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. Author manuscript; available in PMC: 2019 Mar 1.
Published in final edited form as: J Surg Oncol. 2017 Nov 28;117(4):756–764. doi: 10.1002/jso.24923

Factors Associated With a Primary Surgical Approach for Sinonasal Squamous Cell Carcinoma

Jennifer R Cracchiolo 1, Krupa Patel 4, Jocelyn C Migliacci 1, Luc T Morris 1, Ian Ganly 1, Benjamin R Roman 1, Sean M McBride 2, Viviane S Tabar 3, Marc A Cohen 1
PMCID: PMC5878715  NIHMSID: NIHMS923136  PMID: 29193098

Abstract

Background and Objectives

Primary surgery is the preferred treatment of T1–T4a sinonasal squamous cell carcinoma (SNSCC).

Methods

Patients with SNSCC in the National Cancer Data Base (NCDB) were analyzed. Factors that contributed to selecting primary surgical treatment were examined. Overall survival (OS) in surgical patients was analyzed.

Results

4,770 patients with SNSCC were included. In T1–T4a tumors, lymph node metastases, maxillary sinus location, and treatment at high-volume centers were associated with selecting primary surgery. When primary surgery was utilized, tumor factors and positive margin guided worse OS. Adjuvant therapy improved OS in positive margin resection and advanced T stage cases.

Conclusions

Tumor and non-tumor factors are associated with selecting surgery for the treatment of SNSCC. When surgery is selected, tumor factors drive OS. Negative margin resection should be the goal of a primary surgical approach. When a positive margin resection ensues, adjuvant therapy may improve OS.

Keywords: sinonasal squamous cell carcinoma (SNSCC), maxillary sinus, margin status, treatment selection, adjuvant therapy

INTRODUCTION

Overall survival (OS) of sinonasal malignancies comprise less than 5% of all head and neck tumors,[1,2] making analysis of trends in therapeutic management and adherence to treatment guidelines challenging. Among all subsites of the sinonasal tract, squamous cell carcinoma (SCC) is the most common histologic variant, with a reported incidence of more than 50% among all nasal and paranasal sinus tumors.[2-4] The maxillary sinus has been reported to be the most common site of sinonasal squamous cell carcinoma (SNSCC), followed by the nasal cavity.[1,5] SNSCC follows an insidious growth pattern and often presents with nonspecific symptoms at a locally advanced stage with involvement of adjacent critical structures such as the skull base, orbit, dura mater and brain.[1,2,5,6]

Treatment approaches for SNSCC seem to vary widely. Practice guidelines published by the National Comprehensive Cancer Network (NCCN)[7] recommend surgery as the “preferred” primary treatment for T1–T4a tumors of the ethmoid sinus and the solitary primary treatment option for T1–T4a maxillary sinus tumors. The NCCN states that the tumor should be considered surgically curable by appropriate resection, with the overarching goal of complete resection with tumor-free margins. Adjuvant radiotherapy (RT) is recommended for most tumors of the ethmoid sinus, with the option for observation in T1, negative margin, centrally located tumors, and with consideration for adjuvant chemoradiotherapy (CRT) for tumors with high-risk features. In T1–T2 negative margin resection maxillary sinus tumors without high-risk features, observation can be utilized. However, for tumors with adverse features include including high T stage (T3–T4a), adjuvant RT or consideration for CRT is recommended. CRT is recommended for positive margin resections. It remains unclear if institutions are following these guidelines, as the goals of surgery may include not only negative margin resection but also palliation, debulking prior to adjuvant CRT,[8] and reduction of radiation fields to exclude vital structures.[9] This study attempts to fill the knowledge gaps regarding treatment approaches for SNSCC over the past 15 years, the clinical and institution-related factors associated with the decision to treat SNSCC utilizing a primary surgical approach, and the variables correlated with improved OS.

MATERIALS AND METHODS

Data Source

The National Cancer Data Base (NCDB), jointly sponsored by the American Cancer Society and the American College of Surgeons, consists of a large sample of cancer cases gathered from over 1,500 hospital-based cancer registries within the United States. The source files for this study were used in accordance with the NCDB Participant Use Data File agreement.

