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. Author manuscript; available in PMC: 2018 Jul 1.
Published in final edited form as: Am J Phys Med Rehabil. 2017 Jul;96(7):464–472. doi: 10.1097/PHM.0000000000000653

Table 1.

Baseline Characteristics of Medicare Beneficiaries 65 Years of Age and Older Stratified by Activity of Daily Living and Instrumental Activity of Daily Living Stages

Baseline Characteristic* Activity of Daily Living Stage Instrumental Activity of Daily Living Stage
Total
(n=1457
3)
0
(n=1031
3)
I
(n=2350
)
II
(n=1035
)
III
(n=749
)
IV
(n=108
)
p-
value
0
(n=9414
)
I
(n=2416
)
II
(n=1026
)
III
(n=1416
)
IV
(n=153
)
p-
value
Facilities providing
long-term care
admissions
458 (1.1) 139 (0.5) 89 (1.5) 128
(4.7)
76
(4.6)
26
(9.9)
<.000
1
96 (0.4) 72 (1.1) 66 (2.6) 146
(4.3)
78 (12) <.000
1
Deaths 754 (2.0) 309 (1.1) 161
(2.9)
128
(5.1)
112
(6.5)
44
(15.8)
<.000
1
229
(0.9)
139
(2.3)
119
(4.9)
177
(5.2)
89
(13.6)
<.000
1
Sociodemographics


Age
65–74 6714
(58.5)
5305
(63.6)
831
(46.6)
320
(40.0)
228
(41.2)
30
(40.7)

<.000
1
4943
(64.6)
977
(50.7)
347
(44.9)
392
(37.9)
55
(29.9)

<.000
1
75–84 5837
(32.4)
3952
(30.0)
1063
(39.3)
462
(40.0)
312
(37.4)
48
(38.3)
3597
(29.6)
1049
(36.8)
466
(39.7)
629
(40.4)
95
(36.2)
≥85 2022
(9.1)
1056
(6.4)
456
(14.1)
271
(20.0)
209
(21.4)
30
(21.1)
874
(5.8)
435
(12.5)
213
(15.4)
395
(21.6)
103
(33.9)
Sex Male 6344
(44.1)
4784
(46.5)
905
(39.2)
357
(34.6)
256
(34.0)
42
(39.1)

<.000
1
4672
(49.5)
635
(26.0)
295
(28.0)
658
(48.0)
84
(35.1)

<.000
1
Female 8229
(55.9)
5529
(53.5)
1445
(60.8)
696
(65.4)
493
(66.0)
66
(60.9)
4742
(50.5)
1826
(74.0)
731
(72.0)
758
(52.0)
169
(64.9)


Race/ethnic group
Non-Hispanic White 11908
(81.5)
8584
(82.9)
1894
(79.6)
814
(76.9)
549
(73.2)
67
(61.1)

<.000
1
7864
(82.9)
2025
(82.3)
757
(73.0)
1093
(76.6)
167
(66.5)

<.000
1
Non-Hispanic Black 1162
(7.8)
740
(7.2)
203
(8.4)
122
(11.2)
86
(10.7)
11
(10.0)
693
(7.5)
198
(7.4)
118
(10.9)
117
(7.6)
36
(14.7)
Hispanic 1125
(7.8)
737
(7.1)
186
(8.7)
88
(8.7)
90
(12.5)
24
(23.8)
649
(7.0)
173
(7.5)
109
(11.1)
153
(11.6)
41
(15.0)
Other 378
(3.0)
252
(2.8)
67
(3.3)
29
(3.2)
24
(3.6)
* 208
(2.6)
65
(2.9)
42
(5.0)
53
(4.2)
*
Education High school or above 10773
(76.7)
8011
(80.0)
1585
(69.6)
672
(66.6)
456
(62.7)
49
(49.1)

<.000
1
7432
(81.1)
1736
(72.9)
646
(64.4)
833
(60.6)
127
(52.7)

<.000
1
Below high school
graduate
3732
(23.3)
2269
(20.0)
753
(30.4)
370
(33.4)
284
(37.3)
56
(50.9)
1956
(18.9)
721
(27.1)
371
(35.6)
563
(39.4)
118
(47.3)
Living arrangement Alone 4723
(29.9)
3250
(28.9)
828
(32.7)
371
(33.8)
246
(30.9)
28
(28.8)


