Abstract
Background
Nutrient claims are a commonly used marketing tactic, but the association between claims and nutritional quality of products is unknown. The objective is to examine trends in the proportion of packaged food and beverage purchases with a nutrient claim, whether claims are associated with improved nutritional profile, and if the proportion of purchases with claims differs by race/ethnicity or socio-economic status.
Methods
This cross-sectional study examines nutrient claims on over 80 million food and beverage purchases from a transaction-level database of 40,000 US households from 2008–2012. Chi-square tests were used to examine whether the proportion of purchases with a low-/no-content claim changed over time or differed by race/ethnicity or household socio-economic status. Pooled transactions were examined using t-tests to compare products’ nutritional profiles overall and by food and beverage group.
Results
Thirteen percent of food and 35% of beverage purchases had a low-content claim. Prevalence of claims did not change over time. Low-fat claims were most prevalent for both foods and beverages (10% and 19%, respectively), followed by low-calorie (3%, 9%), low-sugar (2%, 8%), and low-sodium (2% for both). Compared to purchases with no claim, purchases with any low-content claim had lower mean energy, total sugar, total fat, and sodium densities. However, the association between particular claim types and specific nutrient densities varied substantially, and purchases featuring a given low-content claim did not necessarily offer better overall nutritional profiles or even better profiles for the claimed nutrient relative to products without claims. In addition, there was substantial heterogeneity in associations between claims and nutritional density within food and beverage groups.
Conclusion
Variations in nutrient density by claim type and food and beverage group suggests that claims may have differential utility for certain foods or nutrients and in some cases may mislead about the overall nutritional quality of the food.
Keywords: nutrient claims, front-of-package food labels, food labeling, food marketing, packaged foods and beverages
II. Background
In recent years, many strategies to reduce obesity have focused on improving the food retail environment,1 including how foods are marketed to consumers.2,3 A wealth of literature has examined food advertising, front-of-package logos, and other industry- and retailer-led initiatives to encourage healthier consumer choices, but few studies have explored the role of one common marketing strategy—nutrient content claims—and how these may relate to the nutritional profile of what consumers buy and eat. Shoppers’ responses to products with nutrient content claims and the dietary implications of buying and consuming those products may be of particular interest for households with children, as the public health community continues to research ways of improving children’s diets and health outcomes, particularly with regards to childhood obesity.
Nutrient content claims—defined as any claims that characterize the level of a nutrient in a food, such as “low-sugar” or “high-fiber”4—can alter consumer perceptions, knowledge, and behaviors.5–7 A 2006–2007 Food Label and Package survey found that 53% of all packaged foods and beverages in the United States had nutrient content claims.8 Another 2010 study examined 56,900 products in 6 stores in North Dakota and found that 49% had some form of nutritional marketing; of these, nutrient claims were the most prevalent, representing 76% of products with nutritional marketing.5 While these studies quantify the overall prevalence of nutrient content claims in the US food supply as well as the most common claim types found on different foods, no study to date has examined the prevalence of actual purchases of products with these claims or described the nutritional profile of foods purchased with and without nutrient claims. Understanding the prevalence of these claims among food purchases is critical, as this reflects not only what is in the food supply but also the degree to which US households buy (and ostensibly consume) these foods and beverages.
One key question is whether the prevalence of low-content claims (eg, low-fat, reduced sodium, cholesterol-free) in particular has increased as the food industry responds to growing health-consciousness and concern with weight maintenance. For example, intake of products containing low-calorie sweeteners has increased dramatically over recent decades,9,10 possibly in response to increased concerns over adverse health effects linked to excess sugar intake. Also of interest is whether products with low-content claims are more commonly purchased from certain food groups (eg, grain-based desserts vs. fruit), or if these purchases have better nutritional profiles than those without a claim. It is possible that rather than identifying a healthy food or beverage choice, low-content claims simply indicate “less-unhealthy” products within a category of unhealthy foods.
