Table 1.
Suicide literature related to the Research Domain Criteria (RDoC) matrix.1
| Negative Valence Systems: “primarily responsible for responses to aversive situations or context, such as fear, anxiety, and loss” | ||||
| Construct | Definition | Examples | Sample References |
Unit of Analysis |
| Loss | “A state of deprivation of a motivationally significant con- specific, object, or situation. Loss may be social or non- social and may include permanent or sustained loss of shelter, behavioral control, status, loved ones, or relationships. The response to loss may be episodic (e.g., grief) or sustained.” |
Interpersonal loss |
Bagge, Glenn, & Lee, 2013; Cheng, Chen, Chen, & Jenkings, 2000; Yen et al., 2005 |
Self-report |
| Employment or financial loss |
Cheng et al., 2000; Classen & Dunn, 2012 |
Self-report | ||
| Loss of personal health |
Cavanagh, Owens, & Johnstone, 1999; Cheng et al., 2000 |
Self-report | ||
| Potential Mediators | Sample References |
Unit of Analysis |
||
| Loneliness, isolation, decreased belongingness |
Zuroff, Fournier, & Moskowitz, 2007 (also see Social Processes) |
Self-report | ||
| Guilt and humiliation | Hendin, Maltsberger, Lipschitz, Haas, & Kyle, 2001 | Self-report | ||
| Potential Moderators | Sample References |
Unit of Analysis |
||
| Negative attributional style |
Kleiman, Riskind, Stange, Hamilton, & Alloy, 2014 | Self-report | ||
| Perfectionism | Hewitt, Caelian, Chen, & Flett, 2014 | Self-report | ||
| Problem solving deficits | Grover et al., 2009 | Self-report | ||
| Construct | Definition | Examples | Sample References |
Unit of Analysis |
| Sustained threat |
“An aversive emotional state caused by prolonged (i.e., weeks to months) exposure to internal and/or external condition(s), state(s), or stimuli that are adaptive to escape or avoid. The exposure may be actual or anticipated; the changes in affect, cognition, physiology, and behavior caused by sustained threat persist in the absence of the threat, and can be differentiated from those changes evoked by acute threat.” |
Childhood abuse and neglect |
Joiner et al., 2007; Sarchiapone, Carli, Cuomo, & Roy, 2007; Spokas, Wenzel, Stirman, Brown, & Beck, 2009; Ystgaard, Hestetun, Loeb, & Mehlum, 2004 |
Self-report |
| Peer victimization and bullying in youth |
Geoffroy et al., 2016; Klomek, Marrocco, Kleinman, Schonfeld, & Gould, 2007 |
Self-report | ||
| Chronic stress (e.g., interpersonal, occupational) |
Baumert et al., 2014; Pettit, Green, Grover, Schatte, & Morgan, 2011 |
Self-report | ||
| Potential Mediators | Sample References |
Unit of Analysis |
||
| Emotion regulation difficulties |
Gordon et al., 2015 | Self-report | ||
| Hopelessness | Spokas et al., 2009 | Self-report | ||
| Engagement in risky behaviors |
Dube et al., 2001 | Self-report | ||
| Re-victimization | Lee, 2015 | Self-report | ||
| Alterations in stress- response system |
Turecki & Brent, 2016 | Physiology | ||
| Potential Moderators | Sample References |
Unit of Analysis |
||
| (See potential moderators of loss construct) | ||||
| Genetic moderators: | ||||
| Serotonin transporter gene (5-HTTLPR) |
Roy, Hu, Janal, & Goldman, 2007; Shinozaki et al., 2013 |
Genes (× environment) |
||
| Serotonin gene HTR2A |
Ben-Efraim, Wasserman, Wasserman, & Sokolowski, 2013; Brezo et al., 2010 |
Genes (× environment) |
||
| Brain-derived neurotrophic factor (BDNF) |
Perroud et al., 2008 | Genes (× environment) |
||
| Corticotropin- releasing hormone receptor 1 (CRHR1) |
Ben-Efraim, Wasserman, Wasserman, & Sokolowski, 2011 | Genes (× environment) |
||
| Construct | Definition | Examples | Sample References |
Unit of Analysis |
| Frustrative nonreward |
“Reactions elicited in response to withdrawal or prevention of reward, i.e., by the inability to obtain positive rewards following repeated or sustained efforts.” |
Psychiatric disorders characterized by aggression, anger, and irritability (e.g., impulse- control, substance use, antisocial personality, and intermittent explosive disorders)2 |
Evren, Cinar, Evren, & Celik, 2011; Nock, Hwang, Sampson, & Kessler, 2010; Nock et al., 2014; |
Self-report |
| Trait aggression, anger, irritability |
Borges et al., 2010; Hawkins et al., 2014; Swogger, Van Orden, & Conner, 2014 |
Self-report | ||
| Potential Mediators | Sample References |
Unit of Analysis |
||
| Emotion regulation difficulties |
Ammerman, Kleiman, Uyeji, Knorr, & McCloskey, 2015 | Self-report | ||
