Abstract
Respiratory motor neuron death arises from multiple neurodegenerative and traumatic neuromuscular disorders. Despite motor neuron death, compensatory mechanisms minimize its functional impact by harnessing intrinsic mechanisms of compensatory respiratory plasticity. However, the capacity for compensation eventually reaches limits and pathology ensues. Initially, challenges to the system such as increased metabolic demand reveal sub-clinical pathology. With greater motor neuron loss, the eventual result is de-compensation, ventilatory failure, ventilator dependence and then death. In this brief review, we discuss recent advances in our understanding of mechanisms giving rise to compensatory respiratory plasticity in response to respiratory motor neuron death including: 1) increased central respiratory drive, 2) plasticity in synapses on spared phrenic motor neurons, 3) enhanced neuromuscular transmission and 4) shifts in respiratory muscle utilization from more affected to less affected motor pools. Some of these compensatory mechanisms may prolong breathing function, but hasten the demise of surviving motor neurons. Improved understanding of these mechanisms and their impact on survival of spared motor neurons will guide future efforts to develop therapeutic interventions that preserve respiratory function with neuromuscular injury/disease.
1. INTRODUCTION
Multiple neuromuscular disorders arising from traumatic, infectious, autoimmune, neurotoxic or genetic neuromuscular conditions induce loss of motor neurons (i.e. α-motor neurons innervating and providing cholinergic input to motor end plate) at different time-scales and severities. Motor neuron death during neurodegenerative diseases versus advanced age occur with very different time-scales; for example, polio kills motor neurons rapidly (1), amyotrophic lateral sclerosis (ALS) kills motor neurons over years, and aging (or post-polio syndrome) causes motor neuron loss over decades. At the onset of neurodegenerative disease, motor deficits induced by motor neuron death can be difficult to detect since the degeneration is incremental, and compensatory plasticity preserves function to a considerable extent. However, once compensatory plasticity reaches its limits with advancing pathology, challenges to the respiratory control system are aggravated, leading to respiratory failure, ventilator dependence, life-threatening lung infections and death (2). Trauma causes the quickest functional decline, detectable immediately after the initial impact but with gradual alleviation or exacerbation of functional deficits with time. Despite the importance of respiratory motor neurons to breathing, we know little concerning compensatory mechanisms in respiratory control during neuromuscular clinical disorders, the factors limiting compensation, and physiological costs associated with employing each strategy.
Compensatory plasticity is based on two main principles: i) utilization of remaining functional reserve, and ii) regeneration of lost force generating capacity. For example, increased central drive, strengthening of existing synapses and accessory muscle recruitment facilitates the use of remaining functional reserve of the respiratory system, which normally utilizes only about 20% of its capacity during resting breathing (3). Reinnervation of denervated muscle fibers via motor neuron end-terminal sprouting with motor neuron death and re-innervation of motor neurons following loss of descending medullary input in high cervical spinal cord injury exemplify regeneration of lost force generating capacity.
The goal of the present review is to emphasize common mechanisms of compensatory plasticity preserving ventilatory function across different neuromuscular disorders involving respiratory motor neuron death. Here, we elaborate on the conceptual framework initially described by Johnson and Mitchell (2013) to improve our understanding of compensatory plasticity via the unique perspectives and approaches focused on different diseases (e.g. ALS, spinal cord injury, post-polio syndrome).
2. RESPIRATORY DEFICITS WITH MOTOR NEURON DEATH
2.1. ALS
ALS is a neurodegenerative disease characterized by progressive and preferential loss of motor neurons, with attendant respiratory and limb muscle paralysis. ALS is caused by genetic or sporadic (e.g. β-methylamino-L-alanine-induced) causes often associated with familial or environmental risk factors (4–6). Patients with ALS typically exhibit progressive respiratory muscle weakness, as evident by reduced maximum inspiratory and expiratory pressures, and sniff nasal or trans-diaphragmatic pressures. Eventually, hypoventilation is observed especially during sleep (7–12). The ability to generate respiratory-related behaviors such as coughing and swallowing is also impaired in ALS, leading to impaired airway defense and risk of respiratory infections (8, 13, 14).
