta genesis after sensory stimulation.
NI electrical stimulation elicits theta wave readjustment in the hippocampus LFP
According to the aforementioned results, we first proved the essential role of the NI in hippocampal theta activation after tail pinch. Then we quantified the net directionalities in the interaction between the NI and the hippocampus under the ongoing theta. Finally, as our work aimed to clarify the mechanisms by which the NI could influence the hippocampal theta, we noted from the causality analyses that a defined group of NI neurons showed theta spiking, which was generally able to anticipate hippocampal theta rhythmicity. Such evidence suggests an active role of NI neurons during hippocampal theta state periods. Therefore, what we analysed was the specific gating mechanism of the NI on hippocampal theta activity. Our hypothesis indicated that the NI could induce a phase resetting of theta oscillation as a mechanism. As will be discussed, this could allow the incoming inputs to the septohippocampal system to become temporally coupled under behaviourally relevant conditions.
Periodic electrical pulses (1 pulse per 5 s) were applied in the NI (n = 11) to elucidate the effect on hippocampal oscillations. Our findings revealed that even a single pulse in the NI sufficed to evoke a short epoch of theta waves of 2–3 cycles in the CA1. The signal filtered in the theta range showed amplitude peaks after the pulse (representative case in Fig. 6 A, top). As shown, the spectral hippocampal LFP content exhibited a prominent post‐stimulus theta bout (Fig. 6 A, bottom). We observed a clear tendency of the trial‐averaged epochs to exhibit oscillatory activity during the post‐stimulus period compared with the pre‐stimulus epoch (Fig. 6 B). As a whole, the stimulus‐evoked response implied increased hippocampal theta power (Z = 2.93; P < 0.01), which lasted 2.54 ± 0.16 theta cycles and with maximal value at 285.45 ± 34.55 ms. The presence of prominent cycles and a significant spectral peak at the theta frequencies in the post‐stimulus average waveform suggested a possible phase reset of ongoing oscillatory activity rather than an additive evoked response. If no resetting occurred, the post‐stimulus average waveform would result in a flat line.
Further evidence to support the theta phase reset came from comparing the distribution of phases across the trial epochs at each time point. A significance deviation from the uniform distribution of the post‐stimulus period phases was tested by the Rayleigh test. Clear waveform readjustment following stimulation (Fig. 6 D, top) indicated a higher degree of phase fixation upon theta onset (Rayleigh test, P < 0.05), and therefore a phase reset of theta waves after each pulse. This result suggested a hippocampal theta reset time‐locked to the stimulus event. The time course representation of the P‐values (Fig. 6 D, bottom) indicated that the theta phases were fixed at 107.89 ± 33.57 ms after the stimulus, where phase uniformity lasted 406.55 ± 43.19 ms. The reset was observed at an average frequency of 5.59 ± 0.54 Hz and lasted 2.18 ± 0.23 cycles.
The electrode misplacement in the NI (n = 5) allowed us to perform a control analysis in order to assess whether the effect of the electrical stimulation was NI‐specific. No theta power increase was observed after the electrical stimulation in the neighbouring areas to the NI (Z = 0.54; P > 0.05). In addition, the phase preference distribution did not show a theta phase reset, with a uniform phase distribution in all cases (Rayleigh P‐value > 0.05; Fig. 6 E).
Inactivation of the medial septal area avoids NI‐mediated hippocampal theta reset
The MS/DBv is one of the major projections of NI neurons (Goto et al. 2001, Olucha‐Bordonau et al. 2003, Teruel‐Martí et al. 2008). The septal area was considered in order to determine the possible role of this structure in the hippocampal theta reset. For this purpose, MS/DBv was temporally inhibited with procaine infusion. After the microinjection, the same electrical stimulation protocol was applied to the NI. In all the analysed cases (n = 5), the mean theta band showed no significant increased theta power after stimuli following inactivation (Z = –0.67, P > 0.05). Figure 6 C illustrates how no power change occurred in the hippocampal LFP within the theta range after applying electrical pulses. As in the non‐inhibited recordings, the possible phase preference was studied, and none of the cases showed a non‐uniform phase distribution after electrical stimulation (Fig. 6 F; Rayleigh value > 0.05 in all cases).
