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. 2017 Jun 6;19:55–61. doi: 10.1016/j.amsu.2017.06.014

Table 1.

Best evidence papers.

Author, date and country Patient Group Study type and Level of evidence Outcomes Key results Comments
Arora et al., 2015 [2], UK Prospective analysis of 14 patients (13 male, 1 female): 4 had TORS BOT reduction alone while 10 had TORS BOT reduction in combination with epiglottoplasty (depending on DISE findings)
Patient characteristics:
  • -

    Mean age = 54.3

  • -

    Mean preoperative BMI = 28.7kgm-2

  • -

    Pre-operative AHI = 35.6h−1

  • -

    Mean pre-operative ESS = 14.9

  • -

    Mean pre-operative oxygen saturation level (SaO2) = 92.9%

  • -

    9 patients had undergone previous oropharyngeal surgery for OSA

Inclusion criteria:
  • (1)

    Moderate to severe OSA

  • (2)

    Intolerant to conventional treatment (CPAP and/or MAD)

  • (3)

    BMI<35kgm-2

  • (4)

    Obstruction at the level of the tongue base and/or epiglottis as diagnosed via DISE

Exclusion criteria:
  • (1)

    Numerous comorbidities

  • (2)

    Limited mouth opening

  • (3)

    Inadequate follow-up

Level IIb prospective cohort study Primary:
  • -

    Post-operative AHI

  • -

    Post-operative SaO2

  • -

    Post-operative ESS

  • Secondary:

  • -

    Operative time

  • -

    Blood loss

  • -

    Complications

PROMs:
  • -

    Voice (VHI-2)

  • -

    Swallowing

  • (MDADI)

  • -

    QoL (EQ-5D)

Significant decrease in mean AHI post-TORS (21.2h−1+/−24.6 h−1 vs. 36.3 h−1+/−21.4 h−1, p = 0.026)
Significant increase in mean SaO2 post-TORS (92.9% ±1.8% vs. 94.3% ±2.5%, p = 0.005)
Significant decrease in mean ESS (p = 0.002) and normalised by 6 months
Obese patients (BMI>30kgm-2) had significantly higher failure rates compared to non-obese (p < 0.01)
One patient had a minor secondary haemorrhage, one patient had dysgeusia and two patients had odynophagia to solids
Voice and swallowing worsened initially in first 2 week (p < 0.005) but returned to normal levels within 3 months
Quality of life was improved 3 months after the procedure (p < 0.001)
TORS BOT reduction with or without wedge epiglottoplasty are clinically effective in non-obese OSA patients who have failed to tolerate conventional treatment
Study strengths:
  • -

    Prospective nature

  • -

    Long follow-up

  • -

    Both subjective and objective outcomes measured

Limitations:
  • -

    No control group

  • -

    Small sample size

Chiffer et al., 2015 [11], USA Prospective analysis of a mixed cohort of 19 patients (16 male, 3 female): All underwent TORS bilateral posterior hemiglossectomy with limited pharyngectomy and an uvulopalatopharyngoplasty
Patient characteristics:
  • -

    Mean age = 46.8 years, range 24–59 years

  • -

    Mean preoperative BMI = 34.0kgm-2, range 26.6–55.0kgm-2

  • -

    Mean preoperative AHI = 52.9h−1, range 17-112h−1

Inclusion criteria:
  • -

    At least 18 years old

  • -

    AHI >5

  • -

    Informed consent

Exclusion criteria:
  • -

    Under 18 years old

  • -

    Active infection that is not being treated

  • -

    Pregnancy

  • -

    Previous head and neck procedure that prevented transoral access

  • -

    Comorbidities that prevented them from undergoing TORS or GA due to increased operative risk

Level IIb prospective cohort study
  • -

    Post-operative AHI

  • -

    Volumetric outcomes (based on MRI measurements pre- and post-operatively)

