Abstract
The accurate relay of electrical signals within cortical networks is key to perception and cognitive function. Theoretically, it has long been proposed that temporal coordination of neuronal spiking activity controls signal transmission and behavior. However, whether and how temporally precise neuronal coordination in population activity influences perception is unknown. Here, we recorded from neuronal populations in early and mid-level visual cortex (areas V1 and V4) simultaneously to discover that the precise temporal coordination between the spiking activity of three or more cells carries information about visual perception in the absence of firing rate modulation. The accuracy of perceptual responses was correlated with high-order spiking coordination within V4, but not V1, and with feedforward coordination between V1 and V4. These results indicate that while visual stimuli are encoded in the discharge rates of neurons, perceptual accuracy is related to the temporally precise spiking coordination within and between cortical networks.
Perception relies on successive transformations of sensory inputs within local and long-range cortical networks. While the classical view of sensory coding in neocortex revolves around the idea that information is encoded in neuronal firing rates1,2, whether the relative timing of spike discharges is functionally significant remains poorly understood. Previous theories have proposed that the precise temporal coordination of neuronal activity within cell populations influences the efficacy of neuronal communication and perceptual accuracy, including multi-layer synchronous spikes as an effective signaling mechanism3–6, information encoding via coordinated spiking5,7,8, synchronous oscillations9, and efficient driving of post-synaptic targets10. In reality, the idea that precise temporal coordination of neuronal spiking influences cortico-cortical communication and behavioral performance has received little empirical support11.
One possible function of spiking coordination, persistently proposed in neuroscience studies over the past two decades, is the increase in the firing rates of target neurons due to the temporal integration of spikes10. Indeed, several studies have shown that cortical neurons fire vigorously when thalamic cells emit synchronous spikes12,13. However, this idea has been challenged by theoretical work14 proposing that while cortico-cortical signaling relies on excitatory cells, the activity of these neurons is often correlated to inhibitory responses15–17. Thus, spiking coordination could cause an increase in local inhibition that would reduce the enhancing effect of temporal summation of excitatory responses18. Furthermore, most studies linking temporal coordination to the firing of post-synaptic targets were performed in anesthetized animals. Importantly, anesthesia has been associated with synchronized brain states which might influence coordinated spiking19. In awake animals, there is far less evidence that temporal coordination of spiking activity is functionally relevant for behavior. Whereas cortico-cortical synchrony of local field potentials (LFP) and spike-LFP interactions20–22 have been related to aspects of coding and behavior, LFPs represent an indirect measure of spiking activity23. Therefore, the functional significance of spiking coordination during wakefulness remains poorly understood.
We reasoned that a limitation of previous studies in awake animals is the fact that coordination has been examined exclusively based on pairwise correlations while ignoring higher-order coordination among triplets, quadruplets, and larger groups of cells. This raises the possibility that examining higher-order coordination in the timing of spike discharges among neurons within cell assemblies could uncover an influence on sensory coding and perception. Here, we examined whether and how the coordination of spiking activity in early and mid-level visual cortex (areas V1 and V4) of behaving monkey is related to neural coding and perceptual accuracy. We discovered that spiking coordination among groups of three or more cells is time locked to stimulus presentation and carries information about perceptual reports. Specifically, perceptual accuracy was correlated with higher-order spiking coordination in V4, but not V1, and with feedforward coordination between early and mid-level visual cortex. These results provide mechanistic insight into the role of spiking coordination within visual cortical populations and its relationship to perception.
RESULTS
We recorded ensemble spiking activity in early and mid-level visual cortex (areas V1 and V4 of macaque monkey) using 16-channel linear array microelectrodes arranged such as to ensure a substantial overlap (approximately 80%) between the receptive fields of the cells recorded in the two areas24,25 (Fig. 1c, see Methods). To examine whether high-order neuronal coordination events occur during cognitive behavior, we trained monkeys to signal whether two successively flashed natural scenes were identical or different (n=26 sessions, see Methods). In each trial, two identical images (target and test, 8–10 deg in diameter) were flashed for 300-ms each, and were separated by a variable 500–1200 ms delay. The test image was rotated by 0° (match condition) or 3–5° (non-match condition) with respect to target (Fig. 1a). The ‘non-match’ orientation difference was near the animal’s discrimination threshold (Fig. 1b), measured in separate behavioral experiments before the start of electrophysiological recordings (behavioral performance of the two animals was: non-match trials – monkey W: 60 00B1 5% correct responses; monkey C: 73 ± 7% correct responses; match trials – monkey W: 85 ± 5% correct responses; monkey C: 87 ± 3% correct responses). Both stimuli fully covered the receptive fields of the neurons recorded simultaneously in each session (Fig. 1c).
Detection of coordinated spiking events
We analyzed the spiking activity of 293 single neurons (up to 14 cells per area in each session) that were significantly modulated by the stimuli in our experiments (Fig. 1d). We detected coordinated spiking by computing the frequency of co-occurrence of spike events3,26 for neural populations of different sizes in each area (see Methods). Briefly, we calculated the frequency of near-coincident (5-ms) firing of two or more neurons that occurred significantly more often than expected by chance on a trial-by-trial basis (e.g., Fig. 1e), and defined the order of a coordinated event as the number of neurons simultaneously spiking within the time bin of the event. Note that this definition does not provide insight into the nature of interaction between the neurons within an ensemble27.
