Abstract
The benefits of antipsychotic medications are sometimes obscured by their adverse effects. These effects range from relatively minor tolerability issues (e.g., mild sedation or dry mouth) to very unpleasant (e.g., constipation, akathisia, sexual dysfunction) to painful (e.g., acute dystonias) to disfiguring (e.g., weight gain, tardive dyskinesia) to life‐threatening (e.g., myocarditis, agranulocytosis). Importantly, adverse effect profiles are specific to each antipsychotic medication and do not neatly fit into first‐ and second‐generation classifications. This paper reviews management strategies for the most frequent side effects and identifies common principles intended to optimize net antipsychotic benefits. Only use antipsychotics if the indication is clear; only continue antipsychotics if a benefit is discernible. If an antipsychotic is providing substantial benefit, and the adverse effect is not life‐threatening, then the first management choice is to lower the dose or adjust the dosing schedule. The next option is to change the antipsychotic; this is often reasonable unless the risk of relapse is high. In some instances, behavioral interventions can be tried. Finally, concomitant medications, though generally not desirable, are necessary in many instances and can provide considerable relief. Among concomitant medication strategies, anticholinergic medications for dystonias and parkinsonism are often effective; beta‐blockers and anticholinergic medications are useful for akathisia; and metformin may lead to slight to moderate weight loss. Anticholinergic drops applied sublingually reduce sialorrhea. Usual medications are effective for constipation or dyslipidemias. The clinical utility of recently approved treatments for tardive dyskinesia, valbenazine and deutetrabenazine, is unclear.
Keywords: Antipsychotics, adverse effects, schizophrenia, akathisia, tardive dyskinesia, parkinsonism, dystonias, impulse control disorders, sialorrhea, sedation, sexual function, orthostatic hypotension, neuroleptic malignant syndrome, metabolic effects, agranulocytosis
Antipsychotics are the first‐line evidence‐based treatment for schizophrenia and other primary psychotic disorders. Some antipsychotics are also approved for treatment of bipolar disorder, treatment‐resistant depression, autism, or Tourette's disorder. In addition, these medications are prescribed off‐label for individuals with other conditions, such as borderline personality disorder, obsessive‐compulsive disorder, anorexia nervosa, insomnia, delirium, and various dementia syndromes including Alzheimer's disease. The utility of these drugs is hampered by their adverse effects, which must be weighed against their variable benefits for these conditions.
In persons with schizophrenia, antipsychotic medications often provide dramatic symptomatic relief for hallucinations and delusions, and improvement for disorganized thoughts and behavior. However, because they are associated with a multitude of adverse effects, some of which are medically serious and many of which affect patient attitudes toward treatment, discussions about these medications are often dominated by their side effects rather than their benefits. This is highlighted by the fact that experts and guidelines commonly recommend choosing antipsychotic medications based on side effect profiles, which vary considerably, rather than efficacy, which is considered to be similar1, 2. For non‐psychotic disorders and for off‐label uses, for which the evidence of antipsychotic benefits is often unclear, side effects are vitally important, because the ratio of benefits to risks is lower and significantly influences the decision to use these medications.
Risk‐benefit assessments about whether to prescribe an antipsychotic medication for an individual should be made according to specific drugs (as opposed to “generation” or “class” of drug) and the specific situation (i.e., actual benefits and harms expected or experienced by an individual). Because the benefits of antipsychotics are sometimes obscured by the adverse effects and medical risks, understanding how such problems can be avoided and successfully managed is essential to optimize the use of these important but sometimes controversial medications.
RISKS AND SIDE EFFECTS OVERVIEW
The adverse effects of antipsychotic medications range from relatively minor tolerability issues (e.g., mild sedation or dry mouth) to very unpleasant (e.g., constipation, akathisia, sexual dysfunction) to painful (e.g., acute dystonias) to disfiguring (e.g., weight gain, tardive dyskinesia) to life threatening (e.g., myocarditis, agranulocytosis). Some adverse effects have little short‐term clinical implications (e.g., increased prolactin or serum lipid levels), but may involve long‐term risk of medical complications.
Each antipsychotic medication has a unique side effect profile, which affects individuals differently. Because the incidence of the side effects varies considerably across the large number of antipsychotic medications, we provide Table 1, which estimates the relative liability of commonly used drugs to cause specific adverse effects. The table demonstrates that the drugs’ profiles do not adhere closely to first‐ and second‐generation classifications of antipsychotics. With the important exception of tardive dyskinesia, which is more common among patients treated with older (first‐generation) medications such as chlorpromazine and haloperidol, no adverse effect is class‐specific. Weight gain is not unique to newer drugs, nor is it present in all of the newer medications. Similarly, akathisia and parkinsonism are common with older drugs and some newer drugs. Several adverse effects – seizures, neutropenia, sialorrhea – are virtually unique to clozapine.
Table 1.
