Table 1. Checklist for Ethics Committee Review of Governance Arrangements in Proposed Genomics Research Studies.
Element | Explanation | Criteria |
---|---|---|
African intellectual
leadership |
The substantive contribution of scientists based at African
institutions |
Intellectual leadership or co-leadership of scientists at African institutions |
Broad consent | Consent for the use of samples and/or data for unspecified
future studies subject to conditions |
Must be fully informed and voluntary
Participants must be informed about the manner and extent to which they may withdraw from the study Must be supported by community engagement Must be supported by a good governance framework Must be subject to ethical review |
Community
engagement (CE) |
The process of informing, consulting and actively involving
relevant communities that have a legitimate interest in the research process |
Must be an integral part of each research project
Goals and process of CE must be clearly defined, planned and designed collaboratively This must be done at the start of the research CE must be evaluated |
Ethics review | Ethics review promotes ethical conduct of research while
providing assurances to the public that their welfare is being well taken care of as they contribute to knowledge and development |
Every genomic research and biobanking study must be subject to ethics review
Re-use of samples must be subject to review by a designated committee The use of samples must be subject to a sample access committee The use of data must be subject to data access committee review |
Avoiding group harm
or stigma |
The reporting of genomic research results has the potential to
aggravate existing stigma or marginalization, or punishment |
Donors and research ethics comittees must be told about any risk of group harm or stigma
with the use or re-use of samples Stigma related concerns about the sharing of genomic samples and data should be subject to stakeholder engagement Where there are stigma related concerns, individuals from the countries and/or institutions where obtained should be considered Descriptors that may be perceived to be stigmatizing or prejudicial must be avoided |
Benefit sharing | Benefit sharing regulates that benefits and burdens are
distributed fairly and it is therefore key to ensuring that research collaboration is fair |
Genomics research may likely yield intangible benefits like knowledge generation and
capacity building, some of which may only translate into tangible benefits in future generations. General study results can count as one study benefit and should be fed back to communities in which research is conducted. This is essential to maintaining trust and can be incorporated in community engagement activities. If there is a realistic expectation of tangible benefit to a group, a benefit sharing plan must be agreed to after stakeholder engagement Consideration must be given to how genomic and biobanking research may confer benefits on participants |
Capacity building | Genomic research and biobanking conducted in Africa
should lead to substantive building of research capacity, including both human resources and research infrastructure |
A capacity building plan must be included as part of each research project
This must include infrastructure, personnel and administrative capacity building |
International
collaboration and export of samples |
International collaboration and export of samples should
promote the goals of reducing global health inequality and exploitation and strengthening the research system in the country where the samples were collected |
Export of samples must be subject to ethics review
Exportation of samples and collaboration must help build local capacity Exportation of samples must be indicated in the consent documents Exportation of samples must be subject to materials transfer agreements |
Feedback of
individual genetic research results |
The feedback of findings in the African context considering
difficulties of validating research findings in a diagnostic facility, the absence of healthcare workers trained in genetics that could provide feedback, and limited validation of genomic research findings in African populations |
There is a need for wide stakeholder engagement to determine when feedback of findings
should be provided and a plan on how this would be applied. |
Good governance | Good governance helps build and maintain public trust and
ensure transparency of genomic and biobanking research |
Governance framework must include oversight on the use and reuse of samples
There must be compliance with local, national and international guidelines and regulations Entities controlling access to samples must be comprised of members primarily residing on the African continent |