Coordination rates were calculated by dividing the number of coordinated event occurrences by the time length of the analysis window and the total number of possible neuron combinations (see Methods); statistical significance was tested against the null hypothesis generated by jittering spike trains (Fig. 1e; jitter range was ±10 ms; 20 jittering iterations)26. Jittering preserves all statistics with a coarser time scale than the jittering window, including periodic oscillations, co-fluctuations of firing rates, and trial-by-trial variability, but not the precise timing of spikes. Therefore, subtracting coordination rates of jittered spike trains from those of the original data (before assessing statistical significance) rules out the contribution of coherent oscillations or co-fluctuations of firing rates26.
Coordinated events are time locked to visual stimuli
To characterize neuronal coordination, we analyzed a total of 4,826 statistically significant neuron combinations that generated coordinated spiking (p<0.01, Wilcoxon signed-rank test with FDR multiple comparison correction28), including 310 pairs, 1,332 triplets and 3,184 quartets. The average percentage of neuronal combinations that generated statistically significant events was 46% for pairs, 40% for triplets, and 42% for quartets. Examples of V1 and V4 population spike trains (Fig. 1f) reveal that coordination between 2, 3, and 4 spikes is not a random event, but is frequently encountered during stimulus-evoked response. Importantly, comparing the auto- and cross-correlograms of spike trains in epochs containing significant coordinated spiking with those in the pre-stimulus interval (Fig. S1) did not reveal signs of periodic oscillations of population activity, which indicates that precise spike coordination is unrelated to coherent oscillations9. The total number of significantly occurring coordinated events (p<0.01) did not differ between the two cortical areas (Fig. S2). Across sessions, a pronounced increase in coordination rates was time-locked to stimulus onset (Fig. 1g); however, coordination rates in V1 or V4 were unrelated to stimulus orientation for any size of the neural assemble (Fig. 1h, p>0.1; coordination rates were calculated during the 300-ms test stimulus presentation).
We further examined the relationship between coordinated events and test stimulus orientation using ROC analysis. Can stimuli be decoded from the coordination rates associated with neuron pairs, triplets, and quartets? The area under ROC curve (AROC) is typically used to determine the performance of a binary classifier discriminating between two conditions29. As shown in Fig. 1h, insets, AROC for ensembles of various sizes is not significantly different from 0.5 (p>0.1) in either V1 or V4, which indicates that stimulus encoding is unrelated to precise temporal coordination of neuronal spiking. We further used SVM decoders to decode stimulus identity from the coordination rates of neuronal pairs, triplets, and quartets calculated during test stimulus presentation. However, this analysis indicates that coordination rates cannot be used to decode stimulus information better than chance in any of the two areas (Fig. S3; p=0.8). These results are consistent with the long-standing idea that stimulus-specific information in neocortex is transmitted by firing rate modulations, not spike timing coordination2.
The fact that stimulus presentation increases firing rates in the presence of long timescale correlations raises the issue of whether the observed coordination rates exceed those expected given the statistics of population activity. We thus generated simulated spike trains with the same response statistics as our recorded neurons, and subsequently computed coordination rates while varying the co-fluctuation of spike counts (Fig. 2a, see Methods) such that spike count and spike time correlations increased monotonically with the percentage of shared spikes (Fig. 2c–d). As shown in Fig. 2b, the trial-averaged firing rates and inter-spike time distributions of simulated neurons matched those of the corresponding, recorded neurons (P=0.6, Wilcoxon sign-rank test, and P=0.68, Kolmogorov-Smirnov test, respectively). We further confirmed that coordination rates associated with the simulated neural population are lower than the degree of coordination expected by chance. That is, the coordination rates of simulated spike trains, calculated by combining pairs, triplets and quartets, were > 5-times lower than coordination rates of real neurons (Fig. 2e). For 100 repetitions of simulated populations, each with 0–50% shared spikes, we identified less than 0.002 coordinated events per second, i.e., about 50 times lower than coordination rates in the actual neuronal population (Fig. 2f). Across sessions, we found higher coordination rates in experimental data compared to simulated populations for high-order events in 33/34 sessions in V1 and V4 (p=1.8 10−6, Fig. 2f, inset). For pairs of neurons, 28/34 sessions exhibited significantly higher coordination rates compared to simulated spike trains (p=8.5 10−4). This is expected given the higher chance of false positive coordination for pairs of cells26.
Decoding the population firing rates
Since stimulus orientation is unrelated to spiking coordination, we further examined whether the firing rates of the neural populations in V1 and V4 can be used to decode the stimuli in the task, i.e., discriminate between the two images (rotated or not), separately for ‘correct’ and ‘incorrect’ trials. There were two issues of interest: (i) could the two stimuli, identical in structure but slightly rotated with respect to each other, be decoded from the population firing rates? and (ii) is stimulus information in each area related to animal’s behavioral performance? We thus decoded the population response in each session by training classifiers using neurons’ firing rates elicited by the test stimuli (174 cells in V1 and 120 cells in V4; see Methods).