Study Cohort

We identified all patients with SNSCC who were diagnosed from 2003 through 2012 and were ≥ 18 years of age. We included International Classification of Diseases for Oncology (ICD-O) codes for the nasal cavity, maxillary, and ethmoid. Our inclusion criteria required histologically proven SCC tissue obtained from biopsy or surgical pathology specimens and examined by microscope. We excluded patients with SCC of the nasopharynx, the middle ear, frontal, sphenoid, an unspecified accessory sinus, and overlapping lesions of accessory sinuses. We also excluded patients for whom the following variables were unknown: TNM staging, any T4 stage tumors that were not sub-classified as T4a or T4b, hospital type, hospital volume, comorbidities, surgery code, and insurance type. Additionally, any patients who received any part of their treatment outside of the NCDB-reporting facility were excluded to be certain of the exact treatment regimen administered. A total of 4,770 patients fulfilled the specified inclusion criteria.

Outcomes

The main outcome of this study was the choice of therapeutic strategy: surgical versus non-surgical treatment (RT and/or CRT). The surgical subgroup included patients undergoing surgical resection alone as well as those who may have received RT and/or CT in addition to surgery. Local tumor excision, such as polypectomy, was not considered sufficient to categorize the treatment strategy as surgical. A secondary outcome for this study was the identification of patient, tumor, treatment, and institution-related factors associated with improved OS for patients treated with primary surgery.

Covariates

Overall T (pathologic or clinical) stages were used in this study to investigate a potential association between disease stage and choice of therapeutic strategy. The patient sociodemographic factors analyzed in this study included: sex age, race, insurance status (private, government, and uninsured), and Charlson-Deyo comorbidity score. Treatment facility type was defined as either academic, which included all academic programs as well as National Cancer Institute Comprehensive Cancer Centers (NCI CCC), or as community, which included community cancer programs and comprehensive community cancer programs. Hospital volume was defined as the total number of new SNSCC cases treated overall from 2003 to 2012, with all hospitals divided into fewer than and more than 50 cases for statistical analysis. OS was defined as the number of months between the date of diagnosis and the date on which the patient was last contacted or died.

Statistical Analysis

All analyses were conducted using Stata statistical software (release 12.1; StatCorp LP, College Station, TX). This study utilized multivariable logistic regression compare patient, tumor, and treatment center-specific factors that contributed to selecting surgery as the primary treatment modality for SNSCC. A secondary analysis of factors that contributed to improve OS was performed utilizing multivariable Cox proportional hazard regression and Kaplan-Meier statistics. P values < 0.05 were considered statistically significant.

RESULTS

Patient, Tumor, and Treatment Center Characteristics

Overall, 4,770 patients with SNSCC from 2003 to 2012 met the inclusion criteria in Table 1. Three-thousand and fifty-two (64%) patients were male and 4,102 (86%) patients were white. Forty-seven percent of patients (2,241) were under the age of 65, and 3,816 (80%) patients had a Charlson-Deyo score of 0. Two-thousand six-hundred and eighty-two patients (60 %) were covered by government insurance. Two-thousand four-hundred and thirty-two patients (51%) were treated at academic or NCI CCC facilities. Low-volume hospitals that saw ≤ 50 patients with SNSCC in total from 2003 to 2012 treated 3,577 (75%) of patients. The most common tumor site was the nasal cavity for 2,528 patients (53%), followed by the maxillary sinus for 1,955 patients (41%). Regarding the staging of SNSCC cases, the largest proportion of patients had tumors with an overall T stage of T1 (1,478 or 31%) while 763 (16%), 763 (16%), 1,192 (25%), and 572 (12%) of patients had T2, T3, T4a and T4b tumors, respectively. Lymph node metastases were reported in 334 patients (7%) and distant metastases were reported in 131 patients (3%).

Table 1.

