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. 2018 Jun;13(3):335–378.

Table 3.

Patient Demographics

First author (year) Study design (Level of evidence)96 Treatment groups (n = *) Participants Diagnosis€ Diagnosis criterion Traumatic or atraumatic (n = *) Symptom Duration Outcomes
n = * Mean age Gender*
Itoi (1992)109 Case series (IV) G0: Non-surgical (all pts) (62)
G1: satisfied (15)
G2: unsatisfied (8)
Subject: 54 shoulder: 62 63 yr M:F 32:22 (shoulder: M:F 36:26) Full-thickness RC tear Positive arthrogram NR NR -Pain
-Function
-ROM
-Strength
Bokor (1993)105 Case series (IV) G1: Non-surgical (53) Subject: 53 62.2 yr M:F 40:13 Full-thickness RC tear Positive arthrogram Trauma: (40) Atraumatic: (13)  < 3 mo: 28 (53 %)
3-6 mo: 9 (17%)
 > 6 mo: 16 (30%)
-ASES
-UCLA score
Hawkins (1995)108 Case series (IV) G1: Non-surgical (19)
G2: Not satisfied w/ non-
surgical (14) (n=12 received surgery)
Subject: 33 60 yr M:F 27:6 Full-thickness RC tear Positive arthrogram Trauma: (12)
Atraumatic: (48)
13.7 mo (82%)
22.5 yr (18%)
-Strength
-ROM
-Constant-murley
Wirth (1997)114 Case series (IV) G1: Exercise therapy (60) Subject: 60 64 yr M:F 38:22 Full-thickness RC tear “Radiographically
documented full
thickness tears”
NR 19 mo -ASES
Palmer (1998)101 Case report (V) Aquatic Therapy (1) Subject: 1 78 yr F: 1 Full-thickness RC tear
supra: 1
MRI Traumatic: (1) 2 wk -Motion
-Strength
-Function:
Overhead crawl (40 ft. x 2)
Yamada (2000)115 Case series (V) G1: Non-surgical (14)
G2: Surgery (26)
Subject: 40 70 yr M:F
G1: 9:5
G2: 23:3
Full-thickness RC tear
supra, infra: NR
Positive arthrogram NR Mean: 44 mo (12 mo – 11 yr) - JOAS
Goldberg (2001)107 Case series (V) G1: Non-surgical (46) Subject: 46 65 yr M:F 22:24 Full-thickness RC tear
NR: 16
supra: 26
supra, infra: 2
supra, infra, subscap: 2
US, arthrogram, or MRI NR “None of the cuff
tears were acute”
-Simple shoulder test
-SF-36
Shibata (2001)126 RCT (II) G1: Sodium hyaluronate
Injection (38)
G2: Sodium hyaluronate & Dexamethasone (40)
Subject: 78 G1: 59.5 yr
G2: 60.4 yr
M:F 55:23 Full thickness RC tear MRI or Arthrogram Traumatic: 42
Atraumatic: 36
G1: 5.8 mo
G2: 4.7 mo
-UCLA score
-Unsatisfied (Surgery)
Vad (2002)120 Cohort study (Retrospective) (III) G1a: PT + meds (28)
G1b: PT + meds + CS (12)
G2: Failed G1a/b arthroscopy (32)
G3: Primary surgery RCT repair (36)
Subject: 108 G1: 63.2 yr G2: 62.9 yr G3: 59.4 yr M:F 50:58 Full-thickness RC tear MRI Atraumatic “Chronic” -Shoulder rating
questionnaire
-ROM
-Strength
Piccoli (2004)102 Case report (V) Multimodal (1) Subject: 1 76 yr F: 1 Full-thickness RC tear
supra: 1
MRI Traumatic 1 wk -SPADI
-SF-12
-ROM
-Strength
Ainsworth (2006)104 Case series (IV) G1: Non-surgical (10) (Torbay rehabilitation program) Subject: 10 75.6 yr M:F 4:6 Massive RC tear † US NR NR -OSDQ