In ‘correct’ trials, both V1 and V4 populations decoded stimulus orientation significantly above chance (determined by shuffling across stimulus conditions; Fig. 3a left; p=4 10−5 for V1 and p=0.027 for V4, Wilcoxon signed-rank test with FDR multiple comparison correction28, using 200-ms sliding windows, see Statistical Analysis). However, in ‘incorrect’ trials only V1 neurons encoded stimuli significantly above chance (Fig. 3a right, p=2.9 10−4). In contrast, the V4 population was unable to distinguish between the stimuli in the task (p=0.58). Decoder performance in V4 was not significantly different from that in V1 when tested on correct trials (p=0.3), but was significantly different between the two areas when tested on incorrect trials (p=0.013). That is, the stimulus-specific information required for a correct perceptual report was only present in V1, but not V4 (the results for each monkey are summarized in Fig. S4a; p<0.01 for monkey W and monkey C in correct trials in V1 and V4, and incorrect trials in V1; p=0.58 for monkey W and p=0.88 for monkey C in incorrect trials in V4). It is noteworthy that this difference in decoding accuracy between V1 and V4 is not due to the different number of cells recorded in these areas. Although decoder performance typically increases with the number of cells30,31, we recorded an approximately equal number of neurons in each area across sessions (p=0.18, Wilcoxon rank-sum test). Importantly, since firing rates in V1 and V4 were not significantly different between correct and incorrect trials (Fig. 3b, V1: p=0.51, V4: p=0.79; see also Fig. S5, Fig. S6, Fig. S7a), the lower decoder performance in area V4 in incorrect trials (compared to correct) cannot be due to differences in neuronal responses between these two conditions. Furthermore, to rule out fluctuations in attention as a confounding variable contributing to incorrect responses, we verified that, in addition to firing rates, the Fano factor, noise correlations, and gamma power, typically correlated with attention32,33, were not significantly different between correct and incorrect trials in V1 and V4 (p>0.1 for each comparison, Wilcoxon rank-sum test, Fig. S7).
Coordinated spiking in V4 is correlated with perceptual accuracy
These results raise the possibility that in trials in which monkeys responded incorrectly, V4 neurons may not have encoded sensory information accurately due to impaired intracortical or cortico-cortical signaling (Fig. 3c). That is, incorrect trials may be associated with weaker temporal coordination between the neurons’ spiking activity within V4, or between V1 and V4. To test this hypothesis, correct and incorrect trials in each session were separated to measure the correlation between coordinated spiking rate and the accuracy of perceptual reports (defined as percentage correct responses). The example session in Figs. 3d–f shows a subset of significantly occurring coordinated events in nine V1 neurons and twelve V4 neurons for which coordination rates were significantly different between correct and incorrect trials (p<0.01, Wilcoxon rank-sum test). Surprisingly, whereas firing rates and pairwise coordination in V1 and V4 were unrelated to perceptual accuracy (Fig. S1 describes additional cross-correlation analysis34), correct trials were associated with a clear increase in the frequency of occurrence of higher-order events in V4. In contrast, neuronal coordination in V1 did not appear to be related to behavioral decisions. Indeed, calculating the jitter-corrected coordination rates for correct and incorrect trials using a 300-ms sliding window with a 10-ms step (Fig. 3e–g; Fig. S8) reveals that whereas the temporal coordination between V1 neurons is unrelated to perceptual accuracy (p=0.67), high-order spiking coordination of V4 neurons carries information about perception during the presentation of the test stimulus (p=0.002, Wilcoxon rank-sum test). Indeed, in area V4 the mean number of statistically significant high-order coordinated events is 11.32 for correct and 2.31 for incorrect trials (triplets: 3.7 for correct and 0.8 for incorrect; quartets: 5.6 for correct and 1.5 for incorrect; the rest of events have orders >4). In contrast, in area V1 correct trials are associated with a mean of 0.62 coordinated events (0.47 triplets and quartets, and 0.15 pairs) while incorrect trials are associated with 1.03 events (0.84 triplets and quartets, and 0.19 pairs).
The relationship between coordination rates in high order ensembles and perceptual accuracy was a general phenomenon across sessions in both animals. We examined spiking coordination in V1 and V4 throughout the time course of a trial, and included only the statistically significant events regardless of behavioral decision and ensemble size. This was done by calculating the mean difference in normalized coordination rates between correct and incorrect trials measured using a 300-ms window shifted in 10-ms increments, separately for pairwise and higher order events (cumulating triplets and quartets), throughout the time course of a trial (statistical significance for the difference in coordination rates between correct and incorrect trials was assessed every 10-ms using the Wilcoxon signed-rank test). For pairs of neurons, coordination rates for correct and incorrect trials were highly variable but not statistically significant for any time window (both in V1 and V4, p=0.3). In contrast, triplets and quartets in V4, but not V1, carried significant information about behavioral decisions following stimulus onset (Fig. 4a–b, p<0.05, throughout the 150–500 ms window relative to test onset; combining high-order coordinated events for each animal – monkey W: p = 0.001; monkey C: p = 0.003; Fig. S4b shows the results per animal). Across sessions, we found a median high-order coordinated event count of 12.0 for correct and 8.03 for incorrect trials (coordination rates were highly variable across sessions and exponentially increasing with the number of neurons). Interestingly, the largest difference in coordination rates (correct vs. incorrect) was observed for the window starting 150-ms after test onset (Fig. 4a), and not that covering stimulus onset transient. This goes against the idea that coordinated events are due to a firing rate increase (fast modulation of firing rates is typically seen in the first 100-ms after stimulus onset). The difference in coordination rates (correct vs. incorrect) between V1 and V4 was not significantly different for pairs of cells (p=0.46), but was significant for high-order events (p=0.0032).
