Abstract
Disadvantaged populations are disproportionately affected by multiple chronic conditions (MCCs), yet few studies examine the prevalence, outcomes, or effectiveness of MCC interventions in minority and socioeconomically deprived individuals and populations. An important first step in understanding MCCs, not only in such diverse population groups, but also in the general population as a whole, is to broaden the definition and scope of MCC measurement, to encompass more than the simple additive effect of clinical conditions, and to include a wide range of health and health-related aspects that interact and make up the full spectrum of multimorbidity. Only with the use of a comprehensive MCC measurement can some of the differences between the disadvantaged populations be adequately detected. Better understanding of the disparities in access to high quality health and healthcare for persons with MCCs can help guide policy and practice aimed at the prevention and amelioration of the effects of MCCs among disadvantaged groups. Indeed, disparity in MCC populations has been identified as a key goal of the U.S. Department of Health and Human Services’ Strategic Framework on MCCs. The aim of the present paper is to describe current knowledge on disparities in the population of persons with MCCs and to guide efforts for the prevention and management of MCCs in disadvantaged populations.
Journal of Comorbidity 2013;3:45–50
Keywords: Disparities, minority groups, social, multimorbidity, multiple chronic conditions
Introduction
The high prevalence of multiple chronic conditions (MCCs) in general, and especially within disadvantaged populations, is widely recognized. Worldwide, minority populations and persons from low socioeconomic backgrounds have greater health needs [1–5], with demographic, economic, social, and cultural challenges to preventing disease manifestation [6], maintaining healthy life styles [7] and accessing high-quality healthcare [8–10]. It is also increasingly acknowledged that care for persons with MCCs requires a patient goal orientation, focused on maximizing the health goals of individual patients with unique sets of multiple risks, conditions, and priorities, rather than an individual disease-centric approach [11]. Disparities in healthcare, defined as the difference in treatment or access not justified by the differences in health status, sociodemographic attributes, or preferences of individuals or populations [12], have long been shown to affect outcomes of various diseases. Current research, however, does not provide insight into how special circumstances of persons with MCCs, especially those from diverse social, economic, and cultural backgrounds, affect the manifestation and management of MCCs. This paper presents the current knowledge and suggests the next steps for advancing research and practice aimed at the prevention and care of disadvantaged populations with MCCs, with special reference to the U.S. Department of Human and Health Services’ (HHS) Strategic Framework on MCCs.
Preventing MCCs
A plethora of research exists on the identification of risk factors and the prevention of chronic conditions. However, few studies specifically focus on the prevention of MCCs. Both food insufficiency [13] and excess caloric consumption [14, 15] have been shown to be associated with a higher risk of multimorbidity. Additionally, low levels of physical activity have been linked to MCCs [16]. Persons from disadvantaged populations are at increased risk of food insufficiency, as well as obesity and lack of physical activity. Moreover, clustering of physical and psychosocial determinants within disadvantaged populations can catalyze the emergence and progression of MCCs. A recent study of a cohort of earthquake survivors in Armenia showed that, apart from a high body mass index, several psychosocial factors, including perceived low affordability of healthcare services, poor living standards, lower education, stressful life events, and poor social support, were predictors of incident multimorbidity [17]. Importantly, the strong significant relationship between age and multimorbidity was, in fact, largely attributed to the number of stressful life events, suggesting that experiencing such stressful events during one’s lifespan might be a greater risk factor for incident multimorbidity than the lifespan itself.
As many chronic conditions share similar risk factors, namely, tobacco use, alcohol abuse, an unhealthy diet, and physical inactivity [18], lessons for the prevention of MCCs can be drawn from the general literature on chronic disease prevention and disparity reduction. A major challenge to achieving success in chronic disease prevention is that it requires large-scale policy changes and investment at the population level. However, once implemented, unlike treatment that is often focused on a single disease, most of these actions can potentially prevent the occurrence of multiple conditions, and therefore have very large benefits for the health of populations [19].