Patient Characteristics (n = 4,770)

Age Number of Patients
 < 50 583
 50–64 1,637
 65–79 1,775
 > 80 775
Sex
 Male 3,041
 Female 1,729
Race
 Caucasian 4,109
 Other 661
T Stage
 T1 1,474
 T2 743
 T3 762
 T4a 1,197
 T4b 594
N stage
 N0 4,478
 N1–N3 292
M stage
 M0 4,661
 M1 109
Primary site
 Nasal Cavity 2,512
 Maxillary sinus 1,961
 Ethmoid sinus 297
Hospital type
 Academic/NCI CCC* 2,441
 Community 2,329
Hospital Volume
 < 50 patients 3,596
 > 50 patients 1,174
Insurance
 Private 1,681
 Government 2,870
 Uninsured 719
Charlson-Deyo Comorbidity Count
 0 3,836
 1 700
 > 2 234
*

NCI CCC-National Cancer Institute Comprehensive Cancer Center

Variables Associated with Primary Surgical Treatment for SNSCC

Overall, 1,717 (36%) of patients with SNSCC were treated utilizing a primary surgical approach. From 2003 to 2012, the overall percentage of patients treated utilizing a surgical approach remained stable (1,807, or 37.9% in 2003 vs. 1,636, or 34.3% in 2012, P = 0.627). For cases with tumors staged T1–T4a, 1,812 patients or 38% were treated with primary surgery. There was not a significant difference in primary surgical utilization during the study period (1,850 or 38.8% in 2003 vs. 1,798 or 37.7% in 2012, P = 0.742) in this cohort. By contrast, over the 9 years studied, 136 (23%) of T4b tumors were treated with surgery, with a significant decrease in primary surgical treatment utilized over time (182 or 30.7% in 2003 vs. 62 or 10.6% in 2012, P = 0.009). The most common therapeutic strategy for surgical patients during the study time period was surgical resection alone (703 or 41%), followed closely by surgery and adjuvant RT (670 or 39%). Adjuvant radiation and chemotherapy was observed in 395, or 23% of primary surgery patients.

On multivariable analysis, several patient tumor and non-tumor factors were associated with the use of a primary surgical approach. In stage T1–T4a tumors, patients over the age of 80 years (> 80 vs. < 50: Odds Ratio (OR) 0.65, CI 0.50–0.85, P = 0.002) and non-white patients (other vs. white: OR 0.67, CI 0.54–0.82, P < 0.001) were less likely to undergo a primary surgical approach. Higher T stage also was associated with a decrease in selecting surgical treatment (T4a vs. T1: OR 0.73, CI 0.61–0.89, P = 0.001). Maxillary sinus location also predicted primary surgical treatment (maxillary sinus vs nasal cavity: OR 1.29, CI 1.10–1.52, P = 0.002). Presence of regional disease (N+ vs. N0: OR 1.50, CI 1.15–1.97, P = 0.003) was associated with increased utilization of primary surgery while metastatic disease (M+ vs. M0: OR 0.39, CI 0.21–0.73, P = 0.003) was associated with less frequent use of surgery. Carrying private insurance, a non-tumor factor, was associated with higher utilization of primary surgical treatment (private vs. uninsured: OR 1.75, CI 1.63–0.88, P <0.001). Factors associated with selecting surgery as primary treatment are summarized in Table 2.

Table 2.

