Abstract
Pancreas cancer (PC), a highly aggressive tumour type with uniformly poor prognosis, is an exemplar of the classical view of cancer development based on stepwise progression1. The current progression model, based on analyses of precursor lesions termed pancreatic intraepithelial neoplasm (PanINs) lesions, makes two predictions: 1) PC develops through a particular sequence of genetic alterations2–5 (KRAS > CDKN2A > TP53/SMAD4); and 2) the evolutionary trajectory of PC progression is gradual because each alteration is acquired independently. One shortcoming of this nearly two decade old contention is that clonally expanded precursor lesions have been identified that do not always belong to the tumour lineage2,5–9, indicating that the evolutionary trajectory of the tumour lineage and precursor lesions can be divergent. This prevailing view of tumourigenesis has contributed to the clinical notion that PC evolves slowly and presents at a late stage10. However, the propensity for this disease to rapidly metastasize and the inability to improve patient outcomes despite efforts aimed at early detection11, argue that PC progression is anything but gradual. By tracking DNA copy number changes and their associated rearrangements from tumour-enriched genomes using novel informatics tools, we found that PC tumourigenesis neither is gradual nor follows the accepted mutation order. Two-thirds of tumours harbour complex rearrangement patterns associated with mitotic errors, consistent with punctuated equilibrium as the principal evolutionary trajectory12. In a subset of cases, the consequence of such errors was the simultaneous, rather than sequential, knockout of canonical preneoplastic genetic drivers that likely set-off invasive cancer growth. These findings challenge the current model of PC tumourigenesis and provide novel insights into the mutational processes giving rise to these aggressive tumours.
PC will be the second leading cause of cancer-related death within a decade, and the biological basis for the aggressive nature of this disease is largely undefined. Motivated by this, we explored the PC genome to address this concern. PC genomes are highly unstable13, as evidenced by the drastic modifications to their DNA copy number (CN) landscape. Although this instability is further exacerbated with metastatic progression14, it remains unclear when the instability begins relative to the key genetic alterations that give rise to the invasive clone. Also, whether this instability propagates through single CN changes that accumulate one after another or through large numbers of concurrent changes, remains an unsettled facet of the PC progression model. These questions have important basic and translational implications for this lethal disease. As a first step, the mechanisms at the root cause of this instability need to be identified. Mutational phenomena such as chromothripsis and polyploidization have been linked to unstable tumours15,16 and aggressive tumour behaviour, raising the possibility that they play a role in PC development. These particular mutational phenomena are considered to accelerate cancer evolution because the DNA damage ensuing from such mitotic errors must be resolved in one or few rounds of cell division; otherwise the cell would die. To date, the extensive fibrosis in PC has obstructed the sequencing resolution needed to clearly decipher these events. In this study, we performed an in-depth analysis of over 100 whole genomes (Extended Data Fig. 1) from purified primary and metastatic PC (referring to ductal adenocarcinoma only) with a focus on mutational phenomena linked to rapid tumour progression.
To evaluate polyploidization, we developed and validated a new informatic tool, termed CELLULOID, which can estimate tumour ploidy and CN from whole genome data (Fig. 1a; Extended Data Fig. 2). We found that 45% (48/107) of tumours displayed CN changes consistent with polyploidization (Ploidy solutions in Supplement). In polyploid tumours, 88% (42/48) were tetraploid and the rest were hexaploid. The mean ploidy of diploid tumours was 1.95 versus those tumours that underwent genome duplication and triplication was 3.03 and 5.21 (relative to 4 and 6), implying that a larger proportion of the genome was lost in the latter subgroup (Extended Data Fig. 3a,b), which is consistent with previous data16. Polyploid tumours were enriched for mutations in TP53 (Extended Data Fig. 1e; p=0.02, Fisher’s exact test), and harboured 1.5 fold higher CN alterations compared to diploid tumours (median: 112 versus 77, p=0.003, t-test; Extended Data Fig. 3c). The dramatic loss of genomic material relative to baseline ploidy and increased number of CN alterations in polyploids demonstrates that their genomes are highly unstable.
We then used mutation data to infer the timing of the polyploidization event in tumour evolution (Supplementary results). All cases were first categorized according to their dominant mutational signature since specific aetiologies drive mutation accrual17. Two subgroups were evident: one where C>T transitions dominated, likely related to cytosine deamination with aging (termed ‘Age-related’: ~80%); and a second where all six classes of base substitutions were more or less balanced, a phenomenon linked to defects in double-strand break repair (termed DSBR: 17%; Extended Data Fig. 3d). Accordingly, half of the DSBR cases carried germline or somatic mutations in BRCA1/213. The remaining cases were comprised of heterogeneous signatures previously identified by Alexandrov et al17 (Extended Data Fig. 3d).
