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. 2018 Jul 9;9:814. doi: 10.3389/fphys.2018.00814

Table 5.

Examples of the effects of intermittent hypoxia exposure with favorable neurological impact.

Subjects Time of hypoxia Hypoxia method Hypoxia dosage Outcome References
Rats 6 h, 12 h, or 1, 4, 7, 14, or 21 d HC BP = 380 Torr
(≈5,500 m)
↑Hct
↑GLUT-1 ↑VEGF
↑brain HIF-1α until 14 d
↓brain HIF-1α at 21 d
Chávez et al., 2000
Cell culture 4 h NH 1%O 2 + 5%CO2 + N2 ↑HIF-1α (NO interferes expression) Agani et al., 2002
Rats (male) 11–13 min Ischemia Ischemia after cardiac arrest ↑HIF-1α 12 h−7 d
↑IGF-1
Chavez and LaManna, 2002
Rats (male) (3 groups) 4 h/d for 2 wk HC 3,000 m
5,000 m
Control normoxic
↑BrdU-labeled cells in SVZ and DG (NPC) in rat brain Zhu et al., 2005
Astrocytes and NPC culture from brain cortex of newborn rats 6, 12, 18, and 24 h NH 1%O2 + 5%CO2 + N2 (astrocytes) ↑Migration of NPC by hypoxia-induced astrocytes (maximal at 18 h) Xu et al., 2007
Neuronal cultures of 16–18 days old fetuses of Sprague–Dawley rats 6 h “ischemia”
48 h “reperfusion”
NH Anoxic atmosphere (5%CO2 + 95%N2) Mitochondrial dysfunction & ER stress ⇒ neuronal apoptosis
↑Bcl-2 ⇒↓Apoptosis
Zhang et al., 2008
Rats (n = 122)
-Ischemia MCA n = 42
-Ischemia MCA + post-cond n = 42
-Control group n = 40
60 min MCA ischemia post-cond (60 min after reperfusion): reperfusion for 30 s, MCA occluded for 5 cycles × 30 s Ischemia
(MCA occlusion)
Unknown (ischemia) ↑Bcl-2 ↑Hsp70 ↓Cytochrome c
↓Bax translocation to the mitochondria ↓Caspase-3
↓Infarct volume ↓Oxidative stress
↑Neurologic scores
Xing et al., 2008
Neonatal mice: acute IH and control group 40 min 20 × (1:1) NH FiO2 = 0.10 (10% O2) ↑SVZ derived NPC in vitro Ross et al., 2012
Rats (n = 55)
Groups: with or without MCAO and/or IH, and/or zidovudine
4 h/d for 7 d NH FiO2 = 0.12 (12% O2) Post brain ischemia:
↑Synaptogenesis via BDNF
↑Neurogenesis
↑Spatial learning and memory
Tsai et al., 2013
TBI medical history human males.
4 groups:
-Exercise and SES (n = 5)
-Cycling (n = 5)
-IHH and SES (n = 6)
-Control (n = 5)
2 h/d × 3 d/wk for 12 wk HC 4,500 m ↑CPC
No changes in psychological tests
↑Aerobic capacity or workload
Corral et al., 2014a
Mice (wildtype vs. Notch1 KO) 4 h/d during consecutive 28 d HC 2,000 m ↑Notch1
↑Hypoxia induced neurogenesis
Zhang K. et al., 2014a
Newborn mice with brain injury
3 Groups (n = 373)
-Hypoxia separated from the mother
-Normoxia separated from the mother
Control with mother
20 events/h, 6 h/d from postnatal day 6 (P6) to P10 NH FiO2 = 0.08 (8% O2) Control mice:
↑Hippocampal angiogenesis
↑Neurogenesis
↑Short-term memory indices
Brain-injured mice:
↓Injury size
↓Memory impairments
Bouslama et al., 2015
Rats (n = 48) hypocampal CA1 region. 4 groups with or without ischemia-reperfusion and IHH Hypoxia for 4 d once a day I/R 8 min In vivo
I/R
Unknown (ischemia) ↑Surviving cells in the hippocampal CA1 in IHH+IR
↑Bcl-2
Wu et al., 2015
Rats with C2 medular hemisection (n = 32) IHT 10 × (5:5) intervals (total 95 min) for 7 d NH FiO2 = 0.105 (10.5% O2) ↑Breathing capacity
↑Contralateral diaphragm (adenosine dependent)
−2° intercostal muscle (adenosine independent)
Navarrete-Opazo et al., 2015
Rats (male) with Chronic Mild Stress induced depression (n = 60) and controls (n = 20) 4 h/d for 2 wk HC 5,000 m Avoid neuronal loss
↑Neurogenesis
↑BDNF–TrkB signaling
Kushwah et al., 2016
Rats (n = 195) 6 groups with chronic 5 wk stress and/or IHH or IMIP or antagonist of mitoKATP 6 h/d for 28 days HC 5,000 m ↑Expression and activity of mitoKATP
↓Cerebral ischemia injury
↓UCMS
Zhang et al., 2016a
Rats with C2 medular hemisection (n = 27) with or without hypoxia + adenosine inhibitor 8 wk post-lesion 5 min
hypoxia, 5-min
normoxic 10 times
(95 min) 7 d, AIH 3/wk 8 wk
NH FiO2 = 0.105 (10.5% O2) ↑Tidal volume and bilateral diaphragm activity (enhanced by adenosine receptor inhibitor) for 4 wk Navarrete-Opazo et al., 2017b
Rats with spinal C2 hemisection.
1) 7d after lesion
2) 7wk after lesion
+ serotonin receptor antagonist
IHT 10 × (5:5) intervals (total 110 min) NH FiO2 = 0.105 (10.5% O2) ↑Breathing capacity
Serotonin independent in acute (2wk) and serotonin dependent in chronic (8wk)
Dougherty et al., 2017
Humans incomplete spinal cord injured (n = 35):
IH + BWSTT (n = 18)
NX + BWSTT (n = 17)
IHT 15 × (1.5:1.5) intervals for 5
consecutive d + 3 d/wk for 3 wk
NH FiO2 = 0.09 (9% O2) ↑Walking recovery and endurance
(up to 5wk)
Navarrete-Opazo et al., 2017a
Rats (n = 12) IHT 3 × (5:5) NH FiO2 = 0.11 (11% O2) alternating with hyperoxia FiO2 = 0.5 (O2 50%) ↑or↓in firing rate of midcervical interneurons altering connectivity Streeter et al., 2017
Men with chronic incomplete spinal cord injury (n = 6) (double-blind, crossover study) IHT 15 × (1.5:1) intervals for 5 consecutive d + hand opening practice NH FiO2 = 0.09 (9% O2) ↑Hand dexterity, function, or opening in all participants Trumbower et al., 2017