| Perceived burdensomeness and lack of belongingness |
Hawkins et al., 2014 | Self-report | ||
| Construct | Definition | Examples | Sample References |
Unit of Analysis |
| Acute and potential threat |
Acute threat (“fear”): “Activation of the brain’s defensive motivational system to promote behaviors that protect the organism from perceived danger.” Potential threat (“anxiety”): “Activation of a brain system in which harm may potentially occur but is distant, ambiguous, or low/uncertain in probability, characterized by a pattern of responses such as enhanced risk assessment (vigilance).” |
Fear disorders |
Borges et al., 2010; Nock, Hwang, et al., 2010 |
Self-report |
| Panic attacks | Yaseen, Chartrand, Mojtabai, Bolton, & Galynker, 2013 | Self-report | ||
| Anxiety disorders |
Borges et al., 2010; Nock, Borges, Bromet, Alonso, et al., 2008; Nock, Hwang, et al., 2010 |
Self-report | ||
| Fear-potentiated startle response (but not anxiety- potentiated startle) |
Ballard et al., 2014 | Physiology | ||
|
Positive Valence Systems (PVS): “Primarily responsible for responses to positive motivational situations or contexts, such as reward seeking, consummatory behavior, and reward/habit learning” | ||||
|
Construct nonspecific (i.e., tied to PVS but not to a specific construct with this domain) |
Definition | Examples | Samples References |
Unit of Analysis |
| (see PVS definition above) | Anhedonia |
Fawcett et al., 1990; Nock & Kazdin, 2002 |
Self-report | |
| Psychiatric disorders characterized by hyperresponsiveness of the reward system, such as substance use and impulse-control disorders |
Borges et al., 2010; Nock, Hwang, et al., 2010; Vijayakumar, Kumar, & Vijayakumar, 2011; Wong, Cheung, Conner, Conwell, & Yip, 2010 |
Self-report | ||
| Construct | Definition | Examples | Sample References |
Unit of Analysis |
| Approach motivation |
“Involving mechanisms/processes that regulate the direction and maintenance of approach behavior…can be directed toward innate or acquired cues… implicit or explicit goals” |
Indifference to reward magnitude (reward valuation) |
Liu, Vassileva, Gonzales, & Martin, 2012 | Behavior |
| Reduced willingness to work for a reward |
Auerbach, Millner, Stewart, & Esposito, 2015 | Behavior | ||
| Initial and sustained responsiveness to rewards |
“Mechanisms and processes associated with hedonic responses—as reflected in subjective experiences, behavioral responses, and/or engagement of the neural systems to a positive reinforcer—and culmination of reward seeking.” |
Weak paralimbic responsiveness to expected rewards |
Dombrovski, Szanto, Clark, Reynolds, & Siegle, 2013 | Circuits |
| Reward learning |
“Process by which organisms acquire information about stimuli, actions, and contexts that predict positive outcomes, and by which behavior is modified when a novel reward occurs or outcomes are better than expected.” |
Difficulty flexibly adapting to new information to increase probability of rewards: |
||
| Perseverating on previously rewarding stimuli even when no longer advantageous |
Dombrovski et al., 2013 | Behavior | ||
| Switching away from newly rewarding stimuli too quickly |
Dombrovski et al., 2010 | Behavior | ||
| Cognitive Systems: “responsible for various cognitive processes” (see Constructs for examples) | ||||
| Construct | Definition | Examples | Sample References |
Unit of Analysis |
| Declarative memory |
“Acquisition or encoding, storage and consolidation, and retrieval of representations of facts and events.” |
Recalling past events in an overgeneralized style with fewer vivid details (e.g., Autobiographical Memory Test) |
Arie, Apter, Orbach, Yefet, & Zalsman, 2008; Pollock & Williams, 2001; Williams et al., 1996 |
Behavior |
| Delayed recall | Richard-Devantoy, Berlim, & Jollant, 2015 | Behavior | ||
| Working memory |
“Active maintenance and flexible updating of goal/task relevant information (items, goals, strategies, etc.) in a form that has limited capacity and resists interference.” |
Overall working memory deficits (e.g., N-Back Task, Weschler Memory Scale) |
Kim, Jayathilake, & Meltzer, 2003; Richard-Devantoy et al., 2015 |
Behavior |
| Cognitive control |
“System that modulates the operation of other cognitive and emotional systems, in the service of goal-directed behavior, when prepotent modes of responding are not adequate to meet the demands of the current context. Additionally, control processes are engaged in the case of novel contexts, where appropriate responses need to be selected from among competing alternatives.” |