Genetic rodent models of ALS have been developed to mimic aspects of human ALS pathology. As one example, rat and mouse models overexpressing superoxide dismutase 1 (SOD1) with specific gene mutations known to elicit familial ALS in humans (15) exhibit progressive motor neuron death, limb and respiratory muscle paralysis, and eventual death (16–19). In the SOD1G93A rat model, respiratory motor neuron cell death at disease end-stage mimics the human condition (~75% phrenic, ~60% intercostal motor neuron loss; (20, 21). At disease end-stage, spontaneous phrenic nerve activity and evoked compound diaphragm action potentials are blunted (16, 20). On the other hand, spontaneous diaphragm EMG activity during near-maximal reflex activation remains unchanged (21). Nevertheless, trans-diaphragmatic pressure and the esophageal-to-gastric pressure ratio are decreased, suggesting reduced diaphragm muscle contributions to breathing. Surprisingly, ventilatory capacity is unaffected until very late in the disease progression (20, 22). Ventilatory capacity of SOD1G93A mice is preserved even 2 days before overt ventilatory failure (23). Similarly, SOD1G93A rats preserve full ventilatory capacity until a defined end-stage (20, 22).
The respiratory motor system is utilized during ventilatory behaviors (low force) and airway protective reflexes (high force). Fast-twitch muscle fibers are recruited only during near-maximal airway protective behaviors (e.g. sneezing and coughing). Ventilatory measurements are not impacted early in ALS, since motor neurons affected in the pre-symptomatic stage are only recruited during high force generating airway protective behaviors, such as sneezing and coughing; they are not likely recruited during less intense ventilatory behaviors (3, 24, 25). Thus, in presymptomatic ALS stages, the motor neurons innervating the most forceful and fatigable muscle fibers are preferentially affected in rodent ALS models, whereas all motor neuron pools are affected in the symptomatic stages (26, 27). For example, 35% of motor neurons innervating fast-twitch-dominant extensor digitorum longus (EDL) muscle were dead in contrast to 10% loss in slow-twitch-dominant soleus muscle at presymptomatic time-points (day 50) in SOD1G93A mice. At symptomatic stages (day 120), EDL and soleus motor neuron loss were 45% and 35%, respectively. Therefore, muscle force and activation during near-maximal airway protective behaviors (e.g. sneezing and coughing) are likely affected earlier in ALS than ventilatory capacity, a common feature of many respiratory neuromuscular pathologies.
Respiratory insufficiency in human ALS may occur long after respiratory motor neurons and muscles are affected, although this has not been demonstrated directly. Early pathological changes can be detected prior to the functional symptomatic period, suggesting that humans with ALS have been undergoing pathology for some time before symptoms leading to diagnosis. In the SOD1G93A mouse model of ALS, axonal detachment of motor neuron terminals from muscle precedes symptom onset; 47 days vs. 90 days, respectively (28). A significant drop in muscle fiber force (~60%) is reported in pre-symptomatic SOD1G93A mice (26), suggesting secondary pathology. With progressive motor neuron death, muscle fibers are exposed to cycles of denervation and reinnervation, potentially leading to muscle fiber atrophy.
To study the direct implications of respiratory motor neuron death without other complications attendant to disease, a model of respiratory motor neuron death was developed using an engineered toxin (29), Cholera toxin beta subunit (CTB) conjugated to saporin (CTB-Saporin). CTB binds to the GM1 gangliosides present on neurons and is internalized into those neurons. Thus, intramuscular or intrapleural injection of CTB leads to its uptake at the neuromuscular junctions and retrograde transport to the motor neuron somata; this characteristic is often used in motor neuron labeling (30). Saporin inhibits protein translation via inhibition of 28S subunit of ribosomes, leading to cell death (31–33). Thus, when CTB-Saporin is delivered intrapleurally, it is internalized by motor neuron axon terminals and retrogradely delivered to motor neuron somata, where Saporin is cleaved from CTB and released into the cytoplasm where it triggers respiratory motor neuron death. Motor neuron death via intrapleural CTB-Saporin mimics some respiratory impairments observed during end-stage motor neuron disease, such as phrenic and intercostal motor neuron loss, microglial activation, diminished phrenic nerve activity, and relatively preserved tidal volume during maximum chemoreceptor stimulation (29). The rate of motor neuron loss in CTB-Saporin model is quicker than rodent ALS models. Therefore, it is possible that plasticity mechanisms may not cope with accelerated motor neuron loss. In fact, compensatory respiratory plasticity in this model is less robust than that observed in SOD1G93A rats (22, 29). Factors accounting for this difference remain to be investigated.