Factors Associated with Selecting Primary Surgery and Overall Survival

Factors Associated with Primary Surgery Factors Associated with Overall Survival
OR (95% CI) P value OR (95% CI) P value
Age
 < 50 1 [Reference] 1 [Reference]
 50–64 0.87 (0.70–1.08) 0.19 1.07 (0.79–1.44) 0.67
 65–79 0.93 (0.73–1.17) 0.52 1.48 (1.07–2.04) 0.02
 > 80 0.65 (0.50–0.85) 0.002 2.71 (1.89–3.89) <0.001
T Stage
 T1 1 [Reference] 1 [Reference]
 T2 0.69 (0.57–0.83) <0.001 1.18 (0.88–1.57) 0.28
 T3 0.88 (0.72–1.08) 0.23 1.51 (1.12–2.05) 0.007
 T4a 0.73 (0.61–0.89) 0.001 1.86 (1.42–2.45) <0.001
 T4b N/A 2.51 (1.76–3.57) <0.001
N stage
 N0 1 [Reference] 1 [Reference]
 N1–N3 1.50 (1.15–1.97) 0.003 2.38 (1.84–3.09) <0.001
M stage
 M0 1 [Reference] 1 [Reference]
 M1 0.39 (0.21–0.73) 0.003 2.91 (1.56–5.45) 0.001
Primary site
 Nasal Cavity 1 [Reference] 1 [Reference]
 Maxillary sinus 1.29 (1.10–1.52) 0.002 1.54 (1.25–1.89) <0.001
 Ethmoid sinus 1.12 (0.82–1.53) 0.47 1.45 (1.00–2.12) 0.052
Hospital type
 Academic/NCI CCC* 1 [Reference] 1 [Reference]
 Community 0.96 (0.83–1.12) 0.64 0.92 (0.76–1.12) 0.39
Race
 Caucasian 1 [Reference] 1 [Reference]
 Other 0.67 (0.54–0.82) <0.001 1.04 (0.81–1.35) 0.73
Hospital Volume
 < 50 patients 1 [Reference] 1 [Reference]
 > 50 patients 1.10 (0.93–1.31) 0.26 0.89 (0.72–1.10) 0.29
Insurance
 Private 1 [Reference] 1 [Reference]
 Government 0.65 (0.46–0.92) 0.01 1.15 (0.72–1.81) 0.56
 Uninsured 0.75 (0.63–0.88) <0.001 1.15 (0.93–1.44) 0.19
Sex
 Male 1 [Reference] 1 [Reference]
 Female 1.01 (0.89–1.16) 0.86 0.84 (0.71–1.00) 0.046
Charlson-Deyo Comorbidity Count
 0 1 [Reference] 1 [Reference]
 1 1.16 (0.97–1.39) 0.11 1.17 (0.94–1.46) 0.17
 > 2 1.15 (0.86–1.54) 0.35 1.46 (1.04–2.05) 0.03
Therapy N/A
 Surgery alone 1 [Reference]
 Adj RT* 0.66 (0.54–0.81) <0.001
 Adj CRT* 0.66 (0.51–0.86) 0.002
Margin N/A
 Negative 1 [Reference]
 Microscopic 1.74 (1.40–2.16) <0.001
 Macroscopic 1.43 (1.14–1.80) 0.002
*

OR- Odds Ratio; CI - Confidence Interval; Adj RT-Adjuvant Radiation Therapy; Adj CRT- Adjuvant Chemoradiation Therapy; NCI CCC- National Cancer Institute Comprehensive Cancer Center

When patients underwent primary surgery for treatment of SNSCC, 1212 or 70.6% cases achieved a negative margin resection, while 273 or 15.9% cases had microscopic residual disease with 202 (13.4%) having macroscopic positive margin resection.

In cases with negative margin resection, patients were more likely to have surgery alone (no adjuvant treatment 993 patients or 82.0%), while when macroscopic and microscopic positive margins were present patients were more likely to have adjuvant therapy (no adjuvant treatment 758 patients or 62.6%) (P <0.001).

Survival Analysis in Patients Treated with Primary Surgery

OS at 5 years was 959 patients or 55.9% in the cohort treated with primary surgery. Median follow-up of surviving patients (864) is 53.01 months (range 0–128.67) and the mean is 55.03 months. Using Kaplan-Meier statistics, T stage predicted for OS (P < 0.001) in Figure 1a. Patients with negative margin resection had improved survival when compared to either a microscopic or macroscopic positive margin resection (P < 0.001). Patients with microscopic vs. macroscopic positive margin were not significantly different in Figure 1b.

Figure 1.

Figure 1

Overall survival in patients treated with primary surgery by T stage and margin status. a) T stage, b) Margin

*NOS, not otherwise specified.