<.000
1
2942
(28.7)
938
(35.1)
361
(33.3)
424
(28.3)
55
(20.9)


<.000
1
With spouse 7666
(56.0)
5838
(59.6)
1074
(48.5)
410
(41.0)
297
(42.6)
47
(43.3)
5432
(60.5)
1068
(47.0)
428
(43.7)
653
(48.6)
86
(36.9)
With children 1444
(8.9)
775
(6.9)
311
(12.6)
190
(16.9)
143
(17.3)
25
(19.5)
630
(6.3)
317
(12.1)
159
(14.4)
256
(16.9)
81
(29.6)
Other 740
(5.2)
450
(4.5)
137
(6.2)
82
(8.2)
63
(9.3)
* 410
(4.5)
138
(5.8)
78
(8.7)
83
(6.1)
31
(12.6)
Dual eligibility Medicare alone 12560
(87.3)
9273
(90.7)
1914
(81.8)
769
(73.6)
542
(72.8)
62
(56.3)
<.000
1
8592
(91.9)
2019
(82.7)
738
(72.1)
1062
(75.1)
147
(57.3)
<.000
1
Medicare and
Medicaid dual
enrollee
2013
(12.7)
1040
(9.3)
436
(18.2)
284
(26.4)
207
(27.2)
46
(43.7)
822
(8.1)
442
(17.3)
288
(27.9)
354
(24.9)
106
(42.7)
Proxy respondent Self-respondent 13633
(94.1)
9833
(95.4)
2210
(94.4)
926
(89.8)
603
(82.5)
61
(61.3)
<.000
1
9069
(96.2)
2380
(96.8)
946
(92.5)
1118
(80.5)
119
(47.9)
<.000
1
Proxy-respondent 940 (5.9) 480 (4.6) 140
(5.6)
127
(10.2)
146
(17.5)
47
(38.7)
345
(3.8)
81 (3.2) 80 (7.5) 298
(19.5)
134
(52.1)
Health conditions

Alzheimer’s disease
No 14250
(98.3)
10186
(99.0)
2304
(98.3)
982
(94.3)
693
(93.6)
85
(81.5)

<.0001
9351
(99.5)
2441
(99.3)
1011
(98.6)
1276
(91.0)
169
(68.5)

<.0001
Yes 323
(1.7)
127
(1.0)
46
(1.7)
71
(5.7)
56
(6.4)
23
(18.5)
63
(0.5)
20
(0.7)
15
(1.4)
140 (9.0) 84
(31.5)

Amputation
No 14484
(99.4)
10282
(99.7)
2327
(98.9)
1039
(98.4)
730
(97.7)
106
(98.9)

<.0001
9378
(99.6)
2441
(99.2)
1017
(99.0)
1399
(98.9)
246
(97.5)

<.0001
Yes 89
(0.6)
31
(0.3)
23
(1.1)
14
(1.6)
19
(2.3)
* 36
(0.4)
20
(0.8)
* 17
(1.1)
*
Angina or coronary artery
diseases
No 13203
(91.3)
9505
(92.7)
2050
(87.7)
906
(86.2)
654
(87.7)
88
(83.8)


<.0001
8696
(92.8)
2165
(88.4)
891
(87.3)
1239
(88.0)
208
(82.5)


<.0001
> 1 year ago 876
(5.5)
559
(5.0)
183
(7.3)
71
(6.6)
52
(6.8)
11
(9.0)
502
(4.9)
172 (6.7) 76
(6.6)
100 (6.7) 27
(10.7)
≤ 1 year 494
(3.2)
249
(2.3)
117
(5.0)
76
(7.2)
43
(5.5)
* 216
(2.2)
124 (4.9) 59
(6.1)
77
(5.3)
18
(6.8)


Arthritis other than
rheumatoid
No 7725
(54.6)
6129
(60.7)
864
(36.5)
411
(39.3)
274
(36.1)
47
(43.3)


<.0001
5674
(61.7)
889
(35.7)
358
(34.3)
680
(48.2)
122
(49.4)


<.0001
> 1 year ago 1759
(11.9)
1235
(11.7)
311
(13.4)
115
(10.7)
88
(12.0)
* 1107
(11.5)
332
(13.4)
132
(12.7)
160
(11.9)
27
(10.1)
≤ 1 year 5089
(33.5)
2949
(27.6)
1175
(50.1)
527
(49.9)
387
(51.9)
51
(47.4)
2633
(26.8)
1240
(50.9)
536
(53.0)
576
(39.9)
104
(40.5)