The analysis of high order coordination was restricted to neuronal ensembles of size < 4; although we identified events of higher order, they were seen in a limited number of sessions, and hence their frequency of occurrence was insufficient to assess statistical significance. However, it is likely that coordination rates may increase nonlinearly with the size of the neural population. Thus, the increase in spike timing coordination that we observed in small networks may be indicative of stronger, more pronounced neuronal coordination in larger networks. Importantly, analyzing the frequency of coordinated events during the target stimulus and delay period did not yield statistically different coordination rates in either V1 or V4 for any analysis window in either animal (p>0.1, Fig. S4b and Fig. S9). Furthermore, shuffling spike trains within each trial abolished the difference in coordination rates between correct and incorrect trials (Fig. S10).
We further performed an ideal observer analysis35 to predict animal’s perceptual accuracy on a trial-by-trial basis based on temporally coordinated events (Fig. 4c). For an example quartet in V4, the distributions of coordination rates for correct and incorrect trials were partially separated as the AROC was 0.6629. In contrast, using the firing rates of the four example neurons and the coordination rates of the six possible pairs within the quartet reveals that the distributions of coordination rates for correct and incorrect trials largely overlapped (mean AROC – firing rates: 0.49; pairs: 0.55; Fig. 4c). Across sessions, by calculating AROC for the 150–500 ms time window after test onset, the difference in coordination rates was only significant for V4 triplets and quartets (Fig. 4d, p=0.016), but these effects were absent in V1 (p=0.13). In contrast, during the target stimulus or delay interval coordination rates were unable to predict the accuracy of behavioral responses for any size of the neural ensemble (p>0.1).
Examining the temporal resolution of coordinated events may provide insight into underlying mechanisms. While converging inputs within 1-ms can effectively drive postsynaptic targets3, coordination within the 10-ms range reflects multi-synaptic communication between participating neurons8. Although our analysis focused on coordinated spiking within 5-ms, we varied the time bin of the analysis from 1–11 ms while holding bin size to 5-ms and varying jitter range from 3–13 ms. The differences in coordination rates were statistically significant for time bins between 1–9 ms (Fig. S11a) and jitter range > 8 ms (Fig. S11b), suggesting that coordinated events may reflect a combination of direct and multi-synaptic interactions8,26.
Spiking coordination between V1 and V4 neurons
Our results indicate that high-order coordinated events in V4, but not V1, are correlated with perceptual accuracy. However, areas V1 and V4 have both direct and indirect feed-forward and feedback connections36,37. Since the absence of task-relevant stimulus information in V4 in incorrect trials (Fig. 3a) may be due to a weak communication with V1, we further examined the functional significance of V1–V4 coordination. We focused on the test stimulus interval where we previously identified significant coordination in V4, and selected spike trains from simultaneously recorded V1 and V4 neurons with overlapping receptive fields (n=8 sessions). V4 spike trains were shifted relative to those in V1 by time τ (between −40 and 40-ms, using 5-ms increments). We examined spiking coordination between V1 and V4 populations by only including events for which the spikes of participating neurons originate from both areas. That is, at least one spike from each area should be generated in order for a coordinated event to be counted. By computing V1–V4 coordination rate as function of τ (Fig. 5a), we identified the peak coordination rate (statistical significance determined by z-scoring coordination rates across τ values).
For 7/8 sessions, we found a significant peak (z-score>2) after stimulus onset for the difference between correct and incorrect coordination rates (Fig. 5b). This difference was most pronounced for higher-order, not pairwise, events and peaked when V4 lagged V1 by +25 ms (Fig. 5c). Surprisingly, while this is consistent with the delay of visual signals between V1 and V438, it indicates that information about perceptual accuracy is carried by feedforward, not feedback pathway. Examining the peak frequency of feedforward (V1 to V4) coordination for pairwise and high-order events, we found that although pairwise spiking coordination was not different between correct and incorrect trials, high-order coordination (orders 3 and above) was correlated with behavioral outcome (p<0.02, Fig. 5d; pairwise coordination p=0.25 in each animal; all high-order events combined, p=0.0029 for monkey W and 0.0004 for monkey C; see also Fig. S4c for results in individual animals). Furthermore, we investigated whether high-order coordination events in V4 are triggered by high-order events in V1, or vice-versa. Therefore, we computed the cross-correlogram (CCG) between the times of occurrence of high-order events in V1 and V4. This analysis revealed a CCG peak at the +23 ms time lag to indicate that, for correct trials, high-order coordination events in V4 occurred after V1 events (Fig. 5e). Incorrect trials were not associated with a statistically significant CCG peak (p=0.1, t-test; for the difference between CCG peak in correct vs. incorrect trials, p=0.042, monkey W; p=0.012, monkey C. Fig. S12 shows the results of pairwise CCG analysis).
Finally, we investigated whether high-order spiking coordination increases the firing rates of target neurons. Cross-correlation analysis was used to examine the relationship between high-order coordinated events in V1 and spiking activity in V4, and vice-versa. We reasoned that if V1 coordinated events increase firing rates in V4 via feedforward convergence of inputs, there should be a peak in CCG corresponding to the conduction delay between V1 and V4 (approximately 30-ms). Furthermore, if V4 coordinated events increase firing rates in V1 via feedback projections, there should be a corresponding peak in the CCG for negative time lags. However, we found no significant CCG peak for V1–V4 or V4–V1 convergence at any time lag indicating that high-order spiking coordination does not increase firing rates in target neurons (Fig. S13; Fig. S14 shows cross-correlograms corresponding to individual V4 neurons). These results are consistent with previous theoretical studies suggesting that spiking coordination increases local inhibition in the vicinity of target neurons to reduce the enhancing effect of the temporal summation of excitatory responses18. They also confirm a recent cortico-cortical coordination study in anesthetized monkey showing that the effect of converging coordinated spikes on post-synaptic spike generation is only observed in monosynaptic communication across areas3.