We found that most mutations preceded polyploidization in both the Age-related and DSBR subgroups (Fig. 1b). By contrast, most CN losses and gains occurred after polyploidization, an effect that was dramatically magnified when the size of the CN change was taken into account (losses: p=4.3×10−7; gains: p=0.003, t-test; Fig. 1c and Extended Data Fig. 3e). This implies that CN changes that precede polyploidization were smaller and focal; whereas, those that came after were larger and more structurally damaging to the genome. Some of these larger changes are likely a consequence of the improper segregation of chromosomal material gained during polyploidization. CN alterations corresponding to the polyploidization event commonly resided at integer values indicating that such events are near or fully clonal (CELLULOID solutions in Supplement). Two conclusions emerge from these data: 1) polyploidization occurs after an extended diploid phase of mutation accrual; 2) the CN changes related to polyploidization come to rapidly dominate in a shorter timeframe suggesting they are relevant to disease progression.
Many diploid and polyploid tumours harboured focal CN alterations that oscillated between a few DNA copy states, a telltale sign of chromothripsis15. We developed a sensitive algorithm, termed Chrom-AL, to differentiate chromothripsis from localized gradual events that accumulate over time (Supplementary Results). We found that a striking 65.4% (70/107) of PC harboured at least one chromothripsis event (Chrom-AL solutions in Supplement). A similar frequency was observed in an independent genome cohort (60%, n=50/84, Supplementary Results). Eleven percent of all chromothripsis events resided on chr18 (Extended Data Fig. 4a) resulting in the loss of a key tumour suppressor gene, SMAD4. By comparing the consensus CN profiles of cases with and without chromothripsis, we found that SMAD4 loss was accompanied by a gain in a region of chr18 that harbours GATA6, an oncogene implicated in PC development (Extended Data Fig. 4b, top panel; Supplementary Fig. 1). Furthermore, 8% percent of events were observed on chr12. The consensus CN profile of these cases revealed a focal amplification in the region of KRAS (Extended Data Fig. 4b, middle panel). These amplifications commonly affected the mutant KRAS allele either directly when chromothripsis and breakage-fusion-bridge cycles were combined (Extended Data Fig. 4c, Pcsi_0290), or indirectly when polyploidization was subsequent to a chromothripsis event that removed the wildtype copy (Extended Data Fig. 4c, Pcsi_0356). There was significantly more chromothripsis in polyploids than in diploids, agreeing with greater genomic instability in the former subgroup (Extended Data Fig. 4d; p=0.013, Fisher’s exact test). We observed a worse overall survival for patients whose tumours had such an event (p=0.025, log-rank test; Supplementary Fig. 2). The high prevalence of chromothripsis in PC combined with the previously established link between chromothripsis and aggressive tumour behaviour in other cancers15,18, strongly implicate this mutational processes as a key part of PC development. Importantly, these data directly support the ‘catastrophic’ model of PC progression proposed by Real19 more than a decade ago.
We next performed a series of focused analyses using individual cases to illustrate the broad principles of the approach applied to the genome cohort. An important question arising from the above data is how much of the overall genomic instability in these tumours can be attributed to a single chromothripsis event. In Pcsi_0082, a tetraploid tumour, 63% of all CN changes could be attributed to five distinct chromothripsis events on chr8, chr13, chr15, chr16 and chr18 (Extended Data Fig. 5a). As chromothripsis is sustained and resolved in a single cell division20,21, we can approximate that more than half of the genomic damage in Pcsi_0082 was incurred from roughly five aberrant mitoses. Because Pcsi_0082 had undergone polyploidization, we were able to infer the timing of chromothripsis events relative to the genome doubling using the magnitude of the CN changes. Considering that chromothripsis occurs on one copy of DNA, the events sustained on chr13, chr16 and chr18 occurred after polyploidization because the CN changes on these chromosomes vary mostly by one (Extended Data Fig. 5a, ➁, , ). By contrast, the chromothripsis on chr8 and chr15 occurred before polyploidization when the tumour was still diploid since these CN changes vary in multiples of two as a result of genome doubling (➀, ). Across all polyploid tumours, we observed that more than half (59%) of all chromothripsis events transpired before polyploidization (Chrom-AL solutions). This suggests that polyploidization further exacerbates the preexisting genomic instability in these tumours. Overall, many CN alterations in PC are acquired through rapid bursts of genetic change from a single or few cataclysmic events (Extended Data Fig. 5b) rather than a set of gradual events that accumulate overtime.
