Abstract
Purpose of Review
We reviewed and summarized the epidemiological evidence for the influence that pre- and postnatal exposures to perfluoroalkyl substances (PFASs) may have on health outcomes in offspring, with a particular focus on birth outcomes and postnatal growth, immunomodulatory effects and neurodevelopment.
Recent Findings
PFASs are persistent organic pollutants that have been widely produced and used in a range of commercial products since the 1950s. Human exposures to PFASs are nearly ubiquitous globally, but studies that addressed potential health effects of PFASs have only begun to accumulate in recent years. Animal studies suggest adverse effects resulting from developmental encompasses prenatal exposures to PFASs. In humans, the developing fetus is exposed to PFASs via active or passive placenta transfer, while newborns might be exposed via breastfeeding or PFAS in the home environment.
Summary
Overall, epidemiological findings are consistent and suggest possible associations with fetal and postnatal growth and immune function, while the findings on neurodevelopmental endpoints to date are rather inconclusive. Methodological challenges and future directions for PFASs-focused research are discussed.
Keywords: Perfluoroalkyl substances, Developmental exposures, Fetal growth, Immunotoxicity, Neurodevelopment
Introduction
Perfluoroalkyl substances (PFASs) are a group of synthetic fluorine-containing compounds that exhibit unique surfactant properties and can be used as water and oil repellents. Large volumes of fluorinated organic compounds have been produced since the 1950s to treat paper, clothing, carpets, food packing material and kitchenware [1]. PFASs are resistant to environmental degradation and biotransformation with biological half-lives in humans estimated as 3–5 years for the most commonly used PFASs [1, 2]. Non-occupational PFASs exposures might occur from drinking contaminated water, ingestion of food or food packaging materials that contained PFASs, or from indoor air and household environments [3]. Also, some PFASs have been unfortunately exposed to high levels of PFAS due to point source pollutions, i.e. contamination of drinking water sources due to industrial releases [4] or use during military or firefighting training [5]. Fetuses in development are exposed to PFASs because these chemicals cross the placental barrier actively or passively [6]. Placental passage of PFASs depends on the carbon length, functional group (such as a sulfonate group), linear or branched isomers and their binding affinity to blood proteins like fatty acid binding protein [6, 7]. Young children have been found to have peak PFASs concentrations before 2 years of age [8] possibly due to cumulative exposure via breastfeeding [9] or ingestion of house dust from the home environment leading to high daily intakes [8]. In the U.S. general population, some PFASs have been detected in >99% of all serum samples from the 2009–2010 National Health and Nutrition Examination Survey (NHANES) [10]. Concentrations of perfluorooctane sulfonate (PFOS) and perfluorooctanoic acid (PFOA), the two most widely detected PFASs, have decreased in some countries following a drop in production since the year 2000 [11, 12], but exposure to other short-chain and also some long-chain PFASs are increasing in many countries [13]. In addition, some new fluorinated compounds that are used to replace PFOS have also recently been detected in biota [14–16].
Because they are so ubiquitously found in humans, these chemicals have caused tremendous concerns regarding potential health effects. Experimental studies have indicated rather strong effects during development for exposures to PFAS [17]. A goal of this short review is to provide an overview and summary of recent epidemiological findings for developmental and early childhood health effects from PFASs exposure. We focus on three outcomes of greatest interest, specifically fetal and postnatal growth, immunomodulatory effects and neurodevelopment, for which a sufficiently large number of studies has already been conducted. We also summarize the proposed biological mechanisms underlying findings, and discuss methodologic challenges that human studies face.
Fetal and Postnatal Growth
We reviewed findings from 24 studies that investigated the possible effects of prenatal PFASs exposure on fetal and postnatal growth, most of which were prospective cohort studies and five relied on cross-sectional data (see Table 1). We restricted this review to studies that utilized a sufficiently large sample to study adverse birth outcomes (i.e. more than 100 births).
Table 1.
Summary of studies assessing associations of developmental exposure to PFASs with fetal and postnatal growth
| Study | Country | Year of enrollment | No. assessed | Study design | Exposure | Reported concentrations of PFASs | Outcome measures | Primary findings |
|---|---|---|---|---|---|---|---|---|
| Fetal growth | ||||||||
| [18] | Canada | 2004–2005 | 101 | Cohort of pregnant women | Six PFASs in maternal and cord serum | The median of PFOS and PFOA concentration: 14.5 and 1.8 ng/mL | BW | No association between examined PFASs and BW |
| [19] | Canada | 2005–2006 | 252 | Birth cohort | Maternal serum PFOS, PFOA, PFHxS | The median PFOS, PFOA and PFHxS concentration: 7.8, 1.5, 0.97 ng/mL | BW, BW z-score | No association for PFOS, PFOA and PFHxS with outcomes |
| [20] | Baltimore, Maryland, USA | 2004–2005 | 293 | Cross-sectional | Cord serum PFOS and PFOA | The median of PFOS and PFOA concentration: 5 and 1.6 ng/mL | BW, HC, BL, PI cord serum lipids: total TG and cholesterol | Inverse association for PFOS and PFOA with BW, PI and HC. No association with BL. All associations were independent of cord serum lipid concentrations. |
| [21] | Mid-Ohio Valley, Ohio, USA | 2000–2006 | PFOA: 1845 PFOS: 5262 | Cross-sectional | Maternal serum PFOS and PFOA | The median of PFOS and PFOA concentration: 12.8 and 21.2 ng/mL | LBW | Weak association for PFOS with LBW. No association of PFOA and LBW |
| [22] | Colorado, USA | 2009–2014 | 628 | Birth cohort (Healthy Start Study) | 11 PFASs in maternal serum | The median of PFOS and PFOA concentration: 2.4 and 1.1 ng/mL | BW, adiposity at birth, maternal glucose and lipids (TG, total-, HDL- and non-HDL cholesterol) | Inverse association for PFOA and PFNA with BW and infant adiposity. Inverse association for PFOA, PFNA, PFDeA and PFHxS with maternal glucose |
| [23] | Massachusetts, USA |
1999–2002 | 1645 | Birth cohort (Project Viva) | Maternal plasma PFOS, PFOA, PFHxS and PFNA | The median of PFOS, PFOA, PFHxS and PFNA concentrations: 25.7, 5.8, 2.4, 0.7 ng/mL | BW for gestational age z score | Weak inverse association of PFOS and PFNA with birth weight-for gestational age z-scores |
| [24] | Denmark | 1996–2002 | 1400 | Birth cohort (DNBC) | Maternal plasma PFOS and PFOA | The median of PFOS and PFOA concentration: 33.4 and 5.2 ng/mL | BW | PFOA, not PFOS, was inversely associated with B W. |
| [25, 26] | Denmark | 1996–2002 | 1400 | Birth cohort (DNBC) | Maternal plasma PFOS and PFOA | The median of PFOS and PFOA concentration: 33.4 and 5.2 ng/mL | PI, BL, HC, AC | Inverse association for PFOA, but not PFOS< with AC and BL. No significant association of examined PFAS with other birth outcomes. |
| [27] | Denmark | 2008–2013 | 1507 | Aarhus Birth cohort | 16 PFASs in maternal serum | The median of PFOS and PFOA concentration: 8.3 and 2.0 ng/mL | BW, BL, HC | No association for detected PFAS including PFHxS, PFHpS, PFOS, PFOA, PFNA, PFDA with birth outcomes |
| [28] | Norway | 2003–2004 | 901 | Birth cohort (MoBa) | Maternal plasma PFOS and PFOA | The median PFOS and PFOA concentration: 13.0 and 2.2 ng/mL | BW, SGA, LGA | No association between examined PFAS and outcomes |
