Skip to main content
letter
. 2018 Apr 18;1:13. [Version 1] doi: 10.12688/aasopenres.12844.1

Table 1. Checklist for Ethics Committee Review of Governance Arrangements in Proposed Genomics Research Studies.

Element Explanation Criteria
African intellectual
leadership
The substantive contribution of scientists based at African
institutions
Intellectual leadership or co-leadership of scientists at African institutions
Broad consent Consent for the use of samples and/or data for unspecified
future studies subject to conditions
Must be fully informed and voluntary
Participants must be informed about the manner and extent to which they may withdraw
from the study
Must be supported by community engagement
Must be supported by a good governance framework
Must be subject to ethical review
Community
engagement (CE)
The process of informing, consulting and actively involving
relevant communities that have a legitimate interest in the
research process
Must be an integral part of each research project
Goals and process of CE must be clearly defined, planned and designed collaboratively
This must be done at the start of the research
CE must be evaluated
Ethics review Ethics review promotes ethical conduct of research while
providing assurances to the public that their welfare is being
well taken care of as they contribute to knowledge and
development
Every genomic research and biobanking study must be subject to ethics review
Re-use of samples must be subject to review by a designated committee
The use of samples must be subject to a sample access committee
The use of data must be subject to data access committee review
Avoiding group harm
or stigma
The reporting of genomic research results has the potential to
aggravate existing stigma or marginalization, or punishment
Donors and research ethics comittees must be told about any risk of group harm or stigma
with the use or re-use of samples
Stigma related concerns about the sharing of genomic samples and data should be subject
to stakeholder engagement
Where there are stigma related concerns, individuals from the countries and/or institutions
where obtained should be considered
Descriptors that may be perceived to be stigmatizing or prejudicial must be avoided
Benefit sharing Benefit sharing regulates that benefits and burdens are
distributed fairly and it is therefore key to ensuring that
research collaboration is fair
Genomics research may likely yield intangible benefits like knowledge generation and
capacity building, some of which may only translate into tangible benefits in future
generations. General study results can count as one study benefit and should be fed back
to communities in which research is conducted. This is essential to maintaining trust and
can be incorporated in community engagement activities.
If there is a realistic expectation of tangible benefit to a group, a benefit sharing plan must
be agreed to after stakeholder engagement
Consideration must be given to how genomic and biobanking research may confer benefits
on participants
Capacity building Genomic research and biobanking conducted in Africa
should lead to substantive building of research capacity,
including both human resources and research infrastructure
A capacity building plan must be included as part of each research project
This must include infrastructure, personnel and administrative capacity building
International
collaboration and
export of samples
International collaboration and export of samples should
promote the goals of reducing global health inequality and
exploitation and strengthening the research system in the
country where the samples were collected
Export of samples must be subject to ethics review
Exportation of samples and collaboration must help build local capacity
Exportation of samples must be indicated in the consent documents
Exportation of samples must be subject to materials transfer agreements
Feedback of
individual genetic
research results
The feedback of findings in the African context considering
difficulties of validating research findings in a diagnostic
facility, the absence of healthcare workers trained in genetics
that could provide feedback, and limited validation of
genomic research findings in African populations
There is a need for wide stakeholder engagement to determine when feedback of findings
should be provided and a plan on how this would be applied.
Good governance Good governance helps build and maintain public trust and
ensure transparency of genomic and biobanking research
Governance framework must include oversight on the use and reuse of samples
There must be compliance with local, national and international guidelines and regulations
Entities controlling access to samples must be comprised of members primarily residing on
the African continent