On multivariate analysis, patient, tumor, and treatment factors affected survival in Table 2. Poorer survival was associated with patient factors including increased age (> 80 years old vs. < less than 50: hazard ratio (HR) 2.71, CI 1.89-3.89, P < 0.001) and increased Charlson-Deyo comorbidity score (>2 vs. 0: HR 1.46, CI 1.04–2.05, P = 0.03). Tumor factors including advanced T stage (T3 vs. T1: HR 1.51, CI 1.12–2.05, P = 0.007; T4a vs. T1: HR 1.86, CI 1.42–2.45, P < 0.001; T4b vs. T1: HR 2.51, CI 1.76–3.57, P < 0.001) nodal disease: N+ vs. N0: HR 2.38, CI 1.84–3.09, P < 0.001), distant metastases (M+ vs. M0: HR 2.91, CI 1.56–5.45, P = 0.001), and maxillary sinus location (maxillary sinus vs. nasal cavity: HR 1.54, CI 1.25–1.89, P < 0.001) were associated with worse survival. Non-tumor factors, including insurance status and medical center type, did not affect survival. Treatment factors, including a positive margin resection (microscopic margin vs. negative margin: OR 1.74, CI 1.40–2.16, P < 0.001; macroscopic margin vs. negative margin: OR 1.43, CI 1.14–1.80, P = 0.002), were associated with worse survival, while use of adjuvant therapy (surgery + RT vs. surgery alone: HR 0.66, CI 0.54–0.81, P < 0.001; surgery + CRT vs. surgery alone: HR 0.66, CI 0.51–0.86, P = 0.002) improved survival.

To assess if adjuvant therapy improved survival across all T stages, survival by T stage was analyzed independently. When controlled for patient and tumor factors, adjuvant therapy had survival benefit across margin status in Table 3. In patients with positive margin resection, adjuvant RT and CRT (surgery + RT vs. surgery alone: HR 0.48, CI 0.35–0.68, P <0.001; surgery + CRT vs. surgery alone: HR 0.44, CI 0.30–0.65, P < 0.001) were both associated with a significant improvement in survival. This benefit was not observed in patient with a negative margin resection.

Table 3.

Margin control predictor of survival

Negative Margin Positive Margin
OR (95% CI) P value OR (95% CI) P value
Age
 < 65 1 [Reference] 1 [Reference]
 > 65 1.88 (1.51–2.32) <0.001 1.66(1.26–2.18) <0.001
T Stage
 T1 1 [Reference] 1 [Reference]
 T2 1.16 (0.83–1.62) 0.39 1.65 (0.96–2.84) 0.07
 T3 1.58 (1.14–2.20) 0.006 2.72 (1.69–4.36) <0.001
 T4a 2.13 (1.59–2.84) <0.001 2.85 (1.87–4.35) <0.001
 T4b 3.52 (2.31–5.39) <0.001 3.61 (2.18–5.95) <0.001
N stage
 N0 1 [Reference] 1 [Reference]
 N1–N3 2.47 (1.74–3.51) <0.001 2.41 (1.61–3.58) <0.001
Charlson-Deyo Comorbidity Count
 0 1 [Reference] 1 [Reference]
 1 1.16 (0.87–1.55) 0.31 1.23 (0.87–1.73) 0.87
 > 2 1.63 (1.05–2.53) 0.03 1.06 (0.62–1.80) 0.62
Therapy
 Surgery alone 1 [Reference] 1 [Reference]
 Adj RT* 0.80 (0.63–1.02) 0.07 0.48 (0.35–0.68) <0.001
 Adj CRT* 0.93 (0.66–1.30) 0.66 0.44 (0.30–0.65) <0.001
*

OR- Odds Ratio; CI- Confidence Interval; Adj RT-Adjuvant Radiation Therapy; Adj CRT- Adjuvant Chemoradiation Therapy

Using Kaplan-Meier statistics, the effects of adjuvant therapy in survival were analyzed by T stage. In patients with T1–T3 tumors, there was no significant difference in survival based on adjuvant therapy (P = 0.1404) in Figure 2a. T4a tumors had a significant survival advantage with adjuvant RT therapy and CRT compared to surgery alone. (P = 0.0008 and 0.04, respectively) in Figure 2b. T4b tumors had a significant survival advantage with adjuvant CRT and RT therapy compared to surgery only (P <0.0001 and P = 0.003, respectively) in Figure 2c.

Figure 2.