Coordinated events are unrelated to eye movements
Eye movements could potentially increase coordination rates. We addressed this issue by examining the eye position traces, movements, and speed, and their relationship with behavioral performance and coordination rates. First, eye position was remarkably stable during fixation, and there was no difference between correct and incorrect trials. Across sessions we did not observe slow drifting of eye position or differences associated with correct and incorrect trials (Fig. 6a, p>0.1, t-test, for all sessions in each animal). We also found that none of our sessions are characterized by a statistically significant relationship between eye position and coordination rates (p=0.13 for all sessions, both for 2nd order and higher-order events, in both V1 and V4). Second, the distributions of eye velocity were not significantly different between correct and incorrect trials (Fig. 6b, p=0.5, Wilcoxon rank-sum, for all sessions). This indicates that monkeys do not employ different eye movement or position strategies when responding correctly or incorrectly. We further investigated the relationship between eye velocity and coordination rates by calculating velocity every 5-ms during the trial (Fig. 6c). Subsequently, we computed the correlation coefficient between the binned eye velocity and coordination rates. In area V4 correlation coefficients were not statistically significant (p>0.05) for 99.5% of trials across sessions (Fig. 6d). These results held both for 2nd order (p=0.18) and high-order coordination (p=0.2). Although coordinated events in V1 were unrelated to behavioral outcomes, we nonetheless examined the relationship between the number of events and eye velocity across trials, but found statistically non-significant effects (p>0.2 for all sessions, both for 2nd order and higher-order events). Third, we calculated the trial-by-trial correlation between V1–V4 coordinated events and eye velocity – across sessions, there was a lack of significant correlation between these variables (Fig. 6e; p>0.3 across sessions, both for 2nd order and higher-order events). Finally, we grouped together the median p-values (across sessions) for the eye position and eye movement control analyses in relation to coordination rates (Fig. 6f) – we conclude that oculomotor variables do not contribute to behavioral performance or spike timing coordination in V1 or V4.
DISCUSSION
We discovered remarkably precise coordination of individual spike events in visual cortex that are time-locked to stimulus presentation. In contrast to previous studies in retina39, thalamus40, infero-temporal cortex41, and frontal cortex42 revealing that spike timing carries stimulus-specific information, we found that high-order coordinated spiking events in visual cortex influence perceptual accuracy in the absence of firing rate modulation, and without impacting stimulus coding. Furthermore, although high-order coordination was present in both early and mid-level visual cortex, only V4 high-order coordination influenced perceptual accuracy. Surprisingly, despite long-standing idea that corticocortical feedback projections carry information about behavior8,43, we found that only feedforward spiking coordination is functionally relevant for perception. Thus, incorrect responses may be due to ineffective feedforward communication between sensory networks such that stimulus information may be lost along feedforward circuits44.
Our results also indicate that incorrect behavioral reports can be due to a poor stimulus decoding in area V4, but not V1. Although neurons’ firing rates were indistinguishable between correct and incorrect trials in these two areas, only V4 failed to encode task-relevant stimuli when trials were incorrect. This failure of sensory information to reach V4 could originate from the weak intracortical and feedforward spiking coordination. Indeed, V1 signals must be accurately transmitted to V4 and other downstream areas to ensure accurate perception45,46. Consistent with previous theories that neuronal groups communicate via precise temporal coordination of action potentials47, we present empirical evidence that the accurate transmission of signals from V1 occurs via precise temporal coordination between V1 and V4 and within V4 circuits. Further, the increase in spiking coordination in V4 could contribute to effectively drive downstream networks to increase feedforward coordination to higher cortical areas such as to maintain accurate stimulus representations for visual perception.
One surprising finding is that feedforward, not feedback, corticocortical coordination is correlated with perceptual accuracy. Indeed, a commonly held idea is that extrastriate feedback to V1 carries top-down information about perceptual context36. Therefore, we expected that correct perceptual reports are associated with feedback, not feedforward coordination. However, our results reveal that precise coordination in V4 occurs after coordinated spiking in V1, and that accurate perception is associated with elevated V1–V4 coordination. Neural mechanisms relying on feedforward spiking coordination are more efficient than feedback coordination since the latter would cause a delay in transmitting sensory information to higher areas to influence behavior. This suggests that inter-areal spiking coordination might be optimized to facilitate efficient propagation of neural signals.
The absence of information regarding the identity of the neurons participating in coordinated spiking constitutes a limitation of our work. Indeed, to ensure reliable measurements, coordinated activity in each trial was calculated without defining ensemble “words”, and hence exactly which spiking patterns among particular neuronal groups are most relevant for driving perception is unknown. However, complex network firing patterns may be accurately defined by neurons’ firing rates and strength of population coupling48, which is related to coordinated spiking. Additionally, computing word distributions from population recordings during wakefulness would be extremely difficult given our finite time trial structure and session length.
Our results indicate that coordinated events in V4 are likely due to V1 coordination propagated along feedforward pathways. Alternatively, V1–V4 coordination could reflect a common drive from an external source enhancing coordination in each area separately. However, this is unlikely to be the case. Indeed, our cross-correlation analysis of coordinated events reveals a peak at the expected temporal delay between V1 to V4 signals36. Although area V2 is a major recipient of inputs from V1, and is likely to mediate, or contribute to V4 coordination46, it is unlikely to mediate coordinated spiking in V1. That is, if V2 neurons were the common source of coordination in V1 and V4, we would have observed that coordinated spiking in V1 and V4 occurs almost simultaneously, which is contrary to our observations.
