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. 2018 Jun 4;96(2):323–368. doi: 10.1111/1468-0009.12327

Table 5.

Summary of Findings on the Effects of Decentralization on Health Outcomes

Author(s), (Year), Country Study Design, Unit of Analysis, Data Year Implementation of Decentralization Decentralization Variables Health Indicators Effects, Magnitude
  • Fritscher and Zamora (2016)27

  • Mexico

  • Longitudinal ecological analysis

  • State

  • 1993‐2003

Expenditure decentralization reform in health sector was announced in 1997 as part of the Health Sector Reform Program, 1995‐2000
  • Fiscal resource control: A dummy variable indicating if a state belongs to high Health Services Fund (FASSA) recipients

Infant mortality rate No significant effect
The timing of decentralization: A dummy variable indicating if the observation takes place in the period before or after the decentralization reform
  • Guanais and Macinko (2009)28

  • Brazil

  • Longitudinal ecological analysis

  • Municipality

  • 1998‐2006

The Family Health and Community Health Agents programs were expanded in 1996; responsibilities for managing primary care clinics, health centers, and health posts were transferred to municipal government control Administrative control: The proportion of ambulatory care facilities directly under control of the municipal government Postneonatal mortality
  • Beneficial effect: Municipalities with high administrative decentralization (municipal governments that control at least 85% of ambulatory care facilities) had about 0.80 fewer postneonatal deaths per 1,000 live births than municipalities that had low administrative decentralization

  • Habibi and colleagues (2003)29

  • Argentina

  • Longitudinal ecological analysis

  • Province

  • 1970‐2004

  • 1930s: The Argentine revenue‐sharing system was introduced

  • 1973: A new revenue‐sharing regime favorable to provinces was passed

  • 1988: A new revenue‐sharing agreement between the federal and provincial administrations was signed

Fiscal resource control: The ratio of provincially controlled resources to total provincial resources Infant mortality rate
  • Beneficial effect: Each additional 1% share of provincially controlled resources to total provincial resources was associated with 0.02‐0.11 fewer infant deaths per 1,000 live births

  • 1990s: The share of resources controlled by provincial governments was increased

Fiscal resource control: The ratio of provincial taxes to total provincially controlled resources
  • Beneficial effect: Each additional 1% share of provincially controlled taxes to total provincially controlled resources was associated with 0.12‐0.28 fewer infant deaths per 1,000 live births

  • Jin and Sun (2011)31

  • China

  • Longitudinal ecological analysis

  • Province

  • 1980, 1981, 1989, 1990, 2000, 2003

The systematic change to a decentralized fiscal system from a centralized one was started in 1994 by the passage of the 1994 Tax Sharing System (TSS) Fiscal resource control: The ratio of per capita provincial budgetary expenditures to the sum of per capita central budgetary expenditures and per capita provincial budgetary expenditures Infant mortality rate
  • Harmful effect: Each additional 1 standard deviation change of the share of per capita provincial budgetary expenditures to the sum of per capita central budgetary expenditures and per capita provincial budgetary expenditures was associated with an increase of 12.05 infant deaths per 1,000 live births

Timing of decentralization: A dummy variable indicating if the observation was in the period after the 1994 TSS reform
  • Harmful effect: After the implementation of the 1994 TSS reform, the yearly provincial infant mortality rate increased by 13.09‐24.13 infant deaths per 1,000 live births

  • Rocha, Orellano, and Nishijima (2016)36

  • Brazil

  • Longitudinal ecological analysis

  • Municipality

  • 2000‐2007

  • 1996: The Family Health and Community Health Agents programs were expanded

  • 2000: Constitutional Amendment no. 29 (EC 29) was approved, which defined the share of federal, state, and local budgets that should be devoted to health actions and services

Fiscal resource control: The share of overall health expenditures financed by municipalities’ own resources Infant mortality rates up to the age of 1 year and up to the age of 5 years No significant effect
  • Soto, Farfan, and Lorant (2012)37

  • Colombia

  • Longitudinal ecological analysis

  • Municipality

  • 1998‐2007

The reassignment of government functions and responsibilities for providing health services across different levels of government began in 1993 Fiscal resource control: Locally controlled health expenditure as a proportion of total health expenditure Infant mortality rate
  • Beneficial effects:

  • ‐An increase of 1% of locally controlled health expenditure as a proportion of total health expenditure led to an overall reduction of 6.0%‐6.2% in infant mortality in all municipalities

  • ‐An increase of 1% of locally controlled health expenditure as a proportion of total health expenditure led to a reduction of 7.5%‐8.1% in infant mortality in poor municipalities

  • Uchimura and Jütting (2009)38

  • China

  • Longitudinal ecological analysis

  • Province

  • 1995‐2001

The systematic change to a decentralized fiscal system from a centralized one was started in 1994 by the passage of the 1994 Tax Sharing System (TSS); fiscal transfer has played a substantial role in bridging fiscal gaps since then Fiscal resource control: The ratio of total counties’ expenditure to total counties’ revenue within the province (vertical balance) Infant mortality rate
  • Beneficial effect: An increase of 1% of the ratio of total counties’ expenditure to total counties’ revenue within the province led to a reduction of 0.23% in infant mortality

Fiscal resource control: The ratio of counties’ expenditure to total provincial expenditure (fiscal capacity relative to other counties)
  • Beneficial effect: An increase of 1% of the ratio of counties’ expenditure to total provincial expenditure led to a reduction of 0.19% in infant mortality