Adverse effects | AMI | ARI | CPZ | CLO | HAL | LUR | OLA | PAL | PER | QUE | RIS | SER | ZIP |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Anticholinergic effects | 0 | 0 | ++ | +++ | 0 | 0 | ++ | 0 | 0/+ | +/++ | 0 | 0 | 0 |
Acute parkinsonism | + | + | + | 0 | +++ | +/++ | 0/+ | ++ | ++ | 0 | ++ | 0/+ | + |
Akathisia | + | ++ | + | + | +++ | +/++ | + | + | ++ | + | + | + | +/++ |
Tardive dyskinesia | 0/+ | 0/+ | ++ | 0 | ++ | 0/+ | 0/+ | 0/+ | ++ | 0/+ | 0/+ | 0/+ | 0/+ |
Diabetes | 0/+ | 0/+ | +++ | +++ | 0/+ | 0/+ | +++ | + | + | ++ | + | + | 0/+ |
Weight gain | 0/+ | 0/+ | +++ | +++ | + | 0/+ | +++ | ++ | ++ | ++ | ++ | ++ | 0/+ |
Increased lipids | + | 0/+ | +++ | ++ | 0/+ | 0/+ | +++ | + | + | ++ | + | + | 0/+ |
Sialorrhea | 0 | 0 | 0 | ++ | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Neutropenia | 0/+ | 0/+ | 0/+ | +++ | 0/+ | 0/+ | 0/+ | 0/+ | 0/+ | 0/+ | 0/+ | 0/+ | 0/+ |
Orthostatic hypotension | 0/+ | 0/+ | ++ | ++ | 0 | 0/+ | + | + | + | ++ | + | ++ | 0 |
Hyperprolactinemia | +++ | 0 | + | + | ++ | + | + | +++ | ++ | 0 | +++ | + | + |
Increased QTc interval | ++ | 0/+ | 0/+ | ++ | 0+ | 0/+ | 0/+ | + | + | + | + | ++/+++ | ++ |
Sedation | 0/+ | 0/+ | ++ | +++ | + | +/++ | +/++ | 0/+ | + | ++ b | + | 0/+ | + |
Seizures | 0/+ | 0/+ | 0/+ | ++ | 0/+ | 0/+ | 0/+ | 0/+ | 0/+ | 0/+ | 0/+ | 0/+ | 0/+ |
AMI – amisulpride, ARI – aripiprazole, CPZ – chlorpromazine, CLO – clozapine, HAL – haloperidol, LUR – lurasidone, OLA – olanzapine, PAL – paliperidone, PER – perphenazine, QUE – quetiapine, RIS – risperidone, SER – sertindole, ZIP – ziprasidone, 0: none or equivocal, 0/+: minimal/rare, +: mild/sometimes occurs, ++: moderate/occurs frequently, +++: severe/occurs very often
Some population groups respond distinctively to antipsychotics. For example, children, adolescents and the elderly are more likely to experience certain adverse effects or experience them more severely. Youth are more susceptible to weight gain and sedation, while the elderly are more vulnerable to consequences of orthostatic hypotension (falls) and anticholinergic effects (cognitive impairment). In addition, individuals vary considerably in their risk of side effects and how these effects are experienced.
PRINCIPLES FOR ANTIPSYCHOTIC PRESCRIBING
Before discussing the management of specific adverse effects, we propose some general principles for optimal prescribing of antipsychotic medications. First, only prescribe antipsychotics when a clear benefit can be expected and there is no safer or feasible alternative. Second, choose an antipsychotic based on the clinical situation and preferences of the patient (e.g., avoid medications that cause orthostatic hypotension in the elderly; avoid medications associated with substantial weight gain in patients who prioritize weight control; avoid QTc‐prolonging drugs in patients with a history of heart disease, arrhythmia or syncope). Third, use the lowest effective dose of antipsychotic medication, which must be determined empirically for each individual. Fourth, discontinue the antipsychotic if there is no benefit. Often there is at least some benefit, signaling the need for an individualized risk‐benefit assessment if there are side effects. Finally, monitor for known side effects regularly (see Table 2). The rest of this paper addresses what to do when adverse effects occur.
Table 2.
Baseline | Each visit | During titration | At 3 months | Quarterly | Every 6 months | Annually | |
---|---|---|---|---|---|---|---|
Weight | X | X | X | ||||
Tardive dyskinesia (Abnormal Involuntary Movement Scale) | X | X | X | ||||
Parkinsonism, akathisia | X | X | X | ||||
Glucose metabolism (fasting blood sugar, HbA1C) | X | X | X | ||||
Lipid metabolism (fasting lipids) | X | X | X | ||||
Blood pressure and pulse | X | X | X | X | |||
Sexual/reproductive function | X | X | X | ||||
Sedation | X | X | |||||
ECG (based on history and symptoms) | X | ||||||
Prolactin | If symptoms of hyperprolactinemia develop |
If taking clozapine, monitor for neutropenia, myocarditis and sialorrhea; if taking aripiprazole, cariprazine or brexpiprazole, monitor for impulse control disorders/behavioral addictions
GENERAL STRATEGIES FOR MANAGING THE ADVERSE EFFECTS OF ANTIPSYCHOTICS
Antipsychotics that are not beneficial or are not required should be discontinued. The main strategies for managing adverse effects are as follows:
Lower the dose. This is relevant when the antipsychotic has provided benefit, and the adverse effect is dose‐related and not medically urgent. Using the lowest dose that is effective at achieving treatment goals is widely recommended and reduces dose‐related effects such as parkinsonism, sedation, hyperprolactinemia, orthostatic hypotension, and anticholinergic effects. In practice, finding the optimal, lowest effective dose is an individualized, empirical process that must balance the desires for maximal efficacy and minimal adverse effects3.
Switch to an antipsychotic with a different adverse effect profile. Switching to a medication not likely to cause the problematic effect is a common strategy proven effective for at least some adverse effects, for example to address dyslipidemias or reduce weight4, 5. Variability among antipsychotic medications in the risk for akathisia, parkinsonism and hyperprolactinemia makes switching an attractive approach to these problems, and evidence from observational and randomized trials supports this4, 5. Switching is ideally done gradually rather than abruptly, to avoid symptom exacerbation and other rebound phenomena. A cross‐titration completed within two to four weeks was adequate in one randomized controlled trial5. A risk when switching from an antipsychotic that has been effective is that the new medication may not be as efficacious; therefore patients undergoing switches should be monitored carefully for symptom exacerbations. Unless an individual has only responded to clozapine, switching antipsychotics is a preferred approach to deal with adverse effects that cannot be addressed with dosage adjustments.
Use a non‐pharmacologic intervention. Non‐pharmacologic interventions to reduce adverse effects are appealing but generally unavailable. Diet and exercise programs are modestly effective in addressing weight gain and related lipid abnormalities6.
Treat with a concomitant medication. Using medications to manage antipsychotic side effects is a common but often suboptimal approach, because the beneficial effects of concomitant medications are often modest, they also may have adverse effects, and drug interactions may occur. For example, anticholinergic medications used to treat parkinsonism are associated with cognitive impairment and constipation. Further, few concomitant medication approaches are supported by evidence from randomized controlled trials.
In the following section, we describe common antipsychotic adverse effects and approaches to their prevention and management (see also Table 3). We focus on the most common and consequential adverse effects rather than the many possible but relatively rare effects. Our emphasis is on evidence‐based management strategies, but in many instances the evidence is based on common sense and case reports rather than randomized controlled trials.
Table 3.