Executive attention3 or attention control deficits (e.g., Stroop Task) |
Keilp, Gorlyn, Oquendo, Burke, & Mann, 2008; Keilp et al., 2013; Keilp et al., 2001 |
Behavior |
| Making disadvantageous choices (e.g., Iowa Gambling Task) |
Jollant et al., 2005; Jollant et al., 2007 |
Behavior | ||
| Difficulty inhibiting poor responses (e.g., Go/No- Go Test) |
Westheide et al., 2008 | Behavior | ||
| Decreased activation for disadvantageous choices in the lateral orbitofrontal and occipital cortices (e.g., Iowa Gambling Task) |
Jollant et al., 2010 | Circuits | ||
| Perception | “Processes that perform computations on sensory data to construct and transform representations of the external environment, acquire information from, and make predictions about, the external world, and guide action.” |
Auditory verbal hallucinations |
Fujita et al., 2015; Harkavy-Friedman et al., 2003; Nordentoft et al., 2002 |
Self-report |
| Visual acuity | Rim, Lee, Sung, Chung, & Kim, 2015 | Behavior | ||
| Chronic pain |
Calati, Bakhiyi, Artero, Ilgen, & Courtet, 2015; Hooley, Franklin, & Nock, 2014 |
Self-report | ||
| Higher pain tolerance (e.g., cold pressor task) |
Ribeiro et al., 2014 | Behavior | ||
| Language | “System of shared symbolic representations of the world, the self and abstract concepts that supports thought and communication.” |
Speech production patterns, acoustic effects (such as monotonous and repetitive phrasing), and voice quality |
Cummins et al., 2015; Silverman & Silverman, 2006 |
Behavior |
| Social Processes: “mediate responses to interpersonal settings of various types, including perception and interpretation of others’ actions” | ||||
| Construct | Definition | Examples | Sample References |
Unit of Analysis |
| Affiliation and attachment |
“Affiliation is engagement in positive social interactions with other individuals. Attachment is selective affiliation as a consequence of the development of a social bond. Affiliation and Attachment are moderated by social information processing (processing of social cues) and social motivation. Affiliation is a behavioral consequence of social motivation and can manifest itself in social approach behaviors.” |
Feelings of loneliness and lack of social belonging |
Burke, Hamilton, Ammerman, Strange, & Alloy, 2016; Fisher, Overholser, Ridley, Braden, & Rosoff, 2015; Wichstrom, 2000 |
Self-report |
| Perceived burdensomeness |
Brown, Dahlen, Mills, Rick, & Biblarz, 1999; Van Orden, Lynam, Hollar, & Joiner, 2006 |
Self-report | ||
| Avoidant attachment style |
Grunebaum et al., 2010 | Self-report | ||
| Insecure attachment style | Sheftall, Schoppe-Sullivan, & Bridge, 2014 | Self-report | ||
| Family responsibility, including having children at home4 |
Oquendo et al., 2005; Qin & Mortensen, 2003 |
Self-report | ||
| School connectedness4 | Sampasa-Kanyinga & Hamilton, 2016 | Self-report | ||
| Religious affiliation4 | Dervic et al., 2004 | Self-report | ||
| Perception and understanding of self |
“The processes and/or representations involved in being aware of, accessing knowledge about, and/or making judgments about the self. These processes and representations can include current cognitive or emotional internal states, traits, and/or abilities, either in isolation or in relationship to others, as well as the mechanisms that support self-awareness, self-monitoring, and self-knowledge.” |
Low self-esteem, low self-efficacy, low self- concept |
Bolton, Pagura, Enns, Grant, & Sareen, 2010; Lewinsohn, Rohde, Seeley, & Baldwin, 2001; Wichstrom, 2000 |
Self-report |
| High self-consciousness, self-criticism, or self- blame |
Bolton et al., 2010; Wiklander et al., 2012; Yen & Siegler, 2003 |
Self-report | ||
| Implicit self- identification with death/suicide (assessed via the death/suicide Implicit Association Test; d/s IAT) |
Barnes et al., 2016; Nock, Park, et al., 2010 |
Behavior | ||
| Perception and understanding of others |
“The processes and/or representations involved in being aware of, accessing knowledge about, reasoning about, and/or making judgments about other animate entities, including information about cognitive or emotional states, traits or abilities.” |
No examples have been examined in relation to suicidal behaviors |
||