Figure 2

Overall survival in patients with primary surgery undergoing adjuvant RT or with adjuvant CRT by tumor stage. a) T1-T3, b) T4a, c) T4b.

*RT, radiotherapy; CT, chemoradiotherapy.

On multivariable analysis, while controlling for age, comorbidities, N stage, and margin, survival benefits associated with the addition of adjuvant radiation were only observed in T4a tumors (surgery + RT vs. surgery alone: HR 0.65, CI 0.45–0.93, P = 0.02). In T4b tumors, survival benefits were observed in patients treated with surgery and adjuvant chemoradiation (surgery + CRT vs. surgery alone: HR 0.47, CI 0.24–0.93, P = 0.03). No benefit of adjuvant therapy was observed in T1–T3 tumors in Table 4.

Table 4.

Benefits of Adjuvant Therapy by T stage*

OR (95% CI) P-value
T1
 Surgery alone 1 [Reference]
 Adj RT** 0.99 (0.68–1.44) 0.96
 Adj CRT** 2.03 (0.64–6.46) 0.23
T2
 Surgery alone 1 [Reference]
 Adj RT 0.62 (0.37–1.03) 0.07
 Adj CRT 0.75 (0.36–1.54) 0.44
T3
 Surgery alone 1 [Reference]
 Adj RT 0.68 (0.43–1.09) 0.11
 Adj CRT 0.56 (0.31–1.02) 0.06
T4a
 Surgery alone 1 [Reference]
 Adj RT 0.65 (0.45–0.93) 0.02
 Adj CRT 0.73 (0.49–1.08) 0.11
T4b
 Surgery alone 1 [Reference]
 Adj RT 0.68 (0.33–1.37) 0.28
 Adj CRT 0.47 (0.24–0.93) 0.03
*

When controlled for age, n stage, margin status, and comorbidity

**

OR, Odds Ratio; CI-Confidence Interval; Adj RT-Adjuvant Radiation Therapy; Adj CRT-Adjuvant Chemoradiation Therapy

DISCUSSION

While SNSCC represents the most common histology observed in the sinonasal tract, the rare nature of this pathologic entity makes analysis of trends in therapeutic management, adherence to treatment recommendations, and benefits of treatment difficult to assess. Primary surgery with adjuvant therapy (RT or CRT) represents the preferred treatment approach for sinonasal cancers stages T1–T4a. NCCN guidelines recommend treatment of “unresectable with negative margin” tumors, including T4b or very advanced local disease (tumors invading the orbital apex, cranial nerves, clivus, nasopharynx, brain, and dura) with radiation-based approaches with concurrent chemotherapy or accrual to clinical trials. Over the past 15 years, the introduction of endoscopic resection of sinonasal tumors has enabled enhanced visualization and greater margin control, with consequent decreased morbidity.

Despite advances in surgical technology during the period studied, our analysis shows that the utilization of a primary surgical approach has remained stable. While a discussion of endoscopic vs. open approaches is beyond the scope of the current work, the observed stability may represent hesitation either to adopt endoscopic approaches for malignant disease or lack of access to surgical endoscopy platforms… Independent of approach, primary surgical resection for T1–T4a was not the primary treatment for SNSCC nationally despite NCCN guideline recommendations. The current work identifies multiple patient, tumor, and non-tumor factors that attribute to deviation from the recommend primary surgical approach. Advanced T stage predicted for non-surgical approaches while in contrast, N+ disease predicted for primary surgical options. As anticipated, patients with advanced age and co-morbidities were less likely to undergo surgery. Interestingly, patients with private insurance were more likely to have primary surgery. Patients with locally advanced T4b tumors had surgery in one-quarter of cases. Surgery in this locally advanced setting may indicate comfort in resection of dura or brain in the hopes of achieving negative margin; however, this finding underscores the national deviation from guideline recommendations.

