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. 2017 Aug 17;39(11):2329–2349. doi: 10.1002/hed.24883

Table 1.

Response assessment of induction chemotherapy in randomized clinical trials

Study Tumors Arms No. of patients Induction chemotherapy Cycles Criteria Diagnostic technique Result Consequence of response
Head and Neck Contracts Program22 (1987) Resectable stage III/IV
Oral cavity, hypopharynx, larynx
IC + S + RT
IC + S + RT + S
S + RT
146
155
161
Cisplatin Bleomycin 1 WHO Clinicala CR 8%
PR 40%
No
Schuller et al23 (1988) Stage III/IV HNSCC IC + S + RT
S + RT
82
76
Cisplatin Methotrexate
Bleomycin Vincristine
3 WHO? Clinicala
Pathological
CR 19%
PR 51%
CR 21%
No
Jortay et al24 (1990) T2/3 piriform sinus IC + S + RT
S + RT
89
98
Vincristine
Bleomycin
Methotrexate
1 NA Macroscopic
Microscopic
No tumor shrinkage
No histopathologic changes
No
VA group2 (1991) Stage III/IV larynx IC +
S + RT
IC + RT
S
166
166
Cisplatin
5‐fluorouracil
2 WHO (without confirmation ≥4 wk) Clinicala
Biopsy of primary tumor area
CR 31%
PR 54%
CR 64%
Third cycle for responders
RT for responders and S for nonresponders
Richard et al25 (1991) T2‐4 oral cavity / oropharynx IC + S ± RT
S ± RT
112
110
Vincristine
Bleomycin
12 d (intra‐arterial) WHO (without confirmation ≥4 wk)
CR: no living tumor cells
PR: islets of living tumor cells
NR: no modification of tumor cells
Clinicala
Histopathology of surgical specimen
Oral cavity: CR + PR 48%
Oropharynx: CR + PR 41%
Oral cavity: CR + PR 39%
Oropharynx: CR + PR 35%
No
Paccagnella et al26 (1994) Stage III/IV oral cavity / oropharynx/ hypopharynx/ paranasal sinus IC + RT ± S
RT ± S
118
119
Cisplatin
5‐fluorouracil
1‐4 Reevaluation after each cycle
CR: total disappearance
PR: ≥50% decrease in tumor volume
NA CR 31%
PR 49%
Additional cycle (maximum total 4)
Volling et al27 (1994) T2/3oral cavity / oropharynx/ hypopharynx IC +
S + RT
IC + RT
S
49
47
Carboplatin
5‐fluorouracil
1 WHO Endoscopy and clinical evaluation CR 44%
PR 18%
Additional cycle (maximum total 3)
RT for responders and S for nonresponders
Maipang et al28 (1995) Stage III/IV resectable HNSCC IC + S + RT
S + RT
30
24
Cisplatin Methotrexate Bleomycin 2 WHO (without confirmation ≥4 wk) Clinical or radiologicala Histopathology of surgical specimen CR 30%
PR 43%
CR 23%
PR 53%
No
Lefebvre et al9 (1996) T2‐4 piriform sinus IC +
S + RT
IC + RT
S + RT
97
94
Cisplatin
5‐fluorouracil
2 WHO (with for CR also mandatory complete recovery of larynx mobility) Endoscopic evaluation (CT recommended) CR 54%
PR 32%
Additional cycle (maximum total 3)
RT for responders and S + RT for nonresponders
Lewin et al29 (1997) Mainly advanced HNSCC IC + RT ± S
RT ± S
215 208 Cisplatin
5‐fluorouracil
3 No evaluation N/A N/A N/A
Richard et al30 (1998) T3 larynx IC +
S + RT
IC + RT
S
36 32 Cisplatin
5‐fluorouracil
2 >80% tumor regression Direct laryngoscopy Response 40% Additional cycle (maximum total 3)
RT for responders and S + RT for nonresponders
Kohno et al31 (2000) Stage III/IV oral cavity / pharynx IC + S IC + RT S 13 11 Cisplatin Etoposide Mitomycin C 1 WHO Clinical or radiologicala CR 31%
PR 23%
Additional cycle (maximum total 2)
RT for responders and S for nonresponders
Domenge et al32 (2000) T2‐4 oropharynx IC + S and/or RT S and/or RT 157 161 Cisplatin
5‐fluorouracil
1 WHO? Clinical
CT (after third cycle)a
CR 20%
PR 36%
After first: additional cycle unless tumor progression ≥25
After second: additional cycle if tumor regression
Licitra et al33 (2003) T2‐4 oral cavity IC + S S 98 97 Cisplatin
5‐fluorouracil
2 WHO Clinicala Pathological CR 33%
PR 49%
CR 27%
PR 18%
Additional cycle (maximum total 3)
Urba et al12 (2006) Stage III/IV larynx IC + C + RT S C S 73 19 Cis/carboplatin
5‐fluorouracil
1 WHO Clinicala CR + PR 75% Concurrent chemoradiation for responders
Surgery for nonresponders
Vermorken et al34 (2007) Stage III/IV unresectable HNSCC IC + RT 177 181 Docetaxel Cisplatin
5‐fluorouracil
Cisplatin
5‐fluorouracil
1 WHO (without confirmation ≥4 wk) Clinical Additional cycle (maximum total 4) unless progressive disease
Lefebvre et al10 (2009) T3‐4 larynx T2‐4 hypopharynx Alternating C + RT IC            C+ RT                S + RT 224 226 Cisplatin
5‐fluorouracil
2 CR: complete disappearance of all macroscopic disease, with complete recovery of larynx mobility
PR larynx: substantial regression of tumor volume, with complete disappearance of bulging valleculae, bulging of hypothyroid membrane, deep invasion of preepiglottic space, and at least partial recovery of larynx mobility
PR hypopharynx: substantial regression of tumor volume, with at least partial recovery of larynx mobility
CT / MRI
Endoscopy under general anesthesia
CR + PR 85% Additional cycle (maximum total 2)
RT for responders and S + RT for nonresponders
Lorch et al35 (2011) Stage III/IV HNSCC IC + CRT 255 246 Docetaxel Cisplatin
5‐fluorouracil
Cisplatin
5‐fluorouracil
3 No evaluation N/A N/A N/A
Lefebvre et al36 (2013) Stage III/IV larynx / hypopharynx IC C + RT Ctx + RT S 60 56 23 Docetaxel Cisplatin
5‐fluorouracil
3 ≥50% regression of primary tumor volume or recovered larynx mobility CT / MRI
Endoscopy under general anesthesia
85% CRT for responders and S + RT for nonresponders

Abbreviations: CR, complete response; CRT, chemoradiotherapy; Ctx, cetuximab; HNSCC, head and neck squamous cell carcinoma; IC, induction chemotherapy; NA, not available; N/A, not applicable; NR, nonresponders; PR, partial response; RT, radiotherapy; S, surgery; WHO, World Health Organization.

a

Not further defined / specified.