| [29] | Spain | 2003–2008 | 1202 | INMA birth cohort | Maternal plasma PFOS, PFOA, PFNA and PFHxS | The median of PFOS, PFOA, PFNA and PFHxS concentration: 6.0, 2.3, 0.7 and 0.6 ng/mL | BW, BL, HC, LBW, SGA | No association between examined PFAS and birth outcome, except positive association for maternal PFOS and increased risk of SGA in boys |
| [30] | China | 2007 | 167 | Cross-sectional | Maternal serum PFOA | The median of PFOA (in Guiyu): 16.9 ng/mL | BW, BL, PI | Inverse association for PFOA with BW and BL, but not PI |
| [31] | China | 2013 | 321 | Guangzhou Birth Cohort Study | Nine PFASs in cord serum | The median of PFOS and PFOA concentration: 3.0 and 1.2 ng/mL | BW, LBW | Inverse association for cord blood PFOS, PFOA and isomers of PFOS with birth weight especially in boys. |
| [32] | Japan | 2002–2005 | 428 | Birth cohort (Hokkaido Study) |
Maternal serum PFOS and PFOA | The median of PFOS and PFOA concentration: 5.2 and 1.3 ng/mL | BW, BL, HC, CC | Inverse association for PFOS, but not PFOA with BW only among girls. No association between examined PFASs and birth outcomes. |
| [33] | Japan | 2002–2005 | 306 | Birth cohort (Hokkaido Study) |
Maternal serum PFOS and PFOA | The median of PFOS and PFOA concentration: 5.6 and 1.4 ng/mL | BW, Maternal blood TG and fatty acids | Inverse association for PFOS, but not PFOA with BW among girls. Also, PFOS, but not PFOA, showed inverse association with omega 3 and 6 fatty acids in maternal blood. |
| [34] | South Korea | 2008 | 118 | Cross-sectional | 9 PFASs in cord serum | The median PFOS and PFOA concentration: 0.7 and 1.0 ng/mL | BW | No significant association between examined PFASs and BW |
| [35] | Taiwan | 2004 | 429 | Birth cohort (TBPS) | Cord plasma PFOS, PFOA, PFNA and PFUnDA | The geometric mean for PFOS, PFOA, PFNA and PFUnDA concentration: 5.9, 1.8, 2.3 and 10.2 | BW, BL, HC, PI, SGA | Inverse association for PFOS with BW and HC, positive association for PFOS and SGA. No association for other examined PFASs and outcomes |
| Postnatal growth | ||||||||
| [36] | Ohio, USA | 2003–2006 | 204 | Birth cohort (HOME study) | Maternal serum PFOS, PFOA, PFNA and PFHxS | The median of PFOS, PFOA, PFNA and PFHxS concentration: 13.0, 5.3, 0.9 and 1.4ng.mL | BMI and waist circumference at age 8 and BMI between 2–8 years of age | Higher PFOA concentrations were associated with greater adiposity at 8 years and a more rapid increase in BMI between 2–8 years |
| [37] | Massachusetts, USA |
1999–2002 | 1006 (early childhood), 876 (mid-childhood) | Birth cohort (Project Viva) | Maternal plasma PFOS, PFOA, PFNA and PFHxS | The median of PFOS, PFOA, PFNA and PFHxS concentration: 24.8, 5.6, 0.6 and 2.4 ng.mL | Anthropometric and dual X-ray absorptiometry measurements in early (median, 3.2 years) and mid-childhood (median 7.7 years) | Maternal PFOS, PFOA, PFNA and PFHxS were associated with small increase in BMI, subscapular and triceps skinfold thickness and total fat mass index in mid-childhood among girls. |
| [38] | Denmark | 1996–2002 | 1010 | Birth cohort (DNBC) | Maternal plasma PFOS and PFOA | The median of PFOS and PFOA concentration: 33.4 and 5.2 ng/mL | Weight, length and BMI at 5 and 12 months of age | Inverse association for maternal PFOS and PFOA with weight and BMI at 5 and 12 months of age |
| [39] | Denmark | 1988–1989 | 665 | Aarhus Birth cohort | Maternal serum PFOS, PFOA | The median of PFOA, PFOS, PFOSAand PFNA concentration: 3.7,21.5, 1.1 and 0.3 ng/mL | BMI, waist circumference, insulin and adipokines in offspring at age 20 | Positive association of PFOA with overweight/obesity and waist circumference of female offspring. Also, PFOA was positively associated with serum insulin and leptin but negatively associated with adiponectin. No association for PFOS, PFNA and PFOS A with examined outcomes |
| [40] | Denmark | 1996–2002 | 811 | Birth cohort (DNBC) | Maternal plasma PFOS and PFOA | The median of PFOS and PFOA concentration: 33.8 and 5.2 ng/mL | Children’s body mass index, waist circumference and risk of overweight at 7 years of age | No association of PFOS and PFOA with anthropometry at 7 years of age |
| [41] | Great Britain | 1991–1992 | 447 (girls) | Birth cohort (ALSPAC) | Maternal serum PFOS, PFOA and PFHxS | The median of PFOS, PFOA and PFHxS concentration: 19.6, 3.7 and 1.6 ng/mL | B W, weight at weight at 2, 9 and 20 months of age | Inverse association for PFOS, PFOA and PFHxS with BW, and positive association for PFASs with weight at 20 months of age. |
| [42] | Taiwan | 2004 | 429 | Birth cohort (TBPS) | Cord plasma PFOS, PFOA | The geometric mean for PFOS, PFOA concentration: 5.7 and 1.9 ng/mL | The age-specific z-scores for weight, length/height and BMI until 108 months of age | Inverse association of PFOS with age-specific z-scores for weight and BMI during time span of 6 to 12 and 12 to 24 months (girls). Also, PFOS was positively associated with the age-specific z-score for BMI during the period of 60 to 108 months of age (girls). |
The studies in the table are listed according to the continent (in order of America, Europe and Asia), country (alphabetical order) and year of publication.
Studies with high risk of bias for exposure assessment were excluded from this summary. Two studies ([43] and [44]) that did not use biomarker measures of PFOA were also not listed in the table.
BW: birth weight; BL: birth length; PI: ponderal index; HC: head circumference; AC: abdominal circumference; CC: chest circumference; LBW: low birth weight; SGA: small for gestational age; LGA: large for gestational age; TG: triglyceride
ALSPAC: Avon Longitudinal Study of Parents and Children; DNBC: Danish National Birth Cohort; MoBa: Norwegian Mother and Child Cohort Study: TBPS: Taiwan Birth Panel Study
In a cross-sectional study conducted in Baltimore, cord serum PFOS and PFOA were inversely associated with birth weight, ponderal index and head circumference [20]. In the Danish National Birth Cohort (DNBC), early pregnancy PFOA, but not PFOS, was inversely associated with birth weight in a large sub-sample (n = 1400) [24]. Also, in the same population, only PFOA was associated with birth length and abdominal circumference [25]. On the other hand, the Hokkaido study in Japan reported inverse associations for very low prenatal PFOS levels, but not for PFOA, and reduced birth weight was more apparent among female infants [32, 33]. A Chinese study reported associations for PFOA and reduced birth weight and length in a community with high environmental pollution from electronic waste recycling [30]. In the large Aarhus Birth Cohort in Denmark, 16 PFASs were examined in nulliparous women, but no association between PFASs and birth weight or other fetal growth indices were observed [27]. Interestingly, this Danish cohort recruited women much later (2008–2013) that the DNBC (1996–2002) and levels of PFOA and PFOS in maternal serum were much lower at this point in time. In a Colorado study, infants in the highest tertile of maternal PFOA, PFNA and PFHxS exposures had lower weight and adiposity (percent fat mass) at birth compared to infants in the lowest tertile of exposures. Additionally, the study reported inverse associations between maternal fasting glucose concentrations during pregnancy and PFASs, suggesting that reduced availability of maternal glucose reaching the fetus could be a potential mechanism linking PFAS exposure to reduced weight and adiposity at birth. [22]. In contrast, several studies did not find significant associations between PFASs and these birth outcomes [18, 19, 28, 29, 34]. Also, two studies from the C8 Health Project, utilizing modeled PFOA levels during pregnancy instead of measured biomarkers, did not show association between PFOA and birth weight [43, 44]. Participants in the C8 Health project had abnormally high PFOA level because of industrial PFOA releases that contaminated the drinking water. Few studies have reported on associations between PFASs and low birth weight (LBW) possibly due to insufficient sample size. Others did not report any associations [24, 29, 31, 44].
