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. Author manuscript; available in PMC: 2018 Dec 1.
Published in final edited form as: J Surg Oncol. 2017 Aug 2;116(8):969–982. doi: 10.1002/jso.24774

Table 1.

Details on included prognostic tools for colorectal cancer

Tool
Citation
Tumour
Location
Population Dates
of
Data
Collection
Study
Design
Sample
Size
#
Events
Duration
of
Follow-
Up
Outcome Final Variables in
Model
Internal
Validation
External
Validation
Prognostic tools not specific to a particular TNM stage grouping
[25] Colon Stage I–IV 1988–1999 Other NR NR NR DSS Age, sex, comorbidity, depth of invasion, # of positive lymph nodes, # of examined lymph nodes, histologic grade None Calibration: Y
[50] Colon Stage I–IV NR Other NR NR NR NOS Age, sex, tumour diameter, # positive lymph nodes, CEA, histological type, grade, site, farthest tumour extension (including metastasis) None None
[31] Colon Stage I–IV 1988–2000 Retrospective Cohort 83,419 NR Median 87 months CDSS Age, sex, ethnicity, tumour grade, AJCC stage Approach: Bootstrap Calibration: Y
Discrimination: 0.816
None
[39] CRC Stage I–IV 1990–1999 Retrospective Cohort ** NR Mean 43.9 months OTHER Tumour depth of invasion, # of metastatic lymph nodes, metastasis, CEA, differentiation, resectability, tumor location, blood transfusion Approach: Apparent
Overall: R2: −0.64, −0.65
None
[49] CRC Locally advanced/Metastatic 1990–1998 Retrospective Cohort 1057 161 ≥ 2 years OTHER Performance status, differentiation, primary site, Duke’s stage, number of sites of metastatic disease, CEA, response rate, treatment, number of chemotherapy lines None None
[56] CRC Dukes B 1988–1996 Prospective Cohort 268 63 Median 65 months DSS Peritoneal involvement, venous invasion, margin involvement, tumour perforation Approach: Apparent* None
[65] Rectal Locally advanced 1992–2003 RCT-PC 2242 850 Median 55.2 months OS pT stage, pN stage, cT stage, age, adjuvant chemotherapy, surgery procedure, radiotherapy dose, sex Approach: Apparent
Discrimination: 0.68
Calibration: Y
Discrimination: 0.70
[66] Rectal Stage I–IV 1994–2003 Retrospective Cohort 42,830 NR NR COS Age, sex, race, stage Approach: Bootstrap Calibration: Y
Discrimination: 0.75
None
Stage I–III
[33] CRC Stage II 1988–1997 Retrospective Cohort 238 53 Median 110 months DSS Tumour growth pattern, extent of tumour spread beyond muscularis propria Type: Apparent* None
[24] CRC Stage I–III, PALN 2001–2011 Retrospective 409 NR NR OS LVI, pN+ status, serum CEA ≥10ng/mL, short axis diameter PALNs ≥10mm Type: Apparent* None
[73] Colon Stage II or III NR RCT-PC 3,302 NR Maxiumum 8 years OS # of positive lymph nodes, depth of tumour, tumour grade, age Type: Bootstrap Calibration: Y
Discrimination: 0.655
Calibration: Y
[55] Rectal Stage II–III 1986–2005 Retrospective 833 263 Median (in survivors) 51 months OS Gender, age, CEA, tumor location, T stage, N stage, Ratio of metastatic lymph nodes, adjuvant chemotherapy, adjuvant chemoradiotherapy Type: Cross-Validation
Discrimination: 0.67
Discrimination: 0.76
[29] Rectal Stage I–III NR NR NR NR NR NOS Age, sex, race, grade, stage, extent of surgery None None
[28] Rectal Stage I–III NR NR NR NR NR NOS Age, sex, race, grade, stage, extent of surgery None None
[27] Rectal Stage I–III NR NR NR NR NR NOS Age, sex, race, grade, stage, extent of surgery None None
[59] Colon Stage III RCT-PC 1989–2002 15995 NR NR OS Age, sex, race, BMI, performance status, tumor grade, tumor stage, ratio of the number of postiive lymph nodes to nodes examines, number and location of primary tumors, systemic treatment class Type: Bootstrap Calibration: Y
Discrimination: 0.66
Calibration: Y
[72] Rectal Stage I–III RCT-PC 1987–2002 2618 1077 Median 39.5–75.3 months OS Age, gender, tumour distance, surgery type, residual disease, p-T, p-N, presence of post-operative complications Type: Cross-Validation Calibration: Y
Discrimination 0.752
None
[68] Colon Stage I–III Retrospective Cohort 1994–2005 128,853 NR NR OS T-stage, n-stage, number of positive LN, tumour differentiation, patient age, sex Type: Split Sample Calibration: Y
Discrimination: 0.68
None
Stage IV
