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. 2018 Dec;10(12):7055–7063. doi: 10.21037/jtd.2018.11.89

Table 1. Studies included in the narrative synthesis.

Author, date and country, study type (level of evidence) Patient group Outcomes Key results Comments
RCT trial
   Louie et al., Radiother Oncol, Netherlands [2015] (2), RCT: small sample size (level 2b) Secondary analysis of a non-blinded, phase 3 RCT of SABR versus surgery for stage IA NSCLC patients. 22 patients. Tools: EORTC QLQ-C30 and LC-13; EQ-5D. FU: baseline, and then 3, 6, 2, 18, and 24 months Time to deterioration of at least 10 points decrease (global/functional scales) and of at least 10 point increase (symptom scales/items) GH: surgery 8, SABR 2 (HR 1 vs. 0.19, P=0.038). RF: surgery 7, SABR 4 (HR 1 vs. 0.47, P=0.22). EF: surgery 4, SABR 1 (HR 1 vs. 0.25, P=0.21) Small sample size
SABR studies
   Lagerwaard et al., JTO, Netherlands [2012] (3), Cohort study (level 3) 382 patients. QoL tool: EORTC QLQ-C30 FU: baseline, 3, 6, 12, 18 and 24 M Baseline GH 62.9±1.1 15.4% of patients refused surgery. Drops-out: 64% and 61% of patients, were unavailable for at 18 and 24 months
Baseline PF 61.8±1.1
Baseline RF 63.5±1.5
Dyspnea 47.1±1.7
Fatigue 37.4±1.3
Insomnia 21.1±1.6
Changes over time PF decreased in 24M (P<0.01) but not clinically significant than 10 points)
   Mathieu et al., Pract Radiat Oncol, France [2015] (4), Cohort study (level 3) 45 patients. QoL tool: QLQ-C30 and QLQ-LC13. FU: baseline, 2, 6, 12, 18, 24, 30, 36 M Baseline GH 66%±20% 16% of patients refused surgery. Data from patients who had disease recurrence were excluded. Collection of QoL data at the 2 and 3 Y in 63% and 33%
Baseline PF 73%±22%
Baseline EF 77±26
Social functioning decline Transient declines: 12%±29% 12 M; 11%±29% 24 M
QLQ-LC13 coughing symptom Reduction:13%±17% 30 M; 13%±22% 36 M
   Ubels et al., Radiation Oncology, Netherlands [2015] (5), observational study (level 3) 39 patients. QoL tool: EORTC QLQ-C30, EORTC QLQ-LC13. FU: baseline, 3 weeks, 2, 4, 6, 9, 12, 15, 18, 21, 24 M, then every 6 M until 5 years GH Near the baseline in the first year, then improve to decline again over the 5 years (P<0.0001) 15% refused surgery. At 5 years only 10 patients were still alive without progression and had filled the QoL survey
PF, RF and cognitive functioning Significantly improved over time; fatigue deteriorated over time (P=0.05)
Dyspnea Deteriorated over time (P=0.006)
EF Improved significantly at 1 year compared to the baseline
   van der Voort van Zyp et al., Int J Radiation Oncology Biol Phys, Netherlands [2010] (6), observational study (level 3) 39 patients. QoL tool: EORTC QLQ-C30, EORTC QLQ-LC13. FU: baseline, 3 weeks, 2, 4, 6, 9, 12 M GH, PF, RP, SP No changes over time 15% patients refused surgery. Small sample size. The lack of >10-point changes suggests that there are no perceived changes in QoL scores
EF Improvement over time (P=0.02)
   Widder et al., Int J
Radiation Oncology Biol Phys, Netherlands [2011] (7), Cohort study (level 3)