Considering postnatal in addition to prenatal growth, a study among British girls reported an inverse dose-response between prenatal exposure to PFOS, PFOA and PFHxS and birth weight; however, at 20 months of age, girls born to mothers in the upper tertile of PFOS concentrations were 580 g (95% CI: 301, 858 g) heavier than those in the lower tertile [41]. The Taiwan Birth Panel Study also reported inverse association of cord plasma PFOS with birth weight and head circumference and SGA [35], but in a follow up at 60–108 months of age, PFOS showed positive association with body mass index (BMI) among girls [42]. In contrast, a study from the DNBC observed that prenatal PFOS and PFOA reduced the weight of offspring at ages 5 and 12 months [38], but there was no association with anthropometry at 7 years of age [40]. The HOME birth cohort study in Cincinnati reported associations between maternal PFOA, but not PFOS, PFNA, and PFHxS, with higher BMI gains from 2 to 8 years and greater adiposity at age 8 years [36]. The Project Viva birth cohort in Massachusetts used anthropometric and dual X-ray absorptiometry to measure fat mass, fat-free mass and trunk fat mass indexes and associated maternal prenatal PFASs levels with higher BMI and a total fat mass index in mid-childhood among girls [37]. Also, they found associations of early-pregnancy PFOS and PFNA levels with reduced birth weight-for-gestational-age z scores, and adjusting for markers of pregnancy hemodynamics (glomerular filtration rate and plasma albumin) as potential confounders did not materially impact the associations observed [23]. A Danish study examined prenatal exposure to PFASs and risk of being overweight at 20 years of age and found that only maternal PFOA was positively associated with being overweight or obesity and higher waist circumference among female, but not male offspring [39]. The study also found that prenatal PFOA was positively correlated with serum insulin and negatively with leptin in girls [39].
Taken together, despite some inconsistency, a preponderance of studies suggested that PFASs impact birth outcomes and pre- and postnatal growth. Further studies with larger sample sizes and longer follow-up for longitudinal observations are still needed to re-evaluate these findings.
Immunomodulatory Effects
Excluding studies conducted in occupational settings and in adults, 22 epidemiological studies remained that examined the potential immunomodulatory effects of exposure to PFASs in children and adolescents (Table 2). Most studies used a prospective design, and only five studies were cross-sectional. We reviewed the immune outcomes related to immunosuppression, hypersensitivity/autoimmunity and other measures of immune function.
Table 2.
Summary of studies assessing associations of developmental exposure to PFASs with immune outcomes
| Study | Country | Year of enrollment | No. assessed | Exposure | Reported concentrations of PFASs | Age of outcome assessment | Outcome measures (category) | Primary findings |
|---|---|---|---|---|---|---|---|---|
| [45] | Canada | 2008–2011 | 1258 | 1st trimester maternal PFOA, PFOS, PFHxS | Geometric mean of 1.7,4.6 and 1.0 ng/ml for PFOA, PFOS and PFHxS, respectively. | 0 | - Umbilical cord blood levels of IgE, TSLP and IL-33, (other) | - PFOA, PFOS or PFHxS were not associated with immunotoxic effects that manifest as increased odds of elevated levels of IgE, TSLP or IL-33. |
| [46] | USA NHANES | 1999–2008 | 1877 | Concurrent PFOA, PFOS, PFHxS and PFNA | Not presented | 12–19 years | - Self-reported lifetime asthma, recent wheezing and current asthma (H/A) | - PFOA was associated with higher odds of asthma, - PFOS was inversely associated with both asthma and wheezing. |
| [47] | USA NHANES | 2005–2006 and 2007–2010 | Concurrent PFOA, PFOS, PFHxS and PFNA | - Geometric mean serum PFOA, PFNA, PFOS and PFHxS were: -NHANES 2005–2006: 3.6, 0.9, 15.0 and 2.1 ng/mL, respectively. NHANES 2007–2010: 3.3, 1.1, 8.7 and 2.2 ng/mL, respectively |
12–19 | - Serum food-specific IgE levels (egg, milk, peanuts and shrimp; 2005—2006; H/A) - Self-report of food allergies (2007–2010; H/A) |
- PFNA was inversely associated with food sensitization when using IgE levels. - Serum PFOA, PFOS and PFHxS were statistically significantly associated with higher odds to have self-reported food allergies |
|
| [48] | USA NHANES | 1999–2006 | 1191 and 640 | Concurrent PFOA, PFOS, PFHxS and PFNA | Geometric mean of 4.1, 20.8, 2.5 and 0.8 ng/ml for PFOA, PFOS, PFHxS and PFNA, respectively. | 12–19 | - Measles, mumps and rubella antibody titers, (IE) - Asthma, wheeze, allergy and rhinitis (H/A) |
- Higher PFOS concentrations among seropositive children associated with decreased rubella and mumps antibody concentrations. - No adverse association between PFASs exposure and current allergic conditions, including asthma. |
| [49] | Denmark | 1996–2002 | 1400 | Maternal PFOA and PFOS | The mean concentration was 5.6 ng/mL for PFOA and 35.3 ng/mL for PFOS | 0–10 years | - Hospitalizations for infection (IE) | -Hospitalizations due to infections were not associated with prenatal exposure to PFOA and PFOS -Higher risk of hospitalizations in girls and lower risk in boys, in relation to PFASs exposure. |
| [50] | Denmark | 2010–2012 | 359 | Maternal concentrations of: PFOA, PFOS, PFHxS, PFDA and PFNA | Median concentrations for PFOA, PFOS, PFHxS, PFDA and PFNA were: 1.7, 8.1, 0.3, 0.3 and 0.7 ng/ml, respectively. | 1–4 years | - Fever, stuffed or runny nose, cough, wheezy or whistling breathing, eye inflammation, ear pain, discharge from ear, feeling unwell, diarrhea, blood in stool and vomiting. (IE) | - Higher concentrations of PFOS and PFOA were associated with higher odds of fever, the number of episodes of co-occurrence of fever and coughing and fever and nasal discharge. |
| [51] | Faroe Islands | 1997–2000 | 587 | Maternal and 5-years PFOA, PFOS, PFHxS, PFDA and PFNA | Geometric mean concentrations for PFOA, PFOS, PFHxS, PFDA and PFNA were: maternal: 3.2, 27.3,4.4, 0.3 and 0.6 ng/ml, respectively; 5 years: 4.1, 16.7, 0.6, 0.3 and 1.0 ng/ml, respectively. | 5 and 7 years | - Serum antibody concentrations against tetanus and diphtheria toxoids at ages 5 and 7 years. (IE) | -Maternal PFOS showed negative correlations with diphtheria antibody concentration at age 5 years. -PFASs showed negative associations with diphtheria antibody levels, especially at age 7 years |
| [52] | Faroe Islands | 1986–1987 | 38 | Cord blood and 7-years PFOA and PFOS | Median concentrations, respectively, for PFOA and PFOS were: cord-blood: 0.7 and 3.1 ng/ml; 7 years: 4.3 and 27.0 ng/ml. | 7 years | - IgM and IgG autoantibodies specific to neural and non-neural antigens (other) | - Prenatal PFOS was negatively associated with anti-actin IgG. |
| [53] | Faroe Islands | 1997–2000 | 464 | 5- and 7-years PFOA, PFOS and PFHxS | Median concentrations, respectively, for PFOA, PFOS and PFHxS were: 5 years: 4.1, 17.3 and 0.6 ng/ml; 7 years: 4.4, 15.5 and 0.5 ng/ml. | 7 years | - Tetanus and diphtheria antibodies concentrations, (IE) | - Childhood exposures, as reflected by both the age-5 and age-7 PFAS measurements, showed strong inverse associations between PFAS exposure and antibody concentrations. |
| [54] | Faroe Islands | 1997–2000 | 516 | 7- and 13-years concentration of: PFOA, PFOS, PFHxS, PFDA and PFNA | Median concentrations, respectively, for PFOA, PFOS, PFHxS, PFDA and PFNA were: 7 years: 4.4, 15.3, 0.5, 0.4 and 1.1 ng/ml; 13 years: 2.0, 6.7, 0.4, 0.3 and 0.7 ng/ml. | 13 years | - Tetanus and diphtheria antibodies concentrations, (IE) | - Diphtheria antibody concentrations decreased at elevated PFOS, PFNA and PFDA concentrations at age 7 years. |