[32] CRC Stage IV NR RCT-PC 803 NR median 35.3–46.3 months OS performance status, LDH, ALP, number of metastatic sites, time to metastasis Approach: Split Sample Calibration: Y
Discrimination: 0.60
Discrimination: 0.63
[34] CRC Stage IV 1995–2010 Retrospective 443 385 Median 62.4 months (range 55.6–77.6) OS Number of liver metastases, PCI, type of surgery Approach: Apparent Calibration: Y
Discrimination: 0.61
None
[71] CRC Stage IV 1997–2007 Retrospective 1133 278 NR OS Post-operative CEA, depth of tumor invasion, lymph node metastasis, peritoneal dissemination Approach: Split Sample Calibration: Y
Discrimination: 0.64
None
[44] CRC Stage IV 1984–1999 Prospective 9624 NR NR OS Depth of tumor invasion, regional lymph node metastasis, hitologic grade, liver metastasis, lung metastasis, distant lymph node metastasis, peritoneal metastasis, noncurative resection for metastatic lesions Approach: Apparent* None
[38] CRC Stage IV 1982–1996 RCT-PC 3817 NR NR OS ECOG, WBC count, number of tumor sites, alkaline phosphatase, platelets, location of primary, hemoglobin, peritoneal metastases Approach: Apparent* Calibration: Y
Discrimination: 0.52 & 0.54
Overall: Schemper: 1.6%
[62] CRC Stage IV 2005–2008 Retrospective 124 74 NR OS Performance status, pathology, peritoneal metastasis, LDH, PFS interval Approach: Apparent* Survival Curves
[30] Rectal Stage IV NR Other NR NR NR NOS Age, sex, race, grade, stage, extent of surgery None None
[26] CRC Liver mets 1988–1999 Retrospective Cohort 138 99 mean 48.7 months OS location of primary, number of liver metastases, preoperative CA19-9, preoperative tumour size Approach: Apparent* Discrimination: 0.64
[23] CRC Liver mets 2003–2010 Retrospective 100 66 Mean 60 weeks (range 10–238 weeks) OS Prior liver surgery, CEA, transaminase toxicity, CT size of two largest lesions Approach: Apparent
Discrimination: 0.81
Discrimination: 0.83
[35] CRC Liver mets 1985–1998 Retrospective Cohort 1001 393 median 32 months OS nodal status of primary, disease-free interval before presentation of liver metastases, number of tumours, preoperative CEA level, size of the largest tumour Approach: Apparent
Overall: R2: 0.92
Discrimination: 0.533–0.68
[36] CRC Liver mets 1996–2007 Retrospective Cohort 280 NR median 50.1 months OS CEA, number of liver metastases, recurrence pattern, recurrence pattern Approach: Bootstrap
Discrimination: 0.67
None
[37] CRC Liver mets 1981–1996 Retrospective Cohort 243 225 median 32 months OS tumour number, tumour size, interval between resection of primary and liver metastases, distribution of liver tumours None Discrimination: 0.53–0.64
[40](pre-op) CRC Liver mets 1990–1998 Retrospective Cohort 578 337 median 55.2 months OS, DSS extrahepatic disease, number of metastatic LN, histology of primary, prehepatectomy CEA level, number of hepatic tumours Approach: Bootstrap Calibration: Y
Discrimination: 0.66
Discrimination: 0.69
[40](post-op) CRC Liver mets 1990–1998 Retrospective Cohort 578 337 median 55.2 months OS, DSS extrahepatic disease, hilar metastatic LN, number of metastatic LN (primary), histology of primary, surgical margin, prehepatectomy CEA Approach: Bootstrap Calibration: Y
Discrimination: 0.68
Discrimination: 0.7
[42] CRC Liver mets 1985–1999 Retrospective Cohort 148 NR NR OS extent of liver metastasis, depth of tumour invasion, peritoneal metastasis Approach: Apparent* None
[43] CRC Liver mets 1986–2004 Retrospective Cohort 1477 NR NR DSS sex, age, primary site, disease-free interval, pre-operative CEA, number of tumours, largest site of metastasis, bilateral resection, number of involved lobes, primary N stage Approach: Bootstrap Calibration: Y
Discrimination: 0.688
Discrimination: 0.602 & 0.62
[45] CRC Liver mets 1993–2006 Retrospective Cohort 201 98 median 31 months OS number of metastases, time of diagnosis of the liver metastases, CEA level Approach: Apparent* Discrimination: 0.54–0.58
[46] CRC Liver mets 1994–2005 Retrospective Cohort 138 NR median 47.2 months OS liver resection margin, CEA, number of liver metastasis, lymph node status Approach: Apparent* Survival Curves