Finally, some research suggests that certain subpopulations may be uniquely responsive to on-package marketing claims or nutrition information. For example, a 2010 experimental study of the UK’s traffic light food labeling system demonstrated heterogeneity by socio-economic status (SES) in consumers’ attitudes and responses.11 Studies have also shown that customers with higher educational attainment report higher usage of food labels.12,13 No research has yet examined whether race/ethnic minorities or low-SES consumers are more or less likely to purchase foods and beverages with low-content nutrient claims. Given disparities in diet and health in the United States, understanding SES or racial differences in the prevalence of low-content claim purchases, and whether these claims are associated with improved nutritional quality of purchases, could help inform future policies or programs.
The objective of this study is to describe, among households with children aged 2–18 years, the prevalence of packaged food and beverage purchases containing low-content nutrient claims, characterize the association between these claims and the nutritional profile of purchases, and examine whether low-SES or race/ethnic minorities are more likely to purchase products with these claims.
III. Methods
This study uses a commercial dataset of household food purchases from the Information Resources, Inc. (IRI) Consumer Network panel14 (IRI, Chicago, IL). The dataset consists of data from households with children and adolescents aged 2 to 18 years and their household food purchases from 2008 to 2012.15 Participating households use a handheld scanner to scan barcodes on all packaged foods and beverages purchased. Information gathered for each purchase includes volume, price, retailer, and date of purchase. For random-weight and loose products such as fresh produce, meats, and baked goods, IRI provides booklets of barcodes for households to scan, and quantity or volume is computed based on price paid by the customer and the known average price per unit of each product.
IRI also maintains a database of product dictionary information, obtained by visual examination and coding of product image scans.15 This includes, for most products, nutritional data from the nutrition facts panel and any product claims made on the front of the package. Product claims data may be either nutrient content claims, such as “no,” “low,” or “less” of a nutrient, or functional claims (relating to a nutrient or component promoting or maintaining health or reducing disease). For the purpose of this study, only low-nutrient and no-nutrient claims were considered, including “low in,” “reduced,” or “no”/”free of” nutrients, such as calories, fat, sodium, and sugar.
Purchasing data from household scans is linked to products’ nutritional values and nutrient claims from the product dictionary information database, allowing us to examine changes in purchasing patterns for products with or without claims, as well as to evaluate the relative nutritional value of those purchased products featuring claims. The dataset contains 90,046,893 transactions (purchases) from 2008 to 2012, of which 97% had nutrition facts panel information for calories, 96% for sugars, 93% for total fat and 97% for sodium. For low-nutrient claim analyses, only transactions with non-missing nutrient claim values were included (89% of the total transactions available, or 80,038,247 transactions). More information about IRI’s data collection methods and detailed household characteristics can be found in the United States Department of Agriculture’s Economic Research Service bulletin, “Understanding IRI Household-Based and Store-Based Scanner Data.”15
It was determined by the Office of Human Research Ethics that this study does not constitute human subjects research as defined under federal regulations and does not require IRB approval.
Food groupings
Packaged foods and beverages are grouped into modules according to their location in the supermarket. For this study, aggregated modules were used to create meaningful food groups reflecting nutritional content as well as how foods are actually consumed. Key food groups of interest included total packaged food purchases as well as total packaged ready-to-drink (RTD) beverages (ie, beverages that are ready to consume as opposed to requiring preparation). Key beverage groups examined separately included soda, juice and juice drinks, dairy beverages, lower-calorie carbonated soft drinks (“diet soda”), and other (including sports, energy, tea and coffee drinks). Food groups included grain-based and dairy-based desserts, salty snacks, sweet snacks, fruits (frozen, fresh, dried and canned), and vegetables (frozen, fresh, and canned) (Table 1).
Table 1.