Smoking, for example, is one of the most well-established risk factors for lung and other cancers, cardiovascular diseases, obstructive lung disease, and many other chronic conditions [20]. Some smoking-cessation interventions hold the risk of increasing the tobacco-use gap between low- and high-income populations, such as non-subsidized nicotine replacement therapy, which is more readily available and affordable for high-income populations [21]. Yet, other preventive strategies hold promise for disparity reduction. For example, interventions, such as bans on smoking in certain locations, universally affect a wide range of populations, or tobacco taxation, which disproportionately affects the poorest [22].
Managing MCCs
Managing MCCs requires integration of several self-care tasks for complex treatment regimes of potentially interacting conditions [23]. Minority patients, and especially those with low health literacy, limited education, and/or poor linguistic proficiency, may be especially prone to significant barriers to successful management of their condition [24], particularly when faced with multiple self-care requirements. Managing MCCs also requires coordination amongst the various treatment recommendations from multiple providers [25], ensuring that appointments are not missed and effectively navigating the healthcare system. For persons from disadvantaged populations, this may be particularly demanding [26, 27], due to the multitude of personal, financial, and organizational barriers to integrated care.
To date, however, there is little knowledge on how the specific care management needs of low socioeconomic and minority populations with MCCs can be met. Social support, for example, which is generally viewed as an important resource for self-care of MCCs [23], was not strongly related to self-care behaviors in a study of rural Appalachians with MCCs [28]. That study showed that patients with MCCs did not rely heavily on informal support to help them manage their multiple morbidities, preferring to call on their formal providers, or on self-reliance. Similarly, interventions in individuals with MCCs may have a differential impact in different populations. For example, a multisite, prospective, randomized, controlled study of diabetes patients with multimorbidity in Glasgow, Scotland, showed that educational interventions that were culturally appropriate could improve diabetes knowledge, attitudes and practice in patients from different ethnic minority groups [29]. The intervention was also effective in improving knowledge and attitudes towards complications in the White control group. However, the differences observed between the ethnic minority and White control groups were not significant. Similarly, a meta-analysis of patient education interventions failed to demonstrate any differential impact among different population groups [30]. In that study, the interventions were effective in increasing physical activity among adults with diverse (usually multiple) chronic illnesses, but they were unrelated to gender, age, ethnicity, and socioeconomic distribution [30]. Overall, these findings have important implications for the development of self-management support programs in diverse population groups.
A core feature of health systems that has been shown to reduce disparities is the provision of primary care services [31]. Both primary care supply and attributes: first-contact access for each need; person (rather than disease) focused care; comprehensive care for most health needs; and coordinated care, have been shown to contribute to a more equitable distribution of health in populations, a finding that holds in both cross-national and within-national studies [31]. These same attributes are also connected to better care for patients with MCCs. MCC patients can significantly benefit from first-contact access, as their problems are often non-differentiated. Furthermore, person-focused care can help lead to more informed decisions about the patient’s priorities. Importantly, coordination of the care by multiple providers and services with comprehensive integration is imperative [32]. However, further research is needed in order to delineate the specific pathways by which primary care achieves disparity reduction within populations with MCCs.
Strategic framework on MCCs
The strategic framework on MCCs [33] specifically addresses the need to improve the understanding of the roles of disparities in persons and populations with MCCs, calling for research that will more clearly elucidate differences between, and opportunities for, intervention among various population groups, and using research to leverage disparity reduction programs. As indicated by Parkeh and Goodman in this issue [34], the HHS’s principal research effort on disparities in MCC populations is a study that aims to describe data systems and data sets that can be analyzed to better improve understanding of, and approaches to, addressing disparities in MCC populations. This effort focuses on describing MCC combinations that are most important for targeting interventions.
