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. 2017 Jan 12;3:16024. doi: 10.1038/npjparkd.2016.24

Table 2. DBS effects on cognitive impairment and mood in patients with PD.

Author Year Outcome measure Type of study No. of patients Results after DBS
Rizzone et al.38 2014 Secondary: cognition and mood MMSE, RPM, digit span forward, phonological fluency, Corsi’s block-tapping test forward/backward MWCST, RAVLT, SAS, SDS, BDI and STAI 11-year prospective multicenter 26 STN Remarkable decline in phonological fluency, slight decline in cognition. No significant changes in depression. Contradictory results in anxiety.
Oderkerken et al.39 2013 Primary: cognition and mood Composite score (cognitive tests, loss of professional activity, work, or job; loss of important relationships; psychosis, depression, or anxiety for 3 months or longer as by MINI) 1-year randomized controlled trial 128 (63 GPi) (65 STN) No statistically significant difference between GPi and STN groups.
Lhommée et al.43 See ref. 51 2012 Secondary: cognition mood, behavior and NMF. MDRS, Frontal Score (MWCST, verbal fluency, graphic and motor series) MINI, Ardouin Scale, BDI, BAI and SAS1 1-year prospective Multicenter 63 STN Overall cognition unchanged. Reduction in verbal fluency. Improvement in MWCST. Depression and anxiety improved.
McDonald et al.41 2012 Primary: mood VAMS Cross-sectional On/off DBS 34 (23 STN) (11 BMT) Mood, anxiety, apathy and fatigue improve with STN DBS ON.
Follett et al.3 2010 Secondary: cognition and mood WAIS III and BDI-II 2-year randomized prospective multicenter 299 (152 GPi) (147 STN) Similarly slight decrements in cognitive function in STN and GPi DBS group. Depression worsened after SNT-DBS and improved after GPi DBS.
Williams et al.32 2010 Secondary: cognition DRS-II, D-KEFS and WAIS 1-year randomized prospective open-label 366 (182 STN) (183 BMT) No difference between STN-DBS and BMT groups in DRS-II scores. Small significant decrease in verbal fluency in STN versus BMT.
Weaver et al.2 2009 Secondary: cognition and mood MDRS, WAIS, verbal associative fluency, Stroop Test, WCST, Boston Naming Test, Brief Visuospatial Memory Test, Hopkins Verbal Learning Test. BDI 6 months randomized controlled 255 (60 STN) (61 GPi) (134 BMT) Neither treatment was associated with significant change in cognition or depression.
Witt et al.30 2008 Primary: cognition MDRS, RAVLT (German), WAIS Benton visual retention, stroop test, verbal fluency 6 months randomized multicentre 123 (60STN) (63BMT) STN DBS does not reduce overall cognition. Selective decrease in frontal cognitive functions. Anxiety improves in the STN group compared to BMT group.
Kaiser et al.42 2008 Primary: Mood and psychosocial function POMS, BDI, STAI-X1/X2, SCL-90-R and SIP 3-year prospective 33 STN No change in mood or psychosocial functioning. A cluster analysis revealed 4 different psychosocial profiles that remain stable after surgery.
Appleby et al.31 2007 Secondary: cognition, depression, behavior Neuropsychiatric tests, psychiatric side effects Meta-analysis 546 articles published between 1996–2005 10,339 DBS Reported rates of depression, cognitive impairment, mania, and behavior changes are low. High rate of suicide in patients treated with DBS.
Deuschl et al.1 2006 Secondary: cognition and mood MDRS, Montgomery and Asberg DRS, Brief Psychiatric Rating Scale 6-month randomized-pairs trial 156 78 STN 78 BMT Emotional and cognitive measures did not differ significantly.
Parsons et al.29 2006 Primary: cognition Neuropsychiatric tests Meta-analysis 20 articles published between 1990–2005 612 STN STN-DBS results in slight decrease in executive functions and working memory.
Castelli et al.37 2006 Primary: Cognition, mood, psych disorders RCM, Bisyllabic Word Repetition Test, Corsi's Block-Tapping Test, Paired-Associate Learning, Trail Making-B, NMCST, verbal fluency tasks,BDI, STAI and SCID-II 15-month prospective 72 STN No overall cognitive change. Mild decrease in verbal fluency. Small improvement in depression and obsessive-compulsive and paranoid personality traits.
Funkiewitz et al.36 2004 Primary: cognition, mood and behavior MDRS, WCST, verbal fluency graphic and motor series, BDI, UPDRS I 3-year prospective 77 STN No global cognitive deterioration. Verbal fluency decline.
Krack et al.34 2003 Secondary: cognition MDRS, BDI, Clinical interview 5-year prospective 49 STN Cognitive function changes between year 1–5 are consistent with progression of PD.
Daniele et al.35 2003 Primary: cognitive MMSE and MWCST Corsi’s block-tapping test, RAVLT Clinical Interview 12-month prospective 20 STN No change in global cognitive function.
Pillon B et al.33 2000 Primary: cognition MDRS, Grober and Buschke, MWCST, Stroop test, trail making, verbal fluency, CANTAB BDI 1-year prospective multicenter+cross-sectional (off/on DBS) 56 (48-STN) (8-GPi) 20 (15 STN) (5 GPi) STN patients had no cognitive deficit at 12 months, except for lexical fluency. There was no differential effect of STN or GPi stimulation. With STN DBS on: mild but significant improvement in psychomotor speed and working memory.

Abbreviations: BAI, Beck Anxiety Inventory; BDI, Beck Depression Inventory; BMT, best medical therapy; UNI, unilateral; CANTAB, Cambridge Neuropsychological Test Automated Battery; D-KEFS, Delis-Kaplan Executive function system; DBS, deep brain stimulation; DRS, Depression Rating Scale; DRS-II, dementia rating scale-II; DSM-IV, Diagnostic and Statistical Manual of Mental Disorders, fourth edition; GPi, globus pallidus interna; MDRS, Mattis Dementia Rating Scale; MINI, Mini-international Neuropsychiatric Interview; MMSE, Mini-Mental State Exam; MWCST, Modified Wisconsin Card Sorting Test; NMCST, Nelson Modified Card Sorting Test; NMF, non-motor fluctuations; POMS, Profile of Mood Scale; RAVLT, Rey’s Auditory Verbal Learning Test; RPM, Raven’s Progressive Matrices; SAS, Zung’s Self-rating Anxiety Scale; SAS1, Starkstein Apathy Scale; SCID-II, Structured Clinical Interview for the DSM-III-R Axis II Disorders; SCL-90-R, Self-Report Symptom Inventory 90 Items-Revised; SDS, Zung’s Self-rating Depression Scale; SIP, Sickness Impact Profile (SIP); STAI, State Trait Anxiety Inventory; STN, subthalamic nucleus; UPDRS, Unified Parkinson's Disease Rating Scale; VAMS, Visual Analog Mood Scale; WAIS III, Wechsler Adult Intelligence Scales III.