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. Author manuscript; available in PMC: 2019 Jun 1.
Published in final edited form as: Curr Behav Neurosci Rep. 2018 May 2;5(2):143–152. doi: 10.1007/s40473-018-0152-y

Table 1.

Phases of clinical trials

Pharmacological Trials Medical Device Trials
Phase I Phase II Phase III Phase IV Feasibility (preliminary or pilot) Pivotal
Main goal Safety Safety, efficacy Effectiveness, efficacy, safety Post-marketing approval, long-term effects Feasibility and safety Effectiveness
Design Open-label Randomized, controlled, often blinded Randomized, controlled, typically blinded Open-label Open-label and randomized controlled RCT most common and desirable; possible open-label and non-randomized
Target population HV and patients Mostly patients, sometimes HV Mostly patients Only patients Usually patients, possibly HV Patients
Sample size Small (n = 20 to 100) Medium (n = up to several hundred) Large (n = usually around 300-3000, could be larger) Large (n = usually more than 1000) Relatively small (n = usually 10-50) Larger but smaller than drug phase III (n = usually around 100-300)
Duration Short Short (up to 1 year) Moderate (around 2 years, including follow-ups) Long (can go up to 3-4 years or an even longer follow-up) Short (weeks to months) Usually not as long as drug trials (months)

Abbreviations: HV: healthy volunteers