Discussion
Brain oscillations have been reliably proposed as a substrate for effective communication among multiple brain regions. In particular, theta oscillations have been linked to information processing in the hippocampus, a structure known to play a key role in episodic memory and spatial information (Fries et al. 2001; Hasselmo et al. 2002; Buzsáki, 2006). However, it has been well documented that MS/DBv is a key subcortical node for hippocampal theta rhythmicity generation (Gogolák et al. 1968; Gaztelu & Buño, 1982; Stewart & Fox, 1990; Vinogradova, 1995; Brazhnik & Fox, 1997; Vertes & Kocsis, 1997; Wang, 2002). Both structures generally constitute the septohippocampal complex, which is responsible for the theta state.
Multiple theta oscillators have been reported as nodes coupled to the septohippocampal system (Vertes et al. 2004, for a review). Theta rhythmic neuronal activity has been described in a number of brainstem areas that belong to the ascending brainstem–hippocampal axis (Vertes & Kocsis, 1997). One of our previous studies described the existence of a salient theta oscillator in the pontine NI, which became synchronous with the hippocampal theta rhythm (Cervera‐Ferri et al. 2011). Although a relationship between theta oscillations and specific brainstem reticular formation areas has been widely accepted, research on its dynamics deserves special attention.
Our results corroborate the existence of flows of information as codes between NI neurons and the septohippocampal complex within theta oscillations. The NI is organised in three functional groups of neurons, whose firing patterns change in correlation with the presence of theta rhythmicity in the hippocampus, which achieves a high degree of coupling between both structures (Martínez‐Bellver et al. 2015). We here report results that validate the interdependence between the activities of both the NI and hippocampus under theta frequencies. Given these observations, it is of interest to determine whether this increased information within theta ranges can be attributable to a leading direction between both sources.
Granger causality has become an increasingly popular analysis method, thanks to its many successful applications in very different knowledge fields (Ding et al. 2006; Bressler et al. 2008; Deshpande et al. 2010; Hwang et al. 2010; Schippers et al. 2010; Bressler & Seth, 2011; Jiao et al. 2011; Luo et al. 2011; Ge et al. 2012). This approach is efficient for assessing the effective directional coupling of signals sourced from a set of interconnected nodes (Granger, 1969; Ding et al. 2006; Seth & Edelman, 2007). Here we used Granger causality to test the hypothesis that the coupled activities between both areas showed a preferential causal relation.
Our findings lead to the conclusion that a significant bidirectional influence exists between the NI and the hippocampus on the theta state elicited by sensory activation (tail pinch), where the NI→HPC flow predominated, and that this asymmetry could be well differentiated in all three neuronal groups described in the NI. Thus under spontaneous conditions, the hippocampal field potential seemed independent of NI neurons with periods of uncoupled activity. Only when a clear theta oscillation predominated in the hippocampus could a defined directionality in the oscillatory patterns of both areas be assigned.
The finding that the spike train of type III neurons at theta frequencies contained information capable of predicting future oscillatory patterns in the septohippocampal system during theta‐evoked rhythmicity is particularly interesting. These neurons, which are virtually silent under control conditions, fire rhythmically within the theta range coupled to hippocampal oscillation (Martínez‐Bellver et al. 2015). In this context, we also found in the present work a minor proportion of periods during which the activity recorded in type III neurons could be predicted from the preceding signal captured in the hippocampus. In contrast, a descending signal from the hippocampus mostly preceded the activity of types I and II NI neurons, but within the 10–20 Hz range of frequencies, which led to their particular firing rates going beyond the theta band. These findings suggest that with sensory activation, an ascending input from the NI, led by type III neurons, effectively drove the septohippocampal system in theta coding. However, these prone epochs alternated with short hippocampal theta rhythm periods to recruit NI neurons. Furthermore, the different populations of neurons in the NI displayed a distinct preponderance of directionality.