Medically inoperable patients: 27 3D-CRT vs. 202 SABR. QoL tool: EORTC QLQ-C30 GH and PF + dyspnoea LC13. FU: 3, 6, 12 months Dyspnea Increase by 3.2 (95% CI: 1.0–5.3; P<0.01) Different sample sizes
(202 vs. 27). Comparison between techniques
PF Stable for all patients except for those with a high CCI
GH No significant changes
   Ferrero et al., Lung Cancer, Italy [2015] (8), Cohort study (level 3) 30 patients with inoperable Stage I NSCLC. QoL tool: Lung Cancer Symptoms Scale (LCSS). FU: baseline, 1.5, 4.5, 7.5, 10.5 M Fatigue (baselines vs. 135 D) 29 vs. 39.8, P=0.05. No other significant changes Small sample size
   Jain et al., Radiat and Oncol, UK [2013] (9), RCT (level 2b) 54 patients with NSCLC <5 cm. Comparing two groups: Group 1: 4 days of SABR. Group 2: 11 days of SABRQoL tool: EORTC QLQ-C30 and LC-13. FU: discharge, 1 and 4 M (Group 1 vs. group 2): PF BS: 79 vs. 68.6, 4 M: 71.3 vs. 69.9 Small sample size and limited follow-up
RF BS: 93.8 vs. 71.6, 4 M: 83.3 vs. 77.3
Dyspnea BS: 25.9 vs. 44.4*, 4 M: 38.5 vs. 26.7
% of patients with a clinically meaningful worsening (>10 points) Dyspnea: 1 M, 44.4% vs. 15.4%*; 4 M, 38.5% vs. 12.0%*. PF: 4 M, 46.2% vs. 16%*
   Videtic et al., Support Care Cancer, USA [2013] (10), Cohort study (level 3) 22 patients. QoL tool: FACT-L and UCSD SOBQ (University of California at San Diego Medical Centre-Pulmonary Rehabilitation Program Shortness-of-Breath Questionnaire). FU: baseline, 3, 6, 9 and 12 months Global scores: difference 1–12 M 109 vs. 112 4.8% patients refused surgery. Limited sample size. A non-significant 9-point drop in mean UCSD SOBQ dyspnea scores
   Sun et al., J Community Support Oncol, USA [2014] (11), Cohort study (level 3) Observational study on 19 patients treated with SABR. QoL tool: FACT-L, Memorial Symptom Assessment Scale (MSAS) and FACIT-Sp-12. FU: baseline, 6 and 12 weeks QoL No detrimental changes in QOL scores over time Small sample size
Emotional domains Improvement in nervousness and worry scores over time but no significant change in overall emotional functioning
VATS studies
   Bendixen et al., Lancet Oncol, Denmark [2017] (12), RCT (level 2a) RCT VATS vs. anterolateral thoracotomy. 201 patients. QoL tools: EORTC QLQ-C30 and EQ-5D. FU: baseline, 2, 4, 8, 12, 26, and 52 weeks GH VATS baseline: 73.2, open baseline: 73.3; VATS 4 W: 67.5, open 4 W: 64.8; VATS 52 W: 77.2, open 52 W: 74.1 All the differences were only in few time points. They did not use the Lung Cancer module of the EORTC QLQ-C30
PF VATS baseline: 88.6, open baseline: 88.4; VATS 4 W: 83.9, open 4 W: 75.8*; VATS 52 W: 86.1, open 52 W: 82.9
EF VATS baseline: 77.5, open baseline: 77.4; VATS 52 W: 90, open 52 W: 83.03*. EQ5D only significant differences were in self-care and anxiety
   Burfeind et al., J Thorac Cardiovasc Surg, USA [2007] (13), Cohort study (level 3) 422 patients submitted to lobectomy. QoL comparison. Group 1: <70 years and group 2: ≥70 years. QoL tool: EORTC QLQ-C30+2 scales of LC13. FU: 3, 6, 12 months Group 1 vs. 2: PF Baseline: 83.7 vs. 81, 3 months: 77.9 vs. 73.9, 12 months: 81.9 vs. 78 Retrospective analysis. The most commonly missed survey time point was the 3-month survey with 28% of group 1 and 38% of group 2