-SF 36
Levy (2007)116 Case series (IV) G1: Non-surgical (17) Subject: 17 80 yr M:F 6:11 Massive RC tear †
supra, infra, subscap: 17
MRI (n=11) US (n=6) Atraumatic NR -Constant-murley
Lunn (2007)119 Cohort study (Retrospective) (III) G1: Nonoperative (14)
G2: Open repair (5)
Subject: 19 47.7 yr M:F 4:15 Full-thickness
infra: 14
MRI Traumatic: 2 Atraumatic: 17 51.6 mo -Strength
-Constant-murley
-MRI findings
Ainsworth (2009)127 RCT (II) G1: PT + Exercise (30)
G2: Control (Placebo) (no exercise) (30)
Subject: 54 78.2 yr M:F 29:31 Massive full thickness ( > 5 cm) “Radiological diagnosed” NR  < 12 mo: n = 26
>12 mo: n = 34
-OSS
-SF-36
-MYMOP ROM
Baydar (2008)118 Case series (IV) G1: Non-surgical (20) Subject: 20 60.9 yr M:F 7:13 Full-thickness RC tear (supraspinatus)
small: 9
medium: 7
large: 3
MRI NR NR -ASES
-Constant-murley
-SF 36
-Isokinetic strength
-Patient satisfaction
Moosmayer (2010/2014)47,48 RCT (II) G1: Surgical (52)
G2: PT (51)
G2→G1 (9; 18%)
Subject: 103 G1: 59 yr G2: 61 yr M:F G1: 37:15 G2: 36:15 Full-thickness RC tear
G1:
supra: 37
supra, infra: 14
supra, subscap: 1
G2:
supra: 40
supra, infra: 10
supra, subscap: 1
MRI US Traumatic:
G1: (24)
G2: (16)
Atraumatic:
G1: (22)
G2: (22)
Inadequate trauma:
G1: (6)
G2: 13)
G1: 12.3 mo
G2: 9.8 mo
-Constant-murley
-ASES
-SF 36
-Pain VAS
-ROM
-Strength
-Patient satisfaction
Tanaka (2010)113 Case series (IV) G1: Non-surgical (Subject: 62 shoulders: 65)
G2 Failed G1→surgery (Subjects: 56 shoulders: 58)
Subject: 118 shoulder: 128 69 yr M:F 67:61 Full-thickness RC tear
small: 41
medium: 64
large: 18
MRI Traumatic:
G1: (14, 21.5%)
G2: (14, 24.1%)
Atraumatic:
G1: (51, 78.5%)
G2: (44, 75.9%)
NR -Constant-murley
-Night pain
-ROM (FLX, ER)
-Tear size
-Surgical VZV just and weakness beginning
Gialanella (2011)128 RCT (II) G1: PT & CS (x1) (20)
G2: PT & CS (x2) (20)
G3: PT (20)
Subject: 60 G1: 78.7 yr
G2: 77.3 yr
G3: 79.4 yr
M:F G1: 2:18
G2: 1:19
G3: 2:18
Full-thickness RC tear
small: 31
medium: 18
large: 11
MRI US NR G1: 6.6 mo
G2: 4.4 mo
G3: 5.2 mo
-Pain VAS
-Shoulder functional status
-Constant-murley
Merolla (2011)1 Case series (IV) G0: Conservative therapy (60)
G1: ‘Successful’ (33)
G2: G0→ surgery (27)
Subject: 60 Shoulder: 60 G0: 52 yr
G1: 68 yr
G2: 54 yr
M:F 24:36 RC tear
G1: “complete tear”
(33), (+) tear of LHB
G2: RC tear (27)
MRI NR NR -Constant-murley
-Pain VAS
-ROM
Kijma (2012)110 Case series (IV) G1: Nonsurgical (43) Subject: 43 62 yr M:F 30:13 “Rotator cuff tear” MRI or MRA NR NR -JOAS
Krischak (2013)124 RCT (II) G1: Standard OT (22)
G2: Home exercises (16)
Subject: 38 55.3 yr M:F
G1: 8:8
G2: 16:6
Full-thickness RC tear MRI & physical exam Atraumatic: (100%) ≥3 mo -Pain
-Conastant- murley