Aggregate packaged food and ready-to-drink beverage groupsa and product examples from the 2008–2012 IRI Consumer Networkb panel
PACKAGED FOODS | EXAMPLES |
---|---|
| |
Grain- and dairy-based desserts | Cookies, pies, cakes, cheesecakes, puddings, ice creams |
| |
Sweet snacks | Yogurt-coated snacks, chocolate-covered pretzels, granola bars |
| |
Salty snacks | Dried meat snacks, microwave popcorn, chips |
| |
Ready-to-eat cereals | Cold breakfast cereals |
| |
Fruits (frozen, fresh, dried, canned) | Dried apples, frozen peaches, canned peaches, figs |
| |
Vegetables (frozen, fresh, and canned) | Frozen peas, canned green beens, kale |
READY-TO-DRINK BEVERAGES | EXAMPLES |
| |
Soda | Carbonated soft drinks |
| |
Lower-calorie carbonated soft drinks | Low-sugar, low-calorie carbonated beverages, diet sodas, soda waters |
| |
RTDc juice and juice drinks | Apple juice, fruit drinks, nectars, fruit smoothies |
| |
RTDc dairy-based beverages | Plain milk, flavored milks, yogurt drinks |
| |
RTDc sports, energy, tea, and coffee drinks | Energy drinks, energy shots, sport quenchers, isotonic drinks, bottled iced teas, bottled lattes |
The IRI Consumer Networkb panel categorizes packaged foods and beverages into modules according to their location in the supermarket. For this study, aggregated modules were used to create meaningful food and beverage groups reflecting nutritional content as well as how foods are actually consumed.
(IRI, Chicago, IL)
Ready-to-drink (ie, beverages that are ready to consume upon purchasing)
This study presents analyses of low-content nutrient claims for total packaged food and total packaged beverage purchases, providing information on overall prevalence of these types of claims among US household purchases as well as a generalized understanding of whether these claims are associated with differences in nutritional density. Meanwhile, analysis by specific food and beverage group provides more detailed information on how the prevalence of low-content nutrient claims varies across categories. These food and beverage group analyses are also important for understanding how low-content nutrient claims are associated with nutritional characteristics of foods and beverages, since these associations may vary across category.
Socio-demographic variables
Socio-economic status was determined based on reported household income and grouped into low-, middle-, or high-SES based on the Federal Poverty Level (≤135%, 136–300%, >300%, respectively). Race/ethnicity was grouped into four mutually exclusive categories based on self-report: non-Hispanic White, non-Hispanic Black, Hispanic, and non-Hispanic other.
Statistical analyses
Data management and computing were performed using Microsoft SQL Server 201416 (Microsoft Corporation, Redmond, WA). Statistical analysis was conducted using Matlab17 (Version 2014b, MathWorks, Natick, MA) and Microsoft Excel 201318 (Microsoft Corporation, Redmond, WA). First, the total number and proportion of transactions with low-content claims from 2008 to 2012 for total packaged foods and beverages as well as select food and beverage groups was determined using chi-square tests to examine whether the proportion of transactions with these claims changed over time. Transactions were then pooled from 2008 to 2012, and chi-square tests were used to examine whether the proportion of total food and beverage packages with nutrient claims varied by SES or race/ethnicity. Using the pooled 2008 to 2012 data, mean nutrient density (kcal energy, g total sugar, g total fat, and mg sodium per 100 g) was compared for each type of nutrient claim and any nutrient claim vs. no nutrient claim for total packaged food and beverage purchases as well as by food and beverage group, using t-tests with statistical significance achieved at P<0.05. All tests were Bonferroni-corrected for multiple testing.
IV. Results
Overall trends
There was no significant change in the proportion of purchases with any type of low-/no-nutrient claim from 2008 to 2012 for either foods or beverages (Figure 1). In 2012, 13% of food purchases had any low-/no-nutrient claim, with low-fat being the most prevalent at 10%. Also in 2012, 35% of RTD beverages had a low-/no-nutrient claim, with the most prevalent being low-fat (19%) as well, followed by low-calorie (9%) and low-sugar (8%).
Figure 1.