EF Baseline: 74.1 vs. 78.9, 3 months: 74.2 vs. 77.2, 12 months: 78.5 vs. 82.4
GH Baseline: 18.3 vs. 16.8, 3 months: 33.4 vs. 26.1, 12 months: 22.2 vs. 17.6
   Handy et al., Eur J
Cardiothorac Surg, USA [2010] (14), retrospective study (level 3)
241 patients submitted to lobectomy (open: 192 vs. VATS: 49). QoL tool: Short Form 36 Health Survey (SF-36) and Ferrans and Powers quality-of-life index (QLI). FU: baseline and 6 months Difference from baseline to 6 M (open vs. VATS): PF −11.6 vs. −1.4 (P=0.042) Limited follow-up (6 months)
GH −3.3 vs. 4.8 (P=0.010)
Bodily pain −4.4 vs. 9.6 (P=0.020)
Role physical −18.6 vs. 12 (P=0.002)
MH −0.5 vs. 4.2 (P=0.38)
Energy −3.6 vs. 5.3 (P=0.054)
   Khullar et al., Ann Thorac Surg, USA [2017] (15), Cohort study (level 3) 127 patients. QoL tool: 7 fixed-length PROMIS instruments. FU: baseline, 1 and 6 months PF Significantly lower (worse) at 1 M visit than at baseline Short follow-up. Only 70 VATS lobectomies included
Pain intensity, interference, fatigue, and sleep impairment All significantly higher (worse) at the 1 M. No difference identified at 6 M
Anxiety/fear and depression Significantly improved after the operation
   Rizk et al., Ann Thorac Surg, USA [2014] (16), Cohort study (level 3) 206 stage I NSCLC patients (74 VATS vs. 132 thoracotomy). QoL tool: SF-36, physical component summary (PCS) and mental component summary (MCS). FU: baseline, 2 weeks, 4.8 and 12 months MCS Baseline: 42.4 vs. 43.5; 4 M: 43.6 vs. 44.9 (P=0.036); 12 M: 47.2 vs. 49 (P=0.08) Only 59% patients completed all the surveys
PCS Baseline:48.9 vs. 50.3; 4 M: 45.7 vs. 45.5 (P=0.86); 12 M: 48.1 vs. 48 (P=0.93)
Pain BPI: no statistical difference between two groups
   Fagundes et al., J Thorac Cardiovasc Surg, USA [2015] (17), Cohort study (level 3) 60 stage I–II NSCLC patients treated with open and VATS lobectomy. QoL tool: MD Anderson Symptom Inventory (MDASI). FU: baseline, 3 and 5 days after surgery, and weekly for 3 M Moderate to severe symptoms Day 3: 51.6% for pain, 59.7% for fatigue, 54.8% for drowsiness, 33.9% for shortness of breath, and 56.5% for disturbed sleep. 3 months: all symptoms had improved to better than preoperative No objective measures affecting duration of hospital stay
   Li et al., Chest, China [2002] (18), cross-sectional study (level 3) 51 patients with NSCLC following resection, comparing VATS with thoracotomy. QoL tool: EORTC QLQ-C30, EORTC QLQ-LC13, Self-developed module. FU: 33.5 mo (VATS) and 39.4 M (open) Fatigue (74–92%), coughing (75–82%), dyspnea (75–85%), pain (67–71%) Additional non-validated surgery-related questions. One-off survey

*, statistical significant. FACT-L, Functional Assessment of Cancer Therapy-Lung questionnaire; FACIT-Sp-12, Functional Assessment of Chronic Illness Therapy-Spirituality Tool; GH, general health; RF, role functioning; EF, emotional functioning; HR, hazard ratio; PF, physical functioning; CCI, Charlson comorbidity index; MCS, mental composite score; PCS, physical composite score; MH, mental health.