-EQ-5D
-Strength
-ROM
Kuhn (2013)40 Cohort study (III) G0: PT program (422, 100%)
G1: Cured (237, 62.2%) (no formal f/u scheduled)
G2: Improved (continue PT)
G3: No better (82, 29%) (offered surgery)
Subject: 422 62.6 yr M:F 206:194 Full-thickness RC tear
supra: 281 (70%)
supra & infra: 83
(21%)
supra, infra, teres: 3
(<1%)
subscap: 2 (<1%)
supra & subscap: 20
(5%)
supra, infra, subscap: 7
(2%)
unknown: 4 (1%)
MRI Atraumatic: (100%) NR -SF 12
-ASES
-Shoulder activity score
-SANE score
Benazzo (2014)99 Case report (V) Nonoperative: (1) Subject: 1 23 yr F: 1 “Complete Lesion”
supra: 1
MRI Traumatic 1 day -SST
-Constant-murley
-ROM
-Strength
Boorman (2014)123 Cohort study (III) G0: 3 mo supervised, non-operative§
G1: “Successful”(no surgery indicated) (70; 75%)
G2: “failed” (underwent surgery) (23; 25%)
Subject: 93 60 yr M:F 54: 39 “Full-thickness RC tear”
(excluded full-thickness subscap & teres)
MRI or US Traumatic:
(46, 49%)
Atraumatic:
(47, 51%)
≥3 mo -RC-QOL
-ROM
-Strength
Güzelant (2014)117 Case series (Retrospective) (IV) G1: “Conservative therapy” (33) Subject: 33 71 yr M:F 19:14 “Massive retracted,
irrepairable rotator cuff tears”
(≥ 2 tendons)
MRI NR 5.5 yr (66 mo) -Pain VAS
-ROM
-Strength
-ASES
-UCLA score
Kukkonen (2014/2015)52,125 RCT (II) G1: PT (55)
G2: Acromioplasty & PT (57)
G3: RC repair, acromioplasty & PT (55)
Subject: 171 Shoulder: 167 G1: 65 yr
G2: 65 yr
G3: 65 yr
M:F
G1: 24:31
G2: 29:28
G3: 29:26
“Symptomatic
supraspinatus tendon
tear comprising <75%
of tendon insertion”
MRI Atraumatic G1: 26 mo
G2: 28 mo
G3: 28 mo
-Constant-murley
-Radiologic outcome
-Cost
-Patient satisfaction
Collin (2015)106 Case series (IV) G1: “Rehabilitation
program” (45)
(nonoperative)
Subject: 45 67 yr M:F 17:28 Full thickness RC tear “of at least 2 tendons”
Goutailler Stage: 3 - 4
Pseudoparalysis (<90 ° anterior elevation)
NR NR NR -Constant-murley
Lambers Heerspink (2015)49 RCT (II) G1: “Conservative Management” (31)
G2: RC repair (25)
Subject: 56 G1: 60.5
G2: 60.8
M:F
G1: 20:11
G2: 15:10
Full-thickness RC tear -Supra: G1: 31; G2: 25
-Infra: G1: 1; G2: 0
-Subscap: G1: 4; G2: 1
MRI Atraumatic G1: 12.0 mo
G2: 12.5 mo
-Constant-murley
-VAS Pain
-Dutch simple shoulder test
-Radiologic outcome
Baumer (2016)121 Cohort Study (III) G1: PT (25)
G2: Healthy controls (25)
Subject: 25
Shoulder: 50
G1: 60.2
G2: 59.0
M:F 7:18 Full-thickness RC tear
G1: “small” tears
mean: 1.4 cm
range: 0.8-2.6 cm
G2:
Tendinosis: 15
partial thickness: 4
full thickness: 3
mean size: 1 cm
MRI or US NR NR -Shoulder motion (radiography imaging system)
-Strength
-Pain VAS
-WORC score
Christensen (2016)122 Case series (IV) G1: Non-operative(30)
G2: Control (30)**
Subject: 30
Shoulder: 60
70.4 M:F 20:10 “Irreparable RC tears”