One possible concern in our study is cortical state. Indeed, during wakefulness visual cortex randomly fluctuates between different states of synchrony30, and the state of local V4 populations impacts behavioral performance. However, while cortical state could possibly alter the strength of coordination, it would probably increase coordination at long timescale rather than the near-coincident coordinated spiking (within 5-ms) reported here. Nonetheless, this is not a serious concern in our study since the long timescale coordination was in fact removed as part of our controls when jittered coordination rate was subtracted from the raw coordination rate (see Methods). Furthermore, we previously reported30 that an increase in low-frequency synchrony in local populations decreases perceptual accuracy, whereas spiking coordination, our measure of fast timescale synchrony, increases it. Cortical state could also fluctuate during slow changes in behavioral performance during the session. However, when examining the relationship between coordination rates and history of perceptual performance (percent correct reports in past trials), we failed to observe significant correlations (p>0.1, Fig S15).
Our results suggest that the brain may employ different strategies to encode sensory stimuli and preserve perceptual accuracy during a behavioral task. While the presence of incoming stimuli increases both firing rates and spiking coordination in visual cortex, only rate modulation is related to sensory coding. In contrast, perceptual accuracy is correlated with precise spiking coordination regardless of firing rate modulation. This argues for complementary functions served by the precise coordination of spike events and discharge rates in visual cortex. A relatively similar mechanism has been previously proposed in primary motor cortex49, where spike synchronization and rate modulation were found to be differentially involved in motor processing. Furthermore, given the similarities of the microcircuitry underlying different sensory modalities50, spiking coordination could constitute a ubiquitous mechanism of information coding extending beyond vision and influencing a wide range of cognitive functions.
METHODS
All experiments were performed under protocols approved by The Univ. of Texas at Houston Animal Care and Use Committee. Two adult male rhesus monkeys (Macaca mulatta; monkey C: 15 kg, 12 years old; monkey W: 13 kg, 15 years old) were used in the experiments. A titanium head post was implanted in medial frontal region with the help of multiple anchor screws. Following a recovery period of about 10 days, monkeys were trained for 3–4 months on visual fixation and discrimination tasks. After the monkey learned the tasks, two 19-mm inner diameter recording chambers (Crist Instruments) were implanted in areas V1 and V4 of each monkey (according to MRI map). A few stainless-steel screws were inserted into the skull around the recording chamber and a thin stainless steel wire was wrapped around the screws for additional support. General information about the methodology used in this study is provided in the Reporting Summary (https://www.nature.com/documents/nr-reporting-summary.pdf). More detailed information is provided below.
Behavioral task
Two monkeys were required to hold fixation within a window of diameter of 1° throughout stimulus presentation. Eye movement was monitored throughout the recording session using an infrared eye tracking system (EyeLink II, SR Research) at 1 kHz sampling rate. Eye position was calibrated at the beginning of each experiment with a 5-point calibration procedure. The eye-tracker gains were adjusted such as to be linear for the horizontal and vertical eye deflections. The fixation pattern was carefully analyzed offline. Microsaccades were analyzed every 10 ms by using a vector velocity threshold of 10 deg/s (this corresponds to a 0.1° eye movement between consecutive 10 ms intervals). If a detected microsaccade exceeds 0.25° (fixation instability) the trial is automatically aborted. Once the animal achieved stable fixation for 200-ms, a 300 ms target stimulus was flashed, and then after 500–1200 ms delay consisting of a blank screen, a test stimulus was flashed for 300 ms (fixation was required for an extra 200 ms after the offset of the test stimulus for the trial to be considered valid). In approximately half of the trials, the test stimulus had the same orientation as that of the target (‘match’ condition). In the other half of the trials, the test orientation was rotated from the target by 3° for monkey C and 5° for monkey W (‘non-match’ condition; test orientation was chosen close to the image discrimination threshold for each monkey determined at the beginning of each experiment). Animals were trained to release a bar on match trials and hold the bar on non-match trials in order to receive a juice reward. Match and non-match trials were randomly interleaved (we collected at least 400 trials in each session). The inter-trial interval was 10 s. All stimuli were presented at parafoveal locations (4–6° eccentricity and away from the vertical/horizontal meridians) and consisted of circular monochromic natural scenes with the diameter of 8–10°. Only one image was presented in each session. The scene may vary between experimental sessions but was kept the same during each recording session. Stimulus location and size were optimized in each session such as to stimulate the largest number of simultaneously recorded cells in both areas. Stimulus presentation was recorded and synchronized with the neural data using the Experiment Control Module programmable device (ECM, FHC Inc.). The correct response was to release the bar for match trials and keep holding it for 1 more second for non-match trials. The response was detected using an impedance detector (Crist instrument response box). If the monkey responded correctly he was rewarded by 5 drops of diluted apple juice (Crist Inc.).