Overall trends in mean per capita percent of IRI Consumer Networka panel transactions with low-/no-content nutrient claims from 2008 to 2012 (n=80,038,247 transactions)
a(IRI, Chicago, IL)
**P<0.01 for 2012 vs. 2008
Race/ethnicity and SES
There were very few differences by race/ethnicity with regards to the prevalence of food purchases with any nutrient claim (Figure 2). For beverages, however, non-Hispanic whites had the highest prevalence of purchases with any claim (37.4%) compared to non-Hispanic blacks (24.6%), Hispanics (32.0%), non-Hispanic other (31.4%) or Asians (34.7%), driven primarily by a higher prevalence of low-fat beverage purchases (P<0.01 for each comparison).
Figure 2.
Trends in mean per capita percent of IRI Consumer Networka panel transactions with low-/no-content nutrient claims from 2008 to 2012, by household race/ethnicity and socio-economic status (n=80,038,247 transactions)
a(IRI, Chicago, IL)
bNon-Hispanic
cSocio-economic status
**P<0.01 for each race/ethnic group vs. non-Hispanic white and SES group vs. low-SES
A clear socio-economic gradient emerged with regards to proportion of purchases bearing low-/no-content nutrient claims (Figure 2). Middle- and high-SES households were more likely to purchase both foods and beverages with a nutrient claim relative to low-SES households (P<0.01), primarily due to a higher proportion of purchases with a low-fat claim.
Nutritional density
Relative to purchases with no nutrient claim, packaged food purchases with any nutrient claim had lower mean energy density (−96.7 kcal/100 g or −32.2%), total sugar density (−1.6 g/100 g or −11.3%), total fat density (−6.9 g/100 g or −52.5%), and sodium density (−342.3 mg/100 g or −49.8%) than did products with no claim (P<0.01) (Figure 3). However, claim types varied substantially, and food purchases with a given low-/no-nutrient claim did not necessarily have the lowest mean nutrient levels for that nutrient. For example, foods with a low-sodium claim had a lower mean total sugar density (5.1 ± 0.1 g/100 g) than did purchases with a low-sugar claim (5.6 ±0.2 g/100 g), though both had lower mean total sugar density than purchases with no claim (14.2 ± 0.0 g/100 g). Similarly, low-sugar, low-fat, and low-calorie purchases had lower mean sodium density (216.5 ± 0.63, 366.4 ± 0.26, and 354.5 ± 0.56 mg/100 g, respectively) than did products with a low-sodium claim (385.8 ± 0.95 mg/100 g), though all were significantly lower than foods with no claim (687.3 ± 0.27 mg/100 g) (P<0.01 for each claim type vs. no claim). Low-sugar purchases had a lower mean total fat density (3.9 ± 0.02 g/100 g) than did low-fat purchases (5.3 ± 0.00 g/100 g), though low-sodium purchases had the highest total fat density (13.9 ± 0.02 g/100 g).
Figure 3.
Relative difference in mean nutrient densities for 2008–2012 IRI Consumer Networka panel purchases of packaged foods (n=67,411,269 transactions) and ready-to-drink beverages (n=12,626,978 transactions) for any low-/no-content nutrient claim vs. no claim
a(IRI, Chicago, IL)
**P<0.01 for any claim vs. no claim
Among RTD beverages, purchases with any nutrient claim had lower mean energy density (−2.3 kcal/100 g or −5.8%) and mean total sugar density (−3.2 g/100 g or −38.1%), but slightly higher mean total fat (+0.3 g/100 g or +79.7%) and sodium densities (+15.6 mg/100 g or +70.1%) than purchases without nutrient claims (P<0.01 for each comparison). Beverages with a given low-/no-claim did not necessarily have lower mean nutrient densities than products with other types of claims. For example, low-fat beverage purchases had the highest mean sodium density (56.2 ± 0.03 mg/100 g) and highest mean total fat density (1.3 ± 0.00 g/100 g), while low-sugar beverage purchases had the highest mean total sugar density of purchases with claims (8.1 ± 0.01 g/100 g), though this was marginally lower than purchases with no nutrient claim (8.5 ± 0.0 g/100 g).