-Complete supra tear: 30
-Infra tear: 30
complete: 27
partial: 3
-Subscap tear: 6
US and MR or
Arthroscopy
Traumatic &
atraumatic
38.6 mo -OSS
-VAS Pain
-EQ-5D
-ROM
-Strength
Miller (2016)111 Case series (IV) G1: “Exercise therapy” (5) Subject: 5 60.2 M:F 2:3 “Symptomatic small, degenerative full-thickness RC tear”
Supraspinatus (only)
Goutallier grade ≤ 2
MRI Degenerative ≥3 mo -Joint kinematics
-ASES
-WORC
-DASH
Mischke (2016)100 Case report (V) “Conservative” therapy (1) Subject: 1 57 F: 1 “Massive your parable rotator cuff tear”
-Supraspinatus
MRI Insideous onset 6 mo -Pain
-Quick DASH
-GROC
-ROM
Upadhyaya (2016)103 Case report (V) “Non-operative treatment” (1) Subject: 1 49 M: 1 “Full thickness”
-Supraspinatus
MRI Traumatic “acute” -MRI findings
-Strength
Moosmayer (2017)112 Case series (IV) G1: Non-operative treatment (49) Subject: 49 61 M:F 30:19 “Full-thickness RC” - < 3 cm
-Supra: 38
-Supras & infra: 11
MRI & US Traumatic: 31
Atraumatic: 18
NR -Tear size/progression
-Muscle atrophy
-Fatty degeneration
-Constant score.
-ASES
-SF-36
-Pain VAS

ASES, American shoulder and elbow surgeon's evaluation form; Constant-murley, constant murley shoulder outcome score; CS, cortical steroid injection; Con. Tx, conservative treatment; DASH, disabilities of the arm, shoulder, and hand outcome measure; ER, External rotation; EQ-5d, EuroQol questionnaire; Ft, feet; FLX, Flexion; G, group; GROC, global rating of change; HK Test, Hawkins Kennedy test; Infra, infraspinatus; JOAS, Japanese orthopedic association score; mo, month(s); LHB, long head of biceps tendon; MYMOP, measure yourself medical outcome profile; NR, not reported; OT, occupational therapy; OSS, Oxford shoulder score; Patte Classification, tears retracted past glenoid margin; PT, physical therapy; ROM, range of motion; RC, rotator cuff; RC-QOL; rotator cuff quality of life index instrument; RCT, randomized controlled trial; SF-12, short form–12 questionnaires; SF-36, short form–36 questionnaires; SPADI, shoulder pain and disability index; SST, shoulder short test score; Subscap, subscapularis; Supra, supraspinatus; Teres, teres minor; UCLA Score, University of California Los Angeles shoulder rating scale; VAS, visual analog score; WORC, Western Ontario rotator cuff index; Yr, year(s); *, numerical values given as number of subjects (unless otherwise specified); †, Grade 3 tearing; ‡, all subjects began a physical therapy program and were reevaluated at 6 and 12 weeks, at those times patient were assigned to G1, G2, or G3 based on findings. §, all subjects underwent a 3 mo supervised program of nonoperative treatment & with an evaluated by orthopedic surgeon and assigned to G1 or G2; **, subjects in G1 served as their own controls which composed G2.