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. Author manuscript; available in PMC: 2017 Jul 10.
Published in final edited form as: J Health Care Poor Underserved. 2016;27(2):722–740. doi: 10.1353/hpu.2016.0070

Table 1.

Sources of Social Capital and their Expression by Participants

Source (Portes) Expression (Portes) Participant Expressions Participant Expressed Barriers
Concept, key words Example: Concept, key words Example:
Value Introjection Codes of ethics, shared beliefs, norms governing acceptable behavior Transparency, honesty, respect, humility, equity, “face” time spent together = expression of values n=29; 94% I think what we do is set certain principles about honesty, transparency, and hiring people …I think this is very important. lack of training; lack of $$ (staff); time n=18; 58% [A]cademic training, training in the classroom, is absolutely ineffective in teaching how to approach communities.
Bounded Solidarity Ethnic/social groups; political parties, class, groups put together for common goal or situation Break down of “us” and “them” via shared ownership/mutual goals; shared value of research and community objectives. n=27; 87% They just call me A. They just say this is good old A. They don’t call me Dr. S. They just call me part of them;
When they hurt, I hurt. When they were celebrating, I would celebrate with them and that sort of thing.
Negative perceptions created through past interactions with institutions & researchers n=19; 61% Yeah, because I think because of sort of past behaviors of university researchers, there was a trust issue to start with, whether we were just going to come out and get our data …and not leave anything of value for the community.
Reciprocity Exchange of goods, resources Resource sharing without immediate return (e.g. education, grant writing, jobs; doing taxes); leveraging of resources n=23; 74% … pay them back in kind in all kinds of ways. I remember in my *** study I would do … income tax. Yeah, people … needed somebody to help with income tax … I served as a resource to the community in any way that I could. lack of resources; limitations of grants/universities; perceived inequity n=20; 65% [P]rofessors get promotions, they get pay raises, they get publicity because of the research. What do the subjects get? … Generally, they don’t get very much.
Enforceable Trust Recognition/rewards beyond the individual relationship and recourse for justice if things go badly Absent in data -- Absent in data --