| [55] | Faroe Islands | 2007–2009 | 275 and 349 | Maternal, 18-months and 5-years concentration of: PFOA, PFOS, PFHxS, PFDA and PFNA, and modeled POS and PFOA concentrations at 3, 6 and 12 months. | Median concentrations, respectively, for PFOA, PFOS, PFHxS, PFDA and PFNA were: 18 months: 2.8, 7.1, 0.2, 0.3 and 1.0 ng/ml; 5 years: 2.2, 4.7, 0.3, 0.3 and 1.1 ng/ml. | 5 years | - Diphtheria and tetanus antibodies concentrations (IE) | - Higher predicted 3-, 6- and 12-month PFOS and PFOA concentrations were associated with decreased tetanus antibody concentrations - Higher maternal PFOA, PFOS and PFHxS concentrations were negatively associated with tetanus antibody levels, whereas higher maternal PFOA, PFOS and PFDA concentrations were negatively associated with diphtheria antibody levels. - Higher 18-month PFOA concentrations were negatively associated with tetanus antibody levels. - Higher 5-year PFOA concentrations were associated negatively associated with tetanus antibody levels, whereas higher 5-year PFNA and PFDA concentrations were negatively associated with diphtheria antibody levels. |
| [56] | Faroe Islands | 2007–2009 | 56 | Maternal, 18-month and 5-year concentration of: PFOA, PFOS, PFHxS, PFDA and PFNA | Geometric mean concentrations, respectively, for PFOA, PFOS, PFHxS, PFDA and PFNA were: maternal: 1.5, 9.1, 0.2, 0.3 and 0.8 ng/ml; 18 months: 3.6, 8.3, 0.2, 0.3 and 1.2 ng/ml; 5 years: 2.6, 5.1, 0.4, 0.4 and 1.4 ng/ml | 5 years | - WBCs: neutrophils, eosinophils, lymphocytes and monocytes, - T-cell (CD3), T-helper cells (CD4), T-cytotoxic cells (CD 8), B-lymphocytes (CD 19), NK (CD 16/56) cells and CD4+ recent thymic emigrants (CD4-RTE). (Other) |
- 5-year latent function combining PFASs concentrations were associated with higher basophil counts |
| [57] | Faroe Islands | 1997–2000 | 581 at 5 years and 491 at 13 years | Maternal, 5- and 13-year concentrations of: PFOA, PFOS, PFHxS, PFDA and PFNA | Median concentrations, respectively, for PFOA, PFOS, PFHxS, PFDA and PFNA were: maternal: 3.3, 27.4, 4.5, 0.3 and 0.6 ng/ml; 5 years: 4.0, 16.8, 0.6, 0.3 and 1.0 ng/ml; 13 years: 2.0, 6.7, 0.4, 0.3 and 0.7 ng/ml. | 5 years and 13 years | - Total IgE, asthma, allergy, positive skin prick test, allergic rhinoconjunctivitis and atopic eczema, (H/A) | - Higher levels of the five PFASs at age 5 years were associated with increased odds of asthma at ages 5 and 13 only in a group of measles/mumps/rubella (MMR)-unvaccinated children. -Prenatal PFAS exposure was not associated with childhood asthma or allergic diseases. |
| [58] | Norway | 2007–2008 | 99 | Maternal PFOA, PFOS, PFHxS and PFNA | Geometric mean of 1.1, 5.6, 0.3 and 0.3 ng/ml for PFOA, PFOS, PFHxS and PFNA, respectively. | 1, 2 and 3 years | - Measles, rubella, tetanus and nfluenza type b antibodies titers, (IE) - IgE antibodies, (H/A) - Common colds and other upper respiratory tract infections, otitis media, pneumonia, gastroenteritis and urinary tract infection, (IE) - Dry cough, chest tightness, wheeze eczema or itchiness, atopic eczema, allergy and asthma. (H/A and IE) - Dry cough, chest tightness, wheeze eczema or itchiness, atopic eczema, allergy and asthma. (H/A and IE) |
- Inverse association between anti-rubella antibody concentrations at age 3 years and PFASs concentrations. - Positive association between maternal concentrations of PFOA and PFNA and the number of episodes of common cold for the children, and between PFOA and episodes of gastroenteritis. - No associations were found between maternal PFAS concentrations and the allergy- and asthma-related health outcomes. |
| [59] | Norway | 2007–2008 | 58–73 | Maternal PFOA, PFOS, PFHxS and PFNA | Geometric mean of 1.1, 5.6, 0.3 and 0.3 ng/ml for PFOA, PFOS, PFHxS and PFNA, respectively. | 3 years | - Transcriptomics profiles in neonatal cord blood, (other) - Anti-rubella antibody levels at 3 years, (IE) - Cold episodes until 3 years (IE) |
- A set of 27 genes associated with PFAS and common cold episodes and a set of 26 genes associated with PFAS exposure and rubella titers. |
| [60] | Greenland and Ukraine | 2002–2004 | 1024 | Maternal PFOA, PFOS, PFHxS, PFDA, PFNA PFHpA, PFUnDA and PFDoDA | Ukraine: geometric means of 1.0, 4.9, 1.5, 0.2, 0.6, 0.03, 0.2 and 0.04 ng/ml PFOA, PFOS, PFHxS, PFDA, PFNA PFHpA, PFUnDA and PFDoDA, respectively. Ukraine: geometric means of 1.8, 20.6, 2.1, 0.4, 0.7, 0.05, 0.7 and 0.1 ng/ml for PFOA, PFOS, PFHxS,PFDA, PFNA PFHpA, PFUnDA and PFDoDA, respectively |
5–9 years | - Asthma, eczema and wheeze (H/A) | - PFOA was inversely associated with current wheeze in Ukrainian children. |
| [61] | Japan | 2002–2005 | 231 and 343 | Maternal PFOA and PFOS | Geometric mean of 1.2 and 5.0 ng/ml for PFOA and PFOS, respectively. | 18 months | - Cord-blood IgE, (H/A) - Infant food allergy, eczema, wheezing, otitis media, chicken pox, bronchitis and respiratory syncytial virus (RSV) disease, rhinitis, pneumonia, skin infection and other viral infections. (H/A and IE) |
- Cord blood IgE levels decreased with high maternal PFOA in females. - No associations between maternal PFOS and PFOA levels and food allergy, eczema, wheezing or otitis. |
| [62] | Japan | 2003–2009 | 2063 | Maternal PFOA, PFOS, PFHxS, PFDA, PFNA, PFUnDA, PFDoDA and PFTrDA | Geometric mean of 2.1, 5.0, 0.3, 0.5, 1.2, 1.3, 0.2 and 0.3 ng/ml for PFOA, PFOS, PFHxS, PFDA, PFNA, PFUnDA, PFDoDA and PFTrDA, respectively. | 12 and 24 months | - Allergic diseases, eczema, wheezing and allergic rhinoconjunctivitis symptoms (H/A) | - Lower odds of eczema with higher maternal PFTrDA levels, - Association was significant only in females. |
| [63] | Japan | 2003–2009 | 1558 | Maternal PFOA, PFOS, PFHxS, PFDA, PFNA, PFUnDA, PFDoDA and PFTrDA | Median of 2.0, 4.9, 0.3, 0.5, 1.2, 1.4, 0.2 and 0.3 ng/ml for PFOA, PFOS, PFHxS, PFDA, PFNA, PFUnDA, PFDoDA and PFTrDA, respectively. | 4 years | - Allergic diseases including eczema, wheeze and rhinoconjunctivitis (H/A) | - Inverse association of PFDoDA and PFTrDA with allergic diseases |
| [64] | Japan | 2003–2009 | 1558 | The same as [64] | The same as [64] | First 4 years of life | - Otitis media, pneumonia, respiratory syncytial virus infection and varicella (IE) | - PFOS levels were associated with increased odds of total infectious diseases, - PFHxS was associated with a higher risk of total infectious diseases only among girls |
| [65] | Taiwan | 2004 | 244 | Cord-blood PFOA, PFOS, PFHxS and PFNA | Median of 1.7, 5.5, 0.04 and 2.3 ng/ml for PFOA, PFOS, PFHxS and PFNA, respectively. | 2 years | - IgE concentrations (H/A) - Atopic dermatitis (H/A) |
- PFOA and PFOS levels positively correlated with cord blood IgE levels only in boys - No association of PFAS with atopic dermatitis. |
| [66] | Taiwan | 2009–2010 | 456 (case control) | Concurrent PFOA, PFOS, PFHxS, PFDA, PFNA, PFBS, PFDoA, PFHpA, PFHxA and PFTA | For non-asthmatic: median of 0.5, 28.9, 1.3, 1.0, 0.8, 0.5, 2.7, 0.2, 0.2 and 5.2 ns/ml for PFOA. PFOS. PFHxS PFDA, PFNA, PFBS, PFDoA, PFHpA, PFHxA and PFTA, respectively. For asthmatics: median of 1.2, 33.9, 2.5, 1.1, 1.0, 0.5, 3.8, 0.2, 0.2 and 4.1 ng/ml for PFOA, PFOS, PFHxS, PFDA, PFNA, PFBS, PFDoA, PFHpA, PFHxA and PFTA, respectively. |
10–15 years | - Serum IgE, (H/A) - Absolute eosinophil counts (AEC). (other) - Eosinophilic cationic protein concentrations (ECP), (Other) - Asthma (H/A) |
- All PFASs, except PFTA and PFHxA, were positively associated with asthma. - Except PFHxA, all PFASs were positively associated with at least two of the three biomarkers (IgE, AEC and ECP) in children with asthma. - PFOS, PFDA, PFDoA and PFTA were positively associated with asthma severity scores. |
| [67] | Taiwan | 2009–2010 | 456 (case control) | Concurrent PFOA, PFOS, PFHxS, PFDA, PFNA, PFBS, PFDoA, PFHpA, PFHxA and PFTA | For non-asthmatic: median of 0.5, 28.9, 1.3, 1.0, 0.8, 0.5, 2.7, 0.2, 0.2 and 5.2 ns/ml for PFOA. PFOS. PFHxS PFDA, PFNA, PFBS, PFDoA, PFHpA, PFHxA and PFTA, respectively. For asthmatics: median of 1.2, 33.9, 2.5, 1.1, 1.0, 0.5, 3.8, 0.2, 0.2 and 4.1 ng/ml for PFOA, PFOS, PFHxS, PFDA, PFNA, PFBS, PFDoA, PFHpA, PFHxA and PFTA, respectively. |
10–15 years | - TH1 [interferon-γ (IFN-γ), interleukin-2 (IL-2)] and TH2 (IL-4 and IL-5) cytokines. (Other) | - Serum PFOA, PFOS, PFBS and PFNA were associated positively with TH2 cytokines, whereas PFDA and PFNA were negatively associated with TH1 cytokines among male asthmatics |
The studies in the table are listed according to the continent (in order of America, Europe and Asia), country (alphabetical order) and year of publication.