Electrophysiological recordings
We performed electrical recordings in areas V1 and V4 using linear arrays (16 channels Plexon U-probes) with contacts spacing at 100 μm advanced using the NAN drive system (NAN instruments) attached to the recording chamber. In each session, we advanced maximum two linear arrays into each cortical area (we performed 26 recording sessions, and recorded up to 14 units per area simultaneously in each session). The average number of cells per session was: V1 – 8±3; V4 – 10±4. The distributions of the number of cells per session in V1 and V4 were not statistically different (p=0.18, Wilcoxon rank-sum test). Both the target and test stimuli fully covered the cells’ RFs. Cells unresponsive to the visual stimuli (P>0.05) were excluded from the analysis. Real-time neuronal signals were processed with the Multichannel Acquisition Processor system (MAP, Plexon Inc.) at a sampling rate of 40 KHz. The signals were first filtered by a preamplifier box into spike channels (150 Hz – 8 kHz, 1 pole low-cut, 3 pole high-cut, with programmable referencing, 50x gain) and field potential channels (0.07, 0.7, 3–170, 300, 500 Hz user selectable, 1 pole low-cut, 1 pole high-cut, 50x). Single-unit signals were further amplified, filtered, and viewed on an oscilloscope, and heard through a speaker. The spike waveforms above threshold were saved and fine sorted after data acquisition was terminated using Plexon’s offline sorter program. After a unit was isolated, its receptive field was mapped with dynamic gratings or using reverse correlation while the animal maintained fixation. Waveforms that crossed a pre-defined threshold (~4sd above the amplitude of the noise signal) were stored for offline analyses. Spike waveforms were manually processed with Plexon’s offline sorter program using waveform clustering parameters such as principle component analysis, along with spike amplitude, timing, width, valley, and peak. Single units were subsequently analyzed using custom scripts in MATLAB. After performing spike sorting, we found a total of 6 electrode contacts with more than one identified cell (in 6 of the sessions). Eliminating the ‘extra’ cell for one electrode contact yielded results that differed in magnitude by < 0.91% from those originally reported in the manuscript (in Fig. 1h, Fig. 2e–f, Fig. 3a, Fig. 4b, and Fig. 5c–e). Sorted spikes were further analyzed for firing rates for the time course of the trial for which fixation was stable (200 ms before the target stimulus and 200 ms after the test stimulus). The PSTHs of spikes were generated by averaging the spike trains binned at 1 ms for the time course of the trial. Stimulus presentation was controlled with custom wrote script using PsychoToolBox. Synchronization between multiple devices (eye tracker, juicer, graphic card) was controlled by the Experimental Control Module (ECM, FHC, Inc.) to ensure the best timing accuracy.
Coordination rates
The frequency of occurrence of coordinated events (coordination rate) was calculated using the NeuroXidence tool26. The core of the method is the identification of coordinated patterns consisting of synchronized spikes from specific neurons. For example, pattern p = x1xx1xxxx1 indicates the occurrence of spikes emitted by the 2nd, 5th, and 10th neuron from a set of 10 cells; the other neurons may or may not fire spikes (x indicates 0 or 1). The size of the time bin in which spiking patterns are identified determines the temporal accuracy of coordinated spiking. For the analysis in the manuscript we chose a time bin of 5 ms, i.e., the relative timing between all the spikes in a bin was < 5 ms. However, it is possible that certain spikes with relative timing less than the bin width could occur in adjacent bins, which means that their coordinated pattern cannot be detected. To correct for this issue26, each spike was replicated into the adjacent time bin prior to identifying specific spiking patterns. After identifying patterns using replicated spikes, if a spiking pattern is repeated in an adjacent time bin, the repeated copy is removed26. After identifying all patterns p, the coordination rate in trial j is calculated as , where t is the length of the time window in which patterns were detected (for instance the length of the trial).
To determine if pattern p occurs significantly more often than chance level (or more frequently than expected by fast fluctuations in the firing rates of neurons or co-fluctuations of firing rates of multiple neurons), the distribution of across trials was tested against the null hypothesis26. The null hypothesis was generated by shifting each spike train by a random time, which is the jittering range. Jittering range is shorter than the time scale of possible co-fluctuations of firing rates, but longer than a single time bin. In our analysis, the mean value of the jittering range was 10 ms. The jitter-corrected coordination rates were calculated26 as , which is tested to be significantly > 0 (with p<0.01, Wilcoxon signed rank test, by comparing the original and jittered coordination rates, using the FDR multiple comparison correction; we used 20 jitters, and averaged the coordination rates across all the jitters). The comparison between the original and jittered coordination rates was tested across trials for each neuronal combination (we used the same methodology as in Pipa et. al., 2008). Throughout the manuscript, we report the jitter-corrected coordination rate as ‘coordination rate’. When comparing between two conditions (e.g., stim1 vs. stim2, as in Fig. 1h), the significance of the coordination rate for each pattern was determined separately for each condition. To avoid the effect of unbalanced sets of trials on the power of statistical tests, bootstrapped distributions were generated as follows: trial sets in each condition were resampled with replacement (sample size was 100), then the p-value of the Wilcoxon signed rank test was calculated for each sample set. This procedure was repeated to obtain a distribution of p-values from which the mean p-value was compared to the threshold level (α = 0.01). The FDR-corrected α threshold varied between 0.016 and 0.039 across sessions. However, we conservatively and uniformly applied the FDR correction and used an even lower threshold, α= 0.01, for the entire data set when assessing the statistical significance.
Finally, the coordination rate combined across patterns of size c in trial j (c is the number of spikes within the pattern; e.g., for coordinated pairs c=2, for triplets c=3, etc.) was calculated as where the numerator represents the sum of statistically significant coordination rates for all patterns of size c, and the denominator, Nc, is the total number of possible patterns of size c (regardless of significance). For example, if 10 neurons were recorded, the sum of coordination rates for pairs was divided by N2=45 (which is equal to C102), for triplets by N3=120 (C103), and for quartets by N4=210 (C104). The reason for reporting normalized values instead of actual rates (e.g., Fig. 4) was to be able to compare coordination rates across assembly sizes (pairs vs. triplets vs. quartets, etc.) and across sessions with varying numbers of recorded neurons. At the end, the coordination rates of size c were averaged across trials for each condition.