Brokenhip
No 14070
(97.2)
10139
(98.6)
2203
(94.5)
957
(91.9)
676
(91.1)
95
(88.9)


<.0001
9257
(98.6)
2339
(95.7)
941
(92.4)
1312
(93.7)
219
(87.1)


<.0001
> 1 year ago 403
(2.3)
152
(1.2)
122
(4.6)
62
(5.3)
59
(7.1)
* 129
(1.1)
106 (3.8) 64
(5.9)
80
(5.0)
24
(8.9)
≤ 1 year 100
(0.5)
22
(0.2)
25
(0.9)
34
(2.8)
14
(1.7)
* 28
(0.3)
16
(0.5)
21
(1.7)
24
(1.3)
*
Cancer other than skin No 11992
(83.3)
8591
(84.3)
1881
(81.3)
846
(80.6)
582
(76.7)
92
(84.7)


<.0001
7867
(84.7)
1960
(80.1)
815
(79.7)
1132
(80.0)
215
(85.0)


<.0001
> 1 year ago 1855
(12.0)
1248
(11.4)
337
(13.3)
145
(13.4)
117
(16.0)
* 1103
(10.9)
381
(15.1)
136
(13.4)
205
(14.3)
31
(12.1)
≤ 1 year 726
(4.7)
474
(4.3)
132
(5.4)
62
(6.0)
50
(7.2)
* 444
(4.4)
120 (4.8) 75
(6.9)
79
(5.7)
*


Congestive heart failure
No 13663
(94.6)
9902
(96.5)
2118
(90.9)
915
(87.2)
635
(85.9)
93
(88.6)


<.0001
9103
(97.1)
2207
(90.3)
885
(87.4)
1256
(89.5)
209
(83.5)


<.0001
> 1 year ago 553
(3.4)
290
(2.5)
136
(5.5)
64
(6.3)
57
(7.2)
* 220
(2.1)
160 (6.1) 63
(6.0)
87
(5.9)
22
(8.4)
≤ 1 year 357
(2.0)
121
(1.0)
96
(3.6)
74
(6.5)
57
(6.9)
* 91
(0.8)
94
(3.6)
78
(6.6)
73
(4.7)
22
(8.1)
Depression No 12336
(84.7)
9153
(88.6)
1853
(77.6)
738
(68.5)
530
(69.1)
62
(55.0)
<.0001 8493
(89.9)
1915
(76.6)
721
(68.2)
1052
(72.9)
154
(60.9)
<.0001
> 1 year ago 991
(6.9)
577
(5.8)
220
(10.0)
118
(11.8)
67
(9.1)
* 496
(5.6)
226 (9.5) 115
(11.5)
126 (9.4) 27
(10.6)
≤ 1 year 1246
(8.4)
583
(5.6)
277
(12.3)
197
(19.7)
152
(21.8)
37
(33.6)
425
(4.5)
320
(13.9)
190
(20.3)
238
(17.7)
72
(28.5)
Diabetes No 11137
(76.5)
8266
(80.0)
1630
(68.9)
682
(62.5)
493
(63.7)
66
(60.6)



<.0001
7531
(79.9)
1770
(71.2)
661
(63.9)
1003
(69.3)
168
(64.0)



<.0001
Type 1 310
(2.0)
140
(1.2)
81
(3.7)
58
(5.8)
25
(3.5)
* 124
(1.2)
66
(2.9)
57
(5.6)
49
(3.4)
15
(6.5)
Type 2 D 2358
(16.2)
1401
(13.7)
486
(21.1)
260
(26.6)
181
(25.0)
30
(28.5)
1286
(13.7)
496
(20.7)
248
(24.5)
277
(21.0)
51
(22.7)
Other type 768
(5.4)
506
(5.1)
153
(6.3)
53
(5.1)
50
(7.9)
* 473
(5.2)
129 (5.2) 60
(5.9)
87
(6.3)
19
(6.8)
Emphysema/asthma/chro
nic obstructive pulmonary
disease
No 12576
(86.4)
9187
(89.2)
1879
(78.8)
840
(79.5)
582
(76.3)
88
(78.7)

<.0001
8451
(89.8)
1980
(79.6)
773
(74.0)
1161
(81.7)
209
(82.0)