H/A hypersensitivity/autoimmunity, IE immunosuppressive effects
Immunosuppression
Seven epidemiological studies have investigated associations between exposure to PFASs and vaccine antibody response, including studies relying on NHANES [48], and birth cohorts from the Faroe Islands [51, 53–55] and Norway [58, 59]. In the birth cohorts, higher maternal concentrations of PFASs during pregnancy were associated with lower anti-vaccine antibody levels for rubella [58], diphtheria [51] and tetanus [55] in their children at ages 3 to 5 years. No consistent associations were found however between prenatal concentrations of PFASs and vaccine antibody levels for influenza and measles among the children [58]. Childhood and infancy exposure to PFASs has also been shown to decrease vaccine antibody levels for diphtheria and tetanus in children aged 5 to 13 years in longitudinal studies from the Faroe Islands [51, 53–55]. Finally, cross-sectional measures of PFASs and rubella and mumps titers in adolescents aged 12 to 19 years in NHANES showed lower levels for these antibodies in relation to higher PFAS concentrations [48].
Five studies assessed infections as outcomes and markers of immunosuppression. A study of a subsample of children enrolled in the DNBC did not find associations between prenatal PFOS and PFOA and hospitalizations due to infections in early childhood [49], except when stratifying by the child’s gender. Higher hospitalization rates for infections among girls but lower rates among boys were observed with higher prenatal PFASs exposures. In a prospective birth cohort study in Japan, no associations were reported for infectious diseases, including pneumonia, bronchitis, chicken pox and other viral infections, during the first 18 months of life [61]. Three studies, however, did find PFASs to be related to infections. Higher maternal PFOA and PFOS concentrations were found to be associated with a greater proportion of days with fever and an increased number of episodes of fever and coughing and fever and nasal discharge in Danish children aged 1 to 3 years [50]. In Norway, positive associations between maternal PFOA and PFNA concentrations and the number of episodes of common cold and between PFOA and PFHxS and the number of episodes of gastroenteritis in offspring were reported [58], but this group did not see associations with otitis media. Finally, the Hokkaido study associated higher maternal PFASs concentrations with an increased prevalence of infectious diseases in children, including otitis media, pneumonia, varicella and respiratory virus infections, in children up to 4 years of age [64], specifically girls.
Hypersensitivity/Autoimmunity-Related Outcomes
Thirteen studies reported on autoimmunity/hypersensitivity endpoints in eight prospective birth cohorts from Canada [45], Japan [61, 62, 63], Taiwan [65], Faroe Islands [57], Greenland, Ukraine [60], Norway [58] and from four cross-sectional studies in Taiwan [66] and the USA (NHANES) [46–48]. Higher IgE levels in 2-year-old Taiwanese children were observed with higher cord blood PFOS and PFOA concentrations, but no associations were found for atopic dermatitis at the same age [65]. Contrary to this study, decreased IgE levels were reported with higher maternal PFOA concentrations in 18-month-old Japanese children, and no associations were observed between PFASs and food allergy, eczema or wheezing [61]. The Canadian MIREC birth cohort also found no association between 1st trimester pregnancy PFASs concentrations and cord-blood IgE levels [45]. Similarly, no associations were found between maternal prenatal PFASs concentrations and eczema/itchiness, wheeze, atopic eczema or asthma in a small sample (n = 99) of Norwegian children ages 1 to 3 years [58]. The Hokkaido birth cohort also observed lower odds of eczema and total allergic diseases in relation to higher prenatal PFASs concentrations in children aged 12 to 24 months; however, these effect estimates were only formally statistically significant in girls [62]. The same cohort reported inverse associations between prenatal PFASs concentrations (mainly long-chain PFASs) and total allergic diseases and eczema for the children at 4 years of age [63]. A Ukrainian study also found inverse associations between maternal PFASs concentrations and symptoms of wheeze in 5–9-year-old children [60]. Only one prospective study investigated both prenatal and childhood exposures to PFASs and hypersensitivity outcomes, and reported increased odds of asthma at ages 5 and 13 with higher levels of PFASs at age 5, but only among children not vaccinated for measles, mumps and rubella. The same study found no associations between maternal prenatal PFASs concentrations and IgE levels, childhood asthma or allergic diseases [57] at ages 5 and 13.
A cross-sectional NHANES based study reported that higher PFOA levels were associated with elevated odds of asthma, whereas for PFOS there were no associations with both asthma and wheezing [46]. In NHANES, another cross-sectional study found no associations between concurrent PFASs exposures and current allergic conditions [48]. However, concurrent PFNA concentrations were inversely associated with food sensitization (IgE ≥ 0.35 kU/L) in NHANES participants, and serum PFOA, PFOS and PFHxS concentrations were associated with higher odds of self-reported food allergies [47]. Positive associations between concurrent PFASs concentrations and asthma, asthma severity score and IgE concentrations were reported for children ages 10–15 years enrolled in the Taiwanese Genetic and Biomarker study for Childhood Asthma (GBCA) [66]. Finally, a very small study (n = 38) that investigated IgM and IgG autoantibodies specific to neural and non-neural antigens reported a negative association between prenatal PFOS concentrations and anti-actin IgG antibodies at 7 years of age [52].
Other measures of Immune Function
Five studies measured cytokines levels and white blood cell counts as markers of immune function. In the Taiwanese GBCA study positive associations between concurrent levels of PFASs and absolute eosinophil counts and eosinophilic cationic protein concentrations were seen in children 10–15 years of age [66]. However, this result was not reproduced in a small study of 54 children from the Faroe Islands where no association was found between prenatal and child 18-month PFASs concentrations and absolute eosinophil counts, nor with other white blood cell counts [56]. Only PFAS concentrations at 5 years were positively associated with basophil concentrations at the same age. No other associations were reported between PFAS levels and lymphocyte counts. Another investigation in the Taiwanese GBCA reported positive associations between concurrent serum PFAS concentrations and levels of T helper 2 cytokines [interleukin-4 (IL-4) and IL-5] and negative associations with T helper 1 cytokines (interferon-γ and IL-2) [67]. Finally, umbilical cord blood thymic stromal lymphopoietin and interleukin-33 levels were not associated with 1st trimester pregnancy PFASs concentrations [45] in the Canadian MIREC study, whereas transcriptomics profiling of neonatal cord blood identified a set of differentially expressed genes as being associated with both maternal PFASs concentrations and common cold episodes or rubella titers [59] in a Norwegian study.
