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. 2018 Sep 12;16:179. doi: 10.1186/s12955-018-0994-8

Table 2.

Identified utility studies by line of treatment

Author, year, country Line of treatment Health state Instrument Treatment
First linea
 Handorf 2012 USA [70] 1 L Stage IV adenocarcinoma SDis, PD, SDis+AEs (neutropenia, pneumothorax, haemorrhage, thrombocytopenia, thrombosis) Expert opinion estimates,b published sources NTS
 Nafees 2016 Multinational and UK [68] 1 L Metastatic NSCLC common grade III/IV toxicities (neutropenia, febrile neutropenia, fatigue, nausea and vomiting, diarrhea, hair loss, rash), bleeding, hypertension TTO (general public) NTS
≥ First linec
 Chevalier 2013 France and nine other countries [38] 1 L, 2 L, 3/4 L and BSC Advanced/metastatic NSCLC 1 L, 2 L, 3/4 L PF and PD EQ-5D NTS
 Chouaid 2013 Multinational [39] 1 L 55.1%
2 L 24.7%
3/4 L 17.9%
BSC 2.3%
Advanced/metastatic NSCLC 1 L, 2 L, 3/4 L, BSC and mixed line PF and PD EQ-5D, EQ-VAS NTS
 Iyer 2013 France, Germany [46] 1 L 52%
2 LL 48%
Advanced/metastatic NSCLC EQ-5D NTS
Second line
 Blackhall 2014 Multinational [41] 2 L after progression on platinum-based 1 L therapy Locally advanced/metastatic ALK+ NSCLC BL and treatment-specific utilities (not PSS) EQ-5D EQ-VAS CRZ
PEM
DOC
 Huang 2016 Worldwide [45] 2 L after platinum-based therapy Advanced PD-L1+ NSCLC NTS PF, PD
NTS time to death
EQ-5D PEMB
DOC
 Langley 2013 UK, Australia [48] 2 Ld Treatment-specific stage IV NSCLC with BM at BL and after certain time points on treatment EQ-5D OSC
WBRT + OSC
 Nafees 2008 UK [69] 2 L Metastatic NSCLC PD, RES, SDis, common grade III/IV toxicities (neutropenia, febrile neutropenia, fatigue, nausea and vomiting, diarrhea, hair loss, rash) SG (general public) NTS
 Novello 2015 Multinational [49] 2 L Stage III/IV recurrent NSCLC (SQ and NSQ) treatment-specific at BL and certain time points on treatment (≤ 30 weeks) EQ-5D, EQ-VAS NIN + DOC
PLA + DOC
 Reck 2015 Multinational [50] 2 L Advanced SQ NSCLC treatment-specific at BL reported. Collected also for up to 1 year but values NR in abstract EQ-5D, EQ-VAS NIVO
DOC
 Rudell 2016 USA, Canada, Hong Kong, Italy, Japan, Republic of Korea, Spain, Taiwan [57] 2 L Advanced EGFR+ NSCLC, treatment-specific at BL and 36 weeks on OSI EQ-VAS OSI
 Schuette 2012 Germany, Austria [51] 2 L Stage III/IV NSCLC treatment-specific at BL, 6 weeks (second cycle) and sixth cycle EQ-5D
EQ-VAS
PEM
 Vargas 2009 Mexico [72] 2 L after previous CHEMO NSCLC, stage NR (assumed advanced), treatment-specific not PSS Global QoL index ERL
Taxanes
≥ Second line
 Chen 2010 UK/multinational [64] 2 L, 3 L and BSC Stage IIIb/IV EGFR+ NSCLC treatment-specific (not PSS)
On/after DOC 2 L
On/after PEM 2 L
On ERL 3 L BSC
SG (general public) DOC
PEM
ERL
BSC
 Griebsch 2014 Multinational [37] 2LLe and treatment-naïve Stage IIIb with pleural effusion or stage IV NSCLC adenocarcinoma treatment-specific and NTS effect of progression EQ-5D, EQ-VAS AFA
BSC
CIS/PEM
 Hirsh 2013 Multinational [40] 2LLf Stage IIIb/IV NSCLC BL and treatment-specific on oral AFA 50 mg q.d. + BSC or PLA + BSC EQ-5D AFA + BSC
PLA + BSC
 Stewart 2015 Canada [56] Targeted therapy 84%
3LL 25%
RCT 22%
Metastatic EGFR+ NSCLC, all patients not PSS
PR/SDis EGFR TKI
RES CHEMO
RES GEF
RES ERL
RES OSI
PD EGFR TKI
EQ-5D-3 L GEF
ERL
OSI
 Schwartzberg 2015 USA, Canada [60] 2 LL Squamous and non-squamous stage IIIb/IV NSCLC treatment-specific weeks 6–30
Treatment-specific PR, SDis and PD weeks 6–30
EQ-VAS NIVO
Treatment line not specified
 Bradbury 2008 Canada [42] Unclear Advanced NSCLC Treatment-specific (not PSS) EQ-5D ERL
BSC
 Chang 2016 South Korea [63] NR Advanced NSCLC from > 360 days before death to < 30 days before death (not PSS) TTO (general public) NTS
 Dansk 2016 UK [43] NR Synthesized advanced NSCLC PF, PD used in NICE HTAs
Trial-based PF, PD
Non-trial based PF, PD
EQ-5D NTS
 Doyle 2008 UK [65] NR Metastatic NSCLC SDis, RES, severe symptoms (cough, dyspnoea, pain) SG (general public) NTS
 Grunberg 2009 USA [58] NR Mixed cancer population chemotherapy-related nausea, vomiting, and nausea and vomiting, of different severities SG (patient) CHEMO
 Grutters 2010 Netherlands [44] NR NSCLC with grade 3+ dyspnoea EQ-5D NTS
 Jang 2010 Canada [47] NR Stage IV NSCLC and locally advanced NSCLC EQ-5D NTS
 Linnet 2015 Denmark [62] Unclear Metastatic NSCLC second and third CHEMO cycles on oral VINO
Patient and caregiver utilities reported
SF-12 VINO
 Lloyd 2005 UK [66] NR Stage IV NSCLC RES, SDis i.v. treatment, SDis oral treatment, PD, end of life SG (general public) NTS
 Lloyd 2008 [59] Previous CHEMO Anaemia by haemoglobin level General public SG, patient TTO NTS
 Manser 2006 Australia [61] NR Stage IV NSCLC AQoL NTS
 Matza 2014 UK and Canada [67] NR Stage IV cancer with BMs and different types of SRE (spinal cord compression with/without paralysis, fracture of leg, fracture of rib, fracture of arm), radiation treatment (2 weeks, 5 appointments/week), radiation treatment (2 appointments), surgery to stabilize bone TTO (general public) NTS
 Tabberer 2006 UK [52] NR Advanced NSCLC RES, SDis, SDis oral treatment, SDis i.v. treatment, PD, near death, AEs (neutropenia, febrile neutropenia, nausea, diarrhoea, rash, stomatitis, neuropathy) EQ-5D (general public) NTS
 Trippoli 2001 Italy [53] NR Metastatic NSCLC EQ-5D, EQ-VAS NTS
 Westwood 2014 [71] NR for other disutilities Advanced NSCLC
Disutility for anaemia and for i.v./oral treatment mode
SG NR for other disutilities NTS
ERL
i.v. tx
 Yang 2014 Taiwan [54] NR NSCLC operable (I–IIIA) and NSCLC inoperable (IIIB/IV) EQ-5D NTS
 Yokoyama 2013 Japan [55] NR Stage IIIB/IV mixed NSCLC/SCLC with bone metastasis and SRE (pathologic fracture, radiation or surgery to bone lesion, spinal cord compression or hypercalcaemia) EQ-5D NTS

