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. 2018 Nov 19;9:554. doi: 10.3389/fgene.2018.00554

Table 2.

Literature review of craniofacial heritability – family studies.

Study sample Measures and techniques Effect Reference
Siblings

NUMBER
138 siblings
SEX DISTRIBUTION
68 males, 70 females
AGE DISTRIBUTION
Mean 23 years
ETHNIC BACKGROUND
Turkey
CAPTURING TECHNIQUE
2D lateral cephalograms
STATISTICAL ANALYSIS
Model-fitting
FACIAL PHENOTYPE
12 measures (soft-tissue, ratio)
RANGE
30–109%
GENETIC DETERMINATION
Total depth index
Soft-tissue chin thickness
Merrifield angle
Holdaway angle
Soft-tissue facial angle
Upper to lower facial height
NOTES
h2: depth > vertical measures
Baydaş et al., 2007

Parent-offspring

NUMBER
363 6-year-olds
182 16-year-olds
SEX DISTRIBUTION
6y: 184 males, 179 females
16y: 97 males, 85 females
ETHNIC BACKGROUND
Iceland
CAPTURING TECHNIQUE
2D lateral cephalograms
STATISTICAL ANALYSIS
Regression analysis
FACIAL PHENOTYPE
22 landmarks
33 measures (linear, angular, ratio)
RANGE
F–S: (6y) -28–62%; (16y) -47–98%
M–S: (6y) -33–65%; (16y) -26–107%
F–D: (6y) -54–77%; (16y) -33–87%
M–D: (6y) -47–83%; (16y) -63–104%
GENETIC DETERMINATION
Position of the lower jaw
Anterior and posterior facial height
Cranial base dimensions
Nasal bone length and prominence
ENVIRONMENTAL INFLUENCE
Dental variables
NOTES
h2: daughters > sons
h2: 16-year-olds > 6-year-olds
Johannsdottir et al., 2005

NUMBER
24 families
AGE DISTRIBUTION
children: 17-35 years
parents: 35-65 years
ETHNIC BACKGROUND
Saudi Arabia
CAPTURING TECHNIQUE
2D lateral cephalograms
STATISTICAL ANALYSIS
regression analysis
FACIAL PHENOTYPE
15 landmarks
28 measures (linear, angular, ratio)
RANGE
F–S: 1–147%
M–S: 2–85%
F–D: 11–118%
M–D: 1–113%
GENETIC DETERMINATION
mandibular variables (°)
facial height dimensions
mandibular body length
NOTES
h2: daughters > sons
h2: father-offspring > mother-offspring
h2: linear > angular measures
h2: mandibular > maxillary variables
AlKhudhairi and AlKofide, 2010

NUMBER
140 individuals from 35 families
AGE DISTRIBUTION
geq 16 years
ETHNIC BACKGROUND
India
CAPTURING TECHNIQUE
2D digital photographs
STATISTICAL ANALYSIS
Correlation analysis (no h2-values)
FACIAL PHENOTYPE
27 measures (linear, ratio)
GENETIC DETERMINATION
Mandibular position
Chin prominence
Nasal prominence & width
Lip length at philtrum
Total facial height
Lip prominence
ENVIRONMENTAL INFLUENCE
Nose and lip form
NOTES
h2: daughters > sons
Lahoti et al., 2013

NUMBER
762 father-offspring pairs
SEX DISTRIBUTION
358 males, 404 females
AGE DISTRIBUTION
Children: 15.5 years
Fathers: 40–75 years
CAPTURING TECHNIQUE
3D facial scans
STATISTICAL ANALYSIS
Multivariate regression analysis
FACIAL PHENOTYPE
7,160 landmarks
63 facial segments
RANGE
Sons: 34–82%
Daughters: 32–72%
GENETIC DETERMINATION
Global face
Upper facial part
Nose
Current study

ETHNIC BACKGROUND
United Kingdom (ALSPAC)
Orbital region
ENVIRONMENTAL INFLUENCE
Cheeks
Small segments around philtrum
NOTES
h2: sons > daughters