[47] CRC Liver mets 1977–1997 Retrospective Cohort 135 65 median 73 months OS % liver involvement, colic LN, Duke’s stage, number of metastases, size of metastases, preoperative: -GT, GPT, type of resection, resection margins Approach: Apparent* None
[48] CRC Liver mets 1993–2006 Retrospective Cohort 700 NR median 34 months OS Number of metastases, inflammatory response to tumour Approach: Apparent* None
[51] CRC Liver mets 1980–2002 Retrospective Cohort 369 NR mean 4.11 years DSS Hepatic LN metastases, number of LN around primary tumour, CEA at hepatectomy, number of liver metastases Approach: Split Sample* None
[52] CRC Liver mets 1981–1997 Retrospective Cohort 81 NR median 36.3 months DSS Serosal invasion, LN positivity, number of liver metastases, diameter of largest hepatic metastasis, extrahepatic metastasis Approach: Apparent* Discrimination: 0.60–0.65
[53] CRC Liver mets 1990–2005 Retrospective Cohort 121 52 median 68 months OS Location of hepatic metastases, number of metastatic tumours, LN status of primary Approach: Apparent* None
[54] CRC Liver mets 1968–1990 Retrospective Cohort 1532 689 median 19 months OS Age, extension of primary into serosa, lymphatic spread, time interval from primary tumour to metastases, size of largest liver lesion, number of liver lesions, resection margin Approach: Apparent* Discrimination: 0.55–0.64
[58](pre-op) CRC Liver mets 1987–2005 Retrospective Cohort 929 459 median 26.4 months DSS Primary tumour LN status, primary tumour differentiation, CEA, largest tumour diameter, extrahepatic metastatic disease, resection margin Approach: Split Sample Calibration: Y
Discrimination: 0.805
Discrimination: 0.59–0.66
[58](post-op) CRC Liver mets 1987–2005 Retrospective Cohort 929 459 median 26.4 months DSS Primary tumour LN status, primary tumour differentiation, CEA, number of hepatic metastases, largest tumour diameter, extrahepatic metastatic disease Approach: Split Sample Calibration: Y
Discrimination: 0.781
Discrimination: 0.63–0.74
[60] CRC Liver mets 1988–2002 Retrospective Cohort 337 NR median 16.4 months CS Duke’s stage, CEA, alkaline phosphatase, number of liver lesions, albumin Approach: Apparent* Survival Curves
[61] CRC Liver mets 1995–2009 Retrospective 382 327 Median (in survivors) 47 months DSS Extrahepatic disease, pN category, number of liver lesions Approach: Apparent* None
[63] CRC Liver mets 2002–2007 Retrospective 88 76 Median 99 months OS Response to systemic therapy, number of CLM, maximum size of CLM, CEA Approach: Apparent* None
[64] CRC Liver mets 1995–2005 Retrospective Cohort 285 NR median 4.4–4.6 years OS Tumour grade, nodal status Approach: Apparent
Discrimination: 0.59
None
[67] CRC Liver mets 1993–2006 Retrospective Cohort 252 NR NR DSS Number of liver metastases, preoperative CEA levels, resection of liver metastases Approach: Apparent* None
[69] CRC Liver mets 1992–1996 Prospective Cohort 478 NR NR OS Maximum liver metastasis diameter, # of liver metastasis, number of positive lymph nodes, presence of extrahepatic metastases Approach: Apparent* Discrimination: 0.54–0.58
[70] CRC Liver mets 1960–1995 Retrospective Cohort 662 428 median 3 years DSS Diameter of largest liver tumour, interval from primary tumour to metastasis, hepatoduodenal LN positivity, blood transfusions, primary cancer regional LN, number of metastases’ Approach: Bootstrap
Discrimination: 0.61
Discrimination: 0.54–0.58
[41] CRC Lung mets 1980–1998 Retrospective Cohort 313 179 median 29 months OS Primary histology, number of pulmonary tumours, hilar or mediastinal LN, extrathoracic disease, prethoracotomy CEA level Approach: Bootstrap Calibration: Y
Discrimination: 0.72
Discrimination: 0.66 & 0.81
[57] CRC MSCC NR Retrospective 121 NR NR NOS ECOG performance status, Ambuulatory status prior to RT, visceral metastases, time of developing motor deficits Approach: Apparent* None

1= 3-year survival (dichotomous); 5-year survival (dichotomous); 2=: more than 2 year survival;

**

= 3-year survival N=93, 5-year survival N=71;

MSCC=malignant spinal cord compression; OS= overall survival; NOS= not otherwise specified; CRC=colorectal cancer; NR= not reported; DSS= disease specific survival; Schemper=percent of variability in survival explained by the model; LN=lymph nodes