aStudies were retained, despite reporting first-line treatment only, because they reported progressive disease utility estimates similar to those seen in a second-line population, or reported AE disutility estimates from populations broader than mNSCLC

bAlthough the utilities were based on expert opinion, these were retained, as they provide disutility estimates for the adverse events pneumothorax, thrombocytopenia and thrombosis, not available elsewhere

cStudies reported data on first-line treatment and subsequent treatment lines

dPrevious treatment with systemic CHEMO or EGFR inhibitors allowed

eLux-Lung 1 trial data were in patients progressed on 1–2 lines of treatment, one of which was platinum based (could include adjuvant setting treatment line), and had PD after at least 12 wks of ERL or GEF. Lux-Lung 3 trial data were in treatment-naïve patients, so not 2 L.

fProgressed on 1–2 lines of treatment, one of which was platinum based, and had PD after at least 12 wks of ERL or GEF

Abbreviations: 1 L first line, 2 L second line, 2 LL second and subsequent line, 3LL third and subsequent line, 3/4 L third and fourth line, AE adverse event, AFA afatinib, AQoL Assessment of Quality of Life instrument, BL baseline, BM bone metastasis, BSC best supportive care, CHEMO chemotherapy, CIS cisplatin, CRZ crizotinib, DOC docetaxel, EGFR epidermal growth factor receptor, EQ-VAS EuroQol visual analogue scale, ERL erlotinib, GEF gefitinib, GEM gemcitabine, i.v. intravenous, NIN nintedanib, NIVO nivolumab, NR not reported, NSCLC non-small cell lung cancer, NSQ non-squamous, NTS not treatment-specific, OSC optimal standard care, OSI osimertinib, PD progressive disease, PEM pemetrexed, PEMB pembrolizumab, PF progression-free, PLA placebo, PR partial response, PSS progression-status-specific, q.d. once daily, QoL quality of life, RCT randomized controlled trial, RES response, SCLC small cell lung cancer, SDis stable disease, SF-12 12-item Short–Form Health Survey, SG standard gamble, SRE skeletal-related event, TKI tyrosine kinase inhibitor, TTO time trade-off, VAS visual analogue scale, VINO vinorelbine, WBRT whole-brain radiotherapy