Our results can be integrated into the multi‐synaptic connectivity between both the NI and the hippocampus. The NI forms part of a distributed complex network, whose nodes are related directly with hippocampal activation. In particular, early works demonstrated the existence of an ascending projection from the NI to the main subcortical and brainstem nuclei involved in driving theta rhythmicity in the hippocampus, including median raphe and interpeduncular nuclei, and the supramammillary nucleus (Goto et al. 2001; Olucha‐Bordonau et al. 2003; Teruel‐Martí et al. 2008). This ascending pathway is ultimately relayed in the MS/DBv complex, a previous node to the hippocampal target. Moreover, NI is the main relay between RPO and the MS/DBv, activator and pacemaker of the theta rhythm, respectively (Teruel‐Martí et al. 2008). A recent report about bidirectional connectivity between the septal area and the NI has described a major ascending projection from the NI to MS/DBv, which is complemented with a minor reciprocal descending pathway (Sánchez‐Pérez et al. 2015). This asymmetrical loop could assume the anatomical substrate of the functional data described in our results. Whereas type III neurons would mostly be the substrate of the ascending projection, types I and II would be good candidates as the main septal descending pathway target.
Taken together, these data confer a new level of explanation to the coupled theta status between the NI and the hippocampus under sensory activation. In this situation, our analysis reflected a close dynamical brainstem–hippocampus loop, understood as the causal influences that the neuronal populations in one brain area exert on those in another. Given the pattern of theta oscillations, both areas maintained bidirectional coupling with a predominant ascending flow, together with accompanying short epochs in the reversal causal directionality. Flow alternation dynamics could be coupled to the micro‐perturbations of ongoing theta. This idea suggests the potential role of the NI as an active actor in the theta state, and not as a strict driver or initiator of hippocampal rhythmicity.
An open question remains: how do these neuronal populations interact? The second part of our work was devoted to evidencing a phase shift or reset of hippocampal theta waves elicited by electrical pulses on the NI. As described above, hippocampal oscillation showed a constant phase immediately after the stimulus was applied to the NI, which was independent of the pre‐stimulus phase. We further hypothesised that MS/DBv could be the node by which NI stimulation evoked this phase resetting. Accordingly, no theta reset evidence appeared in our experiments when the MS/DBv complex was deactivated. Many works have previously confirmed that the electrical stimulation of the medial septal area (Buño et al. 1978; García‐Sánchez et al. 1978) is capable of resetting the hippocampal theta. This is also true, even for part of its afferences, including the reticular formation (Gaztelu & Buño, 1982) and the medial forebrain bundle (Brazhnik & Vinogradova, 1988). Gaztelu & Buño (1982) proved that the hippocampal theta reset was caused by fitting the MS/DBv phase. These authors described septal type 1 neurons, defined as ‘pacemaker’ cells of hippocampal theta rhythmicity, which were responsible for evoking a phase reset on the theta band. These data suggest that the phase shift that we elicited with NI stimulation necessarily involves the septal area. Accordingly, the septal inhibition results of our study corroborated that MS/DBv was a node required to initiate a theta episode in the hippocampus. On the whole, we believe that the type III neurons of the NI are able to activate septal type 1 neurons and, therefore, trigger a theta period, which begins by a phase reset.
Furthermore, it has been recently proved that optogenetic activation of the parvalbumin neurons (PV) in MS/DBv evokes a rhythmic feedback with hippocampal circuits contributing to initiation and maintenance of the theta oscillations (Vandecasteele et al. 2014; Bender et al. 2015). In these works, it is worth noting that stimulation pulses over septal PV neurons are able to reset the theta phase, adjusting the frequency of the ongoing theta waves of the hippocampus. Accordingly, it has been shown that the septal PV population is targeted by direct projections arising from NI (Olucha‐Bordonau et al. 2012). Both results are consistent with the idea that the NI is able to elicit theta oscillation using the MS/DBv area as a key node, where septal PV neurons trigger new theta epochs in the hippocampal activity by a phase reset mechanism.