<.0001
Yes 1997
(13.6)
1126
(10.8)
471
(21.2)
213
(20.5)
167
(23.7)
20
(21.3)
963
(10.2)
481
(20.4)
253
(26.0)
255
(18.3)
44
(18.0)

Hardening of the arteries
No 13442
(93.0)
9646
(94.2)
2109
(90.1)
941
(89.3)
656
(88.3)
90
(84.8)

<.0001
8854
(94.7)
2204
(89.8)
915
(89.9)
1248
(88.1)
218
(86.0)

<.0001
Yes 1131
(7.0)
667
(5.8)
241
(9.9)
112
(10.7)
93
(11.7)
18
(15.2)
560
(5.3)
257
(10.2)
111
(10.1)
168
(11.9)
35
(14.0)


Heart rhythm disease
No 12053
(84.2)
8778
(86.3)
1822
(78.7)
820
(78.9)
551
(74.8)
82
(79.2)


<.0001
8092
(87.0)
1899
(78.4)
752
(74.5)
1109
(79.8)
196
(79.1)


<.0001
> 1 year ago 1291
(8.1)
851
(7.6)
249
(10.1)
94
(8.1)
89
(11.6)
* 761
(7.5)
255
(9.5)
111
(10.3)
142
(9.3)
24
(9.0)
≤ 1 year 1229
(7.7)
684
(6.1)
279
(11.2)
139
(13.1)
109
(13.6)
18
(14.3)
561
(5.5)
307
(12.1)
163
(15.2)
165
(10.9)
33
(11.9)


Heart valve disease
No 13416
(92.7)
9609
(93.8)
2100
(89.7)
940
(89.7)
668
(89.5)
99
(91.8)


<.0001
8819
(94.2)
2186
(88.9)
907
(89.5)
1269
(90.0)
232
(91.9)


<.0001
> 1 year ago 728
(4.7)
463
(4.1)
146
(6.2)
69
(6.5)
43
(5.7)
* 406
(3.9)
163
(6.8)
64
(5.6)
80
(5.7)
15
(5.8)
≤ 1 year 429
(2.6)
241
(2.1)
104
(4.1)
44
(3.7)
38
(4.8)
* 189
(1.8)
112
(4.3)
55
(4.9)
67
(4.3)
*


Hypertension
No 5474
(39.4)
4277
(43.3)
650
(28.2)
307
(28.9)
217
(29.3)
23
(23.1)


<.0001
4003
(44.1)
680
(28.9)
257
(26.0)
441
(31.2)
93
(37.6)


<.0001
> 1 year ago 1828
(12.5)
1318
(12.5)
303
(13.3)
110
(10.1)
85
(11.8)
12
(10.6)
1232
(12.9)
297
(12.0)
122
(12.3)
153
(10.7)
24
(9.5)
≤ 1 year 7271
(48.1)
4718
(44.2)
1397
(58.5)
636
(61.1)
447
(59.0)
73
(66.3)
4179
(43.0)
1484
(59.2)
647
(61.7)
822
(58.2)
136
(52.9)


Incontinence
No 10051
(71.3)
7802
(77.3)
1392
(60.3)
509
(49.2)
323
(44.1)
25
(22.4)


<.0001
7268
(78.7)
1349
(55.8)
535
(53.3)
805
(58.1)
91
(36.8)


<.0001
Dialysis/catheterizat
ion
4453
(28.3)
2492
(22.5)
947
(39.3)
536
(50.0)
403
(52.6)
75
(71.7)
2135
(21.2)
1093
(43.2)
480
(45.6)
597
(41.0)
148
(58.4)
Yes 69
(0.4)
19
(0.2)
11
(0.5)
* 23
(3.3)
* 11
(0.1)
19
(0.9)
11
(1.1)
14
(0.9)
14
(4.9)
Mental or psychiatric
conditions
No 14362
(98.5)
10199
(98.8)
2310
(98.1)
1020
(96.6)
731
(97.6)
102
(94.5)

<.0001
9330
(99.0)
2425
(98.4)
1000
(96.9)
1361
(95.7)
243
(96.1)

<.0001
> 1 year ago 74
(0.5)
48
(0.5)
11
(0.5)
* * * 32
(0.3)
17
(0.7)
* 15
(1.2)
*
≤ 1 year 137
(1.0)
66
(0.8)
29
(1.3)
26
(2.6)
12
(1.5)
* 52
(0.6)
19
(0.9)
17
(2.0)
40
(3.1)
*