To investigate these mitotic cataclysms in disease progression, we analyzed the genomes of 15 distinct metastases from six cases (Extended Data 6; Supplementary results). In one case of fulminant metastatic progression (Pcsi_0410), eight distinct metastases were sequenced (progression timeline: Fig. 2a). All metastases were polyploid and also carried two distinct chromothripsis events: one on chr6, and another on chr8 that resulted in the striking amplification of c-MYC (20 – 40 copies) resembling a double minute or a variant of a cancer neochromosome22 (Fig. 2b,c; Extended Data Fig. 7a). The final CN in areas of loss of heterozygosity (LOH) in both chromothripsis events reside at 2 indicating they occurred before polyploidization (Extended Data Fig. 7b). Using FISH, we confirmed that the primary tumour was also polyploid and harboured chromothripsis (Fig. 2c; Supplementary Fig. 3a,b). Thus, we can infer that both chromothripsis events preceded polyploidization, and systemic spread of the disease ensued after polyploidization by a clone that harboured all three cataclysms (Fig. 2d). An additional chromothripsis event was detected on chr13 in the adrenal gland metastasis (Supplementary Fig. 3c), consistent with previous data on ongoing instability with metastatic progression14. Overall, we observed that chromothripsis was maintained in metastases if present in the primary tumour (Extended Data Fig. 6d). These data support that the bulk of genomic instability precedes metastases and is fostered early in tumourigenesis. If the dominant clonal lineage of the primary tumour arises from these types of mitotic errors, it leads to the hypothesis that intra-tumoural heterogeneity in PC10 follows this event, akin to the ‘big-bang’ model proposed for colon cancer23.
The central tenet of the PanIN progression model posits that alterations in KRAS, CDKN2A, TP53 and SMAD4 are acquired as part of consecutive events. To directly test this model, we used DNA rearrangements to reconstruct the evolutionary history of allelic losses of tumour suppressors based on evidence that allelic alterations are the first hit in tumourigenesis (Supplementary results and Luttges et al5). Ashpc_0005, a tetraploid tumour, had a complex pattern of rearrangements involving chromosomes 9, 17 and 18 where CDKN2A, TP53 and SMAD4 reside (Fig. 3a). Several features of this rearrangement pattern facilitate the reconstruction of the mutational events in this tumour. First, there are two independent sets of rearrangements on chr9 (Fig. 3b; window 1 and window 2) that flank CDKN2A indicating that the two copies of this gene were lost as part of independent chromothripsis events. Second, there are distinct amplified DNA segments in window 2 (Fig. 3c) bounded by a specific type of rearrangement referred to as a fold-back inversion which leave behind steep CN drops (>2) indicative of a cycle of breakage-fusion-bridge (BFB)14. Three steep CN drops in window 2 are evidence of three cycles of BFB (Fig. 3c). Third, the intervening CN change (from 10 to 8) on one of these amplified segments, suggests that chromothripsis event followed three cycles of BFB and was likely the final major event that stabilized the derivative chromosome24 (Fig. 3c, second to last panel). Fourth, all CN changes in the event are in multiples of two, indicating that polyploidization followed the BFB cycles and chromothripsis (Fig. 3a). Finally, the CN change on chr18 from 3 to 1 (instead of 4 to 2) indicates that one wildtype copy of this chromosome was lost after polyploidization (Fig. 3a). The relative order of the first and the second copy losses of CDKN2A cannot be deciphered, but a single cataclysmic event involving BFB and chromothripsis knocked out a single copy of CDKN2A, TP53 and SMAD4 in synchronized fashion (Fig. 3d,e). Using rearrangements to reconstruct the sequence of events in a second case (Pcsi_0171) demonstrated a single chromothripsis simultaneously knocked out CDKN2A and SMAD4 (Extended Data Fig. 8). Notably, rearrangement patterns in 16% of cases (17/107) combined allelic alterations in KRAS, CDKN2A, TP53 and SMAD4 genes, predominantly as double knockouts (14% if only tumour suppressor genes are considered; Supplementary Fig. 4). In a proof of principle experiment using single cell sequencing in a tumour where rearrangements did not span these genes, we found an ancestral clone that harboured a SMAD4 loss but retained TP53 and CDKN2A (Extended Data Fig. 9). These data provide direct evidence that a number of cases do not conform to the accepted mutational hierarchy predicted by the PanIN progression model and warrant future investigation into the sequence of mutational events that give rise to these aggressive tumours.