While there is little knowledge on how co-occurring chronic diseases are distributed across diverse population groups, current research points to several MCC combinations that are prevalent in low socioeconomic and minority populations. A recent Scottish study on the distribution of multimorbidity showed a clear link between socioeconomic deprivation and multimorbidity, particularly multimorbidity that included combinations of mental and physical health disorders but not combinations of physical illnesses alone [2]: the prevalence of both a mental and physical health disorder increased gradually with every income deprivation decile (from 5.9% in the most affluent group to 11.0% in the least affluent group), while the prevalence of co-occurring physical illnesses was similar across most income deprivation deciles. Moreover, that study showed that the combinations of chronic obstructive pulmonary disease, coronary heart disease, diabetes, or cancer with each other, or with stroke, painful conditions, depression or anxiety, were more prevalent in persons living in deprived versus affluent areas. A reverse income gradient was seen for combinations of the above four index conditions and dementia or atrial fibrillation.
Several studies have examined specific combinations of chronic conditions in ethnic minority populations [35–37]. For example, a study of the incidence, prevalence, and mortality of heart attack in Mexican-American elders showed that Mexican patients are more likely to be male, older, and have co-occurring diabetes mellitus, hypertension, and stroke [35]. Other studies showed that ethnic minority patients with diabetes are more likely to have multiple cerbrovascular [36] and cardiovascular [37] risk factors over time compared to non-Hispanic Whites. It should be noted, however, that as with any study on combinations of health conditions, the ability to detect differences in disease combinations is contingent upon the number and types of conditions assessed and the classification of each study as to which disease constitutes the index condition and how comorbidities are defined.
Research, however, needs to move quickly beyond description of existing gaps. Addressing disparities in MCCs warrants a wide-ranging consideration that encompasses the various social determinants and their interactions with MCCs. Several characteristics distinguish the study and implementation of interventions for MCCs in socially disadvantaged populations. For example, age is a major factor. To date, most studies on MCCs focus on the elderly. While MCCs are more prevalent in older adults [2, 38, 39], socially disadvantaged groups are, on average, younger, and, disproportional to their peers, suffer from poorer health [6]. A recent study on the association between MCCs and health-related quality of life (HRQoL) and its variation by socioeconomic deprivation has found that MCCs have a substantial negative impact on HRQoL, which is most severe in areas of deprivation, especially in younger adults [40]. The fact that young adults are markedly predisposed to the negative effects of deprivation on MCCs is an essential area for further investigation, particularly as most current research on MCCs is still focused on older adults [41–43].
Interventions for older persons with MCCs may not be directly transferable to younger, working-age adults. The non-elderly not only have different types of co-occurring conditions than older adults [44], but also different types of social support systems and responsibilities. These challenges can affect patients’ abilities to perform self-care tasks and effectively manage their MCCs [23], especially when adding social and cultural factors, such as unemployment or inadequate language proficiency [45].
Building a strategic framework to improve the health and quality of life of persons with MCCs requires a special focus on disparity reduction that is also due to structural factors. Importantly, where categorical benefits and the type of insurance are generally age-dependent (as is the case in the USA), fostering healthcare changes to improve the health of individuals with MCCs requires a concentrated effort in directing care for non-Medicare-eligible individuals – namely, the socially disadvantaged, younger adults with MCCs. Recent national (USA) and international efforts can help guide these paths [46, 47].
Another important contributor to the need for a special disparity-reduction focus has to do with the nature of program implementation. Research shows that universally applied quality improvement (QI) efforts do not necessarily reduce disparities [48, 49], as socially and economically stable or advantaged populations tend to absorb the interventions earlier, and thus, potentially increasing the care-quality gap. An organization-wide MCC disparity-reduction strategy (including interventions for diabetes, hypertension, and hyperlipidemia control and cancer screening) implemented within Israel’s largest non-profit health plan (Clalit Health Services) provides an example of how to overcome such an “inverse QI law.” Results of implementation of the Clalit disparity-reduction program show that, though historically, improvement in average quality scores was consistently achieved [50], only after specifically directing tailored efforts towards low socioeconomic and minority clinics, did the gaps in health and healthcare subside [51]. Similarly, embarking on any MCC improvement effort, without initially considering the implication for marginalized population groups and the need to provide customized solutions to minority populations, those of low socioeconomic position or anyone otherwise disadvantaged, can potentially increase disparities in MCCs.
