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. Author manuscript; available in PMC: 2020 Jul 21.
Published in final edited form as: World Neurosurg. 2019 Jan 22;124:397–409. doi: 10.1016/j.wneu.2018.12.222

Table 1.

Summary of Completed Immunotherapy Clinical Trials Highlighting Strengths and Limitations of Each Trial

Immunotherapy Approach Phase Sample
Size
Overall Survival
(months)
Progression-Free
Survival (months)
Strengths Limitations
Vaccines
 International randomized double-blind controlled study of rindopepimut/GM-CSF with adjuvant TMZ in patients with newly diagnosed, surgically resected, EGFRvIII-positive glioblastoma11 3 745 20.1 8 First randomized clinical trial evaluating the efficacy of an EGFRvIII-targeted therapy for newly diagnosed glioblastoma Uncertainties on the significance of the cutoff of EGFRvIII expression for inclusion Vaccine administration schedule designed such that it started after XRT, rather than as early as possible
 Prospective, phase 2 clinical trial to evaluate efficacy and safety of autologous DC vaccination in patients with glioblastoma multiforme after complete surgical resection with fluorescence microscope12 2 26 23.4 12.7 Improved inclusion and exclusion criteria to better reflect patient population and more accurate survival data Vaccine schedule designed to deliver vaccine before XRT Selection bias in favor of patients with small superficial tumors as well as those with extensive tumor resection
 Antitumor immunotherapy targeted against CMV in patients with newly diagnosed glioblastoma multiforme during recovery from therapeutic TMZ-induced lymphopenia13 1 11 18.5 10.8 Provides additional support for targeting the association between CMV and glioblastoma and its use in immunotherapy Retrospective study design There was no comparison between the efficacy of dose intensified-TMZ alone vs. dose intensified-TMZ plus pp65-DC
 Phase 1 study of safety, tolerability, and immunologic effects of SVN53-67/M57-KLH in patients with survivin-positive malignant gliomas14 1 9 86.6 17.6 First-in-human study showed the safety, tolerability, and immunogenicity of SurVaxM in patients with recurrent malignant glioma after failure of standard therapy Small sample size
 Phase 1 trial of IMA950 (a novel multipeptide vaccine) plus GM-CSF in patients with newly diagnosed glioblastoma15 1 45 15.3 NR Investigates the most biologically effective and clinically feasible administration schedule Enrolled patients were not randomized Trial not prospectively powered to compare the 2 cohorts
 Phase 1 study of vaccination with lethally irradiated glioma cells mixed with GM-K562 cells in patients undergoing craniotomy for recurrent tumor16 1 11 12.4 NR First study showing safety and feasibility of combining autologous irradiated glioblastoma cells with GM-K562 cells as vaccination in patients who had undergone craniotomy for recurrent tumor Attrition of enrolled patients because of disease progression or clinical decline
 Phase 1 study on the use of racotumomab antiidiotype antibody in patients with pediatric malignancies that express N-glycolylated gangliosides and are resistant to conventional treatment17 1 15 3 months after study entry NR First phase 1 study showing that racotumomab is safe and immunogenic in a population of pediatric patients with advanced and refractory pediatric tumors Limited antitumor activity in heavily pretreated patients with refractory malignancies
 Phase II study of CDX-110 with radiation and TMZ in patients with newly diagnosed glioblastoma multiforme18 2 65 21.8 5.5 Multicenter phase 2 study of CDX-110 with XRT and TMZ confirming the results of improved survival from previous phase 2 trials of rindopepimut Selected patients have favorable prognostic factors including gross total resection and completion of chemoradiation without progression, which can affect the outcome Small open-label single-arm study design
 Pilot study to evaluate the effects of vaccinations with HLA-A2-restricted glioma antigen-peptides in combination with poly-ICLC for adults with World Health Organization grade II low-grade gliomas19 1 23 NR 17 First clinical study of peptide-based vaccination using novel glioma associated antigen-derived epitopes and adjuvant poly-ICLC in high-risk World Health Organization grade 2 low-grade gliomas showing tolerability and efficacy of this approach Unequal distribution of patients among the 3 cohorts, with cohort 2 only having 1 patient
 Phase 1 trial on the feasibility and tolerance of treating recurrent glioblastoma multiforme with DC vaccination and TMZ20 1 14 23 NR First phase 1 trial to explore the feasibility of manufacturing autologous monocyte-derived DC-based vaccines in patients with glioblastoma multiforme in which previous exposure to TMZ was an entry criterion Attrition of enrolled patients because of insufficient yield of DC vaccines (21%), radionecrosis, and rapid progression Limited conclusions can be drawn regarding efficacy of this combination therapy
 Phase 1/2a trial of autologous tumor vaccine and TMZ administration in patients with primary glioblastoma21 1/2 24 22.2 8.2 Phase 1/2a trial showing the safety of fractionated radiation therapy, TMZ, and tumor vaccine with favorable survival outcome Characteristics of the patients included in the study were not typical of patients with glioblastoma in general (younger age, and high extent of resection) Selection bias because of including 5 patients who had positive prognostic factors (IDH1R123-H positive) This study does not prove efficacy for the combination of fractionated radiation therapy, TMZ, and tumor vaccine
