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. 2016 Aug 22;18(1):36–46. doi: 10.1177/1751143716663749

Table 2.

Summary checklist of issues to consider in relation to optimising critical care trials/study recruitment.

1. Centre/organisational factors
 a) Can high-level agreements be established regarding research staff time at board and executive level to avoiding mandatory relocation of research staff to the ‘floor’ in staffing crises?
 b) Is there scope to allow research staff a degree of flexible working across unit, in times of need, to reciprocate for unit staff helping to recruit to trials, enhancing unit cohesion?
 c) Can the research leads negotiate with NIHR CRN leads to get portfolio contingency funding to bridge gaps or negotiate with R&D for ‘soft monies’?
 d) Has capacity (unit and R&D) been assessed prior to a new trial?
  - Can the unit reasonably cope with more studies?
  - Do the research team have capacity to run more studies? Will R&D infrastructure support new trials and regulatory and approval processes?
 e) If problems are anticipated embedding trials, can a pilot phase for the trial be considered?
 f) When research staff allocated to support studies are based outside the critical care team (for example, clinical research facilities) has agreement to provide adequate screening time and frequency been reached?
2. Unit factors
 a) Staffing:
  - How have funding arrangements been negotiated at a local level?
  - Could research staff be funded from critical care budgets if portfolio funding is problematic?
  - Could secondments or rotational posts be used to aid research staff numbers?
 b) Communication and support from staff team:
  - How will patients be identified and who will identify? How can unit staff aid this screening process?
  - Has the research teams addressed unit concerns regarding equipoise, uncertainty or consent prior to commencing study?
  - How will intra-trial communication (research team and central study co-ordinators) be considered?
  - Are there regular, formalised contact meetings and/or teleconferences?
  - How will intra-ICU communication (research team and clinical team) be considered? Is there regular contact (e.g. via MDT presentations/posters) with clinical colleagues?
 c) Logistics
  - How has protocol compliance been addressed at the outset and throughout the study?
  - Has a co-enrolment agreement been considered with existing and/or other planned trials?
  - How often is screening undertaken? How can screening be organised to take place more than once a day?
3. Study factors
 a) Have all the trial resources been accounted for (drug supply/drug storage/out-of-hours laboratory services etc.)?
 b) Have numbers of potential patients been scoped at a local level for studies with narrow recruitment windows?
 c) What are the burdens and scheduling of the study and how might this affect potential recruitment?
 d) Are there any potential concerns about randomisation/placebo or treatment arm preferences that could impinge on recruitment?
 e) How have trial complexity and understanding been conveyed (to staff and participants); is it easy to understand?
 f) Who is able to undertake out of hours consent?
  - Can unit clinicians be trained and GCP-compliant to be able to undertake this?
4. Resources
 a) Can the research nurses be recruited into/placed on full-time permanent contracts to enhance retention and recruitment? (Local CRNs may be able to help with this).
  - How can research staff be supported in career development opportunities (e.g. Masters in clinical trials/MRES)?
 b) Can team initiatives to optimise recruitment be implemented, such as simulation of study recruitment and procedures; unit-based teaching; motivational small reward incentives for unit staff screening?
 c) How have underlying issues of unit workload been considered within the proposed trial context?
  - Can additional resources (such as research staff covering staff breaks) be used to encourage a collaborative culture?
 d) Can the research nurses be trained, through competency-based assessment, to take consent (challenging R&D policy where required) or be principal investigator?
5. Clinician factors
 a) Can critical care consultants who are leading research negotiate PA/SPA session time to facilitate research?
 b) Have local lead investigators negotiated with senior clinicians to promote engagement, encourage buy-in and address potential opposition at the outset?
6. Patient/family factors
 a) Have the wider trial/study burdens for families and patients been fully considered; there may be unforeseen local issues (e.g. transportation for follow-up)?
 b) Could the scheduling be altered in an amendment submission, without affecting the primary outcome?
 c) Are there specific randomisation/placebo or treatment preference concerns that need focused attention and education from the research team, including research lead?
 d) Is the initial approach being carried out by clinicians or researchers? Which is the best for the trial in terms of optimal recruitment potential?
 e) Is the trial understandable to patients and families; could a trial amendment be made where it is evident that it is difficult to recruit because of understanding?
 f) Is there a documented process for communicating trial/study information to patients/families?
  - Are there any peer-assessment/reflective processes that could be used to enhance communication?