Next steps in MCC disparity research
While it is important to note that a large share of the burden of MCC lies within socially and economically stable populations, several of the initiatives that stem from the MCC framework have important implications for future MCC disparity research and practice:
As described by Parkeh and Goodman [34], the FDA is currently examining the question of whether individuals with MCCs are being excluded from controlled clinical trials. To complement this initiative, within a disparity-reduction MCC framework, it is also important to ensure that marginalized groups with MCCs are adequately represented [52].
To capture disparities between and within populations, there is a need to broaden the definition and scope of MCC measurement. The MCC framework defines MCCs as two or more concurrent chronic conditions. Defining MCCs as a sum of chronic conditions may have significant implications for the identification of the extent of differences between populations [10], as well as the manifestation and outcomes of MCCs in various population groups. Measures that simply sum chronic diseases may fail to capture the burden associated with multimorbidity [53]. Fried and colleagues, for example, have shown that a substantial amount of the contribution of disease to disability may derive from the interactions of specific chronic diseases, and is well beyond the additive effects of several diseases independently [54]. While such a broad definition of various types of interacting conditions, rather than a count of chronic conditions, is beneficial for any classification of MCCs, for minority or otherwise marginalized populations, a broad definition that captures not only predetermined diagnosed diseases but also acute conditions and general symptoms may be particularly important as disparities in diagnoses exist [55]. Such gaps may result in under-identification of chronic conditions and a need to capture patient complexity based on classification of a wider range of preidentified conditions (i.e. symptoms or risk factors) and their interactions [56, 57].
Most MCC literature to date is descriptive or epidemiological in nature [58]. Few studies describe interventions for the treatment of persons with MCCs [59]. Of this limited evidence base, there is minimal consideration of the impact of socioeconomic deprivation; none of the studies that were included in the above-mentioned review considered the possibility of a differential effect of interventions in various socioeconomic groups. Future research should aim to assess MCC interventions in a wide range of population groups, especially considering younger, working-age adults.
Healthcare systems and organizations that aim to reduce disparities in prevention and treatment of MCCs should adopt a comprehensive approach, building on both the MCC strategic framework [33] and on well-established principles of disparity reduction. Specifically, systems for documenting population characteristics, such as socioeconomic status, education level, and ethnicity should be established [26]. Such patient and population classification can aid in directing tailored prevention and treatment strategies to those who need them the most. Interventions should be developed based on the understanding that some prevention and treatment approaches can potentially increase disparities within populations with MCCs, particularly as organizational, financial, or health literacy barriers can impede adoption by disadvantaged populations. Healthcare services that provide a strong primary care foundation can significantly improve MCC prevention and management as well as reduce disparities.
Conclusions
A strategy that focuses on improving the health and healthcare of persons with MCCs is more equitable than a single-disease approach. The priority areas identified by the HHS Strategic Framework – geared towards the general population with MCCs – also have important implications for reducing disparities in MCCs within populations. Focusing on the complete spectrum of morbidity (rather than individual conditions), in which multiple illnesses and health-related needs interact, can more accurately depict the much greater impact of illness among the socially disadvantaged [60]. Meeting the specific objectives of the MCC strategic framework [33], of addressing disparities in MCC populations, should be considered within a broad context of measurement, infrastructure, and intervention. This paper suggests that such an effort should include better documentation of sociocultural characteristics of populations and improved understanding of the role and inter-relatedness of risk factors within distinct population groups; establishment of a strong primary care organization of services; and development of prevention and care-management interventions that are tailored to the intricate needs of populations that experience organizational, economic, and cultural barriers to effective healthcare.
Conflicts of interest
The author has no conflict of interest.
Funding
None declared.
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