Adverse effects | First choice | Second choice | Third choice | Others/Comments |
---|---|---|---|---|
Dystonias | Anticholinergic medication | Antihistaminic medication | Benzodiazepine | |
Parkinsonism (tremor, rigidity, bradykinesia) | Lower dose | Change to antipsychotic with lower risk | Concomitant use of anticholinergic agent | |
Akathisia | Lower dose | Change antipsychotic | Concomitant use of beta‐blocker | Anticholinergics and benzodiazepines |
Tardive dyskinesia | Lower dose | Valbenazine or deutetrabenazine | Gingko biloba or clonazepam | |
Sialorrhea | Conservative approaches such as sugarless gum during day, towel over pillow at night | Anticholinergic drops (ipratropium or atropine) topically/sublingually | ||
Sedation | Dose at night before sleep | Lower dose | Change to less sedating antipsychotic | Stimulants have unclear benefit |
Prolactin elevation, sexual side effects | Dose reduction | Change to a prolactin‐sparing antipsychotic | Add aripiprazole | Phosphodiesterase inhibitors for sexual dysfunction |
Orthostatic hypotension | Adjust dose or dosing schedule | Behavioral changes including adequate hydration | Change antipsychotic | Concomitant medication strategies are limited |
QT prolongation | Change antipsychotic | Avoid other QT‐prolonging agents | ||
Neuroleptic malignant syndrome | Discontinue antipsychotic | Supportive measures including IV hydration and cooling | Dantrolene and bromocriptine | |
Neutropenia/agranulocytosis | Discontinue clozapine or other causative agent | Colony‐stimulating factors (e.g., filgastram) | ||
Impulse control disorders/behavioral addictions | Change antipsychotic | |||
Myocarditis | Discontinue clozapine or other causative agent | |||
Weight gain, dyslipidemia | Behavioral modification (diet, exercise) | Change antipsychotic | Metformin | |
Anticholinergic effects (dry mouth, blurry vision, tachycardia, constipation) | Lower dose | Change antipsychotic | Treat symptoms, e.g., constipation with osmotic agents, stimulant laxatives; tachycardia with beta‐blocker | Limit other anticholinergic agents |
SPECIFIC ADVERSE EFFECTS
Neurologic side effects
Neurologic side effects known as extrapyramidal symptoms are prominent with antipsychotic medications, and the risk varies considerably among the individual antipsychotics, with high‐potency drugs such as haloperidol carrying the greatest risk (Table 1). Principal manifestations include dystonias, akathisia and parkinsonism; tardive syndromes are discussed separately below. Dystonias are involuntary contractions of antagonistic muscle groups, leading to twisting, sustained and repetitive motions or abnormal postures, most commonly in the head, face and neck. These can be painful and highly distressing. Akathisia refers to a feeling of restlessness and tension that usually (but not always) compels the sufferer to near‐constant motion, inducing dysphoria and even suicidality7. Parkinsonism includes a number of drug‐induced symptoms resembling Parkinson's disease, such as bradykinesia, rigidity and tremor.
Dystonias typically occur within hours to days of antipsychotic administration or dose increase, almost always within the first five days8. Prevalence varies widely based on specific medication and risk factors9. A history of extrapyramidal side effects is the most significant risk factor, with a relative risk of about six10. Young age and male sex are also clear risk factors10, 11, 12. The two most concerning presentations are laryngospasm, which is rare but life‐threatening13, and oculogyric crisis, a highly painful and distressing tonic deviation of the eyes that can become recurrent or chronic14.
Because dystonias are painful and highly distressing, prevention is the best management strategy. The mainstay of prophylaxis for dystonias is anticholinergic medication. Benztropine prophylaxis is effective for high‐potency antipsychotics15, 16, 17, 18, but may be ineffective for low‐potency medications19. There is not yet consensus on when prophylaxis is indicated, but clinical judgment of relative risk of dystonias versus risk of anticholinergic side effects and polypharmacy suggests many cases in which prophylaxis is clearly indicated (e.g., a young male starting a high‐potency antipsychotic). Prophylaxis should always be used if a patient is getting a first dose of a high‐potency antipsychotic, such as haloperidol, by injection. Once a patient is on a stable dose of antipsychotic and anticholinergic, gradual withdrawal of the anticholinergic may be possible20, though a quarter of patients may require reinstatement21. For patients who have dystonias on a high‐potency antipsychotic, switching to a lower potency antipsychotic may reduce the risk of dystonias as well as parkinsonism22.
In acute dystonic reactions requiring urgent treatment, intramuscular anticholinergics (e.g., biperiden 5 mg) or antihistaminics (e.g., diphenhydramine 50 mg) are indicated9. Multiple doses may be required for initial response, and are usually needed for 1‐2 days to maintain response until the causative antipsychotic is cleared. Benzodiazepines are also thought to be effective in treating dystonias23, 24.
Parkinsonism typically presents insidiously over days to months8. In contrast to dystonias, risk of parkinsonism is greater in women and older patients25. Additional risk factors include pre‐existing rigidity26 and AIDS27, 28. Treatment of psychosis in patients with Parkinson's disease is complex, and reviewed elsewhere29, 30, 31.
In the treatment of antipsychotic‐induced parkinsonism, reducing dose should be a first consideration32; switching from an antipsychotic with high risk to one of low risk can also be an effective strategy33. Concomitant medications are a third common approach that is useful if switching antipsychotics is not desirable. Anticholinergic medications are useful in the treatment of parkinsonism, but this has not been thoroughly studied34, 35; the risks of anticholinergic agents are greater in the elderly (who are more likely to be affected by parkinsonism). Benztropine, which is in common use, and ethopropazine, which may not be widely available, are anticholinergic medications known to be effective for parkinsonism36, 37. Amantadine at 100‐400 mg daily also has good support in the literature36, 38, 39, 40, and may be particularly helpful in elderly patients who need to avoid anticholinergic effects32.
Akathisia typically develops gradually over days to weeks of treatment, though it can present more acutely41. There is not strong evidence for risk factors, other than current antipsychotic dose and rate of dose increment42, 43. Akathisia occurs with many antipsychotics, with high‐potency agents and aripiprazole being particularly prone to this side effect, while clozapine, olanzapine and quetiapine are low‐risk44, 45.