The neurochemical phenotype of the NI is characterised by a variety of neurotransmitters and neuromodulators, including neurotensin, cholecystokinin, and ranatensin, relaxin‐3 and glutamate (Jennes et al. 1982; Chronwall et al. 1985 a, b ; Olucha‐Bordonau et al. 2003; Tanaka et al. 2005; Ma et al. 2007; Cervera‐Ferri et al. 2012). However, the presence of GABA markers within the NI (glutamic acid decarboxylase and calcium‐binding proteins calretinin and calbindin) indicates various inhibitory neuronal populations, some of which turn out to be ascending projection neurons with the target in the MS/BDv, among others (Goto et al. 2001; Olucha‐Bordonau et al. 2003). This inhibitory input over the MS/BDv is in accordance with the model proposed by Denham and Borisyuk (2000), in which a direct inhibitory input to the medial septum serves to synchronise the rhythmic discharge of the septal neurons ‘by a reset’ mechanism. This theta rhythm production model describes a hippocampal‐–septal loop in which theta waves are sustained by means of a resetting process. Therefore, the NI inhibitory input over the septohippocampal system could explain the onset of a theta cycle.
The hippocampal theta reset has been found to follow stimulus presentations or the electrical stimulation of afferent pathways (Brazhnik et al. 1985; Vinogradova et al. 1993; Givens, 1996; Tesche & Karhu, 2000; Williams & Givens, 2003). The functional significance of theta reset herein described is not obvious. However, the phase resetting of neural oscillations, which provide temporal windows for cognitive processing, is a general mechanism involved in optimal information encoding (Canavier, 2015). Theta reset has been proposed as a mechanism for phase‐locking hippocampal activity to relevant events and could, therefore, enhance cognitive processing (Givens, 1996; Hasselmo, 2007, 2008). Resetting theta waves may enhance cognitive processing, in which theta waves become phase‐locked to incoming sensory stimuli (Adey, 1967; Givens, 1996; Vinogradova et al. 1996). Moreover, synaptic plasticity is facilitated by theta wave reset when creating optimal conditions for the long‐term potentiation of relevant stimuli (McCartney et al. 2004). Thus our results indicate that NI could be considered a relevant node to drive theta activity in the presence of salient events, as evidenced by sensory stimulation. Accordingly, its sensitivity to CRH makes the NI responsive to stress and arousal (Potter et al. 1994; Bittencourt & Sawchenko, 2000, Goto et al. 2001; Banerjee et al. 2010). This neurochemical feature allows the suggestion that the NI could reset theta oscillations in response to highly arousing stimuli, and could thus provide hippocampal processing with an optimal temporal framework under certain conditions.
In summary, the rat model of hippocampal theta rhythmicity, in parallel with multichannel recordings, provides a useful experimental platform to perform causal analyses that tests the presence of hierarchical nodes inside the whole network that underlies theta oscillations. Our analyses suggest specific directional patterns and putative looping between the NI and the hippocampus, with a bottom–top directionality that predominates in the theta state (Fig. 7). The high level of communication between both areas with sensory stimulation could imply reciprocal top–bottom connectivity, whose aim is to ensure high coupling values. Our data further indicated that the brainstem‐evoked theta onset in the hippocampus began with the phase resetting of theta waves as a way to initiate new hippocampal processing. While the present results are compelling, they also reinforce the need to carry out further experiments, including use of extra recording sites, to better analyse the dynamics and causal relationships in the complete theta network.
Additional information
Competing interests
The authors declare no competing financial interests.
Author contributions
S.M.B. designed and performed the majority of the experiments, analysed and interpreted the data, and wrote the manuscript; A.C.F. designed the experiments and revised the article; A.L.G. and J.M.R. acquired the data; A.A.V.N. revised the results; M.B. and J.G. analysed the causality data; V.T.M. designed the experiments, analysed and interpreted the data, and wrote the manuscript. All the authors approved the final version of the paper.
Funding
This work was supported by the Instituto de Salud Carlos III, Subdirección General de Evaluación y Fomento de la Investigación (FIS Grant PI13‐00038) and was co‐funded by the European Regional Development Fund (‘A way to build Europe’). The funding agencies played no role in designing and conducting the study, collection, management, analyses, and data interpretation, nor in the preparation, review or approval of the manuscript and the decision to submit it for publication.
Acknowledgements
We thank Mrs Helen Warburton for the linguistic correction of the final version.
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