Food and beverage groups
Among food purchases, 36.6% of fruits had a nutrient claim in 2012, compared to 10.3% of grain and dairy-based desserts, 9.4% of salty snacks, 8.0% of sweet snacks, 5.0% of RTE cereals, and 9.8% of vegetables (Supplemental Figure 1a). Among beverage purchases, dairy-based drinks had the highest prevalence of nutrient claims with 71.1% in 2012, comprised predominantly of low-fat claims, whereas only 24.6% of juices and juice drinks had a claim (predominantly low-sugar claims), and 22.6% of sports, energy, tea, and coffee drinks (Supplemental Figure 1b). Only 0.2% of regular sodas purchased had a nutrient claim (low-sodium), whereas 58.8% of lower-calorie carbonated soft drinks had claims (predominantly low-calorie and low-sugar).
Regarding nutritional differences, grain- and dairy-based dessert purchases with any low-/no-nutrient claim showed the greatest absolute and relative differences in mean energy (−153.2 kcal/100 g, or −38.6%), total sugar (−12.4 g/100 g, or −44.0%), and total fat (−9.9 g/100 g, or 62.0%) compared to desserts with no nutrient claim (P<0.01) (Supplemental Figure 2a). Salty snacks with a low-/no-nutrient claim had the greatest absolute difference in mean sodium density (−87.8 mg/100 g or −12.0%) compared to salty snacks with no claim (P<0.01), but vegetables had the greatest relative difference in mean sodium density (−68.3 mg/100 g or −31.1%) compared to vegetables with no nutrient claim (P<0.01).
Among beverages, only dairy beverages showed meaningful absolute differences by any nutrient claim (Supplemental Figure 2b). Relative to those with no claim, dairy beverages with any low-/no-nutrient claim had lower mean energy density (−14.9 kcal/100 g, or −23.1%), total sugar density (−1.0 g/100 g, or 14.9%), and total fat density (−1.4g/100 g, or −52.2%) (P<0.01 for all comparisons).
Examining nutrient densities by specific claim type, several substantial differences were observed for groups featuring a low-/no-content claim for a nutrient that is commonly high in that group, and these differences typically followed the expected direction (ie, products with a particular low-nutrient claim had lower density of that nutrient than products without a claim). In particular, salty snack and vegetable purchases with low-sodium claims had 68% (−479.9 mg/100 g) and 78% (−172.0 mg/100 g) lower mean sodium densities than purchases with no claim, respectively (P<0.01), and grain- and dairy-based dessert purchases with low-sugar claims had 93% lower mean total sugar density than those with no claim (−26.2 g/100 g, P<0.01) (Supplemental Table 1a). Additionally, sweet snack purchases with low-calorie claims had 10% lower mean energy density (−40.8 kcal/100 g) and 39% lower mean total sugar density (−12 g/100 g) than those with no claims (P<0.01).
In some groups, however, purchases with a specific nutrient claim had greater mean density for that nutrient than purchases with no claim. For example, RTE cereal purchases with a low-calorie claim had greater mean energy density than those with no claim (+18.8 kcal/100 g or +5%, P<0.01). Within beverages, purchases of RTD juice and juice drinks with low-sugar claims had greater mean total sugar density than those with no claim (+0.2 g/100 g or +2%, P<0.01), and RTD juice drink purchases with low sodium claims had higher mean sodium density than those with claim (+18.3 mg/100 g or +94.7%, P<0.01) (Supplemental Table 1b). RTD sports, energy, tea, and coffee, drinks with low-sodium claims had 16.7% greater mean sodium density (+5.8 mg/100 g, P<0.01) than those w/no claims.
V. Discussion
Trends/general
This study found that 13% of packaged food and 35% of packaged beverage purchases included low-content nutrient claims, and this proportion of purchases did not change significantly between 2008 and 2012. These are lower than previous studies’ estimates of the overall prevalence of nutrient claims in the US food supply5,8 (53% in the most recent Food Label and Package Survey8), which could be due to previous estimates including both low- and high-content nutrient claims (eg, “high-fiber,” “good source of calcium,” or “enriched with vitamin C”), or because previous studies examined the overall prevalence of products with claims in the food supply, whereas the current study examines actual food and beverage purchases made by consumers.
