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. 2018 Apr 25;19:30. doi: 10.1186/s12910-018-0269-2

Table 3.

Baseline characteristics of protocols reviewed by screening audit

Characteristics N(%)
Phase
 Phase 1, 1/2 3 (0.6)
 Phase 2 36 (7.8)
 Phase 2/3 2 (0.4)
 Phase 3 13 (2.8)
 Phase 4 40 (8.7)
 Post-market surveillance 1 (0.2)
 Medical device 6 (1.3)
 Non-phase clinical research 361 (78.1)
Total 462 (100)
Multicenter
 Single center 281(60.8)
 Domestic multicenter 162(35.1)
 International multicenter 19(4.1)
Total 462 (100)
Department of principle investigatorc
 Clinical department I 179(38.7)
 Clinical department II 45(9.7)
 Clinical department III 123(26.6)
 Supportive departments 101(21.9)
 Basic Science departments 14(3.0)
Total 462 (100)
Risk Levela
 Level I 263(56.9)
 Level II 152(32.9)
 Level III 31(6.7)
 Level IV 1(0.2)
 Undeterminatedb 15(3.2)
Total 462 (100)
Responsible entity
 Investigator initiated 455(98.5)
 Sponsor initiated 7(1.5)
Total 462 (100)

aLevel 1=minimal risk, Level 2=minor increase over minimal risk, Level 3= Possible significant sequelae, must be transient, Level 4= could result in death or irreversible, debilitating damage, or major unknowns with respect to the intervention

bProtocols reviewed by the IRB prior to 2007 did not have their risk level determined

cClinical department I (Department of Internal Medicine including Oncology, Gastroenterology, Rheumatology, Endocrinology, Nephrology, Cardiology, Hematology, Pulmonology); Clinical department II (Department of Surgery including General surgery, Transplantation, Orthopedic surgery, Cardiovascular surgery, Neurosurgery, Plastic surgery); Clinical department III (Family medicine, Urology, Obstetrics and Gynecology, Pediatrics, Neurology, ophthalmology, Emergency medicine, otorhinolaryngology, Rehabilitation, Psychiatry, Dermatology); Supportive departments (Pathology, Laboratory medicine, Anesthesiology and Pain Medicine, Radiology, Nuclear medicine, Radiation oncology); Basic Science departments (Forensic Science, Microbiology, Physiology, Public health, Preventive medicine, Pharmacology)