2.2. SPINAL CORD CONTUSION INJURY
The most common cause of death after cervical spinal cord injury (SCI) is respiratory failure (34). Cervical SCIs often cause phrenic motor neuron death and disrupt descending neural pathways to phrenic and other respiratory motor neurons. Consequently, high-cervical SCIs frequently cause respiratory failure, necessitating mechanical ventilation. Increased mortality due to lung infections occurs in ventilator-dependent patients following SCI (35). On the other hand, mid- and low-cervical SCIs partially spare phrenic motor neurons; nevertheless, there is still potential for respiratory impairment and reliance on ventilatory support depending on the extent of spared neural tissue following injury. Most SCIs are incomplete, sparing neurons and axonal pathways that can undergo compensatory plasticity, spontaneously improving function (36–45). Regardless, peak cough flow, maximal expiratory pressure, and maximal inspiratory pressure are diminished by cervical SCI especially at C5 and above (46). A greater reduction in tidal volume is observed transitioning to during sleep in those with cervical SCI and is associated with higher end-tidal CO2 and lower O2 (47). Central and/or obstructive sleep apnea are highly prevalent following cervical SCI (48, 49).
Injured human spinal cord tissues show extensive gray and white matter damage at the injury epicenter, with sparing around the rim of the spinal cords (50). Motor neuron death (~45% loss) occurs bilaterally in multiple spinal segments starting from 1 level rostral, down to 3 levels caudal to injury epicenter. Loss of motor neurons suggest muscle fiber denervation; together with inactivity, this denervation will lead to severe muscle atrophy after SCI (51, 52).
Rodent models of cervical (contusion) SCI mimic aspects of human SCIs, including impact, hemorrhage, robust demyelination and axonal degeneration that affects multiple spinal segments surrounding the epicenter. As a result of cervical contusion injury, ~50% of phrenic motor neurons may die, leading to Wallerian degeneration and diaphragm motor end plate denervation (53–56). Phrenic motor neuron loss is associated with reduced evoked compound diaphragm muscle action potentials (56), phrenic nerve activity and abnormal ventilatory patterns (42, 57, 58).
While cervical SCI can significantly impact phrenic output or diaphragm activity; tidal volume does not consistently change across different studies following cervical contusions. For example, tidal volume was either recovered or not changed at 2 weeks post-injury (53, 54, 56, 57, 59). On the other hand, some reports demonstrated a long-term decrease in tidal volume (45, 58). It is possible that the level and severity of injury affect the potential for functional compensation and long-term recovery. Therefore, it is critical to provide and compare detailed information about parameters characterizing the contusion impact and the extent of injury by reporting (e.g. applied peak force, impulse, tissue displacement due to impact, hemorrhage, tissue sparing at the epicenter etc.). In addition, there are important considerations in the plethysmographic assessment of respiratory behaviors. First, proper acclimatization and ‘reminder’ protocols should be applied before the first and subsequent measurements, respectively. Second, because dysfunction of thermoregulation is very often observed after SCI (60, 61), body temperatures should be carefully monitored, reported during plethysmographic measurements and tidal volumes should be corrected for actual body temperatures with the Drorbaugh-Fenn Equation (62).
3. MECHANISMS OF COMPENSATORY PLASTICITY
There is no single answer to how the central nervous system compensates to maintain ventilatory capacity in neuromuscular pathologies causing respiratory motor neuron loss. In many cases of disease or trauma, multiple compensatory mechanisms are employed. With a physiological process as critical as breathing, it would be surprising if the affected individual did not use every potential form of compensation at their disposal. Potential mechanisms compensating deficiencies in phrenic motor output include (Figure 1): 1) increased central respiratory drive, 2) spinal synaptic enhancement within the phrenic motor nucleus, 3) enhanced neuromuscular transmission, and 4) shifting respiratory muscle utilization from more affected to less affected motor pools (2, 21, 22).