In general, purchased beverages had a higher prevalence of low-/no-nutrient claims than did foods, largely due to dairy beverages with low-/no-fat milk claims. Among beverage purchases, the prevalence of low-content nutrient claims increased slightly from 2008–2012 for both lower-calorie carbonated soft drinks (diet sodas) and RTD sports, energy, tea, and coffee drinks. Among packaged food purchases, fruits not only had the highest prevalence of low-content nutrient claims in both 2008 and 2012, but also saw the greatest increase in claims across this time. Predominance of particular claim types (ie, low-/no-fat vs. low-/no-sugar) vary by food or beverage group. For example, low-/no-fat claims are much less likely to appear on sodas than low-/no-sugar claims, as sugar is the nutrient of focus for this group.
Low-/no-fat claims continue to be the most prevalent for both food and beverage purchases with claims. These results suggest that consumers still respond to “low-fat” claims, followed by “low-calorie” and “low-sugar.” Continued tracking of purchasing data on products with such claims could be useful, as information and perceptions about these nutrients evolve with scientific advances, manufacturer messaging and marketing strategies, and popular social and media trends.
Nutritional implications
These results demonstrate that for overall packaged foods and beverages, purchases featuring a low-/no-nutrient claim do not necessarily offer better overall nutritional profiles or even better profiles for the particular nutrient that is the subject of the claim, relative to other choices with no claim. This is likely due in part to “low” or “reduced” claims being relative within brands or specific food categories. Certain products that are known for being high in a given nutrient are more likely to feature a low-/no-content for that nutrient. For example, a low-sugar cookie may contain less sugar than the “regular” version of the same cookie, but more sugar than other cookies or than foods in other categories (such as salty snacks).
This study found substantial variation in the prevalence of purchases with nutrient claims between food groups, as well as substantial variability in the extent to which a low-/no-nutrient claim was linked to reductions of that nutrient within a food group. In other words, a low-/no-claim means different things for different foods. This could potentially lead to confusion if consumers focus on seeking out products with specific nutrient claims or use a claim to justify the purchase of less-healthy foods. Previous experimental work has shown that low-fat labels provoke increased serving size and decreased consumption guilt, leading consumers (especially overweight consumers) to overeat snack foods.19 This is concerning given that in this study, “low-fat” was the claim type associated with the lowest total fat density for only one out of six food groups (sweet snacks).
Furthermore, purchasing products with low-nutrient claims may not lead to more nutritious overall diets.20 Purchasing and consuming more low- or no-sugar products, for example, may not reduce total dietary sugar intake due to a “health halo” effect in which consumers believe, based on the nutrient claim, that the product is inherently healthier and can be eaten in higher quantities or combined with other, less-healthy foods without consequence.21,22 It will likely also fail to reduce preference for sweetness, especially as an increasing number of products rely on non-caloric sweeteners or a combination of caloric and non-caloric sweeteners.10
With regards to specific nutrient claims within food groups, having a low-/no-content claim for a particular nutrient was usually, but not always, related to lower average nutrient density for that nutrient. For example, salty snack purchases with a low-sodium claim had, as expected, lower mean sodium density than salty snacks without a claim or with any other nutrient-specific claim (eg, low-calorie or low-fat). A handful of less straightforward associations arose, however, wherein purchases with a given low-nutrient claim actually had higher mean density for that nutrient than did purchases from the same food or beverage group with other claims or no claim. RTE cereal purchases with a low-calorie claim, for example, actually had greater mean energy density than those without a claim or with a different nutrient claim. Similarly, RTD juice and juice drink purchases with low-sugar claims had the highest mean total sugar density compared to juices with other claims or no claim. The association between having a low-content claim and having the lowest mean nutrient density for that nutrient also varied by claim type: while low-calorie claims were associated with the lowest mean energy density for most food groups (except RTE cereals, as noted above) and most beverage groups (except for low-sugar purchases in the soda and RTD juice groups), low-fat claims, conversely, were not associated with the lowest mean total fat density for all but one food group and three of the five beverage groups.
