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. 2017 Jul 25;10:209–223. doi: 10.2147/JAA.S134300

Table 1.

Guideline recommendations for referral of adult asthma patients to a specialist

Situations indicated for specialist referral

Guideline Diagnostic uncertainty High-risk patients Corticosteroid treatment (high dose, long-term use and side effects) Add-on specialist treatment
GINA: global strategy for asthma management and prevention (2016)5 • Difficulty in confirming the diagnosis of asthma
• Patient has symptoms of chronic infection or features suggesting a cardiac or other nonpulmonary cause (immediate referral recommended)
• Persistent uncontrolled asthma or frequent exacerbations, or low lung function despite correct inhaler technique and good adherence with step 4 treatment (moderate or high-dose ICS/LABA)
• Symptoms suggesting complications or subtypes of asthma
• Patient has frequent asthma-related health care utilization
• Any risk factors for asthma-related death
• Evidence of, or risk of, significant treatment side effects
• Step 5 treatment, referral for specialist investigation and consideration of add-on treatment
• Need for long-term OCS use
• Frequent courses of OCS (two or more courses a year)
• Omalizumab or mepolizumab treatment for patients who are uncontrolled at step 4 (moderate or high-dose ICS/LABA)
AAAAI practice parameters for the diagnosis and treatment of asthma (1995)29 • For identification of allergens or other environmental factors that may be causing the patients’ disease; patients with asthma must have access to a thorough etiologic evaluation and appropriate diagnostics • For all asthmatic patients and, in particular, those with asthma that is difficult to control, consider a referral
• Fatality-prone asthmatic patients requiring special planning, including monitoring of the patient’s course with regard to the need
• When the patient requires multiple medications on a long-term basis
• When frequent bursts of OCS or daily OCS are required
• When there is a concern about the side effects that have occurred or may occur
• NR
AAAAI consultation and referral guidelines (2011)29 • Patients with respiratory symptoms suggestive of asthma, but with normal pulmonary function test for a methacholine challenge test • Patients with asthma who require ED care for acute episode
• Uncontrolled asthma
• Severe asthma
• Persistent asthma, particularly moderate-severe persistent asthma
• Patients with potentially fatal asthma
• Unacceptable side effects of medications • Immunomodulator therapy (anti-IgE)
National Asthma Council Australia (2015)88 • Diagnostics tests (FEV1 pre-/post-bronchodilator, reversible airflow limitation, FEV1/FVC less than the lower limit for age, bronchial provocation test) do not support asthma diagnosis
• Poor lung function with few symptoms and after a 3-month trial of high-dose ICS
• Uncontrolled asthma on ICS/LABA combination (moderate to high dose)
• Difficult-to-treat asthma
• If poor lung function persists with a few symptoms after 3 months of higher dose ICS
• NR • NR
British Thoracic Society (2016)8 • Diagnosis unclear Patients with the following symptoms:
• Persistent nonvariable breathlessness;
• Monophonic wheeze or stridor;
• Prominent systemic features (myalgia, fever, weight loss);
• Chronic sputum production;
• Chest X-ray shadowing;
• Marked blood eosinophilia (>1×109/L);
• Poor response to asthma treatment at step 4 prior to proceeding to step 5
• Severe asthma attack
• Receiving high-does ICS should be under specialist care
• Continuous or frequent use of oral steroids
• Omalizumab treatment in severe and difficult allergic asthma patients who are on high-dose ICS and LABA (>6 years of age)
Canadian Thoracic Society Guideline Update: Diagnosis and management of asthma in preschoolers, children and adults (2012)50 • NR • Children (6–12 years of age) who fail to achieve control on a medium dose of ICS
• Uncontrolled asthma in individuals >12 years of age who are on an ICS/LABA combination
• In children and adults, the use of high doses of ICS due to possible significant side effects
• In all age groups, frequent courses of OCS should prompt referral to a specialist
• Omalizumab considered for patients >12 years of age with asthma poorly controlled despite high doses of ICS and appropriate add-on therapy, with or without OCS
GEMA (2009)10 • NR • Patients with difficult-to-control asthma should normally be controlled at specialized hospital centers by experienced medical personnel
• When attacks are severe and/or complications are suspected, patients must be referred to a hospital ED
• A history of high-risk attacks
• Failure to respond to treatment, patients must be referred to a hospital ED
• NR • NR
Ireland asthma control in general practice (2012) • Diagnosis is in doubt • Post-hospitalization, if patient is uncontrolled at step 3 (GINA) • NR • NR
Japanese guideline for adult asthma (2011)6 • Diagnosis is challenging • Patients with underlying diseases such as AIA, CSS, other systemic vasculitis, and allergic bronchopulmonary aspergillosis
• Long-term treatment (ICS, ICS/LABA, LTRA and omalizumab) is challenging
• NR • Long-term treatment with omalizumab is challenging
NAEPP (2007)9 • Signs and symptoms are atypical or there are problems in differential diagnosis
• Additional diagnostic testing is indicated (e.g., allergy skin testing, rhinoscopy, complete pulmonary function studies, provocative challenge and bronchoscopy)
• Other conditions complicate diagnosis (e.g., sinusitis, nasal polyps, aspergillosis, severe rhinitis, VCD, GERD and COPD)
• Patients who had a life-threatening asthma exacerbation or hospitalization as a result of an exacerbation
• Patients who have difficulties achieving or maintaining control of asthma (goals of asthma therapy after 3–6 months of treatment) and patient is deemed unresponsive to treatment by a physician
• Patient requires additional education and guidance on complications of therapy, problems with adherence or allergen avoidance
• Patient requires step 4 care or higher (step 3 for children 0–4 years of age)
• Consider referral if patient requires step 3 care (step 2 for children 0–4 years of age)
• Other conditions complicate asthma (e.g., sinusitis, nasal polyps, aspergillosis, severe rhinitis, VCD, GERD and COPD)
• Patient has required more than two bursts of OCS in 1 year • NR
South African guidelines for the management of chronic asthma in adolescents and adults (2007)12 • Diagnosis is in doubt • Increasing severity and treatment (step 4–5)
• Poor control despite intensive treatment
• Recurrent exacerbations >2 per month
• Recent discharge following admission for severe exacerbation
• OCS dependence
• Significant corticosteroid side effects
• NR
Singapore Ministry of Health clinical practice guidelines on asthma management (2008)7 • Diagnosis is in doubt Adults
• Patients who do not achieve good asthma control despite step 4 level of treatment have refractory asthma and should be reviewed by a specialist
• Severe food allergy
• Refractory patients who do not have good asthma control despite step 4 (medium or high-dose ICS plus one or more “add-on drug”)
Adults
• Prolonged high daily dose of ICS
• NR

Abbreviations: AAAAI, Academy of Allergy Asthma and Immunology; AIA, aspirin-induced asthma; COPD, chronic obstructive pulmonary disease; CSS, Churg Strauss syndrome; ED, emergency department; FEV1, forced expiratory volume in 1 second; FVC, forced vital capacity; GEMA, Spanish Guideline on Management of Asthma; GERD, gastroesophageal reflux disease; GINA, Global Initiative for Asthma; ICS, inhaled corticosteroid; IgE, immunoglobulin E; LABA, long-acting beta agonist; LTRA, leukotriene receptor antagonist; NAEPP, National Asthma Education and Prevention Program; NR, not reported; OCS, oral corticosteroid; VCD, vocal cord dysfunction.