Nuclear and extended families

NUMBER
1,918 individuals from 342 families
SEX DISTRIBUTION
Children: 598 males, 464 females
Parents: 390 males, 466 females
AGE DISTRIBUTION
6–72 years
Mean 21.5 years
ETHNIC BACKGROUND
India
CAPTURING TECHNIQUE
Direct anthropometric measurements
STATISTICAL ANALYSIS
Model-fitting
FACIAL PHENOTYPE
23 measures (linear, craniofacial, soft-tissue)
RANGE
25–61%
GENETIC DETERMINATION
Bizygomatic breadth
Nasal breadth and height
Head breadth and length
Facial height
NOTES
h2: craniofacial > linear measures
h2: breadth measures = circumference
Arya et al., 2002

NUMBER
1,406 individuals from 357 families
SEX DISTRIBUTION
733 males, 673 females
AGE DISTRIBUTION
17–90 years
ETHNIC BACKGROUND
Russia
CAPTURING TECHNIQUE
Direct anthropometric measurements
STATISTICAL ANALYSIS
Classical correlation analysis
model-fitting
FACIAL PHENOTYPE
10 measures, 2 latent factors (f)
RANGE
52–72%
GENETIC DETERMINATION
Horizontal component (f)
Bizygomatic breadth
Minimum frontal breadth
Head breadth and length
Vertical component (f)
Nasal height nasion
NOTES
h2: horizontal > vertical measures
Ermakov et al., 2005

NUMBER
298 subjects from 54 families
SEX DISTRIBUTION
127 males, 171 females
CAPTURING TECHNIQUE
3D models of the skull
STATISTICAL ANALYSIS
Model-fitting
RANGE
0–86.7%
GENETIC DETERMINATION
External alveolar breadth
Carson, 2006
AGE DISTRIBUTION
Adults
ETHNIC BACKGROUND
Austria, Hallstatt population
CAPTURING TECHNIQUE
3D models of the skull
STATISTICAL ANALYSIS
Model-fitting
FACIAL PHENOTYPE
58 landmarks
33 measures (linear)
Nasal height
Bimaxillary breadth
Nasion-prosthion height
ENVIRONMENTAL INFLUENCE
Bifrontal breadth
Nasal breadth
Biorbital breadth
NOTES
h2: vertical > horizontal measures
h2: neurocranial > facial measures


NUMBER
1,263 individuals from 373 families
SEX DISTRIBUTION
686 males, 577 females
AGE DISTRIBUTION
18–81 years
ETHNIC BACKGROUND
India
CAPTURING TECHNIQUE
Direct anthropometric measurements
STATISTICAL ANALYSIS
Classical correlation analysis
Model-fitting
FACIAL PHENOTYPE
11 measures, 2 latent factors (f)
RANGE
41–83%
GENETIC DETERMINATION
Nasal height nasion
Vertical head factor (f)
Horizontal head factor (f)
Bizygomatic breadth
Minimum frontal breadth
Physiognomic super facial height
NOTES
h2: horizontal = vertical measures
Karmakar et al., 2007

NUMBER
474 individuals from 119 families
SEX DISTRIBUTION
238 males, 236 females
CAPTURING TECHNIQUE
Direct anthropometric measurements
STATISTICAL ANALYSIS
Classical correlation analysis
Model-fitting
RANGE
52–80%
GENETIC DETERMINATION
Head breadth
Bizygomatic breadth
Jelenkovic et al., 2008

AGE DISTRIBUTION
17–72 years
ETHNIC BACKGROUND
Belgium
FACIAL PHENOTYPE
14 measures, 4 latent factors (f)
Horizontal head factor 1 (f)
Horizontal facial factor (f)
External biocular breadth
Horizontal head factor 2 (f)
Nose breadth
NOTES
h2: horizontal > vertical measures
h2: facial > head phenotypic measures


