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. 2015 Nov 22;10(1):57–71. doi: 10.1177/1753465815617082

Table 1.

Definition of asthma, COPD and asthma COPD overlap syndrome per study.

Author N, age Asthma COPD Overlap
Miravitlles et al. [2013]
EPI-SCAN
N = 4274
40–80 years
PB FEV1/FVC < 0.7 PB FEV1/FVC < 0.7 and previous diagnosis of asthma
Magnussen et al. [2008] N = 472
⩾40 years
Physician diagnosis asthma < 30 years, diagnosis COPD, PB FEV1/FVC < 0.7, PB FEV1 < 80% pred, > 10 PY, ICS previous year, documented BDR ⩾ 12%/200 ml
Siva et al. [2007] N = 82
>45 years
History COPD, PB FEV1/FVC < 0.7, PB FEV1 < 80% pred, no BRD (FEV1 < 15% and < 200 ml), no history of asthma, no comorbidities
Fabbri et al. [2003] N = 46
>50 years
PB < 0.7, history of asthma, documented previous variable airflow obstruction, < 5 PY PB < 0.7, history of COPD, > 20 PY
Fu et al. [2014] N = 108
>55 years
Diagnosis obstructive airway disease, PB FEV1/FVC > 0.7, PB FEV1 > 80% pred, AHR or BDR Diagnosis obstructive airway disease, PB FEV1/FVC < 0.7, PB FEV1 < 80% pred, no AHR or BDR Diagnosis obstructive airway disease, PB FEV1/FVC < 0.7, PB FEV1 < 80% pred, with AHR or BDR
Hardin et al. [2011, 2014]
COPDgene study
N = 3570
45–80 years
> 10 PY, PB FEV1/FVC < 0.7, PB FEV1 < 80% >10 PY, PB FEV1/FVC < 0.7, PB FEV1 < 80%, previous diagnosis of asthma < 40 years
Menezes et al. [2014]
PLATINO
N = 5044
>40 years
(Self-reported) diagnosis of asthma, symptoms of wheezing and BDR > 12% + 200 ml PB FEV1/FVC < 0.7, PB FEV1/FEV6 < LLN, FEV1/FVC < LLN Symptoms of wheezing and BDR > 12% + 200 ml, PB FEV1/FVC < 0.7
De Marco et al. [2007]
GEIRD study
N = 8360
20–85 years
Self-reported physician diagnosis asthma Self-reported physician diagnosis COPD
Iwamoto et al. [2014]
FinnCADstudy
N = 134
>40 years
History of asthma, BDR > 12% in FEV1 or > 15% in PEF, > 20% diurnal variation PEF, BHR PB FEV1/FVC < 0.7, long-term smoking History of asthma, BDR > 12% in FEV1 or > 15% in PEF, >20% diurnal variation PEF, BHR, PB FEV1/FVC < 0.7, long-term smoking
Bumbacea et al. [2004] N = 175 Chronic symptoms of asthma, previous variation obstruction > 15%, PB FEV1 > 80% Chronic symptoms of asthma, previous variation obstruction > 15%, persistent obstruction PB FEV1 < 50%
Chung et al. [2014]
NHANES IV survey
N = 9104 Wheezing, FEV1/FVC ratio > 0.7 No wheezing, FEV1/FVC ratio < 0.7 Wheezing, FEV1/FVC ratio < 0.7
Kauppi et al. [2011] N = 1546
18–75 years
BDR FEV1 ⩾ 12%, BDR PEF ⩾ 15%/diurnal variation ⩾ 20%, BHR, decrease FEV1 ⩾ 15% in exercise test Long-term smoking, BD FEV1/FVC < 0.70 Combination of asthma and COPD
Contoli et al. [2010] N = 52
>50 years
History of asthma, PB FEV1/FVC > 0.7, previous positive BDR, < 5 PY History of COPD, PB FEV1/FVC < 0.7, > 20 PY, no previous positive BDR History of asthma, PB FEV1/FVC < 0.7, previous positive BDR, < 5 PY

Boulet et al. [2003] N = 38
24–70 years
History of asthma, positive BDR ⩾ 15%, FEV1 > 80% pred (spontaneous or with ICS or oral steroids), < 10 PY History of asthma, positive BDR ⩾ 15%, FEV1 < 75% pred despite ICS or oral steroids, < 10 PY
Kitaguchi et al. [2012] N = 63
>60 years
History of COPD, PB FEV1/FVC < 0.7, > 30 PY History of COPD and asthma, PB FEV1/FVC < 0.7, > 30 PY
Diaz-Guzman et al. [2011] N = 15,203
>25 years
Self-reported asthma Self-reported COPD Self-reported asthma and COPD

N = number

AHR, airway hyperresponsiveness; BDR, bronchodilator response; COPD, chronic obstructive pulmonary disease; FEV1, forced expiratory volume in 1 s; FVC, forced vital capacity; ICS, inhaled corticosteroid; LLN, lower limit of normal; pred, predicted; PY, pack years; PB, post bronchodilator.