These discrepancies between claim type and nutrient density likely arise because in the United States, the nutrient thresholds used to determine whether a claim can be made are determined relative to reference foods of the same product type or from the same category — not using absolute nutrient thresholds across all products and categories.23 In the RTE cereal category, for example, a low-calorie granola may be able to claim low calories simply because it has lower energy density than another granola within that brand or other brands of granolas, while still having higher energy density than other non-granola cereals.
In fact, these results suggest (but are not conclusive) that in some cases, products that tend to be high in calories, sodium, sugar, or fat actually may be more likely to have low-/no-content nutrient claims on the relevant nutrient. This type of marketing strategy could be misleading to consumers, as it makes it very difficult to ascertain whether a food is truly low in a certain nutrient, or merely low relative to other products (while still having very high energy, sodium, fat, or sugar density). Absolute thresholds may be a more useful indicator of a product’s nutrient content. For example, in July 2016, Chile implemented a regulation which applies warning labels to foods high in energy, sodium, fat, or sugar based on a set of absolute nutrient density thresholds for foods and beverages, regardless of category.24 Future research will be required to better understand consumer perceptions of these types of labeling initiatives and how they affect purchasing decisions.
Finally, these specific claim findings within groups highlight a few examples of how a claim could frame an otherwise unhealthy product as a healthy alternative. Salty snack purchases with low-sodium claims, for example, were associated with the highest mean energy and total fat densities of salty snacks with any other or no claim type — even while having the lowest mean sodium density. Similarly, RTD sports, energy, tea, and coffee drink purchases with low-sodium claims had the highest mean energy, total sugar, and total fat densities of purchases in this beverage category with any other claim type or no claim. These findings reiterate the point that nutrient claims made relative to similar products may offer limited utility for determining overall product nutrition and could mislead shoppers both in purchasing and consumption.
Race/ethnicity and SES
While observed differences in purchasing patterns by race/ethnicity were not substantial, some significant trends by specific claim type are worth noting. For packaged foods, non-Hispanic white households were most likely to purchase select food groups with a “low-calorie” claim; Asian households were most likely to purchase select food groups with any, “low-fat,” or “low-sodium” claims; and non-Hispanic black households were least likely to purchase select food groups with any, “low-calorie,” or “low-fat” claims. For RTD beverages, non-Hispanic white households were most likely to purchase those with any, “low-calorie,” or “low-fat” claims, and non-Hispanic black households were most likely to purchase beverages with no claim and least likely to purchase those with any, “low-calorie,” or “low-fat” claims. It remains unclear, however, whether these different race/ethnic responses to various types of nutrient claims result from cultural differences in food preferences, perceptions of what these claims mean, and/or differences in reliance on claims and food package labeling, in general. No studies to date have specifically examined differential use of packaged food and beverage nutrient claims by race/ethnicity in the United States, but some studies have found that non-Hispanic whites are more likely to use nutrition labels (specifically nutrition facts panels) than other race/ethnic groups.25,26 In the context of established nutritional disparities in diet quality for non-Hispanic blacks in the United States,27–29 the findings presented here suggest the need for additional research into the appeal and efficacy of different claim types and how each type might improve or impair overall diet quality when used by certain shoppers.
Similar to previous studies showing that higher income levels are associated with a greater likelihood to use food labels,25,26,30 higher SES households purchased more foods and beverages with a low-content nutrient claim. As with race/ethnicity, this study cannot determine whether this association is due to a response to the claims, differences in dietary preferences, or greater use of food labeling, in general.
Thus, more work is needed to understand how low-/no-nutrient claims might exacerbate nutrition-related disparities for both race/ethnic groups and different levels of SES. For example, if high-SES shoppers respond more to nutrient content claims, and products bearing such claims offer healthier nutrient profiles, the use of this marketing feature might contribute disproportionately to a better diet for these consumers.