Studies dating back two decades have been critical in molding the current perspective of how PC develops1. Key features of our data provide a framework to broaden this view. First, analysis on polyploid tumours revealed that most mutations accumulate when these tumours are still diploid. Assuming that preneoplastic cells are diploid, a fraction of these mutations must be preneoplastic. In line with this reasoning, Murphy et al. have demonstrated that preneoplasms in PC acquire extensive mutation burden but remain non-invasive25. This suggests a prolonged preneoplastic phase predates the onset of invasive disease and that CN events are crucial for transformation (Extended Data Fig. 10). These data carry implications for the design of future studies on early detection of PC11. Second, CN changes from chromothripsis are essentially clonal suggesting that these events are sustained early in tumourigenesis. The inactivation of well-known preneoplastic drivers (CDKN2A, TP53, SMAD4) en bloc strongly supports this notion and implies that chromothripsis can be a transforming event under the right gene context18,24. Our data also raise the possibility that some PCs may not progress through a linear series of PanIN lesions19. Why cataclysmic phenomena are so frequent in PC cannot be easily answered. Perhaps the extensive fibrosis in these tumours, known to suppress tumour development26,27, plays a role in applying a selective pressure that favours punctuated events over gradual ones. Lastly, PC is well known for its proclivity to metastasize. In mouse models of PC, genomic instability contributes to metastatic progression28. If chromothripsis is indeed the transforming event in some tumours, as our data suggests, a single event could thus confer a cell with both invasive and metastatic properties. In this scenario, there would be a very short latency period between the birth of the invasive clone and the ability of that clone to send volleys of metastatic seeds29,30. This fits the logic of why 80% of PC patients present with advanced disease at diagnosis. How these mutational processes contribute to disease progression and metastatic phenotype becomes a critical topic of investigation; such knowledge will be essential to guide more effective screening and therapeutic strategies for PC and conceivably for other aggressive tumour types as well.
METHODS
A full description of the methods is provided in the Supplementary Information file.
Extended Data
Supplementary Material
Acknowledgments
We would like to thank N. Simard and Sherry Zhao and members of the Sickkids-UHN Flow facility for technical support. Funding sources for this study include grants to the Pancreatic Cancer Sequencing Initiative program from the Ontario Institute for Cancer Research (OICR), through generous support from the Ontario Ministry of Research and Innovation, the Canada Foundation for Innovation; Research award to FN from the OICR and the Canadian Institutes for Health Research (CIHR); Canadian Friends of the Hebrew University, the SMGS Family Foundation, NCI grant P50 CA102701 (Mayo Clinic SPORE in Pancreatic Cancer) and NCI grant R01 CA97075 (Pancreatic Cancer Genetic Epidemiology Consortium). FN is supported by a fellowship award from CIHR and is a recipient of a scholar’s research award from the Ontario Institute of Cancer Research (OICR), through generous support from the Ontario Ministry of Research and Innovation. GZ is a Clinician-Scientist of the Fonds de la Recherche en Sante du Quebec. PJC is a Wellcome Trust Senior Clinical Fellow. TJH, LDS, JDM and SG are recipients of Senior or Clinician-Scientist Awards from the Ontario Institute for Cancer Research.
Footnotes
AUTHOR CONTRIBUTIONS: Data analysis and interpretation – FN, ML, YL, MCSY, GWW, AAC, FXR, PCJ, SG, TJH; tumour enrichment – SBL, IL, FN; Pathological assessment: TW, MST, JMSB, MHR, SHB; genomics – RED, AMKB, KN, JCK, LT, NB, DP, LH, EI, GHJ, JJ, LGTJ, JDM, LDS, LIS, LIH, JED, CKY, TB, LBA; FISH – OL; Celluloid – ML; Single cell analysis – GWW, JTS, FN. Sample acquisition, annotation and collection from institutes external to UHN – GMP, MAH, GZ, CL; Sample acquisition, annotation and collection from UHN: JMW, AB, SG, SPC; Study design – FN, TJH, SG; manuscript writing and preparation – FN; manuscript editing – ML, SG, FXR, JED, PCJ, TJH, SG.
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