Centrally‐acting beta‐adrenergic antagonists, primarily propranolol, have long been used as first‐line therapy for akathisia with moderate efficacy45, 46, supported by multiple small placebo‐controlled trials47, 48, 49, 50. Orthostatic hypotension and bradycardia are significant drawbacks to beta‐blockers. Anticholinergics such as benztropine have also been used clinically for akathisia, but their usefulness has not been demonstrated in a systematic way51. Anticholinergics may work best for akathisia when it co‐occurs with parkinsonism52.
Serotonergic treatments have gathered increasing attention for treatment of akathisia. The antidepressant mirtazapine at 15 mg/day has shown propranolol equivalency in several trials and seems to be well tolerated in the short term43, 50, 51, though its potential to cause weight gain is a particular consideration among those receiving antipsychotics. The specific 5‐HT2A/C antagonists mianserin and ritanserin have also shown efficacy in small open‐label studies52, 53, 54, 55, 56, 57, 58. Zolmitriptan (a 5‐HT1B/1D agonist) and cyproheptadine (which has 5‐HT2 antagonism in addition to anticholinergic and antihistaminergic properties) were both found to be as effective as propranolol in small randomized trials59, 60.
Benzodiazepines are also commonly used to treat akathisia. In severe, acute cases, intravenous diazepam has produced rapid resolution of symptoms61. Clonazepam and lorazepam have shown utility in several small trials62, 63, 64, with at least some evidence of a dose‐response relationship. Further studies, particularly long‐term trials given the tolerance that develops to these medications, are required65. A possible association of benzodiazepines with increased mortality rates in schizophrenia dampens enthusiasm for this approach66.
Several other approaches to akathisia have been explored, but have very limited empirical support. High dose vitamin B6 (600 mg/day) was shown to provide subjective improvement in a small blinded trial67, but this dose risks peripheral neuropathy in long‐term treatment68. Clonidine has shown similar efficacy to beta‐blockers, but with poorer tolerability52. Diphenhydramine has produced mixed results in small trials of akathisia induced by metoclopramide and prochlorperazine69, 70, 71.
Tardive syndromes
Tardive dyskinesia is one of the most dreaded complications of antipsychotic treatment, though it may also occur with other medication classes72. It typically develops after months or years of exposure, and is characterized by involuntary athetoid or choreiform movements of the lower face, extremities and/or trunk muscles. Most commonly, these present as grimacing, lip‐smacking/puckering, tongue movements, and excessive blinking. Most distressingly, symptoms persist long after the offending medication is discontinued, and may be permanent in some cases (dyskinesia lasting less than a month after withdrawal is considered a separate clinical entity, withdrawal dyskinesia). Other tardive manifestations may include akathisia, stereotypies, dystonias, parkinsonism, tremor, myoclonus, and tourettism73.
Estimates of prevalence have varied, but a large systematic review of nearly 40,000 patients published in 1992 suggested that about 24% of those treated with antipsychotics had tardive dyskinesia74; the prevalence is thought to have declined since then due to the use of newer medications and more moderate dosing. Risk factors for the syndrome include early presence of extrapyramidal symptoms75, and possibly African ethnicity and older age72, 74, 76. Female sex may also increase the risk72, 74, though there is conflicting evidence76, 77, 78. The early presence of extrapyramidal symptoms is a particularly useful risk factor, potentially allowing clinicians to reduce dose or switch antipsychotic before tardive dyskinesia is induced. There is an association of anticholinergic medication use with tardive dyskinesia which remains unexplained77; perhaps the presence of extrapyramidal symptoms explains this correlation.
Many studies have attempted to characterize genetic risk factors for tardive dyskinesia. In general, there have as yet been no findings conclusive enough, and with sufficient effect size, to warrant screening. Variations in catechol‐O‐methyltransferase79, 80, brain‐derived neurotrophic factor (BDNF)81, dopamine receptor 282, and manganese superoxide dismutase79 genes have modest evidence for increasing risk. There is also mounting evidence that polymorphisms in genes involved in GABA and serotonergic signaling may confer risk83, 84, 85. It seems likely that, with continued effort, a clinically useful genetic screening test for tardive dyskinesia risk might be developed in the near future83.
Newer (second‐generation) antipsychotics are less likely to cause tardive dyskinesia85, with annual incidence estimated at 3.9% (vs. 5.5% for first‐generation drugs) in a review of twelve trials86. This differential of risk may be more pronounced in the elderly87, 88. In a patient who has developed tardive dyskinesia on a first‐generation antipsychotic, common clinical practice is to switch to a second‐generation drug, but the empirical evidence to support this is weak; this has only been studied in small trials of risperidone and olanzapine89, 90, 91. Dosage reduction is also commonly recommended to prevent worsening of tardive dyskinesia, but again there is little evidence for this practice92.
Many pharmaceutical strategies for tardive dyskinesia have been explored. Inhibitors of vesicular monoamine transporter 2 (VMAT2) are most notable: valbenazine was recently approved by the US Food and Drug Administration (FDA)93. The closely related medication tetrabenazine, approved for Huntington's disease but used off‐label for a variety of hyperkinetic movement disorders, has also shown utility in treating tardive dyskinesia94, 95. It is unclear to what extent these drugs differ in safety or efficacy96. Deutetrabenazine, an isotopic isomer of tetrabenazine, was also recently approved by the FDA as a treatment for tardive dyskinesia97. The impact of these new treatments is currently uncertain.
Most GABA agonists tested – including valproate, baclofen, progabide and tetrahydroisoxazolopyridine – have not shown any compelling benefit, and may worsen mental state98. However, clonazepam demonstrated moderate efficacy in one of the few double‐blind randomized clinical trials for tardive dyskinesia99; tolerance developed to its antidyskinetic effect, but this could be restored by brief washout. Also of note, efficacy was more marked in those with primarily dystonic symptoms, as opposed to choreoathetoid dyskinesia.
A single fairly large randomized controlled trial found evidence that ginkgo biloba extract improved tardive dyskinesia symptoms and was well‐tolerated100. This effect is possibly mediated by increases in BDNF101. Other supplement‐based strategies include vitamin B6 (pyridoxal 5’‐phosphate), with a recent meta‐analysis providing weak but supportive evidence102. There is also weak evidence that vitamin E may protect against worsening of tardive dyskinesia, but this finding also requires further study103.