Overall, PFAS exposures appear to modulate immune responses in children, with the evidence being most conclusive for an immunosuppressive effect, as indicated by decreased response to vaccines. Most studies investigating immunosuppressive effects reported reduced immune responses to vaccines and some studies reported increased rates of infection in early childhood. Both prenatal and childhood exposures to PFASs appear to modulate immune function. The strongest evidence comes from studies that took advantage of vaccination programs and measured the response to vaccine boosters. On the other hand, findings relating PFASs to outcomes related to hypersensitivity and autoimmunity were rather inconsistent. Other immune function-related outcome measures such as cytokine and chemokine levels, and white blood cell counts also did not produce consistent results. However, differences in studied endpoints, windows of exposure, age at outcomes evaluation and potential for outcome misclassification may explain some of the inconsistency in findings.
Neurodevelopmental Effects
The 21 epidemiological studies that examined the possible impacts of PFASs on neurodevelopment we reviewed (Table 3) were mostly prospective cohorts employing one-time measures of prenatal PFASs concentrations in maternal serum or plasma or in cord blood. Three cross-sectional studies evaluated associations between attention deficit/hyperactivity disorder (ADHD) and serum level of PFASs in children. The majority of studies were conducted in Northern Europe, USA and East Asia.
Table 3.
Summary of studies assessing association between developmental exposure to PFASs and neurodevelopmental outcomes
| Study | Country | Year of enrollment | No. assessed | Exposure | Reported concentrations of PFASs | Age of outcome assessment | Outcome measures | Primary findings | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Developmental milestones in infancy | |||||||||||||||||
| [68] | Cincinnati, OH, USA | 2003–2006 | 349 | Prenatal PFOS and PFOA in maternal serum | The geometric means of PFOS and PFOA were 13.25 and 5.49 ng/ml, respectively | 5 weeks | Neonatal Intensive Care Unit Network Neurobehavioral Scale (NNNS) administeredby certified examiners | PFOS and PFOA were not associated with the 11 NNNS outcomes. However, a 10-fold increase in prenatal PFOA increased the odds of being hypotonic in latent profile analysis. | |||||||||
| [26] | Denmark | 1996–2002 | 1,400 | Prenatal PFOS and PFOA in maternal plasma | The means of PFOS and PFOA were 35.3 and 5.6 ng/mL, respectively | 6 and 18 months | Developmental milestones within the mental and motor domains reported by the mothers | No strong association between levels of PFOA or PFOS and motor or mental development in early infancy | |||||||||
| [69] | Japan | 2002–2005 | 173 | Prenatal PFOS and PFOA in maternal plasma | The medians of PFOS and PFOA were 5.7 and 1.2 ng/ml, respectively | 6 and 18 months | The Bayley Scales of Infant Development (BSID II) | Prenatal PFOA concentrations were associated with the mental developmental indices (MDI) of female (but not male) infants only at 6 months of age. No associations were found for PFOS. | |||||||||
| [70] | Taiwan | 2004–2005 | 239 | PFOS and PFOA in cord blood | The means of PFOS andPFOA were 7.0 and 2.5 ng/mL, respectively | 2 years | Developmental Inventory for Infants and Toddlers completed by physical therapists | Prenatal PFOS was associated with adverse performance on the whole test and the domains related to development, especially in the gross motor subdomain. | |||||||||
| ADHD and behaviors in childhood | |||||||||||||||||
| [71] | Mid-Ohio Valley, Ohio, USA | 2005–2006 | 321 | Childhood PFOA serum concentration at age 2–8 years | The median of PFOA was 35.1 ng/mL | 6–12 years | Mother and teacher reports of executive function (BRIEF), ADHD-like behavior (Conner’s scales) and behavioral problems (Behaviour Assessment System for Children) | Overall, neither reports from mothers nor teachers provided clear associations between PFOA exposure and child behavior. Mother reports, however, did suggest favorable associations between exposure and behavior among boys and adverse associations among girls | |||||||||
| [72] | Denmark | 1996–2002 | 787 for SDQ; 526 for DCDQ | Prenatal PFOS and PFOA in maternal plasma | The medians of PFOS and PFOA were 34.4 and 5.4 ng/mL, respectively | 7 years | The Strengths and Difficulties Questionnaire (SDQ) and the Developmental Coordination Disorder Questionnaire (DCDQ) reported by mothers | No association between prenatal levels of PFOS or PFOA and SDQ and DCDQ scores. | |||||||||
| [73] | Denmark | 1996–2002 | 890 ADHD, 301 autism and 550 controls | Six prenatal PFASs in maternal plasma | The medians of PFOS, PFOA, PFHxS, PFNA, PFHpS and PFDA were 27.40,4.00, 0.92, 0.43, 0.30 and 0.17 ng/ml, respectively, in the controls | Average 10.7 years follow-up | Medical records from national registers (ICD-10 F90.0for ADHD and F84.0 for childhood autism) | No consistent evidence to suggest a link between prenatal exposure to the six types of PFASs evaluated and the risk of ADHD or childhood autism in children. | |||||||||
| [74–] | Faroe Islands | 1997–2000 | 656 | Five PFASs in prenatal maternal serum, and also in serum from children age 5–7 years | The medians of prenatal PFOS, PFOA, PFHxS, PFNA and PFDA were 27.35, 3.34, 8.43, 0.61 and 0.29 ng/ml, respectively. | 5 and 7 years | Parent-reported SDQ | Higher serum PFOA, PFNA and PFDA concentrations at ages 5 and 7 years, but not prenatally, were associated with behavioral problems at age 7. | |||||||||
| [75] | Greenland, Kharkiv (Ukraine) and Warsaw (Poland) | 2002–2004 | 1106 | Prenatal PFOS and PFOA in maternal plasma | The median (ng/ml) of PFOS was 20.3 in Greenland, 5.0 in Ukraine and 8.0 in Poland; PFOA was 1.8 in Greenland, 1.0 in Ukraine and 2.7 in Poland. | 5–9 years | DCDQ and SDQ | Prenatal exposure to PFOS and PFOA had a small to moderate effect on children’s neuro-behavioral development, specifically in hyperactive behavior. | |||||||||
| [76] | Sweden | 1978–2000 | 206 ADHD cases and 206 controls | PFOS, PFOA, or PFNA in umbilical cord serum | The medians of PFOS and PFOA in controls were 6.77 and 1.83 ng/mL, respectively | Most children diagnosed ages 8–12 years | ADHD were diagnosed by experienced cliniciansusing the Diagnostic and Statistical Manual of Mental Disorders (DSM) | No associations between prenatal PFOS, PFOA and PFNA and ADHD in childhood. | |||||||||
| [77] | Taiwan | 2004–2005 | 282 with complete information | PFOA, PFOS, PFNA and PFUA in umbilical cord blood | The means of PFOA, PFOS, PFNA and PFUA were 1.55, 4.79, 4.49 and 7.96 ng/mL, respectively | 7 years | Parents completed the Swanson, Nolan and Pelham IV scale (SNAP-IV), the Child Behavior Checklist (CBCL) and the SDQ. | PFNA is inversely associated with inattention and oppositional defiant disorder of SNAP-IV, and hyperactivity/inattention of SDQ. No association between PFOA, PFOS or PFUA and ADHD symptoms. | |||||||||
| Neuropsychological functions | |||||||||||||||||
| [78] | Mid-Ohio Valley, Ohio, USA | 2005–2006 | 320 | Estimated in utero PFOA exposure, measured childhood PFOA serum age 2–8 years | The means of prenatal and childhood PFOA were 115.9 and 91.9 ng/ml, respectively | 6–12 years | A battery of tests including Intelligence Quotient (IQ), reading and math skills, language, memory and learning, visual-spatial processing, and attention measured by certified examiners. | Children in the highest as compared with lowest quartile of estimated in utero PFOA had increases in Full Scale IQ and decreases in characteristics of ADHD. | |||||||||
| [79] | Cincinnati, USA | 2003–2006 | 175 | Prenatal PFOS, PFOA, PFNA and PFHxS in maternal serum | The median (ng/ml) of PFOS 13, PFOA 5.5, PFNA 0.9, PFHxS 1.6 | 4–5 years | Mothers completed the Social Responsiveness Scale (SRS), a measure of autistic behaviors. | PFOA concentrations were associated with less autistic behaviors. | |||||||||
| [80] | Cincinnati, USA | 2003–2006 | 256 | Prenatal PFOA, PFOS, PFHxS, PFNA, and PFDeA | The medians of PFOS, PFOA, PFHxS, PFNA and PFDeA were 13.2, 5.4, 1.5, 0.9 and 0.2 ng/ml, respectively | Ages 5 and 8 | Executive function assessed with the parent-rated Behavior Rating Inventory of Executive Function (BRIEF) | PFOS was associated with poorer behavior regulation, metacognition and global executive functioning. | |||||||||
| [81] | Denmark | 1988–1989 | 876 | Prenatal PFOS and PFOA in maternal serum | The medians of PFOS and PFOA were 21.4 and 3.7 ng/ml, respectively | Up to age 20 | Diagnosis and medication for ADHD or depression. Scholastic achievement defined as mean grade on a standardized written examination given in the 9th grade. | No association for maternal levels of PFOS and PFOA with offspring behavioral and affective disorders or scholastic achievement. | |||||||||
| [82] | Taiwan | 2000–2001 | 120 | Seven prenatal PFASs in maternal serum | The medians of PFOS, PFOA, PFUnDA, PFNA, PFHxS, PFDeA and PFDoDA were 13.25, 2.50, 3.42, 1.59, 0.69, 0.44 and 0.38 ng/ml, respectively | Ages 5 and 8 | Wechsler Preschool and PrimaryScale of Intelligence-Revised (WPPSI-R) administered by trained psychologists. | Two prenatal PFAS exposures both long-chain PFASs including PFUnDA and PFNA, in association with decreased IQ test scores in children. | |||||||||
The studies in the table are listed according to the continent (in order of America, Europe and Asia), country (alphabetical order) and year of publication.
