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. 2017 Jul 31;12:2239–2256. doi: 10.2147/COPD.S137868

Table 1.

Predictors of mortality in stable COPD ≤12 months

Individual prognostic variables
Study Study design COPD diagnosis Age, mean (SD) Male (%) FEV1% predicted mean (SD) Events/total Main exposure(s) of interest
Braun et al56 Single-center longitudinal cohort study within RESTOR COPD rehabilitation program, WI, USA Case–control study within this Unclear Overall mean
NR ≈63
72 972±84 mL, ≈36% ?/39; 1-year follow-up Markers of nutritional depletion: triceps skin fold, mid-arm muscle circumference, weight, estimated daily nutrient intake from 3-day dietary record, basal energy expenditure estimated from Harris–Benedict equation
Fan et al46 Multisite, longitudinal cohort study within RCT. 17 centers (NETT, medical arm) Bilateral emphysema on CT, FEV1 ≤45% predicted, TLCO ≥100% predicted, RV ≥150% predicted 66.1 (6.1) 61.2 26.75 (7.2) 45/604; 4-year follow-up Depression: BDI – self-reported 21-item measure. Score: 0–3 for each question. There are 21 questions. If ≥10 consistent with mild-to- moderate depression Anxiety: STAI – self- reported 20-item scale. Score: 20–80. Higher score = higher anxiety
Man et al47 Multisite, longitudinal cohort study (Lung Health Study) Post-BD
FEV1 <90% but ≥55% predicted and FEV1/FVC <0.7
53 (7) 63 78 (9) 329/4,803; mean follow-up of 7.5 years CRP (mg/L)
Mannino et al57 Multisite, longitudinal cohort study (Lung Health Study) Post-BD
FEV1 <90% but ≥55% predicted and FEV1/FVC <0.7
Mean NR 62.6 55%–90% 500/5,887; 5-year follow-up Pre- and post- bronchodilator lung function
Meyer et al58 Cross-sectional survey (National Mortality Followback Survey, USA) ICD-9 codes: 490, 491, 492, 496 Mean NR 50.1 NR COPD: 1,279/225,400 Non-COPD: 11,524/1,894,500 COPD, smoking status, weight, history of asthma
Polkey et al59 Multisite, longitudinal cohort study.
46 centers, 12 countries (ECLIPSE)
Post-BD FEV1 <80% predicted and FEV1/FVC <0.7 63.3 (7.0) 65 49.1 (15.7) 94/1,847; 3-year follow-up Δ6MWT – minimal clinically important difference (m)
Austin et al31 Multisite, longitudinal cohort study within EHR, ON, Canada ICD-9 codes: 491, 492, 496
ICD-10 codes: J41, J42, J43, J44
66 (median) 49 NR 14,124/638,926 (but 50% validation); 1-year follow-up Elixhauser Comorbidity Index, Charlson Comorbidity Index, John Hopkin’s Comorbidity Index
Boeck et al60 Longitudinal observational cohort Smoking history, spirometry 67 (10) 70 49 (17) 54/460; 2-year follow-up ADO, B-AE-D, updated BODE, DOSE
Marin et al30 Pooled individual patient data of observational longitudinal cohort studies Spirometry 66.4 (9.7) 93.3 53.8 (19.4) 1,245/3,633; 10-year follow-up ADO, BODE, BODEx, eBODE, DOSE, SAFE
Martinez et al61 Multisite, longitudinal cohort study within RCT. 17 centers (NETT, medical arm) Bilateral emphysema on CT, FEV1 ≤45% predicted, TLCO ≥100% predicted, RV ≥150% predicted 66.1 (6.1) 61.2 26.75 (7.2) 203/610; 4.5-year follow-up ΔmBODE

Notes: ADO: age, dyspnea and obstruction; B-AE-D: BMI (B), severe AECOPD frequency (AE), mMRC dyspnea severity (D); BODE: BMI, airflow Obstruction, Dyspnea, and Exercise; DOSE: dyspnea, obstruction, smoking, exacerbation. ? represents unknown event number.

Abbreviations: AECOPD, acute exacerbation of COPD; BD, bronchodilator; BDI, Beck Depression Inventory; BMI, body mass index; CRP, C-reactive protein; CT, computed tomography; eBODE, exacerbations BODE; BODEx, BODEexercise capacity; EHR, electronic health records; FEV1, forced expiratory volume in 1 second; FVC, forced vital capacity; ICD-9, International Classification of Disease, ninth edition; 6MWT, 6-minute walk test; mMRC, modified Medical Research Council; mBODE, modified BODE; NETT, National Emphysema Treatment Trial; NR, not reported; RCT, randomized controlled trial; RV, residual volume; SAFE, obstruction, exercise, quality of life and exacerbations; STAI, State Trait Anxiety Inventory; TLCO, gas transfer for carbon monoxide.