NUMBER
607 individuals from 90 families
SEX DISTRIBUTION
328 males, 279 females
AGE DISTRIBUTION
13–75.5 years
(observation closest to the participant’s 18th birthday was chosen for analysis)
ETHNIC BACKGROUND
Ohio (Fels Longitudinal Study) European ancestry
CAPTURING TECHNIQUE
2D lateral cephalograms
STATISTICAL ANALYSIS
Model-fitting
FACIAL PHENOTYPE
10 landmarks
10 measures (linear, angular)
RANGE
34–71%
GENETIC DETERMINATION
Anterior basicranial length (S-N)
Sella-vertex (ectocranial)
Basocranial flexion (Ba-S-N°)
Sella-sphenoethmoidale
Facial positioning (S-N-A°)
Total basicranial length (Ba-N)
ENVIRONMENTAL INFLUENCE
Posterior base (Ba-S)
Sherwood et al., 2008

NUMBER
355 subjects
SEX DISTRIBUTION
211 males, 144 females
AGE DISTRIBUTION
Adults
ETHNIC BACKGROUND
Austria, Hallstatt population
CAPTURING TECHNIQUE
3D models of the skull
STATISTICAL ANALYSIS
Model-fitting
FACIAL PHENOTYPE
65 landmarks
58 measures (linear)
RANGE
0–43%
GENETIC DETERMINATION
Nasal height and length
Orbital breadth (frontomalare orbitale)
Zygomatic height
Orbital length
ENVIRONMENTAL INFLUENCE
Nasal breadth
Zygomatic breadth
NOTES
h2: basicranial = neurocranial = facial
Martínez-Abadías et al., 2009

NUMBER
509 individuals from 122 families
SEX DISTRIBUTION
251 males, 258 females
AGE DISTRIBUTION
13–72 years
ETHNIC BACKGROUND
Belgium
CAPTURING TECHNIQUE
Direct anthropometric measurements
STATISTICAL ANALYSIS
Model-fitting
FACIAL PHENOTYPE
18 craniofacial measures (skeletal, soft-tissue)
RANGE
46–72%
GENETIC DETERMINATION
External biocular breadth
Lips height
Head breadth
Minimum frontal breadth
Bigonial breadth
Physiognomic facial height
Bizygomatic breadth
Jelenkovic et al., 2010
NOTES
h2: skeletal > soft-tissue measures


NUMBER
229 individuals from 38 families
SEX DISTRIBUTION
94 males, 135 females
AGE DISTRIBUTION
Children: mean 36.0 years
Parents: mean 55.2 years
ETHNIC BACKGROUND
Korea
CAPTURING TECHNIQUE
2D digital photographs
STATISTICAL ANALYSIS
Model-fitting
FACIAL PHENOTYPE
25 landmarks
14 measures, 3 latent factors (f)
RANGE
25–61%
GENETIC DETERMINATION
Intercanthal width
Lower face portion (f)
Nose width
Orbital region (f)
Vertical length (f)
ENVIRONMENTAL INFLUENCE
Mouth width
Lower facial height
Kim et al., 2013

NUMBER
1,379 individuals from 127 families
SEX DISTRIBUTION
655 males, 724 females
CAPTURING TECHNIQUE
2D lateral cephalograms
STATISTICAL ANALYSIS
Model-fitting
RANGE
10–60%
GENETIC DETERMINATION
Nasion-sella-basion (°)
Pogonion to nasion-basion
Šešelj et al., 2015

AGE DISTRIBUTION
8–95 years
(observation closest to the participant’s 18th birthday was chosen for analysis)
ETHNIC BACKGROUND
Ohio (Fels Longitudinal Study)
European ancestry
FACIAL PHENOTYPE
48 landmarks
75 measures (linear, angular)
Gonial angle
Lower facial height
Sella to nasion
ENVIRONMENTAL INFLUENCE
Molar relation
Palatal plane
Ramus position
Lip protrusion
NOTES
h2: neurocranial > basicranial and facial measures

The first column (‘Study sample’) contains information on the study population. The second column (‘Measures and Techniques’) specifies the methodology. The third column (‘Effect’) summarizes the most important findings of the study (see also column 4 ‘Reference’). Heritability was considered to be low if h2< 35% (i.e., ‘environmental influence’) and moderate to high if h2 > 35% and h2 > 65%, respectively (i.e., ‘genetic determination’). F, father; M, mother; S, son; D, daughter.