On the other hand, the results of this study indicate that products with low-/no-content nutrient claims are not always healthy products or healthier choices relative to other products without claims, so it remains unclear whether purchasing a higher relative proportion of these products necessarily improves overall diet. The ultimate effect of purchasing more or less products with low-/no-content nutrient claims likely depends on a combination of which specific claim types different groups utilize most, in what combinations, and to what degree these claim types ultimately influence overall intake (ie, serving size, relative intake of different food groups). Future research might also explore whether or not food manufacturers actually target specific subpopulations by placing nutrient claims on certain types of products and if so, whether or not this targeting is contributing to or mitigating nutritional disparities.
Limitations and future directions
This study is a cross-sectional description of the overall prevalence of low-content nutrient claims among US household food purchases. As such, these results do not inform the degree to which nutrient claims elicit a certain consumer response, nor whether claims cause improved nutritional quality of purchases or dietary intake. While studying purchases is helpful in providing an understanding of population-level consumer behavior, it is not possible with these data to differentiate whether changes in consumer behavior (ie, choosing to purchase a product with a low-nutrient claim) or changes in the food supply (ie, increased production of products with these types of claims) are driving observed associations.
In addition, examination of packaged foods and RTD beverages limits understanding of how nutrient claims (or lack thereof) may affect purchases or substitutions between packaged products and loose products such as raw fruits and vegetables. For example, it would be useful to understand the degree to which nutrient claims on frozen green beans might or might not influence a consumer to purchase frozen beans over frozen beans without a claim, or fresh beans without a claim. Future research might also explore purchases and nutritional profiles of products with other claims such as high-content and functional/health claims.
Finally, the findings presented here are based on purchases from a sample of US households that participated in the IRI Consumer Network panel from 2008–2012, specifically households with children and adolescents aged 2 to 18 years old. Although IRI data and the analyses presented here are weighted to reflect national demographics, the possibility remains that those households participating regularly in the panel may differ from the general public in their dietary, health, or shopping attitudes and behaviors.15 Even so, the IRI Consumer Network panel lends strength to this study, as the large number of participating households and very large quantity of transactions included provide a useful tool for tracking meaningful patterns in food purchasing behaviors.
VI. Conclusions
Low-content nutrient claims are a common feature among US household food and beverage purchases, and are more common among RTD beverages than packaged foods. However, low-content nutrient claims are not necessarily reliable indicators of a product’s nutritional quality. When examined collectively, packaged food and beverage purchases with any low-/no-content claim did have lower mean energy, total sugar, total fat, and sodium densities relative to purchases with no such claim, but substantial variation in nutrient density by claim type and within food groups indicates that some claims may have limited utility for certain types of foods or nutrients. A key question for future research will be to examine how these claims affect consumer choice, as well as how claims interact with other common strategies, like sales or price promotions, to influence purchasing behavior and ultimately, dietary quality.
Supplementary Material
Acknowledgments
This work was supported by a grant from Healthy Eating Research, a national program of the Robert Wood Johnson Foundation, and by the Carolina Population Center (CPC P2C HD050924). Data for this study were provided by the Duke-UNC USDA Center for Behavioral Economics and Healthy Food Choice Research (BECR) through third party agreements with the US Department of Agriculture (USDA) and Information Resources, Inc. (IRI). Any opinions, findings, recommendations, or conclusions are those of the authors and do not necessarily reflect the views of the Economic Research Service, U.S. Department of Agriculture. The analysis, findings, and conclusions expressed in this paper also should not be attributed to Information Resources, Inc. (IRI). This research was conducted in collaboration with USDA under a Third Party Agreement with IRI. We thank Terry Hartman for his coordination and management of this project.
Footnotes
Funding Disclosure
This work was supported by a grant from Healthy Eating Research, a national program of the Robert Wood Johnson Foundation, and by the Carolina Population Center (CPC P2C HD050924). Data for this study were provided by the Duke-UNC USDA Center for Behavioral Economics and Healthy Food Choice Research (BECR) through third party agreements with the U.S. Department of Agriculture (USDA) and Information Resources, Inc. (IRI).
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