 Phase 1/2 trial of heat shock protein peptide complex 96 vaccine for patients with recurrent high-grade glioma22 1/2 41 9.9 4.5 Establishes safety and comparable efficacy of administering heat shock protein peptide complex 96 vaccine for patients with recurrent high-grade glioma Open-label study design The inclusion criteria of gross total resection and high functional status limits the applicability of the study to all patients with glioblastoma 20% of enrolled patients had insufficient tumor resected to produce vaccine Although progression-free survival is reported, it is not one of the primary end points of the study because of limitations in assessing this metric
 Pilot study to evaluate the effects of vaccinations with HLA-A2- restricted glioma antigen-peptides with poly-ICLC for children with newly diagnosed malignant brain stem gliomas, nonbrainstem high-grade gliomas, recurrent low-grade gliomas, or recurrent high-grade gliomas23 1 60 13.3 NA First clinical evaluation of peptide-based vaccination using novel glioma associated antigen-derived epitopes in an emulsion-based vehicle, administered in conjunction with immunoadjuvant therapy for recurrent childhood low-grade gliomas showing reasonable safety and immunologic efficacy of this approach, as well as preliminary evidence of clinical activity Open-label study design
 Phase 1/2 trial of vaccine therapy with tumor stem cell derived messenger RNA-transfected DCs in patients receiving standard therapy for glioblastoma24 1 20 25.3 23.1 First study targeting a characterized population of cancer stem cells in gliomas, which also shows feasibility, safety of an active immunotherapy targeting glioma stem cells Insufficient glioma stem cells to produce vaccines in the treatment group Evaluation of tumor response such as tumor volume is limited because of small sample size
Checkpoint inhibitor
 Randomized phase 3 study evaluating the efficacy and safety of nivolumab vs. bevacizumab in patients with recurrent glioblastoma: CheckMate 14325 3 369 9.8 1.5 First large randomized clinical trial of programmed cell death protein pathway inhibition in the setting of glioblastoma Open-label study design
 Prospective clinical trial designed to evaluate the efficacy and safety of ipilimumab in patients with melanoma metastatic to the brain26 2 72 7 vs. 4 NR First open-label study that established ipilimumab shows activity in melanoma patients with brain metastases, particularly when they have stable, asymptomatic metastases that do not need corticosteroid treatment Prospective open-label study design Small sample size, preventing formal analysis
 Phase 2 clinical trial looking at the effects of pembrolizumab alone or when combined with bevacizumab in patients with recurrent glioblastoma27 2 80 8.8 for combination therapy. 4.1 for combination therapy First study looking at pembrolizumab in combination with bevacizumab Open-label study design Patients were randomized, but it is difficult to compare the 2 cohorts directly
Adoptive T cell therapy
 Randomized pilot trial in patients with newly diagnosed glioblastoma implicating polyfunctional T cell responses as a biomarker for effective antitumor immunotherapy28 1 22 NR NR First study to produce and safely administer CMV pp65-specific T cells with DC vaccination (CMV-ATCT-DC) or saline (CMV-ATCT-saline) to patients with newly diagnosed glioblastoma Single-institution single-blind study design
 Multicenter randomized open-label phase 3 clinical trial to assess the efficacy and safety of ‘INNOCELL Immuncell-LC’ with TMZ in newly diagnosed glioblastoma in Korea29 3 180 22.5 8.1 First prospective multicenter randomized controlled study of cytokine-induced killer cells immunotherapy for newly diagnosed glioblastoma Open-label study design
 Pilot feasibility and safety study of cellular immunotherapy for recurrent/refractory malignant glioma using genetically modified autologous CD8+ T cell clones30 1 3 11 after relapse NR First-in-human pilot safety and feasibility trial evaluating chimeric antigen receptor–engineered, autologous primary human CD8+ cytotoxic T lymphocytes targeting IL13Rα2 for the treatment of recurrent glioblastoma Small patient population
 Phase 1 trial to assess safety of autologous human CMV-specific T cell therapy for glioblastoma multiforme31 1 19 13.3 8.2 First clinical trial for adoptive immunotherapy using CMV-specific T cells in patients with recurrent GBM Attrition from the initial study participants. The number of patients receiving the therapy was 11 No definitive conclusions can be drawn regarding survival
 Administration of HER2 chimeric antigen receptor expressing CMV-specific cytotoxic T cells in patients with glioblastoma multiforme32 1 16 24.5 3.5 after T cell infusion First phase 1 dose-escalation study, establishing the safety of autologous HER2-CAR VSTs in 17 patients with progressive glioblastoma No definitive conclusions can be drawn regarding survival The small sample size, which had attrition from screening patients for HER2 positivity to T cell infusion Study population involved pediatric patients. Inclusion of children (<18 years old), who have a better prognosis than adults, might have also affected the outcome

GM-CSF, granulocyte-macrophage colony-stimulating factor; TMZ, temozolomide; XRT, radiation therapy; DC, dendritic cell; CMV, cytomegalovirus; NR, not reported.