A number of potential tardive dyskinesia treatments have very limited or conflicting evidence bases, including calcium channel blockers, other VMAT inhibitors such as reserpine, cholinergic and anticholinergic drugs, amantadine, and levetiracetam104, 105, 106.
As a final resort, there is growing evidence that brain stimulation and surgical approaches may provide sustained relief of severe tardive dyskinesia, with particularly promising data for stimulation of the globus pallidus107, 108, 109. There have also been some case reports suggesting potential benefits of lesioning surgeries of the globus pallidus or thalamus110.
Overall, a variety of treatment options exist for tardive dyskinesia but, with the exception of valbenazine and deutetrabenazine, none has met a level of clinical efficacy and safety sufficient to be approved by regulators. Prior to their development, the evidence‐based guidelines of the American Academy of Neurology reported the strongest (“moderate”) evidence of efficacy for clonazepam and ginkgo biloba104.
Sialorrhea
Sialorrhea, the excessive production of saliva, is a side effect most commonly observed in patients treated with clozapine (possibly more than 90% of patients)111, but can occur with other antipsychotics as well. It is believed to be related to actions on muscarinic and adrenergic receptors in the salivary glands112, 113. It is often uncomfortable, embarrassing and stigmatizing, and can even result in aspiration pneumonia114, 115. In some cases, painful swelling of the parotid can co‐occur116, 117.
As with many antipsychotic side effects, using the lowest necessary dose and observing a gradual titration schedule are thought to minimize development of sialorrhea118. A number of treatments have been explored, principally antimuscarinic and alpha‐adrenergic agents. Studies have focused almost exclusively on clozapine‐induced sialorrhea119, so the generalizability of findings to other antipsychotics is an open question.
Topical therapy with anticholinergics, typically by administering an ophthalmic or inhaler preparation sublingually, has been shown to improve symptoms. Atropine appears effective, though the short half‐life limits its utility overnight120, 121, 122. Ipratropium has also shown good effect in several case studies122, 123, 124, though a randomized controlled trial did not detect efficacy125.
Among systemic antimuscarinic agents, there is evidence for efficacy of benztropine21, 126, trihexylphenidyl127, glycopyrrolate128, and pirenzepine129, 130. Amitriptyline has also been tried in a small case series with promising results131. However, systemic antimuscarinic drugs present their own risks (confusion, blurred vision, constipation), which may be additive to clozapine's own anticholinergic effects.
Adrenergic agents also appear useful in antipsychotic‐induced sialorrhea, though the mechanism is not clear. Clonidine has shown encouraging results in individual cases132, 133. Another alpha‐2 agonist, guanfacine, was effective in a single case134. The alpha‐1 antagonist terazosin showed significant promise in a small trial126, but has not subsequently been studied. Though these studies have not reported major side effects, the potential for worsening antipsychotic‐induced orthostatic hypotension must be considered.
Several other pharmacologic strategies have been explored. The antipsychotics sulpiride and amisulpride have shown promising results in several small trials135, 136, 137, as has the monoamine oxidase inhibitor moclobemide136, 138. Finally, botulinum toxin injection has been shown to substantially improve antipsychotic‐induced sialorrhea for 8‐16 weeks139, 140.
If conservative, non‐pharmacologic approaches are ineffective, we suggest that topical treatment with ipratropium or atropine be the initial approach to antipsychotic‐induced sialorrhea, given the relative safety and tolerability. If these agents are ineffective, systemic medication can be used, selecting from the above‐mentioned agents based on the patient's clinical picture (e.g., using clonidine in a patient with hypertension, benztropine in one with other extrapyramidal symptoms, amisulpride in one with resistant psychotic symptoms).
Sedation
All antipsychotic medications have been observed to cause sedation, but the severity and frequency vary widely among agents141. Sedation may be a causative factor in the increased risk for venous thromboembolism in patients treated with antipsychotics142.
Although it is a common side effect and a frequently cited reason for medication non‐adherence, the management of sedation has not been widely studied. Shifting dosing to nighttime, and reducing total daily dose, are the initially recommended approaches143, followed by transitioning to a less sedating antipsychotic. Additionally, other sedating medications should be discontinued or changed when possible. The use of caffeine is also common, though it has not been systematically studied.
Stimulants and modafinil may improve cognitive and negative symptoms in schizophrenia144, but relatively little research has focused on their potential utility in antipsychotic‐induced sedation. In two cases, methylphenidate was reportedly useful and safe in treating patients with severe and unremitting sedation due to clozapine145. A small double‐blind crossover study of methylphenidate did not specifically address antipsychotic‐related sedation, but failed to find any benefit on a variety of clinical measures146. Moreover, methylphenidate has also been shown to worsen disorganization in patients with schizophrenia147. Likewise, despite case reports suggesting that modafinil may treat sedation148, a systematic review of the literature found little or no evidence to support this149, and a randomized controlled trial also found no significant effect150. A concern is that these medications may lead to worsening of movement disorders151, 152.
Prolactin, sexual function, and bone mineral density
Many antipsychotics can increase the release of prolactin, which can lead to a number of acute side effects: sexual dysfunction, anovulation, inappropriate lactation (galactorrhea), and gynecomastia. Antipsychotics can be imperfectly divided into prolactin‐inducing and prolactin‐sparing groups. The former include all first‐generation antipsychotics, risperidone, paliperidone and amisulpride; the latter include clozapine, quetiapine, ziprasidone and aripiprazole153. Long‐term hyperprolactinemia is also associated with decreased bone mineral density and osteoporosis154.
Sexual dysfunction – including reduced libido, anorgasmia and erectile dysfunction – is common in patients taking antipsychotics155, 156 and must be monitored by prescribers. One measure to use is the Antipsychotics and Sexual Function Questionnaire157. Assessment of a patient with sexual dysfunction should include obtaining prolactin levels, reviewing other medications that may contribute, and ruling out potential comorbid causes158. Treatment strategies are largely dose reduction or switching to a prolactin‐sparing antipsychotic (though sexual dysfunction is also common with clozapine and olanzapine)159. Evidence for specific symptom treatments (other than phosphodiesterase inhibitors for erectile dysfunction) is lacking160.