3.1. INCREASED CENTRAL DRIVE
Respiratory motor neurons receive central mono- and poly-synaptic glutamatergic input (central drive) via descending bulbospinal connections from medulla, where respiratory rhythm and pattern are generated. Both respiratory rhythm and pattern are determined via afferent input from chemoreceptors sensing changes in O2, CO2, and pH, as well as mechanoreceptors sensing changes in lung and chest wall volume/pressure. For example, increased CO2 stimulates the central chemoreceptors at the brainstem, increasing tidal volume and frequency. Therefore, chemoreceptor feedback could compensate for challenges such as respiratory motor neuron loss, but only after disease progression is severe enough to cause overt hypoventilation. Animal models of cervical SCI often present decreased tidal volume compensated by increased respiratory frequency (57, 58). This pattern shift may be due to mechanoreceptor feedback and/or neuroplasticity since baseline minute ventilation is not affected by the injury severity reported in these studies.
In rodent ALS models, ventilation is not affected, hypoglossal motor neuron numbers and motor output are maintained until the disease end-stage (20), suggesting that increased central drive is not employed until late in disease progression. In fact, it may not be practical to maintain high levels of glutamate release for long periods, particularly with neurodegenerative diseases. Motor neuron survival depends on proper function of surrounding glial cells, which maintain the extracellular milieu and provide trophic and nutritional support. Demise of interneurons and motor neurons in ALS is a consequence of dysfunction of multiple cell types in the CNS and can be facilitated by endogenous toxic insults such as glutamate excitotoxicity. Glutamate is one of the most important mediators of excitatory synaptic neurotransmission. However, at high concentrations of extracellular glutamate, excess glutamate receptor activation can cause excitotoxic neuron death (63–66). Glutamate uptake at the synaptic cleft by astrocytic glutamate transporters is impaired in ALS (67, 68). In addition, loss of inhibitory spinal interneurons is also implicated to contribute to excitotoxicity (69–71). Thus, multiple mechanisms can contribute to excitotoxic motor neuron death.
If the central respiratory drive is chronically increased and glutamate scavenging mechanisms cannot cope with the demand, chronically increased extracellular glutamate concentrations would likely hasten motor neuron death. Mounting evidence from in vitro and in vivo models suggest that glutamate receptor antagonism can be neuroprotective (65). In fact, riluzole prolongs survival in ALS patients possibly via modulation of glutamatergic system (72, 73). Thus, increased central drive may be detrimental to motor neuron survival ALS; thus, with increased descending drive in late-stage disease, increased central respiratory drive and glutamate release within respiratory motor nuclei is expected to accelerate motor neuron death, leading to the impression that patients “fall off a cliff” as they move towards ventilator dependence.
3.2. SPINAL SYNAPTIC PLASTICITY AT THE PHRENIC MOTOR NUCLEUS
Respiratory spinal networks exhibit considerable plasticity (74–76). For example, activation of Gq and Gs-protein coupled metabotropic receptors elicit phrenic motor facilitation (pLTF), a long-lasting increase in phrenic nerve activity (77–85). pLTF is a form of phrenic motor facilitation induced by moderate or severe cute intermittent hypoxia (mAIH and sAIH, respectively). mAIH-induced pLTF results from a 5HT-2 receptor-dependent mechanism, which requires new BDNF synthesis and TrkB receptor activation (86). In contrast, sAIH-induced pLTF results from an adenosine 2A (A2A) receptor-dependent mechanism (83).
Although central serotonergic neurons degenerate in rodents models (87) and patients with ALS (88), mAIH-induced pLTF is enhanced in late-stage SOD1G93A rats, and the underlying mechanisms remain 5-HT-2 receptor and BDNF-dependent, suggesting that it arises from amplification of the same fundamental mechanism (89). Enhanced pLTF is also observed following intrapleural CTB-Saporin-induced phrenic motor neuron death (90), suggesting that motor neuron death per se is sufficient to elicit certain forms of spinal respiratory motor plasticity. The relevant trigger to this form of plasticity/metaplasticity remains unknown (91). The impact of AIH-induced phrenic motor plasticity on the spontaneous compensatory plasticity remains to be elucidated. Further, it is unknown if this same trigger is sufficient to elicit spontaneous plasticity not linked to AIH. Since ~20% of spared phrenic motor neurons at disease end-stage elicit 55% of normal phrenic nerve activity during maximal chemoreflex activation In end-stage SOD1G93A rats, there must be some form of spontaneous compensatory plasticity that amplifies descending synaptic inputs onto spared phrenic motor neurons (22).