To compare coordination rates across two conditions (as in Fig. 1h or Fig. 4a–b), we first calculated Fj(c) using all the patterns of size c which are significantly occurring in at least one of the two conditions, then compared the distribution of Fj(c) across trials in condition 1 with the distribution of Fj(c) across trials in condition 2 using the Wilcoxon rank sum test (the multiple-comparison correction of the p-values is described in the Statistical Analysis section below). For the sliding window analysis in Fig 4a, this procedure was repeated for each analysis window, and then each p-value of the rank sum test was plotted.
Spike train simulation
We generated spike trains that mimicked the firing rates of the experimental neurons but lacked coordinated spiking. This was done by generating independent spike trains with the same statistics as real neurons using a Poisson process for which the rate of events in any 1-ms time bin was the trial-averaged firing rate of the experimental neuron. Using this procedure, we generated the exact same number of trials and neurons as in the experimental data such that the peri-stimulus spike time histogram (PSTH) of each simulated neuron matched the PSTH of the corresponding experimental neuron. To generate spike trains with, say 20% shared spikes among neurons, we generated independent spike trains so that the firing rates were 20% lower than the experimentally measured firing rates. We subsequently added the shared spikes across the entire population in order to provide a match for the spike rates of the actual neurons (but with random spike timing within a ± 25 ms window, Fig. 2a). As a result, the trial-averaged firing rates of the simulated neurons matched their corresponding, real, neurons (Fig. 2b) while the spike count correlation increases monotonically with the percentage of shared spikes (Fig. 2c).
Support Vector Machine Decoder
We used a linear support vector machine decoder51 to determine if the population firing rates in V1 or V4 carry information about visual stimuli and/or perceptual accuracy (using quadratic and RBF kernel functions yields similar results). Specifically, we computed the mean firing rates of each neuron in the population for the specified time window in each trial, and then classified the population response using binary labels specifying the condition of the trial (e.g., stim1 vs. stim2). To train the decoder, i.e., tune the parameters of the decoder’s kernel function, we used 80% of the correct trials in a given session. To test the decoder we used the rest of 20% of trials from each corresponding condition (correct or incorrect), and cross-validation was done by testing on different sets of trials than those used during training (separately for the ‘correct’ and ‘incorrect’ conditions)25,30,31. Decoder performance was calculated as the percentage of correctly classified test trials. This procedure (decoder training and testing) was repeated 1000 times, each time using a random subset of the corresponding trials for training and the rest of them for testing (separately for each condition). As a control, we trained decoders with randomly shuffled class labels (1000 random shuffles). The performance of the shuffled decoder was used as a null hypothesis for the statistical test of decoder performance. To test the robustness of our decoding analysis, we additionally used a decoder for which both correct and incorrect trials were used for training (same number of correct and incorrect trials), and then decoding performance was tested by using either the rest of 20% correct or incorrect trials. The test trials were different from the set of training trials, and we repeated the decoder analysis 1000 times and generated randomly shuffled labels as described above. However, this decoder yielded results that were similar to those for which only the correct trials were used during training despite the fact that mean decoder performance was about 2% lower compared to original decoding performance, when training was performed using correct trials only (i.e., 53 vs. 55% in V1, and 55% vs. 58% in V4, for the time window that maximizes decoder performance). That is, decoding performance in V1 was significantly higher than chance for both correct and incorrect trials (p=4 10−5 for correct and p=2.9 10−5 for incorrect); decoding performance in V4 was significantly higher than chance for correct trials (p=0.027), but indistinguishable from chance for incorrect trials (p=0.58).
Statistical analysis
To determine the statistical significance of our results, we used the two-sided Wilcoxon signed rank test, unless the name of the test was indicated next to the p-value. We chose this test rather than parametric tests, such as the t-test, for its greater statistical power (lower type I and type II errors) when data is not normally distributed52,53. The normality of the data distribution was not formally tested. To minimize type I and type II errors, when multiple groups of data were tested, we used the False Discovery Rate (FDR) multiple comparison correction28. Compared to Bonferroni which is the most conservative multiple comparison correction, FDR has greater statistical power. Technically, FDR controls the probability that a rejected statistical test is, in fact, falsely rejected. In practice, to apply FDR to multiple p-values, we used an implementation of Benjamini–Hochberg procedure to determine a new threshold for the p-value. The statistical significance was then determined by comparing each p-value to the new threshold instead of the original threshold (usually set to 0.05). The FDR multiple comparison correction was applied for the entire data set whenever multiple groups of data were tested, including the statistical significance assessment of coordination rates for each neuronal combination in each cortical area. No statistical methods were used to pre-determine sample sizes but our sample sizes are similar to those reported in previous publications19,30–33,49. Data collection and analysis were not performed blind to the conditions of the experiments.
Data and code availability
The data and custom-written code that support the findings of this study are available from the corresponding author on reasonable request (V.D.).
Supplementary Material
ACKNOWLEDGEMENTS
We thank X. Pitkow, H. Shouval, and J. Magnotti for discussions and comments. This work was supported by the NIH EUREKA program (V.D.).
Footnotes
The authors declare no competing interests.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
The data and custom-written code that support the findings of this study are available from the corresponding author on reasonable request (V.D.).