Multiple studies have also identified an increased rate of osteopenia and osteoporosis in patients with schizophrenia161, 162; however, multiple factors beyond antipsychotic use may contribute, including smoking, alcohol use, sedentary lifestyle, and poor nutrition153. Studies have shown that reduced bone mineral density and increased rate of hip fractures are associated with prolactin‐inducing antipsychotics163, 164. There has also been concern that elevated prolactin levels may be partly responsible for the observed increase in breast cancer rate among women with schizophrenia165, though evidence is far from conclusive, due to multiple associated lifestyle and metabolic factors166.
There is not yet a consensus on the appropriate monitoring for and management of hyperprolactinemia in people treated with antipsychotics167, 168, 169. In general, patients should be asked about baseline sexual dysfunction, menstrual irregularity and galactorrhea prior to initiation of antipsychotics. There is not a consensus on obtaining baseline prolactin levels. A conservative approach is to ask patients periodically about symptoms of hyperprolactinemia and to check the prolactin level in any patient developing symptoms. Another rational approach is to obtain a prolactin level at baseline and then approximately three months after starting an antipsychotic, as prolactin levels will have peaked by then167.
Several specific populations are thought to be at particularly high risk for morbidity due to hyperprolactinemia and, if clinically feasible, should be placed on antipsychotics with minimal risk of raising prolactin levels169. First, in patients with established osteopenia or osteoporosis, a prolactin‐sparing antipsychotic is obviously preferable. This may also apply to patients under the age of 25 who have not yet achieved peak bone mass, particularly women, who may be at increased risk for later osteoporosis170. Second, in female patients intending to become pregnant, a prolactin‐sparing antipsychotic will be less likely to interfere with reproductive function. Third, and quite speculatively, in patients with a history of, or otherwise at elevated risk for breast cancer, there may be a greater danger of cancer or recurrence if treated with prolactin‐elevating drugs171.
Development of hyperprolactinemia in a patient on antipsychotics often presents a dilemma to the treating psychiatrist regarding further workup. If a baseline prolactin was obtained, and the elevation in prolactin appears clearly related to the antipsychotic, further workup is likely not necessary. More concerning signs include symptoms of pituitary disease (headaches, visual changes) and prolactin levels more than four times the upper limit of normal (>150 ng/mL), in which case evaluation by an endocrinologist and imaging (preferably magnetic resonance imaging) is warranted167, 169. In cases of uncertainty (and where the risk of destabilizing the patient is low), a prolactin level assessment may be made after 3‐4 days off antipsychotics; a significant reduction in prolactin is reassuring that there is not an underlying pathology.
In cases of confirmed antipsychotic‐induced hyperprolactinemia that are symptomatic, management is dose reduction or switch to a prolactin‐sparing antipsychotic. If the clinical risk of dose reduction or switch is felt to be too high, an alternative strategy is to augment with aripiprazole, which has been shown to reduce prolactin levels in patients treated with risperidone172. A more experimental strategy is the use of dopamine agonists such as bromocriptine or cabergoline, which have been found to decrease prolactin and improve sexual function, though these may lead to worsening of psychotic symptoms173, 174.
An important but unanswered question is the role of bone density screening in patients on antipsychotics. The US Preventative Services Task Force recommends screening all women at age 65, while the US‐based National Osteoporosis Foundation also recommends screening men over 70, as well as menopausal women with risk factors. Because individuals with schizophrenia often have multiple risk factors beyond antipsychotic use (e.g., smoking, obesity, diabetes), more aggressive screening is warranted than for the general population.
Orthostatic hypotension
All antipsychotics carry some risk of orthostatic hypotension, defined as a ≥20 mmHg drop in systolic or a ≥10 mmHg drop in diastolic blood pressure within three minutes of standing. Orthostatic hypotension can lead to dizziness, syncope, falls, and worsening of angina, and it should be evaluated by both history and measurement. Risk factors include systemic diseases causing autonomic instability (e.g., diabetes, alcohol dependence, Parkinson's disease), dehydration, drug‐drug interactions, and age175. Chlorpromazine, sertindole, clozapine and quetiapine appear to have the greatest risk176, 177, and data suggest iloperidone is also high‐risk178. Blockade of alpha‐1 adrenoceptors and anticholinergic effects are believed to be the mechanism179.
Switching to an antipsychotic that is rarely associated with orthostatic hypotension is a preferred management approach. Prevention of orthostatic hypotension relies on antipsychotic choice, gradual titration, and dosing distributed throughout the day (in order to minimize peak levels)175. Ample consumption of water and increased salt intake (supplementing 1‐2 g/day), if not contraindicated, can reduce symptomatic hypotension180. Abdominal binders and leg compression stockings can reduce venous pooling and improve symptoms181.
Pharmacologic treatment may be required in rare cases. Caffeine consumption may have a beneficial, mild pressor effect180. Fludrocortisone is widely used for treating orthostatic hypotension, and has been administered successfully in clozapine‐associated orthostatic hypotension182; deleterious effects on blood sugar and electrolytes are a significant drawback, particularly in patients who already have metabolic side effects175. The alpha‐1 agonist midodrine may also be considered175, 183, but has been linked to acute dystonias when combined with antipsychotics184, 185.
Sudden cardiac death and QT prolongation
Antipsychotics are associated with a 1.5 to 4‐fold increase in risk of sudden cardiac death186, 187, 188, 189. Risk factors include use of high dose or rapid administration, thioridazine or butyrophenone antipsychotics, and pre‐existing hypertension or ischemic heart disease188, 190, 191. There are conflicting data for an association with age188, 192. There is no evidence that second‐generation antipsychotics are safer than first‐generation drugs as a class187.
The leading proposed mechanism is blockade of repolarizing potassium currents and prolongation of the QT interval, which are thought to lead to ventricular arrhythmias. Measurement of QT provides limited guidance in terms of risk; nevertheless, QTc >500 ms or an increase of 60 ms above baseline is regarded as a clear concern193. It is critical for the practitioner to consider all medications the patient is taking, as a diverse set of drugs cause QT prolongation194. A number of risk factors can make a modest QT prolongation dangerous, including bradycardia, hypokalemia, hypomagnesemia, congestive heart failure, atrial fibrillation, female gender, ion channel polymorphisms194, and cocaine and chronic alcohol use193.