Serotonergic mechanisms of plasticity in the respiratory neural network after cervical spinal injuries are often studied using hemisection injuries. Following cervical hemisection, serotonergic input to motor neurons is often impaired transiently at 2 weeks (92) consistent with mAIH-induced pLTF impairment at 2 weeks post-injury. At 8 weeks post-injury, serotonergic innervation is partially recovered and pLTF is restored. Pharmacological activation of 5HT-1 or 5HT-2 receptors is sufficient to enhance phrenic nerve activity after cervical hemisection injuries (93–95). Repetitive exposure AIH is currently being explored as a minimally invasive therapeutic intervention in rodents and humans. Repetitive exposure to AIH improves respiratory function via adenosinergic mechanisms at 2 weeks post-injury (the time-point serotonergic pathways are still impaired) and via serotonergic mechanisms at 8 weeks post-injury (the time-point serotonergic pathways are partially recovered). Thus, serotonin plays a significant role in plasticity following cervical hemisection injuries, however, these findings should be tested in cervical spinal contusion.
Involvement of interneurons was implicated in spinal compensatory processes after cervical contusion injury using pseudo-rabies virus (59) and C2 hemisection injury using Alexa-488 conjugated wheat germ agglutinin (96). Both studies reported higher number of interneurons innervating the phrenic motor neurons, consistent with increased terminal sprouting or synaptic strengthening. A recent study support functional significance of excitatory interneurons in recovery of function after cervical SCI. While VGLUT2+ excitatory interneurons are not necessary for normal breathing, they increase their innervation of phrenic motor neurons and contribute to breathing after non-traumatic spinal cord compression injury (97). A similar effect is observed with inhibition of inhibitory neurotransmission in the spinal cord. For example, a latent spinal network generating phrenic bursting is revealed after inhibition of GABAergic and glycinergic transmission suggesting that inhibitory interneuronal networks can be harnessed to promote spinal compensatory plasticity (98). Furthermore, interneurons may also underlie/mediate the contralateral compensatory muscle activity following lateralized injuries such as spinal hemisection (40, 44) and unilateral denervation (99). Thus, it is likely that interneurons play a significant functional role in respiratory motor network via a suite of mechanisms enhancing respiratory motor function (Figure 2, see review (100).
3.3. IMPROVED NEUROMUSCULAR TRANSMISSION
There is a one-to-one relationship between motor neuron discharge and muscle fiber activity. Each time a motor neuron discharges, the muscle fibers it innervates are also activated. However, with progressive motor neuron death, denervated muscle fibers remain silent until they are reinnervated by surviving motor neurons via end-terminal sprouting (Figure 3). A motor neuron can increase the number of muscle fibers it innervates (i.e. innervation ratio) by up to ~5- to 8-fold within a year (101), amplifying neural output to the muscle and effectively compensating for early-stages of motor neuron loss both in animal models and clinical populations (102). This compensatory mechanism has may have the advantage that the same glutamatergic input to motor neurons can generate greater force without inducing excitotoxicity.
In SOD1G93A rats, although only ~50% of phrenic nerve activity is maintained, diaphragm EMG activity is fully preserved (21, 22) consistent with improved neuromuscular transmission from phrenic nerve to diaphragm muscle. Increased motor unit innervation ratio (i.e. average number of muscle fibers innervated per motor neuron) is mediated by axon terminal sprouting and motor end-plate reinnervation (103). In pre-symptomatic SOD1G93A mice, the tibialis anterior innervation ratio was increased by 44% (26). We speculate that diaphragm muscle innervation ratio may further increase until the end-stage ALS, compensating for phrenic motor neuron death. Unfortunately, as each surviving motor neuron expands its muscle fiber innervation, it has more neuromuscular junctions to maintain via axonal transport, which can be severely impaired in neurodegenerative diseases and/or neurotrauma (104). Extensive sprouting observed when motor neuron loss or muscle fiber denervation exceeds 85% and increased duty cycle for motor neuron discharge increase oxidative stress, which impairs sprouting capacity and may weaken existing and newly innervated presynaptic terminals leading to neuromuscular transmission fatigue and decreased muscle force generation (102, 105, 106). Regardless of preserved diaphragm EMG activity, repeated denervation and reinnervation cycles likely cause muscle fiber atrophy. In pre-symptomatic SOD1G93A mice, force per muscle fiber decreased ~60% (26). Consequently, trans-diaphragmatic pressure (in vivo surrogate of diaphragm force) in rats was reduced by ~30%, suggesting secondary diaphragm dysfunction (21).