| Social communication |
“A dynamic process that includes both receptive and productive aspects used for exchange of socially relevant information. Social communication is essential for the integration and maintenance of the individual in the social environment.” |
Increased neural activity to angry faces, potentially indexing sensitivity to signals of anger or social disapproval |
Jollant et al., 2008; Pan et al., 2013 |
Circuits |
| Autism spectrum disorders, in which social communication deficits are prominent |
Hannon & Taylor, 2013 | Self-report | ||
|
Arousal and Regulatory Systems: “responsible for generating activation of neural systems as appropriate for various contexts, and providing appropriate homeostatic regulation of such systems as energy balance and sleep” | ||||
| Construct | Definition | Examples | Sample References |
Unit of Analysis |
| Sleep- wakefulness |
“Sleep and wakefulness are endogenous, recurring, behavioral states that reflect coordinated changes in the dynamic functional organization of the brain and that optimize physiology, behavior, and health.” |
Psychiatric disorders with core disturbances in sleep, such as mood disorders and posttraumatic stress disorder |
Nock, Borges, & Ono, 2012; Nock, Hwang, et al., 2010 |
Self-report |
| Sleep difficulties, including insomnia, hypersomnia, nightmares, and poor sleep quality (e.g., nonrestorative sleep) |
Bernert, Turvey, Conwell, & Joiner, 2014; Pigeon, Pinquart, & Conner, 2012 |
Self-report | ||
| Dysfunction in rapid eye movement (REM); lower sleep efficiency; longer sleep latency (assessed via EEG) |
Agargun & Cartwright, 2003; Sabo, Reynolds, Kupfer, & Berman, 1991 |
Physiology | ||
| Circadian rhythms |
“Endogenous self-sustaining oscillations that organize the timing of biological systems to optimize physiology and behavior, and health.” |
Diurnal variation5 |
Erazo, Baumert, & Ladwig, 2004; Preti & Miotto, 2001 |
|
| Seasonal variation5 |
Altamura, VanGastel, Pioli, Mannu, & Maes, 1999; Erazo et al., 2004 |
|||
| Arousal | “Sensitivity of the organism to stimuli, both external and internal.” |
Psychiatric disorders with core symptoms of hyperarousal, such as psychomotor agitation in depression, increased goal-directed behavior in bipolar disorder, hypervigilance in posttraumatic stress disorder |
Nock et al., 2012; Nock, Hwang, et al., 2010 |
Self-report |
| Agitated affective states6 |
Busch, Fawcett, & Jacobs, 2003; Hendin et al., 2001; Sadeh & McNiel, 2013 |
Self-report | ||
| Emotion reactivity6 | Nock, Wedig, Holmberg, & Hooley, 2008 (SI/SA) | Self-report | ||
Definitions for each construct are drawn from the RDoC Matrix website: https://www.nimh.nih.gov/research-priorities/rdoc/constructs/rdoc-matrix.shtml
As defined by RDoC, aggression is a heterogeneous construct. In the RDoC framework, different forms of aggression are categorized based on their distinct antecedents and motivations (NIMH, 2011). For instance, Negative Valence: frustrative nonreward is distinguished from defensive aggression (categorized under Negative Valence: acute threat) and offensive (proactive) aggression (categorized under the Social Processes domain). Unfortunately, previous suicide research lacks the specificity needed to make these fine-grained distinctions. Moreover, there remains debate about where aggression should be most appropriately included in the matrix. For the purposes of this review, we discuss aggression within Negative Valence: frustrative nonreward, but recognize that this may not be the most accurate classification.
Executive attention falls under cognitive control (instead of attention) due to its involvement in input selection (within the goal selection, updating, and representation subconstruct).
Indicates examples of factors that decrease risk for suicidal behaviors.
These examples are proxies for circadian rhythms and therefore no specific unit of analysis is indicated. Of note, the Arousal and Regulatory Systems workgroup chose not to include seasonal oscillations within the circadian rhythms construct, noting there is “little evidence to support the presence of seasonal oscillations in the human mammal” (NIMH, 2012). However, given the seasonal patterns in rates of suicide deaths, we decided this was relevant to include in our review.
These studies confound arousal and valence and therefore it is unclear how much risk is conferred by increased arousal specifically.