Some experts argue that an electrocardiogram (ECG) should be obtained prior to, and shortly after, starting antipsychotic medications as a matter of course195. To support this view, they cite the significantly higher absolute risk of sudden cardiac death than clozapine‐induced agranulocytosis, for which an extensive monitoring system is in place. Others recommend monitoring only with certain antipsychotics or when other risk factors are present196. The American Psychiatric Association's latest guidance recommends thorough physical exam and laboratory screening, with ECG indicated when thioridazine, ziprasidone, pimozide or mesoridazine are prescribed; family history of sudden cardiac death or long‐QT syndrome are present; there is a personal history of syncope or known heart disease; or electrolyte abnormalities are present197. The UK National Health Service includes haloperidol, sertindole and pimozide as “high‐risk” and requiring routine ECG, and recommends ECG if risk factors are present with “moderate‐risk” drugs, including chlorpromazine, amisulpride, lurasidone, quetiapine, zotepine, promazine and melperone198. Patients who take more than one QT‐prolonging drug warrant careful screening and monitoring.
Neuroleptic malignant syndrome
Neuroleptic malignant syndrome is one of the most dangerous adverse effects of antipsychotics. Hallmarks of the syndrome are fever, autonomic instability, rigidity and altered mental status, associated with leukocytosis and elevated creatine phosphokinase. Mortality has been estimated at about 5%199. Neuroleptic malignant syndrome related to second‐generation antipsychotics, particularly clozapine, may be less likely to present with signs of parkinsonism200, 201. Incidence estimates vary widely, with the largest recent studies reporting rates of 0.02 to 0.04%199, 202, 203. The most important risk factor is a prior history of the syndrome. Pharmacologic risk factors include antipsychotic polypharmacy, high‐potency antipsychotics, parenteral administration, rapid dose escalation, aripiprazole, lithium and benzodiazepine use199, 202, 203. Multiple medical comorbidities, heat exposure, dehydration, and the use of restraints are also associated with the syndrome196, 202, 203, 204, 205, 206, 207, 208.
Neuroleptic malignant syndrome is a medical emergency, often requiring intensive care. Evidence is from case reports rather than randomized clinical trials. For the psychiatrist, first steps are immediate withdrawal of all antipsychotics and related drugs (e.g., metoclopramide), cooling measures, and transfer to higher level of care203. Aggressive intravenous hydration and correction of electrolyte abnormalities are essential. Benzodiazepines may be helpful in treating the syndrome, and are preferable to physical restraint in agitated patients200. The skeletal muscle relaxant dantrolene and the D2‐agonist bromocriptine are among first‐line medications for moderate or severe neuroleptic malignant syndrome199. Electroconvulsive therapy has been successfully used in treatment‐refractory cases209.
Rechallenging a patient who has recovered from neuroleptic malignant syndrome with an antipsychotic is a clinical dilemma. The likelihood of recurrence is not well known, but likely in the range of 10‐40%210, 211, 212. Longer delay from resolution of the syndrome to rechallenge is associated with reduced risk of recurrence209. In some cases, it may be necessary to treat a patient with electroconvulsive therapy to maintain symptom control for an extended period prior to rechallenge213. When reintroduction of an antipsychotic is necessary, it is prudent to select a drug with lower D2 potency (e.g., quetiapine or clozapine), pursue very gradual dose titration, and monitor closely.
Neutropenia/agranulocytosis
Neutropenia, the presence of too few infection‐fighting neutrophils in the blood, and its extreme form, agranulocytosis, are most commonly associated with clozapine. These conditions and related increased susceptibility to infection are significant enough to warrant monitoring of granulocyte counts throughout a course of clozapine treatment. Clozapine has been associated with agranulocytosis ever since 16 cases, including eight deaths, were reported soon after the drug was introduced in Finland in 1975214. While many subsequent cases of clozapine‐associated agranulocytosis have been reported215, rare case reports with phenothiazines, including chlorpromazine, began appearing in the 1950s216, 217, 218. Case reports also implicate olanzapine219 and risperidone220. About 3% of clozapine‐treated patients will develop neutropenia; about 1% will develop agranulocytosis221. The risk for other antipsychotics is thought to be far lower.
The most important management strategy for neutropenia or agranulocytosis is early detection, which will prevent opportunistic infections. Because the period of highest risk is during the first months of treatment215, neutrophil counts are measured more frequently in those months (weekly for 6 months in the US), then fortnightly for the remainder of the first year, and then monthly for the duration of treatment.
If neutropenia occurs, guidelines specify more frequent monitoring and when to interrupt treatment. For patients with stable but marginally adequate neutrophil counts, some clinicians use lithium to raise granulocyte counts above threshold levels to avoid increased monitoring requirements222, 223. The mechanism by which lithium increases granulocyte counts is unknown224.
Pharmaceutical versions of granulocyte colony‐stimulating factor, a glycoprotein that induces bone marrow to produce and release granulocytes, may be used to treat agranulocytosis acutely225, 226. For patients who have responded only to clozapine, such drugs may have a longer‐term role in preventing agranulocytosis. For example, filgastram can be used over extended periods to maintain adequate neutrophil counts to avoid infections. Challenges for the use of filgastram include the need for parenteral administration and high cost.
Dose reduction is not an effective approach to clozapine‐associated neutropenia224. Discontinuation of clozapine is the definitive solution to clozapine‐induced neutropenia. This approach generally requires switching to another antipsychotic. For those patients who only responded to clozapine, clozapine re‐challenge after agranulocytosis has not been successful, but case reports describe successful re‐introduction of clozapine after neutropenia using either lithium or filgastram to increase neutrophil counts227.
Behavioral addictions/impulse control disorders
Aripiprazole has been associated with the onset or exacerbation of impulse control disorders or behavioral addictions, including pathological gambling and compulsive eating, spending, shopping and sexual behaviors228, 229. Because the dopamine agonists used to treat Parkinson's disease also cause impulse control disorders in a significant portion of patients, aripiprazole's partial dopamine agonist effect is presumed to be the mechanism230, 231, 232. Therefore, it is likely that other antipsychotics with dopamine agonist activity, such as cariprazine and brexpiprazole, may also have this effect.