The same compensatory strategy was observed in the rat model of cervical contusion injury. Following cervical contusion, an initial reduction in diaphragm compound muscle action potential (CMAP) amplitudes was partially recovered over time consistent with partial reinnervation of diaphragm motor end plates (54). However, diaphragm CMAP was not fully restored in agreement with the observation of immature neuromuscular junctions as evident by high percentage of partially or multiply innervated diaphragm motor end plates.
3.4. ACCESSORY RESPIRATORY MUSCLE RECRUITMENT
Diaphragm muscle dysfunction or paralysis elicits compensatory increases in the activity of accessory respiratory muscles (e.g. intercostal, neck, abdominal muscles), in part due to the release of inhibition originating from phrenic afferents (107). Neck muscle recruitment following diaphragm paralysis is vital in people with ALS. Preserved inspiratory sternocleidomastoid activation during REM sleep is associated with longer REM sleep duration in ALS patients with diaphragmatic dysfunction (108). On the other hand, sternocleidomastoid muscle weakness is associated with lower sniff and maximum inspiratory pressures in ALS patients (109). Neck muscle weakness is the most significant prognostic factor for the necessity for mechanical ventilation or death in ALS patients (110). Other neuromuscular disorders such as Pompe disease and Duchenne muscular dystrophy require accessory muscle function to avoid ventilatory insufficiency (111, 112).
Accessory muscle recruitment is a compensatory response utilized during other pathological conditions involving diaphragm paralysis (107, 113–116). In SOD1G93A rats, trans-diaphragmatic pressure is impaired at the late stages of disease leading to powerful recruitment of external intercostal muscles that are normally quiescent, likely compensating for diaphragm dysfunction (21). A class of glutamatergic neurons (V2a neurons) were implicated in the recruitment of accessory respiratory muscles in SOD1G93A mice suggesting that degeneration of V2a neurons would induce decompensation and likely lead to respiratory failure (117).
Compensatory intercostal muscle activation is also utilized in rodent models of cervical contusion injury as early as 20 min post-injury (42). However, increased intercostal muscle activation was far from reaching its functional reserve, which is utilized via therapeutic modalities. In fact, intercostal muscle pacing via epidural stimulation was reported to be beneficial in ventilator-dependent patients (118). When combined with diaphragm pacing, intercostal muscle pacing enabled ventilator-dependent patients to forego mechanical ventilation for 16 to 24 hours per day (119).
4. CONCLUSION
Respiratory motor neuron loss imposes major challenges to the respiratory control system. Powerful and diverse compensatory responses preserve ventilatory capacity, even with major motor neuron death. However, as metabolic workload of spared motor neurons increase, maladaptive decompensation may accelerate motor neuron death, leading patients to sudden respiratory failure. Here, we outline spontaneous compensatory processes preserving ventilatory capacity, despite their potential to compromise motor neuron survival. This appears to be a decision between preservation of life for the patient or animal model versus accelerated motor neuron death. Improved understanding of these processes may enable development of new strategies to slow progression towards respiratory impairment with neurological injury or disease.
HIGHLIGHTS.
Multiple neuromuscular disorders lead to loss of respiratory motor neurons.
Mechanisms of compensatory plasticity prevent respiratory failure in the presymptomatic stages of pathology.
As the pathology aggravates, compensatory plasticity reaches its limits.
Increased metabolic demand and discharge activity accelerate the demise of surviving motor neurons.
Acknowledgments
Sources of Funding: Support provided by NIH HL69064 and the McKnight Brain Institute.
Footnotes
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Conflicts of Interest: The authors declare no competing financial interests.
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