61% of patients (11/18) were classified as surgical successes
Patients in the surgical success group experienced a significant mean drop in AHI of 52.9 ± 29.0h−1 compared to 4.5 ± 33.5h−1 in those that did not meet the criteria for surgical success (p = 0.006)
67% were classified as surgical responders (12/18)
There was an increase in airway volume following TORS at the retropalatal and total lateral wall levels
When comparing obese and non-obese patients, no statistically significant difference was found in terms of surgical response (56.3% vs. 50%, p > 0.1)
The success rate in the non-morbidly obese patients (BMI = 30-35kgm-2) was 62.5%
Study strengths:
  • -

    Prospective study

  • -

    Multiple outcome measures (based on both polysomnography and volumetric MRI)

  • -

    Individual BMI values were presented which allowed further analysis

Limitations:
  • -

    Small sample size

  • -

    Lack of standardization (pre-op MRI scans as well as pre- and post-op PSG studies were performed at different institutions)

  • -

    BMI changes were not controlled for

  • -

    Clinicians analysing the MRI scans were not blinded to post-op AHI values; may introduced bias

Hoff et al., 2014 [12], USA Retrospective analysis of a mixed cohort of 121 patients (83 male, 38 female) with moderate to severe OSA that underwent TORS tongue base surgery ± multilevel surgery
Patient characteristics:
  • -

    Mean age = 54.5 years

  • -

    Mean preoperative BMI = 28.4kgm-2 and mean postoperative BMI = 27.5kgm-2

  • -

    Mean preoperative AHI = 42.7h−1 and mean postoperative AHI = 22.2h−1

Inclusion criteria:
  • (1)

    Moderate-to-severe OSA

  • (2)

    Intolerance to CPAP therapy

  • (3)

    Tongue base hypertrophy (DISE)

  • (4)

    Good tongue base exposure during TORS

  • (5)

    Complete preoperative and 3-month postoperative polysomnography (PSG) data

Exclusion criteria:
  • a)

    Mild OSA

  • b)

    TORS lingual tonsillectomy not performed

  • c)

    No postoperative PSG

Level III retrospective cohort study Postoperative AHI
Success if: AHI<20h1 and AHI decreased by 50%
Cure if AHI<5h1
Mean post-operative AHI dropped from 42.7h−1 to 22.2kgm-2
84.3% of patients showed an improvement in their AHI
In 51.2% of patients, TORS proved successful
14% of patients were cured
Lingual tonsil volume resected correlated with drop in AHI
The lower the pre-operative BMI, the higher the percentage of success following TORS (56.5% with BMI<30kgm-2 underwent successful TORS compared to 78.3% of patients with BMI<25kgm-2)
No complications reported
Pre-operative BMI can be used as a marker of success in TORS for OSA
Study strengths: Largest retrospective analysis of TORS procedures performed by a single surgeon
Limitations:
  • -

    Retrospective nature

  • -

    Significant difference between mean preoperative and postoperative BMI, which could act as a cofounder

The condition of 16% of patients worsened and this can be because for 6 of them PSG was done more than 5 years before TORS procedure (and thus not representative of pre-operative BMI) and also smaller lingual tonsil volume was resected in these patients
Lin et al., 2014 [13], USA Retrospective analysis of 39 patients (24 male, 15 female) with moderate to severe OSA
TORS procedures performed:
  • -

    BOT reduction (11)

  • -

    BOT reduction plus UPPP (2)

  • -

    BOT reduction plus epiglottectomy (7)

  • -

    BOT reduction, plus epiglottectomy, plus UPPP (19)

Demographic data:
  • -

    Mean age = 46.5 years

  • -

    Race (26 Caucasian, 2 Hispanic and 11 African American)

Clinical data:
  • -

    Mean pre-operative BMI = 32.9 + 7.0kgm-2

  • -

    Mean neck circumference = 16.2 + 1.5 cm

  • -

    Mean Friedman stage = 3.0 + 0.6)

  • -

    DISE findings (most of the patients experienced collapse in the nasopharynx, BOT, and epiglottis)

  • -

    Mean preoperative AHI = 43.9 + 32.3),

  • -

    Mean pre-operative ESS = 15.6 + 5.4)

  • -

    Mean pre-operative LO2sat = 81.6 + 8.1%

  • -

    18 had a tonsillectomy done before, 8 a UPPP, 4 BOT reduction, 4 tracheostomy, and 21 other procedures