The key to management of these compulsive behaviors is recognition that they are medication‐induced and not simply part of an underlying mental or behavioral condition. In all reported cases, reducing the dose or discontinuing the causative medication was effective in ending the uncontrollable behavior within weeks228, 233, 234. If an antipsychotic is necessary, one without dopamine agonist effects should be selected.
Myocarditis
Myocarditis, or inflammation of the heart muscle, is a rare but important medical risk of clozapine treatment that almost always occurs within the first two months of treatment235, 236. Because myocarditis can progress quickly to cardiomyopathy and congestive heart failure, the best management strategy is to monitor for it, so that it can be recognized quickly. Slow titration may help237, 238. At a minimum, patients initiating clozapine should be monitored weekly for signs and symptoms of myocarditis, including chest pain, dyspnea, orthopnea, peripheral edema, palpitations, fatigue, flu‐like symptoms including fever, nausea and vomiting, and diaphoresis239. An ECG should be obtained and cardiac enzymes assessed as soon as myocarditis is suspected. Laboratory tests suggesting myocarditis in the context of recently started clozapine include elevated eosinophil count, C‐reactive protein, sedimentation rate, and troponins. If myocarditis is suspected, an echocardiogram can assess ventricular and cardiac valve functioning; baseline echocardiograms are not necessary239, 240.
If a diagnosis of myocarditis is highly suspected or confirmed, then clozapine should be discontinued promptly, and general or specialty cardiac follow‐up care is needed. In many cases cardiac function returns to normal after clozapine is stopped. Recurrence rates of clozapine‐induced myocarditis are high; if the possible benefits of the drug are thought to justify this risk, it should be re‐initiated in hospital with close monitoring241.
Metabolic effects
Many antipsychotic medications are associated, to variable degrees, with weight gain, hypertension, and adverse effects on lipid and glucose metabolism.
Several antipsychotics are associated with significant weight gain, and virtually all antipsychotics are known to cause weight gain among youth3. Weight gain is among the most important antipsychotic side effects, because it is distressing to individuals and increases the risk of adverse health outcomes such as degenerative joint disease, type 2 diabetes mellitus and its complications, cardiovascular and cerebrovascular disease, as well as some types of cancer, and liver and kidney disease. Although weight gain commonly accompanies other adverse metabolic effects, adverse changes in lipids and insulin sensitivity may occur independently of weight gain3.
Anyone taking an antipsychotic medication should be regularly monitored for metabolic side effects. If these effects occur, lifestyle modifications are widely recommended and are a reasonable first step for individuals taking antipsychotic medications. Several structured behavioral programs have been tested and found effective in individuals with severe mental illnesses242, 243, 244, 245. Switching to an antipsychotic with lower risk for metabolic problems can be effective in helping individuals to lose weight and improve metabolic profiles4, 5.
Metabolic problems that develop in the context of successful antipsychotic treatment can also be treated symptomatically, as they are in the general population. For example, statins are used to treat dyslipidemias, and antihypertensive medications are used to treat hypertension. Metformin has repeatedly been shown in randomized controlled trials to be modestly effective in helping patients taking antipsychotics to lose weight, even if the weight gain was not recent246, 247, 248, 249. Recently approved weight loss drugs – including lorcaserin, bupropion/naltrexone, and liraglutide – have not been tested specifically for antipsychotic‐induced weight gain. Preliminary data on naltrexone alone suggests that it may be helpful250. Stimulant weight loss medications are not recommended due to their psychotogenic potential.
Anticholinergic effects
Anticholinergic side effects of antipsychotics include decreased salivation leading to dry mouth, decreased intestinal mobility leading to constipation, inhibition of visual accommodation leading to blurred vision, increased pupil size, and tachycardia251. These effects may lead to medical complications such as dental caries, ileus, and angina or myocardial infarction. Because increased pupil size can exacerbate narrow‐angle glaucoma, this condition should be treated before initiating antipsychotic treatment; an antipsychotic with minimal anticholinergic effects should be selected. Similarly, prostatic hypertrophy should be treated and an antipsychotic with little anticholinergic effect should be used251.
Decreasing the antipsychotic dose is the first‐choice management strategy for anticholinergic side effects. Changing to a medicine with less anticholinergic effects may also be effective251. Finally, symptomatic management is a reasonable approach, but there is little evidence specific to antipsychotic‐induced anticholinergic effects.
Constipation due to antipsychotics, particularly clozapine, can be severe and can lead to ileus252, 253. Prevention and early recognition are critical. Recommended management strategies include adequate hydration; use of osmotic agents such as sorbitol, lactulose, or polyethylene glycol, and stimulant laxatives such as senna or bisacodyl. The benefits of stool softeners such as docusate sodium are unclear4. Bulk‐forming, fiber‐based laxatives are generally not recommended for slow‐transit constipation such as that caused by anticholinergic effects254.
CONCLUSIONS
The considerable benefits of antipsychotic medications are countered, to some extent, by their adverse effects. Appropriate prevention and early management of these effects can enhance the net benefits of antipsychotics. Our review found that, in general, few management approaches are supported by strong empirical evidence; recommendations are often based at least in part on expert opinion.
Nevertheless, a few key principles apply broadly. Only use antipsychotics if the indication is clear; only continue antipsychotics if a benefit is discernible. If an antipsychotic is providing substantial benefit, and the adverse effect is not life‐threatening, then the first management choice is to lower the dose or adjust the dosing schedule. Next is to change the antipsychotic; this is often reasonable unless the risk of relapse is high, such as when an individual has only responded to clozapine. In some instances, behavioral interventions can be tried. Finally, concomitant medications, though generally not desirable, are necessary in many instances.
Evidence suggests that adverse effects are not the main reason why individuals discontinue an antipsychotic medication255. Nevertheless, optimal management of adverse effects will improve patients’ quality of life and their functional outcomes.
ACKNOWLEDGEMENTS
This paper was supported in part by the Global Mental Health Program at Columbia University. The authors thank S. Wetzler for her assistance.
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