Studies that evaluated neurodevelopmental indicators in early infancy (below 2 years of age) reported inconsistent findings. The DNBC was the largest study that found no apparent associations between prenatal PFOS and PFOA concentrations and development milestones reported by the mothers for 1400 newborn at 6 and 18 months [26]. In the Hokkaido study, girls prenatally exposed to PFOA had lower mental developmental indices on the Bayley Scales (BSID II) reported by parents at 6 but not at 18 months [69]. This study also reported no associations for boys for any mental or psychomotor development measure in BSID II at both 6 and 18 months. The Taiwanese birth panel study found some indication for prenatal PFOS exposure affecting the gross motor development domain at 2 years of age, but no associations for PFOS and PFOA with cognitive, language, social and self-help domains [70]. A Cincinnati study conducted in areas with relatively high levels of PFOA pollutants in drinking water due to industrial contamination found a 10-fold increase in PFOA levels to be associated with elevated odds of hypotonic phenotypes characterized by presence of an increased muscle tone and higher scores of lethargy and non-optimal reflexes in young infants from the Neonatal Intensive Care Unit Network Scale (NNNS) [68]. In this cohort, infants with hypotonic phenotypes had lower psychomotor development and lower externalizing scores at 2–3 years of age [88]. A small Dutch cohort examined 76 children 18 months of age and found no associations between prenatal PFAS exposure and ADHD scores, but externalizing behavior in boys appeared to be related to prenatal PFOA level [86]. Lastly, the Norwegian birth cohort also found no associations between breastmilk levels of PFOS and PFOA and early neuropsychological development at 12 and 24 months [87].
A larger number of studies focused on neurobehavioral and neuropsychological endpoints in later childhood typically assessed at age 4 to 18. Three cross-sectional studies [83, 84, 85], including one using NHANES, reported higher serum levels of some PFASs to be positively correlated with impulsivity and ADHD in school-aged children. However, these findings were not corroborated in most longitudinal studies that evaluated prenatal PFASs exposures and an ADHD diagnosis [76, 81, 73], or parent- or teacher-reported ADHD symptoms or behavioral scores [72, 74•, 77] during childhood. Only in the INUENDO cohort that combined data from Greenland, Kharkiv (Ukraine) and Warsaw (Poland) found that prenatal exposure to PFOS and PFOA had a small to moderate size effect on hyperactive behavior in children ages 5–9 years; estimated effects were strongest in Greenland where exposure contrasts were the largest among these countries [75]. Two studies evaluating early exposure and ADHD symptoms later in childhood were conducted in the Faroe Islands and the USA. High serum PFAS levels at age 5 among Faroese children were associated with behavioral problems at age 7 [74•], and the C8 Health Study found PFASs levels in children aged 2 to 8 years to be related to improved executive function and ADHD-like problems among boys, but also saw adverse outcomes among girls assessed in the follow up about 3–4 years after exposure [71].
A Danish study reported no consistent association between six types of PFASs and childhood autism [73], while for a cohort in Cincinnati, high levels of PFOA were related with fewer autistic symptoms [79]. The Cincinnati cohort, however, also found that prenatal PFOS, but not PFOA, was associated with decreased executive functions at age 5 and 8 in the same population [80]. Two studies reported inconsistent findings regarding prenatal PFASs exposure and child IQ scores. The C8 Health Study examined 320 children aged 6–12 years and reported that geospatially estimated (not measured) inutero PFOA levels were associated with higher full-scale IQ [78]. In Taiwan, prenatal perfluoroundecanoic acid (PFUnDA) was associated with lower performance IQ scores in children at age 5, and at further follow-up to age 8, seven types of prenatal PFASs appeared to be associated with a reduction of child IQ scores [82]. No apparent associations were found for high levels of PFOA exposure in childhood on math skills, language, memory and learning and visual-spatial processing reported in the C8 study [78]. A Danish study also found no association between prenatal exposure to PFOA and PFOS and the mean score of standardized written exams in 9th grade [81]. Two studies found no associations between prenatal PFOA and PFOS exposure and parent-reported child motor development [72, 75]. Another Danish study observed a dose-response increase in risks for cerebral palsy, a severe movement and posture disorder, with prenatal exposure to PFASs [73]. Finally, in yet another Danish cohort study, no association was seen between prenatal levels of PFOA and PFOS and subsequent diagnosis and treatment of depression up to 22 years of follow-up [81].
Overall, evidence is mixed regarding neurodevelopmental associations of PFASs exposures. Several key issues may explain the inconsistencies. First, various instruments and methods have been employed to evaluate neurodevelopmental endpoints at different ages. While this could be a strength because neurodevelopmental trajectories are complex and different measures provide comprehensive assessment of various neuropsychological functional domains in development, the importance of measurement error associated with various tools is difficult to assess. Secondly, exposure levels, ranges and PFAS mixture composition differed between study populations. Several reports from the C8 Health Study [71, 78, 84] relied on volunteers recruited from communities with PFOA levels about 10-fold higher than the values in other population-based cohorts; also, several long-chain PFASs were more frequently detected in samples from east Asia [82]. Results may vary across populations if there are dose or exposure level- and/or mixture-dependent effects of PFASs on neurodevelopment. Third, many studies had a relatively small sample size and insufficient statistical power may prevent researchers from being able to detect exposure effects, especially if these ubiquitous exposures have effects on a specific domains of neurodevelopment or affect small subgroups. Finally, most studies have focused on behavioral disorders or ADHD symptoms in childhood only. Endpoints that represent more severe neurological conditions, i.e. cerebral palsy [89] and long-term mental health conditions like depression [81], have only been evaluated once and additional studies are needed.
Discussion
This review of human epidemiological studies examining health effects of PFASs shows accumulated evidence that early-life exposure to PFASs affects fetal and postnatal growth and the immune system, while findings for neurodevelopmental endpoints are not conclusive yet. Next, we discuss potential mechanisms of action, challenges of PFASs research, and future directions for research that may strengthen the plausibility of findings regarding potential health effects of PFASs in humans.