Inclusion criteria:
  • -

    Adult patients

  • -

    Moderate to severe OSA

  • -

    Have completed demographic and clinical data

  • -

    Have completed 4 months of follow up

Level III retrospective cohort study
  • -

    Post-operative AHI

  • -

    Post-operative ESS

  • -

    Post-operative LO2sat

  • -

    Mean post-operative AHI = 21.9 + 23.5h-1

  • -

    Mean post-operative ESS = 5.7 + 4.3

  • -

    Mean post-op LO2sat = 83.4 + 7.3%

Overall, 21 patients did have a positive surgical response as defined by >50% decrease in AHI and a post-op AHI <15 together with a post-op ESS less or equal to 9
Patients with BMI<30kgm-2 enjoyed an excellent surgical response rate of 88.2%, whereas patients with BMI≥40kgm-2 had a poor surgical response rate of only 16.7%
Complications:
  • -

    No airway or haemorrhage

  • -

    3 patients experienced dysphagia due to oropharyngeal scarring that needed surgical/medical intervention

  • -

    Most of the patients had dysgeusia and tongue numbness which resolved within 3 months following TORS except in 3 patients in whom it lasted for more than a year

Patients with BMI<30kgm-2 had the best response whereas those with BMI more or equal to 40kgm-2 had the worst (BMI<30kgm-2 88.2%, BMI ≥ 30kgm-2 but <40kgm-2 31.3%, BMI≥40kgm-2 16.7% p < 0.000)
Patients with AHI<60h−1 had the best surgical response rate compared to those with AHI>60h−1 (67.9% vs. 18.2% p = 0.011)
Study strengths:
  • -

    Adequate number of patients

  • -

    Specifically looked into the impact of BMI on surgical access

Limitations:
  • -

    Retrospective nature

  • -

    Absence of long-term follow-up

Spector et al., 2016 [14], USA Retrospective analysis of 118 patients (87 male, 31 female) with moderate to severe OSA
All had TORS lingual tonsillectomy either alone or in combination with multilevel surgery:
  • -

    epiglottectomy (60)

  • -

    tonsillectomy (55)

  • -

    partial midline glossectomy (40)

  • -

    pharyngoplasty (39)

  • -

    palatoplasty (37)

  • -

    UPPP (30)

  • -

    turbinate reduction (29)

  • -

    uvulectomy (23)

  • -

    septoplasty (2)

  • -

    adenoidectomy (1).

Patient characteristics:
  • -

    Mean age = 54.6 years

  • -

    Mean BMI = 29.0kgm-2

  • -

    Mean AHI = 43.0h-1

  • -

    Mean excised lingual tonsil volume = 8.0 ml

Inclusion criteria:
  • -

    Moderate-to-severe OSA

  • -

    Failure to tolerate conventional treatment

Exclusion criteria:
  • -

    Previous TORS

Level III retrospective cohort study Post-operative AHI Mean post-op AHI was 22.6kgm-2
82.5% of the patients experienced an improvement in their post-op AHI
In 63% of the patients the intervention was considered successful (AHI<20h1 and 50% drop in pre-op AHI)
16.9% of the patients satisfied the cure criteria for 3 months post-surgery (AHI<5h1)
Patients with BMI<30kgm-2 had a success rate of 69.9% whilst for those with a BMI >30kgm-2 the success rate dropped to 51% (p = 0.041)
BMI can predict operative success of TORS for OSA
As BMI increases, the chances of success of TORS for OSA decrease
Study strengths:
  • -

    Large sample size

  • -

    Specifically evaluated predictive role of BMI

Limitations:
  • -

    Retrospective study

  • -

    No control group

Abbreviations: OSA = obstructive sleep apnoea; TORS = transoral robotic surgery; AHI = apnoea-hypopnoea index; CPAP = continuous positive airway pressure; DISE = drug-induced sleep endoscopy; PSG = polysomnography; BOT = base of tongue; MAD = mandibular advancement device; ESS = Epworth Sleepiness Score; PROMs = patient reported outcome measures; QoL = quality of life; GA = general anaesthetic; LO2sat = lowest oxygen saturation.