Mental retardation
No 14524
(99.7)
10295
(99.8)
2342
(99.6)
1041
(98.7)
740
(98.6)
106
(98.1)

<.0001
9397
(99.8)
2459
(99.9)
1021
(99.5)
1400
(98.6)
244
(95.8)

<.0001
Yes 49
(0.3)
18
(0.2)
* 12
(1.3)
* * 17
(0.2)
* * 16
(1.4)
*


Myocardial infarction
No 12689
(88.2)
9229
(90.5)
1903
(81.9)
875
(83.2)
597
(80.5)
85
(79.7)


<.0001
8430
(90.6)
2067
(84.8)
827
(81.2)
1158
(81.5)
203
(80.8)


<.0001
> 1 year ago 1624
(10.1)
957
(8.4)
382
(15.1)
146
(13.9)
123
(15.7)
16
(14.6)
873
(8.3)
336
(12.6)
153
(14.3)
221
(16.0)
42
(16.2)
≤ 1 year 260
(1.7)
127
(1.1)
65
(3.0)
32
(2.9)
29
(3.8)
* 111
(1.1)
58
(2.6)
46
(4.5)
37
(2.4)
*

Osteoporosis
No 12011
(83.5)
8766
(85.8)
1818
(78.1)
786
(74.6)
563
(75.7)
78
(74.4)

<.0001
8159
(87.3)
1790
(73.7)
746
(72.4)
1123
(79.7)
191
(76.6)

<.0001
Yes 2562
(16.5)
1547
(14.2)
532
(21.9)
267
(25.4)
186
(24.3)
30
(25.6)
1255
(12.7)
671
(26.3)
280
(27.6)
293
(20.3)
62
(23.4)


Paralysis
No 14244
(97.9)
10206
(99.0)
2279
(96.9)
992
(94.1)
683
(91.1)
84
(78.3)


<.0001
9320
(99.0)
2395
(97.3)
962
(93.6)
1349
(95.2)
215
(85.5)


<.0001
> 1 year ago 193 (1.3) 86
(0.8)
50
(2.1)
29
(2.6)
26
(3.9)
* 76
(0.8)
48
(1.9)
30
(3.1)
29
(2.0)
*
≤ 1 year 136
(0.8)
21
(0.2)
21
(0.9)
32
(3.3)
40
(5.0)
22
(19.9)
18
(0.2)
18
(0.8)
34
(3.3)
38
(2.9)
28
(10.3)

Parkinson’s disease
No 14405
(99.0)
10261
(99.5)
2302
(98.2)
1023
(97.4)
721
(96.5)
98
(91.5)

<.0001
9369
(99.6)
2423
(98.5)
997
(97.5)
1376
(97.4)
237
(93.3)

<.0001
Yes 168 (1.0) 52
(0.5)
48
(1.8)
30
(2.6)
28
(3.5)
* 45
(0.4)
38
(1.5)
29
(2.5)
40
(2.6)
16
(6.7)

Rheumatoid arthritis
No 13356
(92.2)
9657
(94.1)
2078
(88.5)
893
(84.5)
639
(84.6)
89
(84.6)

<.0001
8854
(94.5)
2165
(88.1)
871
(84.2)
1245
(87.9)
219
(86.4)

<.0001
Yes 1217
(7.8)
656
(5.9)
272
(11.5)
160
(15.5)
110
(15.4)
19
(15.4)
560
(5.5)
296
(11.9)
155
(15.8)
171
(12.1)
34
(13.6)


Stroke
No 13036
(90.7)
9597
(93.8)
1985
(85.4)
820
(78.5)
569
(77.6)
65
(62.0)


<.0001
8783
(94.0)
2154
(88.5)
823
(81.5)
1124
(79.1)
149
(60.1)


<.0001
> 1 year ago 1257
(7.7)
598
(5.3)
307
(12.2)
186
(17.3)
139
(17.4)
27
(23.6)
532
(5.1)
249
(9.5)
162
(14.7)
236
(16.8)
78
(29.6)
≤ 1 year 280
(1.7)
118
(1.0)
58
(2.5)
47
(4.2)
41
(5.0)
16
(14.5)
99
(0.9)
58
(2.1)
41
(3.8)
56
(4.1)
26
(10.3)
*

=Cannot display raw number nor percentage since cell size is less than 11, which are not allowed to be disclosed due to CMS’s confidentiality rules.