When primary surgery is selected, patient, tumor, and treatment factors determine OS. Consistent with previous reports, advanced age and comorbidities predict for worse OS.[10] Whether this decrease in survival is related to a decrease in primary surgery in these patients is unclear. In addition, lower T stage without metastatic disease was associated with a significant improvement in survival. While tumor factors are intrinsic, important, potentially alterable treatment factors emerged as important variables in predicting survival. Negative margin resection was associated with significant improvement in OS compared to both microscopic and macroscopic positive margin resection. This finding supports the importance of a negative margin resection and provides evidence to argue against “debulking” surgical interventions. This has been shown to be critically important in retrospective studies for both open and endoscopic approaches.[11,12]

Adjuvant therapy was also associated with survival differences. In SCCs of the head and neck, including SNSCC,[13] adjuvant RT has been adopted due to its local control benefits. The studies most influential in clarifying the role of the addition of postoperative chemotherapy to radiation in high risk patients with head and neck SCC are the European Organization for Research and Treatment of Cancer (EORTC) 22931 and Radiation Therapy Oncology Group (RTOG) 9501, which did not include patients with paranasal sinus malignancies. These two multicenter randomized control trials demonstrated increased locoregional control and disease-free survival for patients receiving postoperative chemoradiation compared to radiation alone and subsequently altered the standard of postoperative care of patients with head and neck SCCs. OS was not significantly different in the RTOG group but was in the EORTC group (EORTC 22931[14] and RTOG 9501[15]).

Interestingly, in the current analysis, some patients who received adjuvant therapy had a survival benefit. Specifically, adjuvant therapy benefits were observed in patients with positive margin resection (gross and microscopic margins), providing some support for extrapolation of the findings in EORTC 22931 and RTOG 9501 to SNSCC. Importantly, benefits of adjuvant therapy were not observed in T1–T3 tumors; however, patients withT4a tumors benefited from adjuvant RT, and patients withT4b tumors benefited from adjuvant CRT. These findings suggest that some patients with surgically treated tumors benefit from adjuvant therapy, including some patients with locally advanced tumors (T4a and T4b) and positive margin resection, independent of macroscopic or microscopic margin status. It is important, however, to realize these data were not produced in a trial setting and cannot be used in setting treatment guidelines.

This analysis has several limitations. The completeness and accuracy of information reported to the NCDB could not be verified and is dependent on self-auditing by each reporting center. Potential errors in reporting or selecting reporting may thus affect our results. Additionally, a number of SNSCC cases were potentially excluded due to exclusion of overlapping lesions in the nasopharynx or of the accessory sinuses. Third, although we did not consider “local tumor excision” or “polypectomy” to be surgical treatment approaches, it is possible that such patients did in fact undergo surgery for oncologic therapy or those others that were included in the surgical subgroup, did not in fact undergo primary surgical resection. In addition, we removed patients without complete data sets, which could potentially bias results.

CONCLUSIONS

Primary surgical resection is utilized in the minority of patients with SNSCC and its utilization in this patient population has remained stable over time. Tumor and non-tumor factors are associated with treatment selection. In patients undergoing primary surgical treatment, survival is associated with static tumor variables and potentially alterable treatment factors, including negative margin resection. Tumors with advanced T stage and positive margin resection benefit from adjuvant therapy. The current work suggests significant, nationwide deviation from NCCN guidelines for treatment of SNSCC.

Summary.

Primary surgery is the preferred treatment of sinonasal squamous cell carcinoma (SNSCC). When surgery is selected, tumor factors drive overall survival. Negative margin resection should be the goal of a primary surgical approach. When a positive margin resection ensues, adjuvant therapy may improve overall survival.

Acknowledgments

Funding support: This research was funded in part through the NIH/NCI Cancer Center Support Grant P30 CA008748.

Abbreviation List

SNCC

sinonasal squamous cell carcinoma

NCDB

National Cancer Database

OS

Overall Survival

SCC

squamous cell carcinoma

NCCN

National Comprehensive Cancer Network

RT

radiotherapy

CRT

chemoradiotherapy

ICD-O

International Classification of Diseases for Oncology

NCI CCC

National Cancer Institute Comprehensive Cancer Center

OR

Odds Ratio

CI

Confidence Interval

HR

Hazard Ratio

EORTC

European Organization for the Research and Treatment of Cancer

RTOG

Radiation Therapy Oncology Group

Footnotes

Conflict of interest disclosures: None to report

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