Potential Mechanisms of Action
In terms of potential mechanisms of action for PFASs experimental studies have provided the first clues. For instance, many PFAS activate the peroxisome proliferator-activated receptor alpha and gamma (PPAR-α and γ) and activation of the PPAR-α modulates lipid and glucose homeostasis, cell proliferation and differentiation, and inflammation [90, 91]. PPAR-α knockout mice exposed to PFOA suggested that pathways other than PPAR-α can also be targeted, affecting hepatic peroxisome proliferation, lymphoid organ weight and antibody synthesis [92]. Rather compelling evidence from animal studies linked PFASs to suppression of the primary antibody response, i.e. the antigen-specific IgM antibody production to T-cell-specific antigens in mice [93–96]. Regarding metabolic effects, strong inverse associations between maternal PFOS with triglycerides, essential fatty acids and omega 3 and 6 fatty acids during pregnancy have been described [33]. Studies also found that prenatal exposure to PFASs is associated with glucocorticoids (cortisol and cortisone) and reproductive hormone (DHEA, progesterone, estradiol and testosterone) levels [97•, 98], suggesting that PFASs may reprogram the endocrine system and shift steroidogenesis. Mechanisms potentially involved in the neurobehavioral effects of PFASs exposures include influences on calcium homeostasis, protein kinase C, synaptic plasticity, cellular differentiation or via the thyroid hormone system [17, 24, 99]. PFASs affect neuronal plasticity and the exposed animals had increased levels of the proteins CaMKII, GAP-43, synaptophysin and Tau, all of which are involved in neuronal growth and synaptogenesis [100]. In vitro models suggested that PFASs can directly influence neuronal differentiation [101]. PFASs can compete with T4 for binding to transthyretin, a main carrier protein of TH in mammals [102], thus increasing thyroid-stimulating hormone (TSH) and decreasing free thyroxine (fT4) [103–105]. Thyroid hormones transferred from the mother to the embryo and fetuses are critical for normal brain development [106], and TH deficiency during gestation may cause cognitive and/or mental disorders [107–111].
General Methodological Challenges in PFAS Research
PFASs are nearly ubiquitously detected in humans, making comparisons challenging since no or few study participants are truly unexposed to these chemicals. Given the lack of an unexposed control group, reference exposure levels vary from study to study making the comparison of results across populations difficult. Additionally, non-monotonic relationships are likely with regard to endocrine-disrupting chemicals such as PFAS [112]. Thus, assessing non-linear exposure response is important and recommended when statistically modeling these associations; however, such analyses require sufficient sample size and exposure ranges.
Another limitation pertains to the lack of consideration of toxicity of PFASs in terms of a mixture of compounds. Very few of the previous studies considered this issue [51, 53, 54, 56, 60]; While some investigated health effects for summary measures of PFASs, this prevents us from investigating potential interactive effects of certain compounds within each mixture, and to assess marginal effects in the presence of mixtures of toxicants. Other persistent organic pollutants (POPs) like polybrominated diphenyl ethers (PBDE) and non-persistent pollutants such as phthalates and bisphenol A (BPA) have also been shown to influence immune, metabolic and cognitive or behavioral function [113, 114]. These compounds may exert their effects through mechanisms in common with PFASs and there is an urgent need to examine the potential effects of these chemical families simultaneously. The inception of new methodological approaches dealing with mixtures of chemicals is expected to improve future investigations [115, 116].
In the adult populations, the main exposure pathways to PFASs have been linked to the dietary intake of contaminated food and water [117]. Indoor exposures to PFAS are also a significant source of exposure, involving ingestion of dust, dirt particles and dermal contact with PFAS-treated products or their precursors [3, 118]. The half-lives of PFASs (PFOA 3.5 years; PFNA 1.5; PFDA 4.2; PFUnDA 4.4; PFHxS 7.1; PFOS 4.8) have considerable effects on the elimination rates of these compounds through the human body [119, 120]. Studies have also shown that shorter-carbon-chain PFAS such as PFBS were generally excreted more rapidly than long-chain PFASs [121]. In an experimental study that analyzed 21 PFASs in autopsy tissue samples (i.e. brain, liver, lung, bone and kidney), PFASs were detected in all human tissue samples (n = 99) in varying concentrations depending on the deposition site and the PFASs [122].
Prospective studies that evaluated effects of prenatal exposure to PFASs have utilized different pregnancy time-points, varying from the 1st trimester to delivery (cord blood). The timing of exposure can play an important role in the toxicity of PFASs given the different developmental timing for organ systems. Correlations for PFOA and PFOS measures between early- and late-pregnancy serum samples were found to be high [24], but other physiological factors such as maternal blood volume expansion and metabolic changes during pregnancy could add uncertainty to exposure measures [123]. Moreover, the transplacental transfer from the mother to the fetus might vary for different compounds [124]. All of these aspects can induce exposure misclassification or measurement errors in terms of the dose of PFASs received in utero. Other sources of measurement error might include differences in samples collection and processing as well as some related to the chemical analysis [125]. If measurement errors are random and non-differential, effect estimates might be biased towards the null. But, the bias could also go in either direction, especially in small sample sizes.
Except for studies conducted in communities exposed to known sources of pollutions, a majority of cohort studies included mothers and children from the general populations where exposures to PFASs occur via multiple and unknown sources. This leaves the possibility for uncontrolled confounding by some unmeasured factors related to some sources. When using biomarkers of PFASs, physiological factors that affect accumulation or excretions of PFASs should also be considered. Lower glomerular filtration rate (GFR) in mid- or late pregnancy have been suggested to be a possible confounding factor [126]; mothers with lower GFR might possibly have a lower rate of PFASs excretion, and a lower GFR in pregnancy has been linked with adverse birth outcomes [126]. Similarly, parity and breastfeeding duration has been shown to strongly impact early life concentrations of PFASs [127, 128], whereas breastfeeding is also known to influence measures of immune and metabolic function as well as behavioral and cognitive outcomes. Controlling for breastfeeding duration is recommended when investigating health effects of postnatal PFASs exposure, whereas parity should be considered when investigating both pre- and post-natal exposures.
Finally, self-selection bias may occur if participants realized and were concerned about a source of PFASs exposure during study enrollment. This could be a possibility for the C8 health study which was established as part of a lawsuit settlement. Those community members who were affected or had concerns about their health associated with PFOA exposure might have been more likely to participate [4]. This is usually a minor concern in study of general populations since most are likely to be unaware of their exposure status. However, PFASs have been suggested to affect reproductive endpoints such as semen quality in men, reproductive hormones in both sexes and possibly also impair fertility [129–132]. Thus, those most highly exposed might possibly have a lower chance of being enrolled in a pregnancy cohort. Moreover, prenatal PFASs exposures may increase risk of miscarriages [133, 134]. A simulation study demonstrated that “live-birth selection bias” may occur in birth cohort analyses if PFASs cause fetal losses and only children who survive and are born alive are studied. In such a scenario, the true effect estimates might be biased towards the null or in a negative direction [135•].
Future Directions of Research
Widespread of PFASs have caused tremendous concerns regarding associated health effects. Biomonitoring of the exposures to understand the changes in exposure levels over time, and research that investigates potential health consequences of PFAS exposures should be continued. Several reproductive and childhood health consequences from PFAS exposure can be considered well-established. For instance, the National Toxicology Program issued a systematic review of human and experimental studies pointing out the immunotoxicity of PFOA and PFOS [136]. Future research that follows these offspring may be able to evaluate whether the effects observed on growth or immune system function persist into older ages. Incorporation of recent advances in causal inference methods to adjust for potential selection bias and time varying confounding is also a future area for methodologic advancement. Similar future studies focused on interactions between PFASs and other genetic or environmental stressors are needed. Mechanistic pathway studies that may explain the observed associations are of interest since mechanisms of action are still poorly understood. With the growing body of literature on PFAS health effects, pooled and meta-analyses might be possible and would increase statistical power to address the potential toxicity of these compounds. Finally, some fluorinated compounds that have recently replaced PFOS and PFOA in manufacturing processes and that are currently detected in humans and the biota [16] deserve attention and need to be considered in future studies.
Acknowledgments
ZL was supported by the NIH/NIEHS Pathway to Independence Award (K99ES026729).
Footnotes
Conflict of Interest Zeyan Liew, Houman Goudarzi, and Youssef Oulhote declare that they have no conflict of interest.
Human and Animal Rights and Informed Consent This article does not contain any studies with human or animal subjects performed by any of the authors.
References
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