In IHT protocols hypoxia was alternated with room air (FiO2 = 0.209) if nothing else is indicated. AIH, acute intermittent hypoxia; BDNF, brain derived neurotrophic factor; Bcl-2, B cell lymphoma/leukemia-2; BP, barometric pressure; BrdU, 5-Bromo-2-deoxyuridine-5-monophosphate; BWSTT, body weight-supported treadmill training; CAO, carotid artery occlusion; CIHH, chronic intermittent hypobaric hypoxia; CPC, circulating progenitor cells; DG, dentate gyrus; FiO2, Fraction of inspired oxygen; GLUT-1, glucose transporter-1; HC, Hypobaric Chamber; Hct, hematocrit; HIF, Hypoxia inducible factor; Hsp70, heat shock protein70; IGF-1, insulin-like growth factor-1; IH, intermittent hypoxia; IHH, intermittent hypobaric hypoxia; IHT, intervallic hypoxic training alternating hypoxia and normoxia along the session; IMIP, imipramine; I/R, ischemia-reperfusion; KO, knockout mutant; MCA, medium cerebral artery; MCAO, middle cerebral artery occlusion; NH, normobaric hypoxia; NO, nitric oxide; NPC, neural progenitor cells; NX, normoxia (placebo); ER, endoplasmic reticulum; TBI, traumatic brain injury; UCMS, Unpredictable Chronic Mild Stress; VEGF, vascular endothelial growth factor; SES, surface electrical stimulation; SVZ, subventricular zone.